Ref: Overview of the implementation of the TRIPS Agreement (patents) in the EPC contracting states and observer countries

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CA/PL 3/97 * Orig.: English ** Munich, 08.04.1997 SUBJECT: DRAWN UP BY: ADDRESSEES: Implementation of the TRIPS Agreement European Patent Office Committee on Patent Law (for information) Ref: Overview of the implementation of the TRIPS Agreement (patents) in the EPC contracting states and observer countries At its 16th meeting (July 1994) the Working Party on Harmonisation discussed the general impact of the TRIPS Agreement on European patent law (CA/H 5/94). Then in April 1995 (CA/PL 8/95), specific TRIPS-related issues (Art. 133(2), 87(5) EPC) were discussed by the Committee on Patent Law. There the Chairman suggested that this Committee would be an appropriate forum for an exchange of views on existing and planned measures for implementing the TRIPS Agreement in the contracting states. The European Patent Office has compiled an overview on the basis of information provided by the contracting and observer states or published in official gazettes/periodicals. It contains a listing of the relevant patent provisions of the TRIPS Agreement (Part II Section 5: Patents) and indicates the proposed or enacted amendments to national law country by country and the subject-matter covered by the EPC and the CPC. * ** Revised version of document CA/PL 12/96 reflecting comments and additional information received from contracting states (changes vis-à-vis CA/PL 12/96 have been marked in the margin) The annexes are reproduced in the original language or in English CA/PL 3/97 e 970910008

- 1 - Overview of the Implementation of the TRIPS COUNTRY TRIPS Provision amended Brief description of EPC/CPC EPC Contracting Agreement or to be amended in amendment States National Law 1. Austria Amendment of Patent Law of 17 April 1996 (Annex 1) Art. 33 28(1) Term of national patents is 20 years Art. 63 EPC from the filing date Art. 28-30 22(1) ( 24, 25, 29 Provisions on rights conferred by a Art. 64 EPC / deleted) patent and limitations adjusted to Art. 25 CPC TRIPS Art. 31 36 Requirements for the grant of Art. 45, 47 compulsory licences adjusted to 1 CPC TRIPS 2. Belgium Draft law amending the law of 28 March 1984, submitted to the President of the Chamber of Deputies on 6 August 1996 (Annex 2) Art. 27(1), 31 31(1) Importation of the patented product 1 Art. 46 CPC is equated to the working of the patent in Belgium Art. 27(2) 4(2) Deletion of the exclusion from Art. 53(a) EPC patentability of inventions, the mere publication of which would be contrary to ordre public or morality; includes criteria for determining ordre public and morality (as in Art. 27(2) TRIPS 1 There is no autonomous set of rules on compulsory licences at European level. Some minimum standards are laid down in regard to the Community Patents CA/PL 3/97 e 970910008.../...

- 2 - Overview of the Implementation of the TRIPS 2. Belgium (cont.) Art. 31 31(1), 33(3), 34(1), Requirements for the grant of Art. 45, 47 38 compulsory licences adjusted to 1 CPC TRIPS Art. 31(c) 31(1) Compulsory licence for patents involving semi-conductor technology may only be granted to remedy anti-competitive practice after judicial or administrative determination 3. Denmark Patents Act Amendments Act. No. 900 of 29 November 1995 (Annex 3) General: There were no provisions in the former law which directly contravene the TRIPS Agreement, the amendments are primarily for the sake of legal certainty Art. 3 6(1) Priority may be claimed on the basis Art. 87(1),(5) of a first filing in a Paris Convention EPC or WTO country Art. 31 46, 49 (1), (3) Requirements for the grant of Art. 45, 47 CPC compulsory licences adjusted to TRIPS Art. 31(c) 49(4) Compulsory licence for patents involving semi-conductor technology may only be granted for public, non-commercial use or to remedy an anti-competitive practice after judicial or administrative determination 1 There is no autonomous set of rules on compulsory licences at European level. Some minimum standards are laid down in regard to the Community Patents CA/PL 3/97 e 970910008.../...

- 3 - Overview of the Implementation of the TRIPS 3. Denmark (cont.) Order No. 22 of 19 January 1996 amending order concerning patents and supplementary protection certificates 4. Finland Act amending the Patent Act 22 Dec 1995/ 1695 (in force since 1 January 1996 (Annex 4) Art. 27(1), 31 120 ( 45, 48 Patents The applicability of the criteria of Act) "local working" is now extended to the WTO area General: The existing Finnish Patents Act has been quite consistent with the provisions of the TRIPS Agreement. Therefore only a few amendments to the Patents Act were necessary Art. 3 6(1) Priority may be claimed on the basis Art. 87(1),(5) of a first filing in a Paris Convention EPC or WTO country Art. 27(1), 31 45 (1), 49 Requirements for the grant of Art. 45-47 CPC compulsory licences adjusted to TRIPS; importation of patented product from an EU or WTO country is equated to the working of the patent Art. 34(1) 57a Reversal of burden of proof in Art. 35 CPC respect of any product identical to the product obtained by a patented process CA/PL 3/97 e 970910008.../...

- 4 - Overview of the Implementation of the TRIPS 5. France Law No. 96-1106 of 18 December 1996 amending the intellectual property code in accordance with the TRIPS Agreement (Annex 5) 6. Germany (Annex 6) Art. 3 611-1,12 Priority may be claimed on the basis Art. 87(1),(5) of a first filing in a Paris Convention EPC or WTO country Art. 27(1), 31 613-11,12,13,15 Requirements for the grant of Art. 45-47 CPC compulsory licences aligned to TRIPS; importation of the patented product is equated to the working of the patent in France Art. 31(c) 613-19-1 Compulsory licence for patents involving semi-conductor technology may only be granted for public, non-commercial use or to remedy an anti-competitive practice determined after judicial or administrative determination Art. 34 615-5-1 Reversal of burden of proof Art. 35 CPC extended to both options under Art. 34(1) TRIPS for products obtained by a patented process Germany has not taken any patent-related legislative measures other than an amendment to the 1992 Law on Extension ( 6a: term of extended patents) CA/PL 3/97 e 970910008.../...

- 5 - Overview of the Implementation of the TRIPS 7. Hellenic Republic Amendments to Law 1733/1987 on Technology Transfer, Inventions and Technological Innovation of 27 October 1995 (Annex 7) 8. Ireland Government order of 30 January 1996 (Annex 8) 9. Italy Legislative Decree 198 of 19 March 1996 amending the Patent Law (entry into force on 16 April 1996) (Annex 9) Art. 27(1), 31 13(2) Importation of the patented product Art. 46 CPC from an EU or WTO country is equated to the working of the patent in Greece Art. 33 25(1) Term of patent is 20 years from the Art. 63 EPC filing date, also for patents granted on applications filed prior to entry into force of Law 1733/1987 General: The only provisions of the Patents Act 1992 found to be incompatible with the TRIPS Agreement were especially those on the granting of compulsory licences. The necessary legislative amendments will be put into place in the near future Art. 3 Priority may be claimed on the basis Art. 87(1),(5) of a first filing in a Paris Convention EPC or WTO country Art. 28 1bis Provisions on rights conferred by a Art. 64 EPC / patent adjusted to TRIPS Art. 25 CPC Art. 31 53, 54-54quinquies, Requirements for the grant of Art. 45-47 CPC 60 compulsory licences aligned to TRIPS; importation of the patent product from an EU or WTO country is equated to the working of the patent in Italy Art. 34 2 Reversal of burden of proof Art. 35 CPC extended to both options under Art. 34(1) TRIPS in respect of products obtained by a patented process CA/PL 3/97 e 970910008.../...

- 6 - Overview of the Implementation of the TRIPS 10. Luxembourg Draft law of 19 December 1995 amending the law of 20 July 1992 (Annex 10) Art. 3 26(1) Priority may be claimed on the basis Art. 87(1),(5) of a first filing in a Paris Convention EPC or WTO country Art. 27(1), 31 59-63 Requirements for the grant of Art. 45-47 CPC compulsory licences adjusted to TRIPS. The working of the patented invention in a WTO country is equated to its working in Luxembourg 11. Netherlands Amendments of the Patents Act 1995 which entered into force on 29 December 1995 (Annex 11) Art. 31(c) 63bis Compulsory licence for patents involving semi-conductor technology may only be granted to remedy an anti-competitive practice after judicial or administrative determination Art. 34 80bis Reversal of burden of proof Art. 35 CPC extended to both options under Art. 34(1) TRIPS in respect of products obtained by a patented process Art. 3 9(1) Priority may be claimed on the basis Art. 87(1),(5) of a first filing in a Paris Convention EPC or WTO country Art. 31 57(4), 58(4), 58a Requirements for the grant of Art. 45-47 CPC compulsory licences adjusted to TRIPS CA/PL 3/97 e 970910008.../...

- 7 - Overview of the Implementation of the TRIPS 11. Netherlands (cont.) Art. 31(c) 57(a) Compulsory licence for patents involving semi-conductor technology may only be granted for public, non-commercial use or to remedy an anti-competitive practice after judicial or administrative determination 12. Sweden (Annex 12) 13. Switzerland / Liechtenstein Amendment of the Patent Law of 16 December 1994, which entered into force on 1 July 1995 (Annex 13) General: Sweden has not taken any patent-related legislation measures in response to the TRIPS Agreement because the assessment has been made that the obligations of the agreement as far as patents are concerned are already met through existing legislation and established practice Art. 27(2) 2(a) Deletion of the exclusion from Art. 53(a) EPC patentability of inventions, the mere publication of which would be contrary to ordre public or morality Art. 28(1) 8(2) Rights conferred by a patent Art. 25 CPC adjusted to TRIPS Art. 31 36, 37, 40b Requirements for the grant of Art. 45-47 CPC compulsory licences adjusted to TRIPS, importation of the patented product is equated to the working of the patent in Switzerland Art. 31(c) 40a, 40b Compulsory licence for patents involving semi-conductor technology may only be granted to remedy an anti-competitive practice after judicial or administrative determination CA/PL 3/97 e 970910008.../...

- 8 - Overview of the Implementation of the TRIPS 14. United Kingdom General: The only changes which may be necessary to bring the law into line with TRIPS relate to compulsory licences and Crown use of patent rights. To this effect a statutory instrument is in preparation. Also, priority may be claimed on the basis of a first filing in a Paris Convention or WTO country (Patents Order 1995 Si 2989) CA/PL 3/97 e 970910008.../...

- 9 - Overview of the Implementation of the TRIPS COUNTRY TRIPS Provision amended Brief description of EPC/CPC Observer States Agreement or to be amended in amendment National Law 1. Latvia Patent Law 1993 (Annex 14) 2. Norway Act No. 82 of 22 December 1995 amending the Patents Act. Regulations concerning applications for patents as amended on 22 December 1995 (Annex 15) General: The provisions of Latvia's Patent Law meet the requirements of the TRIPS Agreement. Art. 3 6 Patents Act Priority may be claimed on the basis Art. 87(1),(5) 10 Patent Regulations of a first filing in a Paris Convention EPC or WTO country Art. 31 46, 49 (draft) Requirements for the grant of Art. 45-47 CPC compulsory licences adjusted to TRIPS Art. 31(c) 49(4) draft Compulsory licence for patents involving semi-conductor technology may only be granted for public, non-commercial use or to remedy anti-competitive practice after judicial or administrative determination CA/PL 3/97 e 970910008.../...