Adaptive Focal Plane Array - A Compact Spectral Imaging Sensor William Gunning March 5 2007
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Motivation for LWIR / MWIR Adaptive FPA Conventional hyperspectral imaging systems Large and Heavy Generate large volumes of data Typically scanning systems Conventional multispectral imaging systems Fixed detection wavelengths limit capability AFPA Objective: Develop a compact spectral imaging sensor to enable enhanced target detection / ID in a device that can be deployed on SWAP-constrained platforms and provide real time information Wavelength tuned LWIR (8 11 µm / λ FWHM ~ 100 nm) Simultaneous pixel-registered broadband MWIR (3 5 µm) Spatially resolved, intelligent spectral analysis
AFPA Parameter Objectives MEMS tunable filter array integrated with a dual-band focal plane array Parameters: Tuning range (individual filters or checkerboard): 8.0 µm 11.0 µm Filter bandwidth (FWHM): 100 nm ± 20 nm @ 10.0 µm MWIR detection band: ~ 3.5 5 µm (nominal) Filter dimension: ~ 400µm center-to-center spacing Filter optical fill factor: 50% FPA/ROIC: 640x480 20µm DB-FPA Filter format: Spectral fovea (nominally 8 x 24 filters) Operating temperature: ~ 80K Filter tuning speed: ~ 1 msec
TS&I MEMS Filter / AFPA Architecture (Notional) Moveable Mirror Silicon Flexure Fixed Mirror Single Filter Pixel Silicon Substrate Relative Response 1.2 1.0 0.8 0.6 0.4 0.2 Actuation Electronics 0.0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Wavelength (Microns) 1.2 1.0 0.8 0.6 0.4 0.2 0.0 Cavity Transmission Mirror Support (Actuation Interconnect) Dual-Band Focal Plane Array Adaptive Focal Plane Array (AFPA) MEMS Filter Array Dual-Band Detector Array (HgCdTe) Dual-Band Readout Integrated Circuit (ROIC) (CMOS)
AFPA Phase II MEMS Tunable Filter Array DB-FPA DBFM (MW (MW / LW) / LW) Broadband Imaging Area 480 x 480 pixels Conventional DB Imaging MEMS filter array Hybridized moveable mirrors Spectral Fovea 16 x 48 filter array Filter footprint 200 x 200 µm Mechanical Mounting Surface MW / LW AR Coating DB-FPA DBFM Imager Area Si MEMS Substrate 640 640 x 480 x 480 pixels Lower half of MEMS filter structure Includes stationary mirror, actuation traces MEMS MAIC Actuation Chip IC (MAIC) Chip Hybridized to MEMS substrate Direct interconnect to each filter Direct Drive Interconnect Traces
MEMS Fabry-Perot Filter Design Au-Au Thermocompression bond Movable Mirror Membrane Silicon Substrate Spring Flexures Antireflection Coating Reflector Coatings Antireflection Coating MEMS structure Bulk micromachining Hybrid assembly using Au-Au thermocompression bond Filter characteristics Fabry-Perot filter design Tuning band determined by reflection band of dielectric mirrors Filter Actuation Filter actuated by applying potential between moveable mirror and substrate mirror Displacement driven by electrostatic attraction Restoring force provided by Si flexure springs Prototype devices - direct drive Mirror (Optical Aperture) (Optical Aperture) Au- Au Thermocompression Bond Spacers Folded Flexure
Modeled MWIR / LWIR Spectral Performance (Transmission Averaged over F/6.5 Incident cone) 100 Filter air gap varied between 3.1 5.6 µm Transmission (%) 80 60 40 20 0 3 4 5 6 7 8 9 10 11 12 Wavelength (µm)
MEMS Filter SEM Images Top View AR Coating Si Mirror Membrane Bottom View Patterned AR Coating (recessed) Si Device Layer Supports Moveable Mirror w/ Patterned AR Coating Flexures Thinned Flexure Au Bonding Pads Mechanical Support
MEMS Tunable Filter Measured Optical Performance IR Microscope Transmission Transmission (Normalized) 1 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0 Scanned Filter Transmission of Tunable CO 2 laser 8.5 8.7 8.9 9.1 9.3 9.5 9.7 9.9 Wavelength (µm) CO2 Laser Wavelength (µm) Filter Bandwidth (nm FWHM) 9.23 144 9.28 138 9.32 145 9.49 108 9.52 112 9.55 145 9.62 90 9.66 129 LWIR Detector Spectral Response with Tunable MEMS Filter Signal (mv) 500 400 300 200 100 0 20V 25V 25V 20V 0V 0V Filter 1 Filter 2 9 10 11 12 Wavelength (µm)
Tunable MEMS Filter Mechanical Response 1.2 Low energy dissipation in Si MEMS structure leads to mechanical ringing under vacuum operation 300µs in air, but may be >10 s (or even 1000 s) msec in vacuum Exploit gas damping for increased response speed Requires sealed, backfilled package Neon gas provides necessary viscosity for 77K operation MEMS Filter Response to Voltage Actuation Step 1.2 1 1 Relative Position 0.8 0.6 0.4 0.2 Vacuum Q~35 Relative Position 0.8 0.6 0.4 0.2 ~ 300 µs settling time in 1 atmosphere of air Q ~ 1.0 0 0-0.2-0.001 0 0.001 0.002 0.003 0.004 0.005 0.006 0.007 0.008 0.009 0.01 Time (sec) -0.2-0.0001 0 0.0001 0.0002 0.0003 0.0004 0.0005 0.0006 0.0007 0.0008 0.0009 0.001 Time (sec)
AFPA Phase II Imaging Device Objectives Demonstrate full capability MEMS filter array Individual, independent filter tunability Extended tuning range: 8.0 11.0 µm Narrower bandwidth: 100 nm ± 20 nm @ 10.0 µm Design and implement CMOS MEMS Actuation IC (MAIC) for full array actuation Demonstrate prototype AFPA sensor Imaging structure with tunable MEMS array coupled with dual-band FPA Demonstrate spectral tunability in an imaging array Spectral Fovea configuration Technical challenges Overcome tuning limit imposed by MEMS snap-down phenomenon Optimized optical filter design Implement negative capacitance MEMS actuation to overcome parasitic Provide viscous MEMS damping Heterogeneous technology integration in an integrated optimal subsystem Tunable MEMS filter array coupled to DB-FPA in a compact, gas-filled, optical, cryo-enclosure
MEMS Actuation and Snap-down 1 Maximum in Q(x) curve corresponds to charge snap-down limit C p C MEMS V V (x) 0.8 Q_norm (x, 0.0) Q_norm (x, 0.55) 0.6 Q_norm (x, 1.5) Q_norm (x, 5) 0.4 Q_norm (x, 100) 0.2 C p / C MEMS 0 0 0.2 0.4 0.6 0.8 1 Displacement x (fraction of gap) Theoretical maximum MEMS deflection before snap-down using voltage control (33% of unactuated gap) Charge control enables tuning beyond snap-down Limited by parasitic capacitance between driver and MEMS device Negative capacitance circuit can overcome C p Requires low MEMS Q to prevent oscillation past stable point Optimize optical coatings to maximize tuning slope / minimize demands on C p tuning
Primary Sources of Parasitic Capacitance C 2 cpm C 1 padm C 1 gndm Capacitor Specific Capacitance Length or area max. total capacitance min. total capacitance Comment [af/µm] or [af/µm 2 ] [µm] of [µm 2 ] [ff] [ff] C 2 cpm 40 3200 256 1 µm spacing C 1 cpm 40 200 8 1 µm spacing C 1 gndm 26 3200 83.2 1 µm SiO 2 thickness C 16 gndm 26 200 5.2 1 µm SiO 2 thickness C padm 26 100 2.6 2.6 1 µm line width Total to GND 85.8 7.8 Total coupling 256 8 Total 341.8 15.8 Parasitic Capacitance dominated by coupling capacitance Values depend position inside filter array Largest parasitic cap determines tuning range for entire array MAIC will add similar capacitance Negative capacitance actuation circuit under development to overcome C p limited snap-down
Integrated AFPA Assembly (Conceptual) Vacuum / gas fill pinch-off tube MEMS array / MAIC / DB-FPA MAIC Connector Gas filled enclosure enables viscous gas damping of MEMS filters Resealable cover enables reuse and testing of MEMS filter array component Window Removable cover (Indium crush seal) MEMS filter array MAIC / MEMS array interface key to achieving tuning beyond snap-down Dual-band FPA LCC MAIC In-bump bond interconnect MAIC wirebonds
Planned AFPA Prototype Demonstration Lab bench level testing planned using prototype AFPA sensor Demonstration of LWIR spectral response tunability Independent filter actuation Demonstration of spectral analysis capability Synthetic input spectra (filtered illumination) Target materials if military interest Demonstration of spectral imaging of scene (lab) Demonstration of simultaneous LWIR tuning / broadband MWIR imaging Future development of field-testable camera with integrated optimal spectral interrogation and analysis algorithms
Summary Phase I - LWIR tunable MEMS filter capability demonstrated Tuning range 8.0 10.0 µm Filter bandwidth 90 150 nm Tuning speed ~ 1 msec Simultaneous broadband MWIR transmission Filters as small as 280 x 280 µm Phase II - Integrated dual-band AFPA sensor configuration established Spectral fovea configuration Wide tuning range (8.0 11.0 µm) achievable using novel actuation and optimized optical design Independent filter tunability Sensor package combining MEMS array, CMOS MAIC, Dual-band FPA with mechanical MEMS damping Optical configuration requires minimal optical imaging sensor modifications