n Based on the decision rule Po- Ning Chapter Po- Ning Chapter

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n Soft decision decoding (can be analyzed via an equivalent binary-input additive white Gaussian noise channel) o The error rate of Ungerboeck codes (particularly at high SNR) is dominated by the two codewords (i.e., signal words) whose pairwise Euclidean distance is equal to dfree. (This dfree represents Euclidean distance, not the Hamming distance defined previously.) Po- Ning Chen@cm.nctu Chapter 10-101 n Based on the decision rule Po- Ning Chen@cm.nctu Chapter 10-102 1

o Asymptotic coding gain (here, asymptotic = at high SNR) Ga n The performance gain due to coding (i.e., the performance gain of a coded system against an uncoded system) o 4-state Ungerboeck code n Its code rate is 2 bits/symbol; hence, it should be compared with uncoded QPSK. Po- Ning Chen@cm.nctu Chapter 10-103 00/ 00/ 00/ 01/ 10/ 11/ 00/ 00/ 10/ 01/ 00/ 00/ 11/ 00/ 10/ 01/ 00/ 10/ 01/ 11/ 00/ 11/ Po- Ning Chen@cm.nctu Chapter 10-104 2

001;101 011;111 011;111 001;101 000;100 010;110 010;110 000;100 Solid line : 00;10 Dashed line : 01;11 See the example in the next slide with three input signals plus two zero tail signals. Po- Ning Chen@cm.nctu Chapter 10-105 Po- Ning Chen@cm.nctu Chapter 10-106 3

Po- Ning Chen@cm.nctu Chapter 10-107 o Final note n Asymptotic coding gain of Ungerboeck codes increases as the number of states grows. References [1] Gottfried Ungerboeck, Channel coding with multilevel/phase signals, IEEE Trans, Inf. Theory, vol. IT-28, no. 1, pp. 55-67, Jan. 1982. [2] -----, Trellis-coded modulation with redundant signal sets part I: Introduction, IEEE Comm. Magazine, vol. 25, no. 2, pp. 5-11, Feb. 1987. [3] -----, Trellis-coded modulation with redundant signal sets part II: State of the art, IEEE Comm. Magazine, vol. 25, no. 2, pp. 12-21, Feb. 1987. Po- Ning Chen@cm.nctu Chapter 10-108 4

10.8 Turbo codes o Structure of the turbo code encoder Po- Ning Chen@cm.nctu Chapter 10-109 10.8 Turbo codes o Basic considerations n Add an interleaver to tie together distant bits. n Use recursive systematic convolutional (RSC) codes to make the internal state depend on the past outputs. n Use recursive systematic convolutional (RSC) codes to make the turbo-like iterative decoding possible. o RSC code may suffer catastrophic error propagation (one single output error produces an infinite number of parity errors). n Use short constraint-length RSC codes to reduce to decoding burden in each decoding iteration. Po- Ning Chen@cm.nctu Chapter 10-110 5

10.8 Turbo codes o Example 10.8 Eight-state RSC (constituent) encoder M (D ) 1 D D 3 1 D D 2 D 3 B(D ) Po- Ning Chen@cm.nctu Chapter 10-111 10.8 Turbo codes Po- Ning Chen@cm.nctu Chapter 10-112 6

o Remark 1: Zero tail bits n With the pseudo-random interleaver, the zero tail bits for the first encoder may not appear to be the tail bits of the second encoder. Append two zeros to clear the shift-register contents Po- Ning Chen@cm.nctu Chapter 10-113 o Remark 1: Zero tail bits (continue) n With a careful design, dual clearing of the two encoder register contents can be achieved, which results in considerable performance improvement at medium to high SNRs. Switch in lower position only when trellis termination Length L Length L Length L+m 3GPP Length m Length L+m Effective code rate = L / [3(L+m)+m] Length m Po- Ning Chen@cm.nctu Chapter 10-114 7

An equivalent system diagram Length L Length L+m Length L+m 3GPP Length L+m Effective code rate = L / [3(L+m)+m] Length m o Remark 2: Punctured convolution code. n Each (2, 1) constituent encoder generates L+m paritycheck bits. With two constituent encoders, the system transmits 3L+4m bits, which reduces the code rate to approximately 1/3. Po- Ning Chen@cm.nctu Chapter 10-115 o Remark 2: Punctured convolution code (continue) n To improve the code rate, one can puncture half of the parity-check bits generated by each constituent encoder. n With two constituent encoders, the system transmits L information bits and approximately L = (L/2) * 2 paritycheck bits, which reduces the code rate to around 1/2. n At the decoder side, since we exactly know that no transmission is performed in those punctured positions, we can directly nullify (i.e., make them zero) the corresponding received scalars. n For example, Po- Ning Chen@cm.nctu Chapter 10-116 8

10.8 Turbo codes o Performance of Turbo codes 0.7 db 0 db for ½ code Po- Ning Chen@cm.nctu Chapter 10-117 10.8 Turbo codes o Turbo decoder Po- Ning Chen@cm.nctu Chapter 10-118 9

o Turbo component decoder (BCJR algorithm or log-map algorithm) n Use to decode a code whose present state and present output are a function of the past state and current input bit. Po- Ning Chen@cm.nctu Chapter 10-119 n It minimizes the bit error directly rather than word error. Left-hand side = The probability of the 4th message bit = 0, given that the receiver receives r. Right-hand side = The probability of the encoder going through state S3 and state S4 in B3,4(0), given that the receiver receives r. My derivation is based on the original work and is different from the textbook. Po- Ning Chen@cm.nctu Chapter 10-120 10

Po- Ning Chen@cm.nctu Chapter 10-121 Po- Ning Chen@cm.nctu Chapter 10-122 11

Initial value Note that the turbo codes use systematic code; hence, one of the code bit should be the same as the message bit Chapter 10-123 Po- Ning Chen@cm.nctu Chapter 10-124 12

Let (intrinsic) Po- Ning Chen@cm.nctu Chapter 10-125 Po- Ning Chen@cm.nctu Chapter 10-126 13

Intuition: Recursion between these two Po- Ning Chen@cm.nctu Chapter 10-127 o Turbo coding, although quite impressive in performance, is designed based on an empirical intuition. n For example, Berrou and Glaviexu wrote in their 1996 T-COM paper that o for very low SNRs, the BER can sometimes increase during the iterative decoding process. In order to overcome this effect, the extrinsic information l1 (resp. l2) has been divided by (1+q l1 ) (resp. (1+q l2 )). q acts as a stability factor and its value of 0.15 was adopted after several simulation tests at Eb/N0 = 0.7 db. [1, pp. 1270] [1] Claude Berrou and Alain Glavieux, Near optimal error correcting coding and decoding: Turbocodes, IEEE Trans. Comm., vol. 44, no. 10, pp. 1261-1271, Oct. 1996. Po- Ning Chen@cm.nctu Chapter 10-128 14

10.9 Computer experiment: Turbo coding o Read by yourself. Po- Ning Chen@cm.nctu Chapter 10-129 10.10 Low-density paritycheck (LDPC) codes o LDPC codes (also known as Gallager codes) are also iteratively decodable. o Its advantages over turbo coding technique are n absence of low-weight codewords; L. C. Perez, J. Seghers and D. J. Costello, "A Distance Spectrum Interpretation of Turbo Codes," IEEE Trans. Info. Theory, pp. 1698-1709, Nov. 1996. o With a careless interleaver design, a turbo code may have low weight codewords, which is the main cause for error floor. n And iterative decoding with a lower complexity. Po- Ning Chen@cm.nctu Chapter 10-130 15

10.10 Low-density parity-check codes o In notation, a regular LDPC code (with parity-check matrix ) is usually denoted by three tuple (n, tc, tr). n n = block length n tc = number of 1s in each column of n bits n tr = number of 1s in each row of (n-k) bits with n It is not necessary to specify k since Po- Ning Chen@cm.nctu Chapter 10-131 o Example 10.9: (n, tc, tr) = (10, 3, 5). Po- Ning Chen@cm.nctu Chapter 10-132 16

10.10 Low-density parity-check codes o How to find the generator matrix for a given parity-check matrix for systematic LDPC codes? Po- Ning Chen@cm.nctu Chapter 10-133 The generator matrix of a systematic code (including LDPC codes) must be of the shape This concludes to: Po- Ning Chen@cm.nctu Chapter 10-134 17

10.10 Low-density parity-check codes o Remarks n Low-density parity-check code gets its name since the number of 1s in each row and column is small (lowdensity). n If the number of 1s in each row and also in each column is fixed, the LDPC code is said to be regular. n Under regularity, the inverse matrix of H1 may be difficult to make to exist. n Hence, some manipulation or even allowing some irregularity is sometimes necessary. Po- Ning Chen@cm.nctu Chapter 10-135 10.10 Low-density parity-check codes o Minimum distance of LDPC codes n By uniformly selecting codeword pairs, the pairwise distance becomes a random variable, for which the cumulative distribution function (cdf) can be empirically plotted. o It is shown that this cdf can be overbounded by a unit step function as shown below. Po- Ning Chen@cm.nctu Chapter 10-136 18

10.10 Low-density parity-check codes Po- Ning Chen@cm.nctu Chapter 10-137 10.10 Low-density parity-check codes o Probabilistic decoding of LDPC codes (Mackay and Neal, 1996) n In the form of belief propagation or message passing. n Forney s factor graph (Bipartite graph) Variable nodes c0 c1 c2 c3 c4 c5 Check nodes Po- Ning Chen@cm.nctu Chapter 10-138 19

Map {0, 1} to {1, -1} and thus change xor to product. Abuse the notation by retaining cj to be the information in {1, -1}. Hence, for each check node, we should have even number of -1. In other words, c0 c1 c2 c3 c4 c5 check0 check1 check2 Po- Ning Chen@cm.nctu Chapter 10-139 (Assume independence among {cj}.) c0 c1 c2 c3 check0 check1 Po- Ning Chen@cm.nctu Chapter 10-140 20

o This summarizes to the so-called Horizontal step: Horizontal step: Update Po- Ning Chen@cm.nctu Chapter 10-141 o Next we move on to the Vertical step: c0 c1 c2 c3 c4 c5 check0 check1 check2 Po- Ning Chen@cm.nctu Chapter 10-142 21

Vertical step: Update Po- Ning Chen@cm.nctu Chapter 10-143 Initialization: Horizontal step: Vertical step: recursion Decision step: Po- Ning Chen@cm.nctu Chapter 10-144 22

Termination: o Final remark n Regular LDPC codes do not appear to come as close to Shannon s limit as their turbo code counterparts. n Hence, irregular LDPC codes are more popular. o The number of 1s in each column may vary. o The number of 1s in each row may vary. Po- Ning Chen@cm.nctu Chapter 10-145 10.11 Irregular codes o The performance of turbo codes and LDPC codes can be further improved by irregularity. n By irregularity, we mean that each systematic bit is not used the same number of times. n For example, regular turbo code indicates that each systematic bit is used twice in the encoding process. Po- Ning Chen@cm.nctu Chapter 10-146 23

Regular (20, 10) turbo code Irregular (18, 8) turbo code (Bits 0 and 6 are used four times, while bits 1, 2, 3, 4, 5, 7 are used only twice.) Punctured ½ convolutional code 10-by-10-interleaver Po- Ning Chen@cm.nctu Chapter 10-147 10.11 Irregular codes o Why irregularity gives better performance? n The codeword is bit-wisely dependent. 000000 000111 111000 111111 n If we give a much better estimation on certain positions, e.g., bit 0 and bit 4 in the above example, then the transmitted codeword may be more easily identified (via iterative decoding). Po- Ning Chen@cm.nctu Chapter 10-148 24

10.11 Irregular codes Po- Ning Chen@cm.nctu Chapter 10-149 25