US District Court Civil Docket as of 11/13/1999 Retrieved from the court on Wednesday, March 29, 2006 United States District Court District of Massachusetts (Boston) CIVIL DOCKET FOR CASE #: 1:96-cv-12272-DPW Cooperman, et al v. Individual Inc., et al Assigned to: Judge Douglas P. Woodlock Demand: $0 Related Case: 1:97-cv-10073-DPW Cause: 15:77 Securities Fraud Consolidated Plaintiff Vincent Cerasuolo Date Filed: 11/13/1996 Jury Demand: Plaintiff Nature of Suit: 160 Stockholders Suits Jurisdiction: Federal Question represented by Janine L. Pollack Milberg, Weiss, Bershad, Hynes & Lerach One Penn Plaza New York City, NY 10002 Jeffrey C Block Berman DeValerio Pease Tabacco Burt & Pucillo One Liberty Square 8th Floor Boston, MA 02109 617-542-8300 Fax: 617-542-1194 Email: jblock@bermanesq.com Consolidated Plaintiff Owen O'Brien represented by Janine L. Pollack Jeffrey C Block Consolidated Plaintiff Sivan Partners represented by Janine L. Pollack
Jeffrey C Block Consolidated Plaintiff James W. Lindenthal represented by Janine L. Pollack Jeffrey C Block Plaintiff Steven G. Cooperman on behalf of himself and all others similarly situated represented by David J. Bershad Milberg Weiss Bershad Hynes & Lerach LLP One Pennsylvania Plaza 49th Floor New York, NY 10119 212-594-5300 Glen DeValerio Berman DeValerio Pease One Liberty Square 8th Floor Boston, MA 02109 617/542-8300 Fax: 617-542-1194 Email: gdevalerio@bermanesq.com Janine L. Pollack Nadeem Faruqi
Faruqi & Faruqi 320 East 39th Street New York, NY 10016 212-9893-9330 Robert M. Roseman Spector & Roseman 1818 Market Street Suite 2500 Philadelphia, PA 19103 215-496-0300 Steven G. Schulman Milberg Weiss Bershad Hynes & Lerach LLP One Pennsylvania Plaza 49th Floor New York, NY 10119 212-594-5300 Plaintiff Scott Sklar on behalf of himself and all others similaary situtated represented by David J. Bershad Glen DeValerio Janine L. Pollack Nadeem Faruqi Robert M. Roseman
Steven G. Schulman V. Individual Inc. Goodwin Procter LLP Exchange Place 53 State Street Boston, MA 02109 617-570-1094 Fax: 617-523-1231 Email: BPastuszenski@goodwinprocter.com Testa, Hurwitz & Thibeault, LLP 125 High Street High Street Tower Boston, MA 02110 617-248-7000 Testa, Hurwitz & Thibeault, LLP 125 High Street High Street Tower Boston, MA 02110 617-248-7312 Fax: 617-790-0292 Email: whetston@tht.com Joseph A. Amram
Bruce D. Glabe William A. Devereaux Manuel A. Fernandez
Frank A. Ungari Elon Kohlberg Marino R. Polestra
Daniel Rosen Sharon L. Studer Robertson, Stephens & Company, L.P. represented by Thomas J. Dougherty
Skadden, Arps, Slate, Meagher & Flom LLP One Beacon Street Boston, MA 02108 617-573-4800 Fax: 617-573-4822 Email: dougherty@skadden.com Hambrecht & Quist, Inc. represented by Thomas J. Dougherty Oppenheimer & Co., Inc. represented by Thomas J. Dougherty Furman Selz LLC Piper Jaffray Inc. Unterberg Harris Wessels, Arnold & Henderson, L.L.C. Southcoast Capital Corp.
Date Filed # Docket Text 11/13/1996 1 Complaint filed. Case assigned to Judge: Woodlock. Receipt #: 1197154 Amount:$ 120.00. Fee Status: paid (fmr) (Entered: 11/15/1996) 11/20/1996 2 Return of service executed as to Individual Inc., Bruce D. Glabe, William A. Devereaux, Manuel A. Fernandez, Frank A. Ungari, Elon Kohlberg, Marino R. Polestra, Daniel Rosen, Sharon L. Studer, Robertson, Stephens, Hambrecht & Quist, I, Oppenheimer & Co. with service on 11/14/96 filed. Answer due on 12/4/96 for Oppenheimer & Co., for Hambrecht & Quist, I, for Robertson, Stephens, for Sharon L. Studer, for Daniel Rosen, for Marino R. Polestra, for Elon Kohlberg, for Frank A. Ungari, for Manuel A. Fernandez, for William A. Devereaux, for Bruce D. Glabe, for Individual Inc. (mqc) (Entered: 11/20/1996) 12/03/1996 3 Return of service executed as to Joseph A. Amram with service on 11/20/96 filed. Answer due on 12/10/96 for Joseph A. Amram (mqc) (Entered: 12/03/1996) 12/13/1996 4 STIPULATION (Motion) by Steven G. Cooperman, Scott Sklar, Individual Inc., Joseph A. Amram, Bruce D. Glabe, William A. Devereaux, Manuel A. Fernandez, Frank A. Ungari, Elon Kohlberg, Marino R. Polestra, Daniel Rosen, Sharon L. Studer, Robertson, Stephens, Hambrecht & Quist, I, Oppenheimer & Co., to extend time to answer complaint, filed. (mqc) (Entered: 12/16/1996) 12/19/1996 5 Notice of appearance of attorney for Robertson, Stephens, Hambrecht & Quist, I, Oppenheimer & Co. by Thomas J. Dougherty, filed. (mqc) (Entered: 12/20/1996) 12/20/1996 6 Judge Douglas P. Woodlock. Notice of Hearing/conference: set scheduling conference for 2:30 2/27/97 before Judge Douglas P. Woodlock. (cc/cl) (mqc) (Entered: 12/20/1996) 01/15/1997 7 Motion by Steven G. Cooperman, Scott Sklar for appointment of lead plaintiffs and to appoint lead counsel, filed. (c/s) (mqc) (Entered: 01/15/1997) 01/15/1997 8 Memorandum by Steven G. Cooperman, Scott Sklar in support of [7-1] motion for appointment of lead plaintiffs and to appoint lead counsel, filed. (c/s) (mqc) (Entered: 01/15/1997) 01/15/1997 9 Affidavit of Jeffrey C. Block for Steven G. Cooperman, Scott Sklar, re: [7-1] motion for appointment of lead plaintiffs and to appoint lead counsel, filed. (c/s) (mqc) (Entered: 01/15/1997) 01/21/1997 10 Judge Douglas P. Woodlock. Notice of Hearing/conference: reset scheduling conference for 2:30 2/13/97 before Judge Douglas P. Woodlock. (cc/cl) (mqc) (Entered: 01/21/1997) 01/28/1997 11 Notice of reservation of rights by Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96-cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv-12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, filed. (mqc) (Entered: 01/29/1997) 01/29/1997 12 Response by Robertson, Stephens in 1:96-cv-12272, Hambrecht & Quist, I in 1:96- cv-12272, Oppenheimer & Co. in 1:96-cv-12272 in opposition to [7-1] motion for
appointment of lead plaintiffs and to appoint lead counsel, filed. (c/s) (mqc) (Entered: 01/29/1997) 02/07/1997 13 Joint statement by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv- 12272, Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96-cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv-12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv-12272, Robertson, Stephens in 1:96- cv-12272, Hambrecht & Quist, I in 1:96-cv-12272, Oppenheimer & Co. in 1:96-cv- 12272, re: Rule 16.1, filed. (mqc) (Entered: 02/07/1997) 02/10/1997 14 Motion by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv-12272 for Janine L. Pollack to appear pro hac vice, filed. (c/s) (mqc) (Entered: 02/11/1997) 02/11/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [14-1] motion for Janine L. Pollack to appear pro hac vice. (cc/cl) (mqc) (Entered: 02/11/1997) 02/13/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [7-1] motion for appointment of lead plaintiffs and to appoint lead counsel. cc/cl (sad) (Entered: 02/14/1997) 02/13/1997 15 Rule 16.1 Certification filed by Daniel Rosen in 1:96-cv-12272. (sad) (Entered: 02/14/1997) 02/13/1997 16 Rule 16.1 Certification filed by Marino R. Polestra in 1:96-cv-12272. (sad) (Entered: 02/14/1997) 02/13/1997 17 Rule 16.1 Certification filed by Elon Kohlberg in 1:96-cv-12272. (sad) (Entered: 02/14/1997) 02/13/1997 18 Rule 16.1 Certification filed by Frank A. Ungari in 1:96-cv-12272. (sad) (Entered: 02/14/1997) 02/13/1997 19 Rule 16.1 Certification filed by Manuel A. Fernandez in 1:96-cv-12272. (sad) (Entered: 02/14/1997) 02/13/1997 20 Rule 16.1 Certification filed by William A. Devereaux in 1:96-cv-12272. (sad) (Entered: 02/14/1997) 02/13/1997 21 Rule 16.1 Certification filed by Bruce D. Glabe in 1:96-cv-12272. (sad) (Entered: 02/14/1997) 02/13/1997 22 Rule 16.1 Certification filed by Joseph A. Amram in 1:96-cv-12272. (sad) (Entered: 02/14/1997) 02/13/1997 23 Rule 16.1 Certification filed by Individual Inc. in 1:96-cv-12272. (sad) (Entered: 02/14/1997) 02/13/1997 Scheduling conference held. (mqc) (Entered: 02/19/1997) 02/13/1997 24 Judge Douglas P. Woodlock. Clerk's Notes: re: scheduling conference; Case are consolidated; Scheduling set; Court Reporter: Pam Owens (mqc) (Entered: 02/19/1997)
02/13/1997 25 Judge Douglas P. Woodlock. Order entered, consolidating cases 96cv12272 and 97cv10073. (cc/cl) (mqc) (Entered: 02/19/1997) 02/13/1997 Consolidated Lead Case 96cv12272 with member case 97cv10073 (mqc) (Entered: 02/19/1997) 02/13/1997 26 Judge Douglas P. Woodlock. Scheduling Order entered setting Deadline for filing of motion to file consolidated class action complaint by 2/28/97. Motion to dismiss by 4/15/97, response by 5/16/97, reply by 6/25/97, Motion hearing set for 6/25/97 at 2:30pm, Motion for class certification by 3/31/97. (cc/cl) (mqc) (Entered: 02/19/1997) 02/13/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [4-1] stipulation motion to extend time to answer complaint (mqc) (Entered: 03/24/1998) 02/14/1997 27 Rule 16.1 Certification filed by Robertson, Stephens in 1:96-cv-12272, Hambrecht & Quist, I in 1:96-cv-12272, Oppenheimer & Co. in 1:96-cv-12272. (mqc) (Entered: 02/19/1997) 02/21/1997 28 Transcript of proceedings for held on proceeding date: 2/13/97 before Judge: Woodlock. Court Reporter: Pam Owens (mqc) (Entered: 02/24/1997) 02/28/1997 29 Amended consolidated complaint by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv-12272, Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan in 1:96-cv-12272, James W. Lindenthal in 1:96-cv-12272 filed. (Answer due 3/10/97 for Oppenheimer & Co., for Hambrecht & Quist, I, for Robertson, Stephens, for Sharon Studer, for Daniel Rosen, for Marino R. Polestra, for Elon Kohlberg, for Frank A. Ungari, for Manuel A. Fernandez, for William A. Devereaux, for Bruce D. Glabe, for Joseph A. Amram, for Individual Inc. ). Amended complaint amends [1-1] complaint. (mqc) (Entered: 03/03/1997) 02/28/1997 30 Appendix/exhibits by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96- cv-12272, Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan Partners in 1:96-cv-12272, James W. Lindenthal in 1:96-cv-12272 in support of [29-1] amended complaint, filed. (mqc) (Entered: 03/03/1997) 03/06/1997 31 Rule 16.1 Certification filed by Steven G. Cooperman in 1:96-cv-12272. (mqc) (Entered: 03/07/1997) 03/06/1997 32 Rule 16.1 Certification filed by Scott Sklar in 1:96-cv-12272. (mqc) (Entered: 03/07/1997) 03/06/1997 33 Rule 16.1 Certification filed by Vincent Cerasuolo in 1:96-cv-12272. (mqc) (Entered: 03/07/1997) 03/06/1997 34 Rule 16.1 Certification filed by Owen O'Brien in 1:96-cv-12272. (mqc) (Entered: 03/07/1997) 03/06/1997 35 Rule 16.1 Certification filed by Sivan Partners in 1:96-cv-12272. (mqc) (Entered: 03/07/1997) 03/06/1997 36 Rule 16.1 Certification filed by James W. Lindenthal in 1:96-cv-12272. (mqc) (Entered: 03/07/1997) 03/31/1997 37 Motion by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv-12272,
Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan Partners in 1:96-cv-12272, James W. Lindenthal in 1:96-cv-12272 to certify class action, filed. (c/s) (mqc) (Entered: 04/02/1997) 03/31/1997 38 Memorandum by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv- 12272, Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan Partners in 1:96-cv-12272, James W. Lindenthal in 1:96-cv-12272 in support of [37-1] motion to certify class action, filed. (c/s) (mqc) (Entered: 04/02/1997) 04/15/1997 39 Return of service executed as to Furman Selz LLC in 1:96-cv-12272 with service on 4/4/97 filed. Answer due on 4/24/97 for Furman Selz LLC (mqc) (Entered: 04/15/1997) 04/15/1997 40 Motion by Robertson, Stephens in 1:96-cv-12272, Hambrecht & Quist, I in 1:96- cv-12272, Oppenheimer & Co. in 1:96-cv-12272 to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/15/1997 41 Memorandum by Robertson, Stephens in 1:96-cv-12272, Hambrecht & Quist, I in 1:96-cv-12272, Oppenheimer & Co. in 1:96-cv-12272 in support of [40-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/15/1997 42 Motion by Sharon L. Studer in 1:96-cv-12272 to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/15/1997 43 Memorandum by Sharon L. Studer in 1:96-cv-12272 in support of [42-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/15/1997 44 Motion by Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96-cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv-12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv-12272 to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/15/1997 45 Memorandum by Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96-cv- 12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv-12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv-12272 in support of [44-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/15/1997 46 Appendix/exhibits by Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96- cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv- 12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv-12272 in support of [44-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/25/1997 47 Return of service executed as to Unterberg Harris in 1:96-cv-12272 with service on 4/4/97 filed. Answer due on 4/24/97 for Unterberg Harris (mqc) (Entered: 04/28/1997) 05/15/1997 48 Assented to Motion by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv-12272 to extend time to 5/21/97 to file opposition to motion, filed. (c/s)
(mqc) (Entered: 05/16/1997) 05/15/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [48-1] motion to extend time to 5/21/97 to file opposition to motion. (cc/cl) (mqc) (Entered: 05/16/1997) 05/21/1997 49 Memorandum by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv- 12272, Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan Partners in 1:96-cv-12272, James W. Lindenthal in 1:96-cv-12272 in opposition to [42-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 05/22/1997) 05/21/1997 50 Memorandum by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv- 12272, Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan Partners in 1:96-cv-12272, James W. Lindenthal in 1:96-cv-12272 in opposition to [44-1] motion to dismiss, [40-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 05/22/1997) 05/23/1997 51 Judge Douglas P. Woodlock. Notice of Hearing/conference: Motion hearing before Judge Douglas P. Woodlock set for 3:30 7/2/97 for [44-1] motion to dismiss, set for 3:30 7/2/97 for [42-1] motion to dismiss, set for 3:30 7/2/97 for [40-1] motion to dismiss, set for 3:30 7/2/97 for [37-1] motion to certify class action. (cc/cl) (mqc) (Entered: 05/23/1997) 06/09/1997 Summons issued for Southcoast Capital in 1:96-cv-12272 (mqc) (Entered: 06/09/1997) 06/11/1997 52 Reply/response memorandum by Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96-cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv-12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv-12272 in support of [44-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 06/13/1997) 06/11/1997 53 Appendix/exhibits by Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96- cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv- 12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv-12272 in support of [52-1] reply, filed. (c/s) (mqc) (Entered: 06/13/1997) 06/11/1997 54 Reply/response memorandum by Robertson, Stephens in 1:96-cv-12272, Hambrecht & Quist, I in 1:96-cv-12272, Oppenheimer & Co. in 1:96-cv-12272 to [40-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 06/13/1997) 06/11/1997 55 Reply/response memorandum by Sharon L. Studer in 1:96-cv-12272 in support of [42-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 06/13/1997) 06/12/1997 56 STIPULATION (Motion) by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv-12272, Furman Selz LLC in 1:96-cv-12272, to stay proceedings, filed. (mqc) (Entered: 06/16/1997) 06/16/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [56-1] stipulation motion to stay proceedings. (cc/cl) (mqc) (Entered: 06/17/1997)
06/18/1997 57 Return of service executed as to Southcoast Capital in 1:96-cv-12272 with service on 6/10/97 filed. Answer due on 6/30/97 for Southcoast Capital (mqc) (Entered: 06/18/1997) 06/26/1997 58 STIPULATION (Motion) by Steven G. Cooperman in 1:96-cv-12272, Southcoast Capital in 1:96-cv-12272, to stay discovery, filed. (seh) (Entered: 06/27/1997) 06/26/1997 59 STIPULATION (Motion) by Steven G. Cooperman in 1:96-cv-12272, Wessels, Arnold in 1:96-cv-12272, to stay discovery filed. (seh) (Entered: 06/27/1997) 07/02/1997 Motion hearing re: [44-1] motion to dismiss Motion hearing held, [42-1] motion to dismiss Motion hearing held, [40-1] motion to dismiss Motion hearing held, [37-1] motion to certify class action Motion hearing held (mqc) (Entered: 07/03/1997) 07/02/1997 60 Judge Douglas P. Woodlock. Clerk's Notes: re: motion hearing held; Motion taken under advisement; Court Reporter: Pam Owens (mqc) (Entered: 07/03/1997) 07/20/1997 62 STIPULATION by Steven G. Cooperman in 1:96-cv-12272, Robertson, Stephens in 1:96-cv-12272, Hambrecht & Quist, I in 1:96-cv-12272, Oppenheimer & Co. in 1:96-cv-12272, Piper Jaffray Inc. in 1:96-cv-12272, Unterberg Harris in 1:96-cv- 12272, staying proceedings pending determination of motion to dismiss, to extend time to file answer to 30 days from entry of order denying motion to dismiss (cc/cl), filed. (mqc) (Entered: 07/23/1997) 07/20/1997 63 STIPULATION by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96- cv-12272, Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96-cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv-12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv-12272, Robertson, Stephens in 1:96- cv-12272, Hambrecht & Quist, I in 1:96-cv-12272, Oppenheimer & Co. in 1:96-cv- 12272, Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan Partners in 1:96-cv-12272, James W. Lindenthal in 1:96-cv-12272, Furman Selz LLC in 1:96-cv-12272, Piper Jaffray Inc. in 1:96-cv-12272, Unterberg Harris in 1:96-cv-12272, Wessels, Arnold in 1:96-cv-12272, Southcoast Capital in 1:96- cv-12272, dismissing certain claims of plaintiff (Counts II, IV and V, filed. (cc/cl) (mqc) (Entered: 07/23/1997) 07/20/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [62-2] relief to extend time to file answer to 30 days from entry of order denying motion to dismiss, granting [62-3] relief to stay. (mr) (Entered: 06/02/1998) 07/20/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [63-2] relief to dismiss. (mr) (Entered: 06/02/1998) 07/21/1997 61 Transcript of proceedings for held on proceeding date: 7/2/97 before Judge: Woodlock. Court Reporter: Pam Owens (mqc) (Entered: 07/22/1997) 12/19/1997 64 Letter by Thomas J. Dougherty in 1:96-cv-12272 dated: 12/19/97 to: Judge Woodlock re: Judge Harrington ruling filed. (mqc) (Entered: 12/22/1997) 01/05/1998 65 Letter by Brian E. Pastuszenski in 1:96-cv-12272 dated: 1/5/98 to: Judge Woodlock re: motion to dismiss filed. (mqc) (Entered: 01/06/1998)
01/13/1998 66 Letter by Brian E. Pastuszenski in 1:96-cv-12272 dated: 1/13/98 to: Judge Woodlock re: in response to letter dated 1/13/98; filed. (mqc) (Entered: 01/14/1998) 01/13/1998 67 Letter by Janine L. Pollack in 1:96-cv-12272, Jeffrey C. Block in 1:96-cv-12272 dated: 1/13/98 to: Judge Woodlock re: In response to letters dated 12/19/97 and 1/5/98; filed. (mqc) (Entered: 01/14/1998) 04/09/1998 68 Letter by Janine L. Pollack in 1:96-cv-12272 dated: 4/9/98 to: Judge Woodlock re: new case law filed. (fmr) (Entered: 04/09/1998) 04/21/1998 69 Letter by Brian E. Pastuszenski in 1:96-cv-12272 dated: 4/21/98 to: Judge Woodlock re: reponse to plaintiffs letter filed. (fmr) (Entered: 04/22/1998) 05/27/1998 70 Judge Douglas P. Woodlock. Memorandum and Order entered. granting [44-1] motion to dismiss, granting [42-1] motion dismiss, granting [40-1] motion to dismiss. Notice sent to counsel. (mr) (Entered: 05/28/1998) 05/27/1998 71 Judge Douglas P. Woodlock. Order of Dismissal entered. In accordance with memorandum and order granting s' motion to dismiss. Notice sent to counsel (mr) (Entered: 05/28/1998) 05/27/1998 Case closed. (mr) (Entered: 05/28/1998) 06/19/1998 72 Notice of appeal by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96- cv-12272 filed. Fee Status: pd Fee Amount: $ 105.00 Receipt #: 7175 Appeal record due on 7/19/98 (fmr) (Entered: 06/25/1998) 06/19/1998 Copy of Notice of Appeal mailed to all counsel of record. Transcript Notice and Order form provided to appellant's counsel. (fmr) (Entered: 06/25/1998) 06/26/1998 Notice of Docketing Record on Appeal from USCA re: [72-1] appeal, received. USCA NUMBER: 98-1730 (fmr) (Entered: 06/29/1998) 01/05/1999 73 Notice of change of address filed by Robert M. Roseman in 1:96-cv-12272. c/s (mgl) (Entered: 01/06/1999) 02/09/1999 74 Notice of change of address filed by Stanley D. Bernstein, Mel E. Lifshitz, and Sandy A. Liebhard, Attorneys for Plaintiffs Steven G. Cooperman in 1:96-cv- 12272, Scott Sklar in 1:96-cv-12272. c/s (mgl) (Entered: 02/10/1999) 04/22/1999 75 Mandate of US Court of Appeals re: [72-1] appeal affirming. (lau) (Entered: 04/23/1999) 04/29/1999 Record on appeal returned from U.S. Court of Appeals, re:. (lau) (Entered: 04/29/1999) 11/13/2009 Summons issued for Individual Inc., Joseph A. Amram, Bruce D. Glabe, William A. Devereaux, Manuel A. Fernandez, Frank A. Ungari, Elon Kohlberg, Marino R. Polestra, Daniel Rosen, Sharon L. Studer, Robertson, Stephens, Hambrecht & Quist, I, Oppenheimer & Co. (fmr) (Entered: 11/15/1996) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out
one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html