FORM G-37. Name of Regulated Entity: Stifel, Nicolaus & Company,Inc. Report Period: Third Quarter of 2017

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FORM G-37 Name of Regulated Entity: Stifel, Nicolaus & Company,Inc Report Period: Third Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor

FORM G-37 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) OH Hudson School District $1 Million Dollar Improvement Bond Issue, Hudson, OH, Hudson, OH School District $3,500.00 contribution by Dealer on 09/26/2017 B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements. OH Akron, OH, Income Tax Increase Proposal, Akron, OH, City of Akron, OH $3,000.00 contribution by Dealer on 09/22/2017

FORM G-37 B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements. CO Friends of South Suburban, Littleton, CO, South Suburban Park and Recreation District $2,500.00 contribution by Dealer on 09/23/2017 B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements. MI Say YES to NFS, Northville, MI, Northville, MI, Public School District $2,500.00 contribution by Dealer on 09/22/2017

FORM G-37 B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements. MI People Supporting Center Line Public Schools and Community, MI, Center Line Public School District $2,500.00 contribution by Dealer on 09/20/2017 B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements. MI Royal Oaks Schools Building and Site Bonds, Royal Oak, MI, Royal Oak, MI, School $2,500.00 contribution by Dealer on 09/13/2017

FORM G-37 District B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements. CO City of Loveland, CO,,Downtown Development Authority - Yes for Downtown Committee, Loveland, CO, City of Loveland, CO $1,500.00 contribution by Dealer on 08/22/2017 B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.

FORM G-37 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in business or municipal advisory business (list by state) A. Municipal Securities Business See Attachment Complete name of municipal entity and city/county Type of business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited ( business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the business or municipal advisory business. Full Name of Municipal Entity See Attachment Full Issue Description Reportable Date of Selection

FORM G-37 Signature: electronic Date: Nov 15, 2017 Name (must be officer of regulated entity): JACK HOLCOMB Address: 501 North Broadway, St. Louis, MO 63102 Phone: 314-342-2895 Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)

Issuer Issuer Name Issuer County Sale Type NY Metropolitan Transportation Authority New York Negotiated Offering CA South Tahoe Joint Powers Financing AuthoritEl Dorado Negotiated Offering CA Center College District Negotiated Offering CA Center College District Negotiated Offering MO Herculaneum, City of Negotiated Offering AL Greenville, City of Negotiated Offering AL Greenville, City of Negotiated Offering OH Lakewood City School District Cuyahoga Negotiated Offering IN North Adams Community Schools RenovationAdams Negotiated Offering IN East Allen County School Building Corporatio Allen Negotiated Offering LA Louisiana Local Govt Environmental Fac & CD Agency Offering NY Churchville-Chili CSD Monroe Competitive OH Olentangy Local School District Delaware Negotiated Offering OH Ohio Water Development Authority Negotiated Offering NV Las Vegas, City of Clark Negotiated Offering CA Grossmont Union High School District San Diego Negotiated Offering CA Grossmont Union High School District San Diego Negotiated Offering CA Grossmont Union High School District San Diego Negotiated Offering NM Albuquerque Municipal School District No. 12Bernalillo Negotiated Offering IL Lewis and Clark Community College District N Negotiated Offering IL Lewis and Clark Community College District N Negotiated Offering IL Lewis and Clark Community College District N Negotiated Offering WI Public Finance Authority Negotiated Offering WI Public Finance Authority Negotiated Offering WI Public Finance Authority Negotiated Offering CA Marin Healthcare District Marin Negotiated Offering CA Arcata Elementary School District Humboldt Negotiated Offering PA Mount Union Area School District Huntingdon Agency Offering NJ New Jersey Economic Development Authorit Mercer Negotiated Offering NJ New Jersey Economic Development Authorit Mercer Negotiated Offering OH Goshen Local School District Clermont Negotiated Offering GA City of Lincolnton Lincoln Agency Offering TX Bee County Bee Negotiated Offering IN Indiana Finance Authority Negotiated Offering CO Brighton School District No. 27J Negotiated Offering MI Plymouth-Canton Community Schools Wayne Negotiated Offering AZ Three Points Fire District Pima Agency Offering CA Ripon Unified School District San Joaquin Negotiated Offering CA Santa Monica Financing Authority Los Angeles Negotiated Offering OH Southwest Licking Local School District Licking Negotiated Offering OH Southwest Licking Local School District Licking Negotiated Offering OH Greenon LSD Clark Negotiated Offering CA Moreno Valley Community Redevelopment ARiverside Negotiated Offering IN Whitley County Multi-School Building CorporWhitley Agency Offering IN Whitley County Multi-School Building CorporWhitley Agency Offering AZ Somerton, City of Yuma Agency Offering NJ Monmouth County Improvement Authority Monmouth Negotiated Offering MO St. Louis Municipal Finance Corp Negotiated Offering CA California, of Sacramento Negotiated Offering CA California, of Sacramento Negotiated Offering UT Utah Charter School Finance Authority Negotiated Offering CA Dixon, City of Solano Negotiated Offering GA Athens Area Facilities Corporation Jackson Negotiated Offering GA Athens Area Facilities Corporation Jackson Negotiated Offering

GA Athens Area Facilities Corporation Jackson Agency Offering GA Athens Area Facilities Corporation Jackson Agency Offering OH Fairborn, City of Greene Negotiated Offering CA San Jacinto Unified School District Riverside Negotiated Offering CA Lynwood Utility Authority Los Angeles Negotiated Offering CA Highland Redevelopment Agency San Bernardino Negotiated Offering TX Pearland, City of Brazoria Negotiated Offering IL Tri-Valley CUSD 3 McLean Agency Offering OH Huron CSD Erie Agency Offering OK Tulsa Airports Improvement Trust Tulsa Negotiated Offering MO Fox C-6 School District Jefferson Negotiated Offering FL Orange County, School Board of Orange Negotiated Offering OH Brookville Local School District Montgomery Negotiated Offering OH Brookville Local School District Montgomery Negotiated Offering OH Wadsworth CSD Summit Negotiated Offering OH Wadsworth CSD Summit Negotiated Offering MO Rock Hill, City of Negotiated Offering MO Ritenour School District Negotiated Offering LA Central Community School System Negotiated Offering LA Central Community School System Negotiated Offering ID Idaho Housing and Finance Association Ada Negotiated Offering UT Utah Housing Corporation Negotiated Offering NY Westchester IDA Negotiated Offering TX Fort Bend Independent School District Negotiated Offering TX Fort Bend Independent School District Negotiated Offering AL Priceville, Town of Morgan Negotiated Offering GA Meriwether County Public Facilities AuthorityMeriwether Agency Offering MO Industrial Development Authority of the City Agency Offering IN Eastern Howard School Corporation Agency Offering NV Henderson, City of Clark Negotiated Offering NV Henderson, City of Clark Negotiated Offering FL Orlando, City of Orange Negotiated Offering FL Orlando, City of Orange Negotiated Offering CA Calistoga Joint Unified School District Napa Negotiated Offering CA Del Mar Union School District San Diego Negotiated Offering IN Indiana Finance Authority Agency Offering IN Indiana Finance Authority Agency Offering CO Colorado Housing & Finance Authority (CHFA Negotiated Offering MO St. Louis Land Clearance for Redevelopment St. Louis City Negotiated Offering MI Capac Community Schools St. Clair Negotiated Offering CA Los Angeles County Schools Pooled FinancingLos Angeles Negotiated Offering CA Los Angeles County Schools Pooled FinancingLos Angeles Negotiated Offering CA Los Angeles County Schools Pooled FinancingLos Angeles Negotiated Offering LA St. Mary, Consolidated Gravity Drainage Distr Negotiated Offering IN Munster, Indiana Agency Offering CA San Jacinto Unified School District Financing Negotiated Offering GA Liberty County, Hospital Authority of Liberty Agency Offering IN Noblesville Multi-School Building CorporationHamilton Agency Offering MO Missouri Housing Development Commission Negotiated Offering CA Sanger Unified School District Fresno Negotiated Offering CA Sanger Unified School District Fresno Agency Offering HI Hawaii, of, Department of Hawaiian Ho Negotiated Offering HI Hawaii, of, Department of Hawaiian Ho Negotiated Offering AL Millbrook Redevelopment Authority Negotiated Offering OH Marysville, City of Union Negotiated Offering

CA Encore Education Corporation San Bernardino Negotiated Offering CA Corona-Norco Unified School District Riverside Negotiated Offering CA Menifee Union School District Riverside Negotiated Offering AZ Eagar, Town of Apache Agency Offering IL Prairie DuPont Levee District Agency Offering OH Forest Park, City of Hamilton Negotiated Offering GA Newton County Newton Agency Offering CA Lake Elsinore, City of Riverside Negotiated Offering CA Santa Maria Joint Union High School District Santa Barbara Negotiated Offering MI Michigan Finance Authority Agency Offering OK University of Oklahoma Health Sciences Cent Negotiated Offering AL Utilities Board of the City of Andalusia Negotiated Offering FL Inverness Negotiated Offering MA Massachusetts Housing Finance Agency Suffolk Negotiated Offering CO Deer Trail SD 26j Negotiated Offering CA Rohnert Park, City of Sonoma Negotiated Offering CA California wide Communities Developm Sacramento Negotiated Offering CA Clovis, City of Fresno Negotiated Offering OH Vermilion, City of Negotiated Offering OH Fairborn, City of Greene Negotiated Offering IN Northern Wells Community Schools Building Wells Negotiated Offering OH Fairborn, City of Greene Negotiated Offering MI Harrison Community Schools Negotiated Offering OH Brooklyn CSD Negotiated Offering OH Fairfield, City of Warren Negotiated Offering CA Contra Costa County Redevelopment Agency Contra Costa Negotiated Offering CA Contra Costa County Redevelopment Agency Contra Costa Negotiated Offering WI Public Finance Authority Negotiated Offering TX Lubbock-Cooper Independent School District Negotiated Offering CA Jefferson Elementary School District San Mateo Negotiated Offering CA Jefferson Elementary School District San Mateo Negotiated Offering IA Iowa Finance Authority Negotiated Offering OH Kettering City School District Montgomery Negotiated Offering TX Fort Worth, City of Tarrant Negotiated Offering OH North Royalton School District Cuyahoga Negotiated Offering IN South Bend, City of Agency Offering MO Arnold, City of Jefferson Negotiated Offering TX Dallas, City of Dallas Negotiated Offering CA Newport-Mesa Unified School District Orange Negotiated Offering CA Chino, City of San Bernardino Negotiated Offering CA Saugus Union School District Los Angeles Negotiated Offering MA Massachusetts Housing Finance Agency Suffolk Negotiated Offering MA Massachusetts Housing Finance Agency Suffolk Negotiated Offering MA Massachusetts Housing Finance Agency Suffolk Negotiated Offering NY New York City Negotiated Offering IL Highland CUSD 5 Madison Negotiated Offering IL Highland CUSD 5 Madison Negotiated Offering IL Illinois Central Community College District NuPeoria Agency Offering LA City of Monroe Agency Offering GA Monroe County Hospital Authority Monroe Negotiated Offering GA Monroe County Hospital Authority Monroe Negotiated Offering GA Newton County Solid Waste Management AuNewton Negotiated Offering GA Newton County Solid Waste Management AuNewton Negotiated Offering OK Oklahoma Capitol Improvement Authority Negotiated Offering IN Westfield, City of Hamilton Agency Offering

MO Pattonville School District R-III Negotiated Offering OH Cuyahoga Falls, City of Cuyahoga Negotiated Offering MD Maryland Community Development Authorit Agency Offering OH Seven Hills, City of Negotiated Offering CA Santa Cruz County Redevelopment SuccessorSanta Cruz Negotiated Offering OH Springfield, City of Clark Negotiated Offering IN Wawasee High School Building Corporation Kosciusko Negotiated Offering AZ Northwest Fire District Pima Negotiated Offering NV Las Vegas, City of Clark Negotiated Offering CA Romoland School District Riverside Negotiated Offering CA Romoland School District Riverside Negotiated Offering CA La Canada Unified School District Los Angeles Negotiated Offering AL Gulf Shores, Public Education Building Autho Negotiated Offering CA Indio Finance Authority Riverside Negotiated Offering CA Highlands Community Charter and Technical Negotiated Offering UT Utah Housing Corporation Negotiated Offering MI Bath Community Schools Clinton Negotiated Offering ID Idaho Housing and Finance Association Ada Negotiated Offering IL Wilmington CUSD 209U Will Negotiated Offering TX Rowlett, City of Dallas Negotiated Offering FL Capital Trust Agency Negotiated Offering CO Colorado Housing & Finance Authority (CHFA Negotiated Offering TX Pearland, City of Brazoria Negotiated Offering TX Pearland, City of Brazoria Negotiated Offering CA Marin Municipal Water District Marin Negotiated Offering CA Richmond, City of Contra Costa Negotiated Offering AL Jefferson, County of Jefferson Negotiated Offering LA Lafayette, City of Lafayette Negotiated Offering CA San Bernardino, County of San Bernardino Negotiated Offering OH Fremont City School District Sandusky Negotiated Offering OH Fremont City School District Sandusky Negotiated Offering OH Lucas County Negotiated Offering OH Lucas County Negotiated Offering MO Waynesville, City of Pulaski Negotiated Offering MO Waynesville, City of Pulaski Negotiated Offering PA Pennsylvania Turnpike Commission Dauphin Negotiated Offering PA Pennsylvania Turnpike Commission Dauphin Negotiated Offering PA Pennsylvania Turnpike Commission Dauphin Negotiated Offering PA Marysville, Borough of Perry Negotiated Offering PA Marysville, Borough of Perry Negotiated Offering KS McPherson, City of McPherson Negotiated Offering AZ Prescott Valley, Town of Yavapai Agency Offering IN Indiana Housing and Community Developme Negotiated Offering IN Indiana Housing and Community Developme Negotiated Offering WI Public Finance Authority Negotiated Offering WI Public Finance Authority Negotiated Offering AZ Marana Unified School District Pima Negotiated Offering TX Texas Affordable Housing Corporation Negotiated Offering IL Pontiac Community Consolidated School DistLivingston Agency Offering IL North Greene Unit Dist #3 Greene Negotiated Offering IL North Greene Unit Dist #3 Greene Negotiated Offering CA Sacramento, City of Sacramento Negotiated Offering NY New York City Transitional Finance Authority New York Negotiated Offering NY New York City Transitional Finance Authority New York Negotiated Offering KY Kentucky Housing Corporation Franklin Agency Offering

IL Alton CUSD #11 Madison Negotiated Offering OH Sheffield-Sheffield Lake City School District Lorain Negotiated Offering GA Wilkes County Wilkes Agency Offering CO Colorado Housing & Finance Authority (CHFA Negotiated Offering CO Colorado Housing & Finance Authority (CHFA Negotiated Offering IL Hononegah Comm HSD #207 Negotiated Offering IL Hononegah Comm HSD #207 Negotiated Offering CA Woodside Elementary School District San Mateo Negotiated Offering RI Rhode Island Health and Educational BuildingProvidence Negotiated Offering MA Springfield Water and Sewer Commission Hampden Negotiated Offering CA Temecula Public Financing Authority Riverside Negotiated Offering NY DASNY Albany Negotiated Offering NJ Jersey City Hudson Negotiated Offering NM New Mexico University, The Regents of Negotiated Offering NM New Mexico University, The Regents of Negotiated Offering NM New Mexico University, The Regents of Negotiated Offering IN Indiana Bond Bank Negotiated Offering CA California Education Notes Program Negotiated Offering AZ Peoria Unified School District No. 11 Maricopa Negotiated Offering MO Poplar Bluff, City of Negotiated Offering AL Gardendale, City of Negotiated Offering CO Midtown Metropolitan District Agency Offering LA West Baton Rouge School System Negotiated Offering IL Morrison CUSD 6 Whiteside Negotiated Offering IL Morrison CUSD 6 Whiteside Negotiated Offering IL Mount Vernon City Schools, District Number Jefferson Negotiated Offering IL Mount Vernon City Schools, District Number Jefferson Negotiated Offering OH Lucas County Negotiated Offering OH Lucas County Negotiated Offering TN Industrial Development Board of the County Hamilton Negotiated Offering LA Zachary City School District #1 Negotiated Offering MO Missouri Hlth & Ed Facs Authority Negotiated Offering AZ Phoenix Elementary School District No. 1 Maricopa Negotiated Offering CA Union City Community Redevelopment Agen Alameda Negotiated Offering CA Union City Community Redevelopment Agen Alameda Negotiated Offering HI Hawaii, County of Hawaii Negotiated Offering HI Hawaii, County of Hawaii Negotiated Offering HI Hawaii, County of Hawaii Negotiated Offering HI Hawaii, County of Hawaii Negotiated Offering HI Hawaii, County of Hawaii Negotiated Offering GA Effingham County IDA Effingham Agency Offering MO Jefferson City Public Schools Negotiated Offering TX El Paso Independent School District El Paso Negotiated Offering ID Idaho Housing and Finance Association Ada Negotiated Offering UT Utah Housing Corporation Negotiated Offering

Muni Advisory Muni Entity or Non-ME Obligated Person Issue or General Endeavor Description SC Advice Hilton Head Island, Town of Stormwater Refunding Rev. Bonds, Series 2017B (Private Placement) IN Advice Center Grove Community School Corporation General Obligation Bonds, Series 2017B and 2017C (Competitive) MO Advice Columbia, City of Analysis of Broadway Tower II TIF Project MO Advice Hickman Mills C-1 School District 2017 Defeasance AZ Advice Sahuarita, Town of Town of Sahuarita, AZ, Excise Tax Revenue Refunding Obligations, Series 2017 (Private Placement) GA Advice Athens-Clarke Unified Government General Obligation Bonds, Series 2018 (Negotiated) IN Advice Decatur Township Multi-School Building Corporation Ad Valorem Property Tax First Mortgage Bonds, Series 2017 (Competitive) SC Advice Greer Commission of Public Works General Advice to Greer CPW (Ongoing Contract) AZ Advice Entertainment Center Community Facilities District (Town of Prescott Valley, Arizona) Revenue Bonds, Series 2017 AZ Advice Tucson Unified School District No. 1 November 2017 Bond Election CO Advice Lakewood, City of Facility Improvements Lease Financing, 2017 Loan (Private Placement) MO Advice Brentwood, City of Not Municipal Securities Review and Analysis of Developer Information SC Advice Hilton Head Island, Town of Stormwater Rev. Bonds, Series 2017A (Private Placement) SC Advice Hilton Head Island, Town of General Advice to Town of Hilton Head Island (Ongoing Contract) OH Advice Cleveland Public Library Capital Plan Formulation and Strategy AZ Advice Avondale, City of Ref Bnds, Srs 17 (Negotiated) OH Advice Lakeland Community College General Consulting and Planning Advisory Services AZ Advice Regional Transportation Authority Transportation Excise Tax Rev Ref Bnds (Pima County Regional Transportation Fund), Srs 2017 (Negotiated) CO Advice Fountain, Urban Renewal Authority of Post Issuance Municipal Advisory Services 2015A and 2015B Bonds KY Advice Owensboro, City of Electric Light and Power System Revenue Bonds General Advice - Refunding/NM OH Advice Cuyahoga County General Advice to Cuyahoga County, Ohio AZ Advice Phoenix Union High School District No. 210 Phx Union HSD - General Advice AZ Advice Mesa Unified School District No. 4, Maricopa County Mesa USD - General Advice CO Advice Colorado High Performance Transportation Enterprise General Advice CO Advice Colorado Department of Transportation General Advice CO Advice Northglenn, City of General Advice AZ Advice Pinal County, Arizona Regional Transportation Authority Tax/TPT Election Series 2019 & 2021 Excise Tax Rev Bonds (Negotiated) - NOTE: Timing and amount to be determined upon a successful election AZ Advice Show Low Bluff CFD Possible Defeasance of General Obligation Bonds (Negotiated) NOTE: Transaction Postponed CO Advice Douglas County School District Douglas County School District, Number RE1 (Negotiated) KY Advice Owensboro, City of Electric Light and Power System Revenue Bonds Series 2018 (Negotiated) TX Advice Cuyahoga Community College Capital Improvement Plan (Negotiated) KY Advice Owensboro, City of Water Revenue Refunding and Improvement Bonds Series 2018 (Competitive) OH Advice Lakewood, City of General Municipal Advisory Work MO Advice Maryland Heights Fire Protection District General Obligation Bonds, Series 2019 (Competitive) MO Advice Maryland Heights Fire Protection District General Obligation Bonds, Series 2017 (Competitive) GA Advice Dalton, City of General Advice regarding TIF/TAD Program Creation and Implementation MO Advice Hillsboro R-III School District General Advice for 3 Years MO Advice Hillsboro R-III School District 2004 Lease Pay-Off (Ravenscraft) FL Advice Mid-Bay Bridge Authority General Advice OH Advice Columbia, City of General Advice to City of Columbia (Ongoing Contract) CO Advice Arvada, City of General Advice NY Advice Montgomery Capital Resource Corporation Industrial Development Revenue Bonds (Taylor-Montgomery, LLC Project), Series 2016A (Negotiated) FL Advice Broward County General Advice FL Advice Clearwater, City of General Advice for City General Credits AZ Advice Maricopa Integrated Health System MIHS - General Advice AZ Advice Arizona School Facilities Board General Advice

Issuer Name Issue Description Engagement Notification Date North Royalton School District UTGO School Improvement Bonds, Series 2017 02/10/2017 Calistoga Joint Unified School District General Obligation Bonds, Election of 2010, Series 2017 05/08/2017 Brighton School District No. 27J General Obligation Bonds, Series 2017 (City and County of Broomfield) 09/08/2015 Fremont City School District UTGO School Improvement Bonds, Series 2017B 01/27/2016 Fremont City School District UTGO School Improvement Bonds, Series 2017A 01/27/2016

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