COSMOS Millimeter Wave June Contact: Shivendra Panwar, Sundeep Rangan, NYU Harish Krishnaswamy, Columbia

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COSMOS Millimeter Wave June 1 2018 Contact: Shivendra Panwar, Sundeep Rangan, NYU Harish Krishnaswamy, Columbia srangan@nyu.edu, hk2532@columbia.edu

Millimeter Wave Communications Vast untapped spectrum above 6 GHz Up to 100x more bandwidth High-dim antenna arrays From Khan, Pi Millimeter Wave Mobile Broadband: Unleashing 3-300 GHz spectrum, 2011 But, many challenges for mobile cellular Path loss, blocking, 2

Initial NYU MmWave Measurements Millimeter wave: It can work! First measurements in urban canyon environment Distances up to 200m Propagation via reflections Proved feasibility of cellular systems Measurements made urban macro-cell type deployment Rooftops 2-5 stories to street-level Rappaport, Theodore S., et al. "Millimeter wave mobile communications for 5G cellular: It will work!." IEEE access 1 (2013): 335-349. 3

Significant Gains Over LTE System antenna Duplex BW fc (GHz) Antenna Cell throughput (Mbps/cell) Cell edge rate (Mbps/user, 5%) MmWave delivers IMT Vision DL UL DL UL mmw 1 GHz TDD 28 4x4 UE 8x8 enb 1514 1468 28.5 19.9 73 8x8 UE 8x8 enb 1435 1465 24.8 19.8 Current LTE 20+20 MHz FDD 2.5 (2x2 DL, 2x4 UL) 53.8 47.2 1.80 1.94 ~ 25x gain ~ 10x gain Akdeniz, Mustafa Riza, et al. "Millimeter wave channel modeling and cellular capacity evaluation, 2014 -- 10 UEs / cell; 100 m ISD Source: ITU-R IMT-2020 VIsion

Rapid Progress in 3GPP Advanced demos Several trials underway VZ, Sprint, AT&T FCC allocation of 28 and 37 GHz bands Commercial chip sets Qualcomm, Making 5G NR a Reality

Key Challenges for mmwave Directionality High isotropic path loss Compensated by directional beams Impacts all aspects of cellular design Blockage MmWave signals blocked by many common materials Brick > 80 db, human body > 25 db Leads to highly intermittent channels What COSMOS can answer: Can mmwave work on a large scale? How? 6

COSMOS MmWave Research Wide Area Channel Measurements Multi-sites, macro-diversity, blocking, dynamics Beam forming, adaptive arrays Beam search, initial access Scheduling, MAC, idle mode Networking Congestion control, multi-path routing, edge networking Integrated Access / Backhaul Low latency, high-throughput applications VR/AR, connected car

COSMOS MmWave Nodes SiBeam 60 GHz phased array 12 steerable elements 23 dbi gain Build powerful SDR platform Massive baseband processing Multi-Gbps throughput (large nodes) 28 GHz phased arrays Vendor to be decided Programmable, open interface Experimentation for beamforming, directional MAC layer, Built on 5G OFDM New Radio Can connect to 5G devices when available NI 5G SDR based on PixE platform

COSMOS MmWave Backhaul Cellular backhaul for small cells Currently extremely costly (up to 50% OPEX) Bottleneck for deployments MmWave provides low-cost alternative Potential use in same frequency as access COSMOS could integrate mmwave backhaul nodes MiWeba, MmWave Evolution for backhaul and access Interdigital 60 GHz EdgeLink antenna - 38 dbi gain - 802.11ad based

mmwave/mimo at Columbia The first mmwave CMOS Phased-Array Transceivers mmwave CMOS Power Amplifiers with Record Output Power and Efficiency First mmwave Full-Duplex Transceiver First CMOS (massive) MIMO Transceivers

Full-Duplex at Columbia The Columbia FlexICoN project addresses FD wireless challenges holistically from the PHY layer to the MAC layer. We demonstrated the first selfinterference cancelling FD RFICs from RF to mmwave. We demonstrated the first FD antenna interfaces, including CMOS non-magnetic circulators. We have developed algorithms for resource allocation and evaluated rate gains.

FD Testbed Development Gen 1 FlexICoN FD Node Frequency-flat RF canceller. 90dB SIC imparted to 5MHz 0dBm TX signal. Gen 2 FlexICoN Wideband FD Node Wideband FDEbased RF canceller. 95dB SIC imparted to 5MHz 5dBm TX signal. Gen 1 node installed in ORBIT

14+ Year History of mmwave Subsystem Research at IBM Leading-edge highly-integrated technology solutions to enable wireless communication and sensor systems with less volume, weight and cost 60-GHz SiGe Single-Element and Phased Array Radios 60-GHz Low-Power Radio in 32nm SOI E-band Fixed-Beam Radio for Backhaul 94-GHz Scalable Phased Array 5G 2003 2005 2007 2009 2011 2013 2015 2017 World s First Monolithic mmwave (60 GHz) Radio 60GHz 16-Element Phased Array TX+RX Chip-Set 94-GHz 64-element Scalable Phased Array TX+RX Low-power, Switched Beam 60GHz CMOS TX+RX 28-GHz 64-element Phased Array TX+RX

IC1-V IC4-V IC1-H IC4-H IC2-V IC2-H IC3-H IC3-V 28GHz Phased Array Transceiver Module with 4 ICs and 64 Dual-polarized Antennas (Co-developed by IBM and Ericsson) Module features: 64-dual polarized antennas and 4 ICs each with 32 TRX elements 128 TRX elements in total 8 independent 16- element beamformers, each supporting 1 polarization of 16 ant. RF true time delay based architecture 28GHz RF, 5GHz ext. LO, 3GHz input/output IF 54dBm saturated EIRP on each polarization 28GHz phased array eval. board Measured 8 simultaneous 16-element beams Example outdoor link experiment at IBM TX H/TX V Measured 2 simultaneous 64-element beams Measured Precise 1.4 /step beam steering