GARY GOLDBERG PLANNING SERVICES, INC. BROCHURE SUPPLEMENT JULY 30, 2013 FORM ADV PART 2B This brochure supplement provides information about the named individuals that supplements the Gary Goldberg Planning Services, Inc. brochure. You should have received a copy of that brochure. If you did not receive the brochure or if you have any questions about the contents of this supplement, please contact us at: Gary Goldberg Planning Services, Inc. 75 Montebello Road Suffern, NY 10901 info@garygoldberg.com (845) 368-2900 For additional information visit our web Site: www.ggfs.com Investment Committee Members: Gary M. Goldberg, CEO/Chairman/Investment Committee Oliver Pursche, President/Investment Committee/Director William J. Krivicich, CFA, Vice President/Chief Investment Officer/Investment Committee Richard T. Kersting, Senior Vice President/Investment Committee Peter J.D. Dedel, Vice President/Portfolio Manager/ROSFP/Investment Committee Investment Consultants: Amit Chopra, Senior Investment Consultant Thomas I. Cortese, Investment Consultant Christopher R. Hanly, Investment Consultant James V. Loehle, Vice President/Senior Investment Consultant Tyler J. Palumbo, Associate Investment Consultant Heidi Scali, Associate Investment Consultant William Raymond Stine, Vice President, Investment Consultant Michael Valenti, Associate Investment Consultant The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority. The use of the term Registered Investment Advisor does not imply a certain level of skill or training. Additional information about Gary Goldberg Planning Services, Inc. also is available on the SEC s website at www.adviserinfo.sec.gov.
Page 2 Year of Birth 1940 Gary M. Goldberg CEO/Chairman/Investment Committee Education BA Liberal Arts, Bard College Attended Brooklyn Law School Business Background Gary Goldberg Financial Services 1972 to Present Gary Goldberg & Co., Inc. (GGCo) member FINRA & SIPC CEO, Chairman, Founder Montebello Partners, LLC, (MPLLC) a Registered Investment Advisory Firm Member. MPLLC manages a mutual fund knows as the GMG Defensive Beta Fund (MPDAX) which is used in most or all Gary Goldberg Planning Services programs. Clients will pay and MPLLC will receive, a separate management fee from GMG Defensive Beta Fund and this professional will be entitled to payment therefrom.
Page 3 Year of Birth 1970 Oliver Pursche President/Investment Committee/Director Education BA in Business Communications from Bentley College Attended the Wharton School of Business at the University of Pennsylvania Business Background Gary Goldberg Financial Services 2005 to Present Gary Goldberg & Co., Inc. member FINRA & SIPC President Montebello Partners, LLC, a Registered Investment Advisory Firm Managing Member MPLLC manages a mutual fund knows as the GMG Defensive Beta Fund (MPDAX) which is used in most or all Gary Goldberg Planning Services programs. Clients will pay and MPLLC will receive, a separate management fee from GMG Defensive Beta Fund and this professional will be entitled to payment therefrom. This professional is supervised by Gary M. Goldberg, CEO. He can be reached at 845-368-
Page 4 Year of Birth 1968 William J. Krivicich, CFA Vice President/Chief Investment Officer/Investment Committee Education BS in Finance from SUNY New Paltz Business Background Gary Goldberg Financial Services 1997 to Present Gary Goldberg & Co., Inc. member FINRA & SIPC Vice President Montebello Partners, LLC, a Registered Investment Advisory Firm Member MPLLC manages a mutual fund knows as the GMG Defensive Beta Fund (MPDAX) which is used in most or all Gary Goldberg Planning Services programs. Clients will pay and MPLLC will receive, a separate management fee from GMG Defensive Beta Fund and this professional will be entitled to payment therefrom.
Page 5 Year of Birth 1965 Richard T. Kersting Senior Vice President/Investment Committee Education BS in Finance and Economics from SUNY Albany Business Background Gary Goldberg Financial Services 2005 to Present Gary Goldberg & Co., Inc. member FINRA & SIPC Senior Vice President Montebello Partners, LLC, a Registered Investment Advisory Firm Member MPLLC manages a mutual fund knows as the GMG Defensive Beta Fund (MPDAX) which is used in most or all Gary Goldberg Planning Services programs. Clients will pay and MPLLC will receive, a separate management fee from GMG Defensive Beta Fund and this professional will be entitled to payment therefrom.
Page 6 Peter J.D. Dedel Vice President/Portfolio Manager/ROSFP/Investment Committee Year of Birth 1948 Education Bachelor degree from Lehigh University Attended Wesleyan University Earned two graduate degrees from Columbia University. Business Background Gary Goldberg Financial Services 1979 to Present Gary Goldberg & Co., Inc. member FINRA & SIPC Head Trader
Page 7 Year of Birth 1985 Amit Chopra Investment Consultant Education Attended SUNY Plattsburgh Business Background Gary Goldberg Financial Services 2006 Present
Page 8 Thomas I. Cortese Senior Investment Consultant Year of Birth 1947 Education BS in Business Administration from Bethel College MBA from Fairleigh Dickinson University Business Background Gary Goldberg Financial Services 2003 to Present
Page 9 Year of Birth 1985 Christopher R. Hanly Associate Investment Consultant Education Attended Fordham University BA in Business Administration from the Frank G. Zarb School of Business at Hofstra University Business Background Citigroup Derivative Intern 2006 to 2007 Wells Fargo Credit Manager 2008 to 2009 Kollins Communications Client Service Rep 2009 to 2010 Law Firm of Kevin Hanly Paralegal 2009 to 2010 Gary Goldberg Financial Services 2010 to Present
Page 10 James V. Loehle Vice President/Senior Investment Consultant Year of Birth 1957 Education Attended Adelphi University Business Administration AA in Criminal Justice from Nassau Community College Business Background Gary Goldberg Financial Services 2007 to Present
Page 11 Year of Birth 1985 Tyler J. Palumbo Associate Investment Consultant Education B.S.B.A. degreed from Bucknell University, Business Management Major/Economics Minor Business Background Susquahanna International Group, LLP Operations Associate Stock loan/equity financing desk 2007 to 2010 Gary Goldberg Financial Services Investment Consultant 2010 to Present
Page 12 Year of Birth 1967 Heidi Scali Associate Investment Consultant Education BS in Finance from Syracuse University Business Background Gary Goldberg Financial Services, Associate Investment Consultant 2013 to Present
Page 13 William Raymond Stine Vice President, Investment Consultant Year of Birth 1923 Education BS in Architectural Engineering from Ohio University Attended University of Virginia Executive Management Program Served as a navigator on B-17 Bomber during WWII Business Background Gary Goldberg Financial Services 1988 to Present
Page 14 Year of Birth 1977 Michael Valenti Associate Investment Consultant Education BA in Economics from Vassar College Business Background Gary Goldberg Financial Services, Associate Investment Consultant 2013 to Present