FORM G-37 Name of Regulated Entity: ZB, N.A/MSD Report Period: Second Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) See Attachment Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
FORM G-37 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
FORM G-37 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business See Attachment Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
FORM G-37 Signature: electronic Date: Jul 27, 2018 Name (must be officer of regulated entity): THAD PUTNAM Address: One South Main Street, Salt Lake City, UT 84111 Phone: 801-844-7834 Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
Name of Dealer: Zions Bank Capital Markets Report Period: 2nd Qtr 2018 MSRB Form G 37 I. Name of Issuer Official Title of Issuer Official District Category of Contribution (drop down list) Amount Given By Eligible to Vote for Candidate Idaho Diana Lachiondo County Commissioner Ada County Dealer/Municipal Finance Professional $20 Christian Anderson Yes Nevada Zach Conine Treasurer Dealer/Municipal Finance Professional $250 Andrew Artusa Yes Utah Mitt Romney US Senate Dealer/Municipal Finance Professional $250 Jonathan Bronson Yes II. Payments made to political parties of states or political subdivisions (list by state) Complete Name District Category of Contribution (drop down list) Amount Given By III. Contributions made to bond ballot campaigns (list by state) Name of Bond Ballot Initiative Campaign District Category of Contribution (drop down list) Amount Given By Rev (4/10) 1 of 1
2018 Q2 IV. Issuers with which the dealer has engage in municipal securities business Complete Name of Issuer City County Type Utah So Carolina Jobs Edu Facs Auth - Aiken Mem Nephi Juab Neg Underwriting Utah Housing Corp SFM Series 2018 A Salt Lake City Salt Lake Neg Underwriting
2018 Q2 IV. Issuers with which the dealer has engage in municipal advisory business Complete Name of Issuer City County Type Utah Utah University (SBOR) Cache Financial Advisor Farmington City Farmington Davis Financial Advisor Saratoga Springs Saratgo Springs Utah Financial Advisor UAMPS (Central-St. George Transmission Project) Salt Lake Financial Advisor Summit County Summit Financial Advisor Alpine City Alpine Utah Financial Advisor Beaver City Beaver Beaver Financial Advisor Beaver County Beaver Financial Advisor Benchland Water Improvement District Kaysville Davis Financial Advisor Brigham City Brigham City Box Elder Financial Advisor Carbon County SD Carbon Financial Advisor Castle Valley Special Service District Castle Dale Emery Financial Advisor Davis Salt Lake City Aerial Spray Authority Salt Lake Financial Advisor Duchesne County Duchesne Financial Advisor Duchesne SD Duchesne Financial Advisor Garfield County SD Garfield Financial Advisor Grand County SD Grand Financial Advisor Grantsville City Tooele Financial Advisor Heber City Heber Wasatch Financial Advisor Herriman City Herriman Salt Lake Financial Advisor Highland City Highland Utah Financial Advisor Hyrum City Hyrum Cache Financial Advisor Kane County Kane Financial Advisor Kane County SD Kane Financial Advisor Kaysville City Kaysville Davis Financial Advisor Magna Water District Magna Salt Lake Financial Advisor Mapleton City Mapleton Utah Financial Advisor North Salt Lake North Salt Lake Davis Financial Advisor Payson, City of Payson Utah Financial Advisor Price River Water & Sewer Improv. Dist. Carbon Financial Advisor Provo City SD and MBA Provo Utah Financial Advisor Richmond, City of Richmond Cache Financial Advisor Roy City Roy Weber Financial Advisor Salem City Salem Utah Financial Advisor Santaquin City Corporation Santaquin Utah Financial Advisor Smithfield City Smithfield Cache Financial Advisor Snyderville Basin Water Reclamation District Summit Financial Advisor South Salt Lake, City of South Salt Lake Salt Lake Financial Advisor South Utah Valley Muni Water Assn. Utah Financial Advisor Syracuse City Syracuse Davis Financial Advisor Uintah County Uintah Financial Advisor Utah Associated Municipal Power Systems Salt Lake Financial Advisor Utah University Financial Advisor Wasatch Integrated Waste Management District Wasatch Financial Advisor Wayne County SD Wayne Financial Advisor Woodland Hills, City of Woodland Hills Utah Financial Advisor Woods Cross Woods Cross Davis Financial Advisor Juab County School District Juab Financial Advisor Millard County SD Millard Financial Advisor Ticaboo Utility Improvement District Ticaboo Garfield Financial Advisor Timberlakes SSD Wasatch Financial Advisor Twin Creeks SSD Wasatch Financial Advisor Idaho Bancroft, City of Bancroft Caribou Financial Advisor Bellevue, City of Bellevue Blaine Financial Advisor Boise County Boise Financial Advisor Bonneville County Bonneville Financial Advisor Burley, City of Burely Cassia Financial Advisor Canyon County Canyon Financial Advisor Caribou County Caribou Financial Advisor Council City Council Adams Financial Advisor Eagle Urban Renewal Agency Eagle Ada Financial Advisor Eagle, City of Eagle Ada Financial Advisor Eastern Idaho Regional Solid Waste District Fremont Financial Advisor Franklin City Franklin Franklin Financial Advisor Glenns Ferry, City of Glenns Ferry Elmore Financial Advisor Jefferson County Jefferson Financial Advisor Jefferson County SD #251 Jefferson Financial Advisor Jerome City Jerome Jerome Financial Advisor Jerome County Jerome Financial Advisor Kuna Joint School District #3 (Ada and Canyon Counties) Ada Financial Advisor Joint School District 288 (Latah and Clearwater Counties) Financial Advisor Joint School District 418 (Twin Falls and Cassia Counties) Financial Advisor Ketchum (City of) Ketchum blaine Financial Advisor Kuna (City of) Kuna Ada Financial Advisor Lemhi County Lemhi Financial Advisor Lewiston (City of) Lewiston Nez Perce Financial Advisor Madison SD #321 Madison Financial Advisor McCall (City of) Valley Financial Advisor Oakley Recreaion District Cassia Financial Advisor Oneida School District No. 351 Oneida Financial Advisor Palouse Prairie Educational Organization, Inc Moscow Latah Financial Advisor Payette County Payette Financial Advisor Pocatello Development Authority Pocatello Bannock Financial Advisor Pocatello School District No. 25 Pocatello Bannock Financial Advisor Pocatello, City of Pocatello Bannock Financial Advisor Pocatello-Chubbuck Auditorium District Pocatello Bannock Financial Advisor Preston, City of Preston Franklin Financial Advisor Salmon City Salmon Lemhi Financial Advisor St. Anthony, City of St Anthony Fremont Financial Advisor Sun Valley Water & Sewer District Blaine Financial Advisor
2018 Q2 IV. Issuers with which the dealer has engage in municipal advisory business Complete Name of Issuer City County Type Troy School District No. 287 (Latah County) Latah Financial Advisor Twin Falls, City of Twin Falls Twin Falls Financial Advisor Wallace SD No. 393 Shosohne Financial Advisor Clark School District #161 Clark Financial Advisor Milford Area Health Care District No. 3 Beaver Financial Advisor