UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C SCHEDULE 13G. Under the Securities Exchange Act of (Amendment No.

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Transcription:

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. _ ) * Invesco DWA Energy Momentum ETF ** (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46137V878 ** (CUSIP Number) June 29, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes.) ** Formerly known as PowerShares DWA Energy Momentum Portfolio with CUSIP: 73935X385

CUSIP No. 46137V878 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Invesco Ltd. 98-0557567 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 319,795 6. SHARED VOTING POWER 0 7. SOLE DISPOSITIVE POWER 319,795 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 319,795 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.3% 12. TYPE OF REPORTING PERSON HC, IA

Item 1. Item 2. (a) (b) (a) (b) (c) (d) (e) Name of Issuer Invesco DWA Energy Momentum ETF Address of Issuer's Principal Executive Offices Invesco Capital Management LLC, 3500 Lacey Road, Suite 700, Downers Grove IL 60515 Name of Person Filing Invesco Ltd. ("Invesco Ltd.") Address of Principal Business Office or, if None, Residence 1555 Peachtree Street NE, Suite 1800, Atlanta GA 30309 Citizenship Bermuda Title of Class of Securities Exchange Traded Fund CUSIP Number 46137V878 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: Item 4. (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [X] An investment adviser in accordance with Rule 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 240.13d-1(b)(1)(ii)(F); (g) [X] A parent holding company or control person in accordance with Rule 240.13d-1(b)(1)(ii)(G); (h) [ ] (i) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(J). Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) (b) (c) Amount Beneficially Owned: Invesco Ltd., in its capacity as a parent holding company to its investment advisers, may be deemed to beneficially own 319,795 shares of the Issuer which are held of record by clients of Invesco Ltd.. Percent of Class: 10.3% Number of shares as to which such person has: (i) sole power to vote or to direct the vote 319,795 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 319,795 (iv) shared power to dispose or to direct the disposition of 0

Item 5. Item 6. Item 7. Item 8. Item 9. Item 10. Ownership of Five Percent or Less of Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] Ownership of More than Five Percent on Behalf of Another Person. Invesco Capital Management LLC is a subsidiary of Invesco Ltd. and it advises the Invesco DWA Tactical Sector Rotation ETF which owns 10.32% of the security reported herein. However, no one individual has greater than 5% economic ownership. The shareholders of the Fund have the right to receive or the power to direct the receipt of dividends and proceeds from the sale of securities listed above. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Invesco Capital Management LLC Identification and Classification of Members of the Group. Not Applicable. This schedule is not being filed pursuant to Rule 13d-1(b)(1)(ii)(J) or Rule 13d-1(d). Notice of Dissolution of Group. Not Applicable Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Invesco Ltd. By: /s/ Nancy L. Tomassone Date: July 10, 2018 Name: Nancy L. Tomassone Title: Global Assurance Officer

JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd., as the ultimate parent company of each of its undersigned subsidiaries, to file such Schedule 13G, and any and all amendments thereto, on behalf of each of them. Dated: 07/06/2018 Invesco Ltd. By: /s/ Nancy Tomassone Name: Nancy Tomassone Title: Global Assurance Officer Invesco Advisers, Inc. By: /s/ Robert R. Leveille Name: Robert R. Leveille Title: Chief Compliance Officer Invesco Canada Ltd. By: /s/ Jasmin Jabri Name: Jasmin Jabri Title: Head of Compliance Invesco Trust Company By: /s/ Odeh Stevens Name: Odeh Stevens Title: Secretary Invesco Hong Kong Limited By: /s/ Lee Siu Mei Name: Lee Siu Mei Title: Authorized Signatory Invesco Hong Kong Limited By: /s/ Pang Sin Chu Name: Pang Sin Chu Title: Authorized Signatory Invesco Asset Management Deutschland GmbH By: /s/ Stephanie Ehrenfried Name: Stephanie Ehrenfried Title: Head of Legal Continental Europe & Cross-Border Funds Invesco Asset Management Limited By: /s/ Chris Edge Name: Chris Edge Title: Head of UK Compliance Invesco Asset Management S.A. By: /s/ Matthieu Grosclaude Name: Matthieu Grosclaude Title: COO, EMEA Retail Invesco Asset Management S.A. By: /s/ Bernard Aybran Name: Bernard Aybran Title: Multi-Management CIO Invesco Management S.A. By: /s/ Peter Carroll Name: Peter Carroll Title: Head EMEA Delegation Oversight Invesco Taiwan Limited By: /s/ Jacky Hsiao Name: Jacky Hsiao Title: General Manager Invesco Asset Management (Japan) Limited By: /s/ Masakazu Hasegawa

Name: Masakazu Hasegawa Title: Managing Director Invesco Asset Management Singapore Limited By: /s/ Lee Siu Mei Name: Lee Siu Mei Title: Authorised Signatory Invesco Asset Management Singapore Limited By: /s/ Pang Sin Chu Name: Pang Sin Chu Title: Authorised Signatory Invesco Global Asset Management DAC By: /s/ Cormac O'Sullivan Name: Cormac O'Sullivan Title: Director of PMO Invesco Capital Management, LLC By: /s/ Melanie Zimdars Name: Melanie Zimdars Title: Chief Compliance Officer Invesco Investment Advisers, LLC By: /s/ Miranda O'Keefe Name: Miranda O'Keefe Title: Chief Compliance Officer Invesco Australia Ltd. By: /s/ Jane Stewart Name: Jane Stewart Title: Senior Compliance Manager