Working Party 5D LIAISON STATEMENT TO EXTERNAL ORGANIZATIONS ON THE SCHEDULE FOR UPDATING RECOMMENDATION ITU-R M.

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Radiocommunication Study Groups 23rd Meeting of Working Party Beijing, China, 23 Feb. - 2 Mar. 2016 Attachment to Document /82 (not yet available) (Source: Document /TEMP/15(Rev.2)) 2 March 2016 English only Working Party LIAISON STATEMENT TO EXTERNAL ORGANIZATIONS ON THE SCHEDULE FOR UPDATING RECOMMENDATION ITU-R M.2012 TO REVISION 3 Introduction Working Party thanks the relevant External Organizations for their successful work in regards to completion of the Revision 2 of Recommendation ITU-R M.2012 Detailed specifications of the terrestrial radio interfaces of International Mobile Telecommunications-Advanced (IMT- Advanced) which is published as ITU-R Recommendation. wishes to inform the relevant External Organizations that it is commencing the cycle for the development of the Revision 3 update of Recommendation ITU-R M.2012 and provides a detailed schedule for Revision 3 of Recommendation ITUR M.2012. Background This liaison provides guidance to External Organizations regarding updates of the terrestrial radio interfaces in the development of Revision 3 of Recommendation ITU-R M.2012 Detailed specifications of the terrestrial radio interfaces of International Mobile Telecommunications- Advanced (IMT-Advanced). Confirmed meeting dates of for 2016 and will be published on the ITU website (http:// www.itu.int/events/upcomingevents.asp?sector=itu-r&lang=en). Procedure The procedure outlined in document IMT-ADV/25 (Rev.1) Procedure for the development of draft revisions of Recommendation ITU-R M.2012 applies to the development of this Revision 3. IMTADV/25 (Rev.1) may be accessed at http://www.itu.int/md/r07-imt.adv-c-0025/en. Schedule

- 2! - /TEMP/15(Rev 2)-E For the Revision 3 update of Recommendation ITU-R M.2012 a completion date of the meeting #28, currently planned for October, has been chosen. announces that the first formal meeting in the meeting cycle ( Meeting Y ) of the update development of Revision 3 of Recommendation ITU-R M.2012 will be meeting #24, which is scheduled for 14-22 June 2016. It should be noted that the contribution deadline for meeting #24 is also the cut off date for the submission of new candidate RIT and SRIT proposals for inclusion in Revision 3. The detailed timeline for the Revision 3 update of Recommendation ITU-R M.2012 which accommodates the currently planned/anticipated schedule of meetings for and Study Group 5 through the 2016 and time frame and some milestone activities/actions may be found in document IMT-ADV/29 Schedule for Revision 3 Update of Recommendation ITU-R M.2012. IMT- ADV/29 may be accessed at http://www.itu.int/md/r07-imt.adv-c-0029/en. For convenience it is also enclosed to this liaison as Attachment. The dates in IMT-ADV/29 were developed considering not only the and Study Group 5 dates but also with a view towards coordinating with the understood planned dates of the relevant External Organizations to the extent they were known. Some adjustment of these dates might be required to accommodate availability of facilities at specific venues in conjunction with the scheduling of the ITU-R and Study Group 5 meetings. Every effort will be made to keep these dates as listed. Please check the ITU website in case meeting details have changed (http://www.itu.int/events/monthlyagenda.asp?lang=en). As appropriate IMT-ADV/29 will be updated to accommodate such date changes and further correspondence with the External Organization could be forthcoming throughout the update cycle as warranted by the circumstances. External Organizations are encouraged to consult the ITU-R IMT-Advanced web page (http:// www.itu.int/itu-r/go/rsg5-imt-advanced/) which may be updated dynamically to provide additional information. looks forward to the continued cooperation with the External Organizations in the on-going work on the IMT-Advanced terrestrial radio interfaces. Contact: Sergio Buonomo E-mail: sergio.buonomo@itu.int Counselor ITU-R SG 5 Attachment : IMT-ADV/29 also available below

Radiocommunication Study Groups Source: Document /TEMP/18 Document IMT-ADV/29-E 2 March 2016 English only Working Party SCHEDULE FOR REVISION 3 UPDATE OF RECOMMENDATION ITU-R M.2012 SCHEDULE FOR REVISION 3 UPDATE OF RECOMMENDATION ITU-R M. 2012 ( DETAILED SPECIFICATIONS OF THE TERRESTRIAL RADIO INTERFACES OF INTERNATIONAL MOBILE TELECOMMUNICATIONS- ADVANCED (IMTADVANCED ) Scope This document provides information on the detailed schedule and associated dates for the Revision 3 update of Recommendation ITU-R M.2012 Detailed specifications of the terrestrial radio interfaces of International Mobile Telecommunications-Advanced (IMTAdvanced). References Recommendation ITU-R M.2012 Detailed specifications of the terrestrial radio interfaces of International Mobile Telecommunications-Advanced (IMT-Advanced ) Document IMT-ADV/2(Rev.1) Submission and evaluation process and consensus building IMTADV/2 (Rev.1) may be accessed at http://www.itu.int/md/r07-imt.adv-c-0002/en. Document IMT-ADV/24(Rev.2) Process And The Use Of Global Core Specification (GCS), References And Related Certifications In Conjunction With Recommendation ITU-R M.2012 IMTADV/24 (Rev.2) may be accessed at http://www.itu.int/md/r07-imt.adv-c-0024/en. Document IMT-ADV/25(Rev.1) Procedure for the Development of Draft Revisions of Recommendation ITU-R M.2012. IMT-ADV/25 (Rev.1) may be accessed at http://www.itu.int/ md/r07-imt.adv-c-0025/en. Circular Letter 5/LCCE/2 Addendum 5. Circular Letter 5/LCCE/2 may be accessed at http:// www.itu.int/md/r00-sg05-cir-0002/en.

- 2! - /TEMP/18-E I) Procedure to be utilized in the development of the Revision The procedure outlined in Document IMT-ADV/25 (Rev.1) Procedure for the development of draft Revisions of Recommendation ITU-R M.2012 applies to the development of this Revision 3. In conjunction with that generic procedure, it is necessary, for each specific Revision to assign a specific schedule and dates to the timelines and actions/activities presented in the Document IMTADV/25 (Rev.1), which is accomplished by this Document IMT-ADV/29. II) Baseline document to be used for the Revision 3 update The baseline document to be used for the Revision 3 update is the published version of Recommendation ITU-R M.2012-2 Detailed specifications of the terrestrial radio interfaces of International Mobile Telecommunications-Advanced (IMT-Advanced). III) General schedule aspects for the Revision 3 update of Recommendation ITU-R M.2012 For the Revision 3 update of Recommendation ITU-R M.2012 a completion date of the Working Party meeting #28, currently planned for October, has been chosen. The initial announcement of the Revision 3 update was indicated in a liaison to the relevant External Organizations from the 23 February 2 March 2016 meeting #23 of. The detailed timeline for the Revision 3 update of Recommendation ITU-R M.2012 was developed based the currently planned/anticipated schedule of meetings for and Study Group 5 through the 2016 and time frame. Confirmed meeting dates of for 2016 and will be published on the ITU website (http://www.itu.int/events/upcomingevents.asp?sector=itu- R&lang=en). Due consideration was given towards coordinating with the understood planned dates of the relevant External Organizations to the extent they were known. announces that the first formal meeting in the meeting cycle ( Meeting Y ) of the update for Revision 3 of Recommendation ITU-R M.2012 will be meeting #24, which is scheduled for 14-22 June 2016. This establishes the first action point for the relevant External Organizations to interface with on the Revision 3 update. IV) High level schedule for the Revision 3 update for New Technology Proposals for Recommendation ITU-R M.2012 Document IMT-ADV25 (Rev.1), Section 2 outlines the specific process and associated timeline for new technology proposals for Recommendation ITU-R M.2012. When a new RIT or SRIT is proposed by an RIT/SRIT Proponent, the proposal will follow the process for IMT-Advanced as defined in Document IMT-ADV/2 (Rev.1), specifically: The process will begin at Step 3 ( Submission/reception of the RIT and SRIT proposals and acknowledgement of receipt ). Documents IMT-ADV/2 (Rev.1), and Reports ITU-R M.2133 (2008), ITU-R M.2134 (2008), ITU-R M.2135-1 (2009), will apply. For timing purposes, the meeting at which the new proposal is submitted will be considered Critical Milestone (1), the proposal deadline meeting, as defined in the Schedule of Document IMT-ADV/2 (Rev.1) in Figure A21. Within the process as outlined in Figure A2-1 the specific dates of the schedule will be appropriately decided respecting the steps of the process (approximately four meetings from Critical Milestone (1) to the finalization of Step 7 of the process in Document IMTADV/2(Rev.1).

- 3! - /TEMP/18-E In Step 8, Document IMT-ADV/24 (Rev.2) ( Process and the use of Global Core Specification (GCS), references, and related certifications in conjunction with Recommendation ITU-R M.2012 ) will apply. The completion of Step 8 will be synchronized with the recurring update of Recommendation ITU-R M.2012. Consequently, after successful completion of Step 7, the new technology can enter the revision cycle for Recommendation ITU-R M.2012 at Y+2A or as late as Y+2B as outlined in Table 1for inclusion in the current planned Revision. While new technology proposals can be submitted to at any time, however, for the Revision 3 update to be able to consider new technology proposals for inclusion into the Revision 3 release, has established a high level schedule for the major aspects of a new technology submission and its consideration by under the process indicated in IMT-ADV/25 (Rev.1). This high level schedule is provided immediately below: High level schedule for New Technology Proposals for Revision 3 In the case of a new technology proposal having been received by, additional details including further specific schedules and deadlines such as those related to the provision of Form A and Certification B and C, GCS and DIS materials and the like will be communicated to the relevant parties associated with the new technology proposal. 1 1 Based on planned meeting dates. Confirmed meeting dates of for 2016 and will be published on the ITU website (http://www.itu.int/events/upcomingevents.asp?sector=itu- R&lang=en).

- 4! - /TEMP/18-E Process Step IMT-ADV/2 Rev1 Date Critical Milestone (0): Exceptionally 23 February - 2 March 2016 ( #23) Action IMT-ADV/2 Rev1 or IMT-ADV/25 Rev1 Step 1 Invitation to Propose RITs Critical Milestone (1): 7 June 2016 (7 days before 14-22 June 2016 #24) July 2016 July 2016 to January Critical Milestone (2): 7 February (7 days before 14-22 February #26) Critical Milestone (3): #26 14-22 February Step 8 Synchronization of Finalization of the Revision Y+2B: 6 June (7 days before 13-21 June #27) Starting with Y+2B: 6 June (7 days before 13-22 June #27) And continuing with the subsequent dates indicated in Table 1 below in this document Step 3 Cut-off date for submission of candidate RIT and SRIT proposal Circular Letter announcing receipt by of a complete candidate technology submission and an invitation for the formation of Independent Evaluation Groups and subsequent submission of Evaluation Reports. Opportunity for registration of Evaluation Groups Completion of Step 4 Evaluation of candidate RITs or SRITs by Independent Evaluation Groups Cut-off date for evaluation report to ITU Final date for submission of Form A Completion of Step 5 Review and coordination of outside evaluation activities Completion of Step 6 Review to assess compliance with minimum requirements Completion of Step 7 Consideration of evaluation results, consensus building and decision Step 8 Development of the new section in Rec. ITU-R M.2012 for the Radio Interface Technology. Final date for submission of Certification B. The remainder of the process and schedules for finalization of the Revisions follows the dates and general tasks indicated in Items 8 through 13 in Table 1 below in this document.

- 5! - /TEMP/18-E V) Detailed schedule for the Revision 3 update for Existing Technologies in Recommendation ITU-R M.2012 Table 1 below, extracted from IMT-ADV/25 (Rev.1) and amended with specific dates, provides the detailed timeline for the updates to existing technologies in Recommendation ITU-R M.2012-2 as indicated in Section 3 of IMT-ADV/25 (Rev.1) in the case when a GCS is utilized - which is the current situation for all existing technologies in the current in-force version of Recommendation ITUR M.2012. Calendar 1 provides a summary of actions defined in Table 1 for Revision 3 in a calendar view. It should be noted that since Table 2 in Document IMT-ADV/25 (Rev.1) which provides the detailed timeline for the updates to existing technologies in Recommendation ITU-R M.2012-2 (applicable to the case where a GCS is not utilized) does not apply for the Revision 3 update therefore no detailed timeline information is provided for Table 2.

- 6! - /TEMP/18-E TABLE 12 Framework of a Revision Cycle for updates of existing technologies in Recommendation ITU-R M.2012 applicable to Section 3 of IMT-ADV/25 (Rev.1) in the case when a GCS is utilized 2 Based on planned meeting dates. Confirmed meeting dates of for 2016 and will be published on the ITU website (http://www.itu.int/events/upcomingevents.asp?sector=itu- R&lang=en).

Item Entity Meeting designation & timeframe - 7! - /TEMP/18-E Action/Deliverable/Milestone Specific Dates 1 Meeting Y-1 or earlier February prior year or earlier) 2 Existing GCS Proponent Meeting Y June prior year) 3 Meeting Y June of prior year) 4 Existing GCS Proponent Meeting Y+1 October of prior year) Communiqué to GCS Proponent, Transposing Organizations, and relevant External Organizations announcing the next revision of Rec. ITUR M.2012 and providing the detailed timelines for the revision. Delivery to ITU-R by existing GCS Proponent of the initial announcement that a revision to a particular RIT or SRIT will be proposed. review of submitted materials and opportunity for responding to GCS Proponents. Delivery to ITU-R by the GCS Proponent of further information, including a summary of the proposed update.* 23 February-2 March 2016 ( #23) 7 June 2016 (7 days before 14-22 June 2016 #24) 14-22 June 2016 ( #24) 27 September 2016 (7 days before 4-12 October 2016 - #25) 5 Meeting Y+1 October of prior year) review of submitted materials and opportunity for responding to GCS Proponents. 4-12 October 2016 ( #25)

Item Entity Meeting designation & timeframe - 8! - /TEMP/18-E Action/Deliverable/Milestone Specific Dates Case requiring a modification of the GCS Delivery to ITU-R by the GCS Proponent of the detailed update, including the compliance templates 4.2.4 from Report ITU-R M.2133 (2008) and any related supporting material for the proposed update to Rec. ITUR M.2012-2, given that the full context of the total terrestrial radio interface is considered to be the original submission and any previously approved updates as well as this proposed update. Delivery to ITU-R by the GCS Proponent of the revised/updated GCS. Delivery to ITU-R of Certification B (section 1, section 2, and section 3, as appropriate) by GCS Proponents. 6 Existing GCS Proponent or Existing Transposing Organization (Scenario 3 only) Meeting Y+2A Alternative 1 February of current revision year) Cases not requiring a modification of the GCS Scenario 1 - Case of a revised Overview, synopsis, or other material in Rec. ITUR M.2012-2: Delivery to ITU-R by the GCS Proponent of the update of the associated material and a selfdeclaration indicating that those changes are consistent with existing GCS. 7 February (7 days before 14-22 February #26) Scenario 2 - Case of a new Transposing Organization(s) or removal of a Transposing Organization(s) Delivery to ITU-R of Certification B, section 2, and/or section3, by GCS Proponents. Scenario 3 Case of update of only a particular set or sets of the transposition references Delivery to ITU-R by the Transposing Organization of the complete update information, including a summary and rationale of the proposed update, the updated specific set or sets of the transposition references, and Certification C. At the same meeting as the announcement by the Transposing Organization (s), the GCS Proponent must inform of their agreement with the proposed update.

Item Entity Meeting designation & timeframe - 9! - /TEMP/18-E Action/Deliverable/Milestone Specific Dates Case requiring a modification of the GCS Delivery to ITU-R by the GCS Proponent of the detailed update, including the compliance templates 4.2.4 from Report ITU-R M.2133 (2008) and any related supporting material for the proposed update to Rec. ITUR M.2012-2, given that the full context of the total terrestrial radio interface is considered to be the original submission and any previously approved updates as well as this proposed update. Delivery to ITU-R by the GCS Proponent of the revised/updated GCS. Delivery to ITU-R of Certification B (section 1, section 2, and section 3, as appropriate) by GCS Proponents. 7 Existing GCS Proponent or Existing Transposing Organization (Scenario 3 only) Meeting Y+2B Alternative 2 June of current revision year) Cases not requiring a modification of the GCS Scenario 1 - Case of a revised Overview, synopsis, or other material in Rec. ITUR M.2012-2: Delivery to ITU-R by the GCS Proponent of the update of the associated material and a selfdeclaration indicating that those changes are consistent with existing GCS. 6 June (7 days before 13-21 June #27) Scenario 2 - Case of a new Transposing Organization(s) or removal of a Transposing Organization(s) Delivery to ITU-R of Certification B, section 2, and/or section3, by GCS Proponents. Scenario 3 Case of update of only a particular set or sets of the transposition references Delivery to ITU-R by the Transposing Organization of the complete update information, including a summary and rationale of the proposed update, the updated specific set or sets of the transposition references, and Certification C. At the same meeting as the announcement by the Transposing Organization (s), the GCS Proponent must inform of their agreement with the proposed update.

Item Entity Meeting designation & timeframe - 10! - /TEMP/18-E Action/Deliverable/Milestone Specific Dates 8 Meeting Y+2A or Y+2B February or June of current revision year) performs a review of the submitted material and reaches its conclusion on the acceptability of the proposed update for inclusion in the draft revision 3 of Rec. ITU-R M. 2012. finalizes and agrees the specific technology update in the draft revision 3 of Rec. ITUR M.2012 (not necessarily including the detailed transposition references). liaison of the agreed draft Revision 3 of Rec. ITU-R M. 2012 to the relevant GCS Proponents and Transposing Organizations for their use in developing their inputs of the detailed references. Note: In any event, the meeting ( Y+2B ) will finalize the entirety of the preliminary agreed draft revision 3 of Rec. ITU-R M.2012 for all updated technologies (not necessarily including the detailed transposition references). (Y+2A) 14-22 February ( #26) or (Y+2B) 13-21 June ( #27) 9 Transposing Organizations Due to ITU-R approximately one month prior to the subsequent Meeting September of current revision year) Delivery to ITU-R of transposition references by each Transposing Organization for incorporation into the preliminary agreed draft revision 3 of Rec. ITU-R M.2012. Delivery to ITU-R of Certification C by each Transposing Organization. Completion of relevant business matters and indication of compliance with ITU policy on IPR, as appropriate This Item 9 does not apply to case of a Scenario 1 update. In case of Scenario 3, Item 9 does not apply because the Transposing Organization would have already provided the complete information by meeting Y+2A or Y+2B 1 September 10 Radiocommunication Bureau Prior to the subsequent meeting The Radiocommunication Bureau is requested to provide to a document that incorporates the transposition references Anticipated to be 26 September 11 Subsequent Meeting October of current revision year) performs a final quality and completeness check of the draft revision 3 of Rec. ITU-R M.2012. forwards to Study Group 5 the revision 3 of Rec. ITU-R M.2012. 3-11 October ( #28)

Item Entity Meeting designation & timeframe - 11! - /TEMP/18-E Action/Deliverable/Milestone Specific Dates 12 Radiocommunication Bureau November/ December of current revision year) Submission by Counsellor for SG 5 of completed draft revision 3 of Rec. ITU-R M.2012 (with all transposition references) to SG 5, based on currently anticipated SG 5 meeting schedule. Date to be determined depending on actual SG 5 meeting schedule 13 Study Group 5 November/ December of current revision year) Study Group 5 considers adoption of the revision 3 of Rec. ITU-R M.2012 for forwarding to Member States for approval. Date to be determined depending on actual SG 5 meeting schedule

- 12! - /TEMP/18-E CALENDAR 1 Summary of Actions for Revision 1 of Existing Technologies Organized in a Calendar View Part 1: Milestone Summary for ITU-R and Radiocommunication Bureau (BR) for Revision of Existing Technologies #23 #24 #25 #26 #27 #28 DATE 23 Februa ry -2 March 2016 14-2 2 June 2016 4-12 Octobe r 2016 14-22 Februa ry 13-21 June 26 Septe mber 3-11 Octobe r Meetin g Design ator Y-1 Y Y+1 Y +2A Y +2B - - TABLE 1 ITEM # 1 3 5 8 8 10 11 Action by Entity BR Part 2: Milestone Summary for CGS Proponents and Transposing Organizations for Revision of Existing Technologies #23 #24 #25 #26 #27 #28 Deadlin e 7 June 2016 27 Septem ber 2016 7 February 6 June 1 Septemb er Meetin g Design ator 7 days before Y 7 days before Y+1 7 days before Y +2A 7 days before Y+2B - - TABLE 1 ITEM # 2 4 6 7 9 Action by Entity Existin g GCS Propo nent Existin g GCS Propon ent Existing GCS Proponen t or Existing Transpos ing Organiza tion (Scenario 3) Existing GCS Propone nt or Existing Transpo sing Organiz ation (Scenari o 3) Transpos ing Organiza tion (except for Scenario 3)