Performance Analysis of Power Control and Cell Association in Heterogeneous Cellular Networks

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Performance Analysis of Power Control and Cell Association in Heterogeneous Cellular Networks Prasanna Herath Mudiyanselage PhD Final Examination Supervisors: Witold A. Krzymień and Chintha Tellambura Department of Electrical and Computer Engineering, University of Alberta, Edmonton, Canada. 24 th August 2018 1

Outline 1. Introduction 2. Contributions 2.1 Uplink transmit power control analysis 2.1 Cell association with limited candidate base stations 2.3 Stochastic geometry modeling of cellular networks 3. Future Research Directions 4. Summary and Conclusion 2

1. Introduction Global Mobile Data Traffic Forecast 2013-2018 Mobile data traffic growth prediction [1] Exabytes per month (1 EB = 10 18 bytes) 120 100 80 60 Compound annual growth rate (CAGR) of 42% Monthly traffic is expected to surpass 100 EB in 2023 Smart phones will contribute 95% of the traffic in 2023 40 20 0 2013 2018 2023 Smartphones Mobile PCs, tablets, etc. [1] Ericsson Mobility Report, November 2017 3

1. Introduction Heterogeneous Cellular Networks Higher Data Rates & Higher Spectrum Re-use Core Network Internet Femto Internet backhaul Pico-BS Backhaul for Pico BSs and RRHs Macro-BS Femto-AP D2D RRH Relay BS: base station, AP: access point, RRH: remote radio head, D2D: device-to-device 4

1. Introduction Stochastic Geometry for Cellular HetNets Networks are evolving towards irregular spatial deployments and cell shapes. Better modeled by random spatial processes [2] Spatial distribution of nodes and users affects performance [3]. System level analysis is essential. Stochastic geometry is a powerful tool for modeling and analysis of networks with random topologies. [2] J. Andrews, Seven ways that HetNets are a cellular paradigm shift, IEEE Commun. Mag., vol. 51, no. 3, pp. 136 144, Mar. 2013. [3] M. Haenggi, Stochastic Geometry for Wireless Networks. New York, NY: Cambridge University Press, 2013. 5

2. Research Outcome Contributions of the Thesis 1. Three uplink transmit power control (TPC) schemes for HetNets 2. Simple cell association policy for dense HetNets (single-tier & two-tier) 3. Analytical tools to comprehensively capture practical conditions (spatial distribution of nodes, spatial dependency, different channel impediments), power control, and cell association. 6

2.1 uplink power control Uplink Transmit Power Control in HetNet: Problem Statement BSs Users Interfering users can be closer to a BS than its associated user High power efficiency for battery powered devices Reduce interference 7

Uplink Transmit Power Control in HetNet: Problem Statement 2.1 uplink power control How to design uplink TPC to minimize interference, improve power efficiency, and performance? Scheme 1: Scheme 2: Scheme 3: ρ reference transmitted power, l z, y path loss (power gain) 8

2.1 uplink power control Uplink System Model and Assumptions: Random cellular network - all users Random cellular network active users in one resource block Orthogonal multiple access (OFDM or DFT-S-OFDM) Universal frequency reuse and fully loaded network Downlink equivalent model [4] [4] T. Novlan, H. Dhillon, and J. Andrews, Analytical modeling of uplink cellular networks, IEEE Trans. Wireless Commun., vol. 12, no. 6, pp. 2669 2679, Jun. 2013 9

2.1 uplink power control Coverage Probability Analysis Theorem (SNR coverage probability of TPC Scheme 1) The uplink coverage probability of an MS in a single-tier cellular network under fractional path loss inversion power control is given by where, : weights and nodes of the Gauss-Hermite quadrature of order L (M). : weights and nodes of the Gauss-Laguerre quadrature of order Q Similar theorems have been derived for the TPC Schemes 2 and 3. 10

2.1 uplink power control Coverage Probability of TPC Schemes Severe shadowing (higher standard deviation) degrade coverage. When shadowing is less severe, all three Schemes achieve similar performance. At low SINR thresholds and sever shadowing, Scheme 2 (compensating for the aggregate effect of path loss and shadowing) improves coverage BS density λ = 0.5 BS/km 2, Power control factor η = 0.5, Path loss exponent α = 3.5, σ db = ξ db, N 0 = 0. At high SINR thresholds, Scheme 1 (path loss inversion) provides better coverage. 11

2.1 uplink power control Coverage Probability dependence on the Power Control Factor: Scheme 1 BS density λ = 0.5 BS/km 2, Path loss exponent α = 3.5, σ db = ξ db, N 0 = 0. Coverage is smallest when the path loss is completely compensated. Higher η boost cell edge user SINR at the cost of higher network interference At high threshold SINR, the η = 0 (no power control), give better coverage Variation of coverage with η is similar for different levels of shadowing. 12

2.1 uplink power control Coverage Probability dependence on the Power Control Factor: Scheme 2 At low SINR thresholds, η = θ = 1 (complete compensation of shadowing and path loss), gives the highest coverage At high threshold SINR, η = 0 (no power control) give better coverage Performance variation widens when shadowing is increased BS density λ = 0.5 BS/km 2, Path loss exponent α = 3.5, σ db = ξ db, N 0 = 0. Power control parameters have to be chosen based on the operating SINR 13

2.1 uplink power control Coverage Probability of BS Densities and TPC Schemes Power control factor η = 0.5, Path loss exponent α = 3.5, σ db = ξ db, N 0 = 0. BS density has no significant impact on the coverage probability. 14

2.2 Limited candidate cell association Cell Association in HetNet: Problem Statement Pico-BS Backhaul for Pico BSs and RRHs Macro-BS Femto-AP D2D RRH Cell boundary with traditional received power based cell association Relay Dense network with low-power low-cost BSs/APs How to perform cell association with sparse network information and maximize the use of low-power BSs to increase the network capacity? 15

2.2 Limited candidate cell association Cell Association with Limited Candidate Base Stations Solution Select the highest instantaneous SINR BS out of BSs providing average received power above P th Select P th appropriately to reduce the number of candidate BSs without compromising performance Only requires SINR of few neighboring BSs Accessible BS Inaccessible BS 16

Coverage Probability Analysis: Single-Tier Network Theorem (SNR coverage probability) 2.2 Limited candidate cell association In single-tier networks, coverage probability with limited candidate cell association is given by Lemma (minimum average received power to become a candidate BS) Minimum average received power to have n candidate BSs with probability q is given by 17

2.2 Limited candidate cell association Coverage Probability-Single-Tier Network Improved coverage probability compared to average received power based cell association Close to the performance of highest- SINR association can be reached by proper selection of P th BS density λ = 12 BSs/km 2, Path loss exponent α = 3.5, n BSs meet P th requirement with probability q, N 0 = 0. 18

2.2 Limited candidate cell association Cell Association in a Two-Tier Network accessible pico-bs inaccessible pico-bs macro-bs Case 1: Both Instantaneous SINR and average received power of pico- BSs are available Choose highest-sinr pico-bs if there is any meeting P th. Select highest average SINR macro-bs otherwise. Case 2: Only average received power of pico-bss are available Choose highest average received power pico-bs if there is any meeting the P th. Select highest average SINR macro-bs otherwise. Users can be offloaded to pico-bss by adjusting P th 19

Coverage Probability Analysis: Two-Tier Networks Theorem (SINR coverage probability) 2.2 Limited candidate cell association When both instantaneous SINR and average received power of pico- BSs are available (case 1), the coverage probability of limited candidate cell association is given by A similar result has been derived for case 2 20

2.2 Limited candidate cell association Coverage Analysis: Two-Tier Networks Higher coverage probability compared to highest average SINR association Perform similar to biased SINR association in most of the operating SINR values P m = 20 W, P p = 2 W, α m = 3.5, α p = 3.8, n = 1, q = 0.7, T m = T p 5 db, λ m = 0.5 BSs/km 2, λ p = 20 BSs/km 2, N 0 = 0. 21

2.2 Limited candidate cell association Achievable Rate Analysis of an MS in Coverage Theorem (single-tier network) With limited candidate cell association in single-tier networks, achievable data rate by a user in coverage is given by Theorem (two-tier network) With limited candidate cell association in two-tier networks, achievable data rate by a user in coverage is given by 22

Rate Analysis: Single- & Two-Tier Networks 2.2 Limited candidate cell association Single-tier network: λ = 12 BSs/km 2, α = 3.5, n = 1. Two-tier network: P m = 20 W, P p = 2 W, α m = 3.5, α p = 3.8, n = 1, q = 0.7, T m = T p = T, λ m = 0.5 BSs/ km 2 λ p = 20 BSs/km 2, N 0 = 0. Two-tier network: P m = 20 W, P p = 2 W, α m = 3.5, α p = 3.8, n = 1, q = 0.7, T m = T p = T, λ m = 0.5 BSs, λ km p= 20 BSs/km 2, N 2 0 = 0. 23

3. Future Research Directions Future Research Directions Mixed types of TPC based on operating SINR Impact of TPC in cellular networks on underlay communications: device-to-device and cognitive radio networks Evaluate gains of user off-loading in HetNet considering traffic models Considering different point process models to capture deployment scenarios 24

4. Summary of Contributions Summary of Contributions 1. Investigated three uplink TPC schemes Effect of different TPC parameters, network densification, and channel impediments 2. Proposed and investigated a simple cell association policy for dense HetNet deployment (single-tier & two-tier) Cell association with limited candidate BSs 3. Developed a comprehensive mathematical framework for system level analysis of cellular networks (downlink and uplink) Spatial distribution of nodes and users, spatial dependency among users, different channel impediments, power control, cell association 25