Sensor Signal Processing for Defence Conference. RCPE _ WiFi, password chiron1681

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Sensor Signal Processing for Defence Conference RCPE _ WiFi, password chiron1681

Micaela Contu, Marta Bucciarelli, Pierfrancesco Lombardo, Francesco Madia, Rossella Stallone, Marco Massardo DIRECTION OF ARRIVAL ESTIMATION USING A CLUSTER OF BEAMS IN A CONE-SHAPED DIGITAL ARRAY RADAR Sensor Signal Processing for Defence SSPD Conference 2015 Edinburgh, 9-10 September 2015

Outline System description and potentialities PAR vs DAR with conical array Aim of the study Proposed direction of arrival estimation technique Cramer Rao lower Bound derivation for elevation direction of arrival estimation Cramer Rao lower Bound comparison Beam cluster tilt Conclusions

System description (1/2) Innovative architecture for masts to be mounted on ships d.mast, which is being studied and demonstrated by Fincantieri S.p.A. and Seastema S.p.A. N available resources Conical geometry Shared services Resource 1 Resource 2 Technological breakthrough Resource 3 X-band Radar is one of the available resources Resource N

System description (2/2) The RX array is modelled as the d.radar Conical array whose horizontal sections have the same number of radiating elements. 1 Approximate dimensions 0.8 0.6 Larger diameter less than 1,5 m y 0.4 q elevation Height less than 1 m AD conversion at element level. 0.2 0 0 0.5 z 1-1 -0.5 0 x f azimuth 0.5 1 1.5

Circular array & number of radiating elements The circular shape of the array allows to spare radiating element Rule of thumb N ( ) 2 cos( ) el circ 0 N r el N ( square) 4L 4sin( /2) el 1.3 0 =90 1.2 0 =105 0 α 0 r δφ c 1.1 1 0 =120 0 =180 φ 0 N el 0.9 L δφ SQ min 0.8 0.7 0.6 0.5 0 5 10 15 20 25 30 35 40 45 f 0 [deg] Compare performance of the different array configurations in the worst case (d SQ-max )

Circular array & 3D angular scan/coverage 360º azimuth beamforming without beamscanning, only shifting of the sector of active elements Beams have the same width in azimuth whichever the steering direction is! Coverage in elevation with traditional beamforming.

PAR vs DAR for circular-based array Array of radiating elements to form multiple beams with different characteristics and functionalities Phased Array Radar (PAR) Analog BeamForming (ABF) through beamforming networks fixed number of beams pre-determined beam characteristics Digital Array Radar (DAR) Early analog to digital (AD) conversion at and recording of all the amount of data for successive centralized processing Ubiquitous radar reduction of the dynamic range and isolation requirements Natural solution with circular array DAR provides flexibility at the expense of increased computational load and data transfer rate advanced processing schemes are required to improve efficiency

Digital vs Phased Array Radar (I) Phased Array Fixed number of beams (BFN) Beam shape is fixed at design time Digital Array Fixed number of beams givem by the maximum available computational load It is possible to synthesize virtually any desired beam by storing the data collected at the element level RX beam are necessarily always present for: - Detection - DoA estimation (otherwise DoA of detection must be illuminated again) It is possible to modify beams adaptively depending on data content monopulse beams can be evaluated only for the «range cells» where a target has been detected

Digital vs Phased Array Radar (II) Flexibility in the use of multiple beams Phased Array Digital Array Few beams are used for the search It is possible to add bemas in «critical» regions, use multiple tilts to handle clutter, etc Beam cluster with preassigned shape A lot of computation capability is left for accurate DoA estimation, corrections, etc..

Digital vs Phased Array Radar (III) Stima DOA interferenti CW (i.e. standoff jammer) - Inhibit TX for a some PRTs and collect responses - How many times TX must be inhibited to know the whole intereference scenario? Phased Array For each inhibited TX, a few DoAs are suveryed, covered by the avaibalble RX beam cluster Many inhibited PRTs are necessary to cover all angles Digital Array With a single inhibited PRT data rom all DoAs are collected Then beams in all directions can be synthesized in background

Digital vs Phased Array Radar (IV) CW interference nulling (i.e. standoff jammer) - Beam cluster use Phased Array Performance depends on the used beam cluster Beam cluster optimisation to cancel MB jammer and estimate target DoA Digital Array After jammer DoA estimation, it is possible to build a beam steered to it Close-to-ideal performanca achievable Use of single auxiliary beam to calcel jammer reduced adaptivity losses Elevation [deg] Elevation [deg] 20 19 18 17 16 15 14 13 12 11 Configurazione4 Configurazione2 10 20-5 -4-3 -2-1 0 1 2 3 4 5 Azimuth [deg] 19 18 17 16 15 14 13 12 11 10-5 -4-3 -2-1 0 1 2 3 4 5 Azimuth [deg] 7 Fasci S con puntamenti (qaz,qel)= (0, 13.4) (-1.4, 14.7); (1.4, 14.7); (0, 15) (-1.4, 16.3); (1.4, 16.3) (0, 17.6) 6 Fasci S con puntamenti (q az,q el )= (-1.1, 13.4); (1.1, 13.4) (-1.1, 17.6); (1.1, 17.6) (-1.1, 15); (1.1, 15) Elevation [deg] Conf.4, levels=-3-10 -20-30 -36-40, con q =-1.5, q =16 Jaz Jel 24 22 20 18 16 14 12 10 8-5 -4-3 -2-1 0 1 2 3 4 5 Conf.2, levels=-3-10 -20 Azimuth -30-36 -40, [deg] con q =2, q =12 Jaz Jel 24 22 20 18 16 14 12 10 8-5 -4-3 -2-1 0 1 2 3 4 5 Azimuth [deg] Elevation [deg]

Aim of the study Starting point: innovative conformal DAR system Numerous potentialities Analysis of an approach for Direction of Arrival (DoA) estimation based on a properly designed crowded cluster of RX beams and comparison with traditional monopulse approach

PAR vs DAR multiple beam forming Typical cluster of beams in PAR: for each azimuthal direction and range N S sum beams, N difference beams + 1 omnidirectional beam. Possible strategies in DAR: Detection: for each azimuthal direction N S sum beams. DoA estimation: only at DoA and ranges where detections occurred N difference beams. Cluster of crowded sum beams DAR approaches DBF PAR approach

Detection Beam Cluster for DAR Beam cluster configuration for radar operating in search mode with low steering direction in elevation (5º). 10 Elevation [deg] 8 6 5 4 2 Solid lines: sum beams with a width of 2,6º in elevation and 2º in azimuth to cover an aperture of nearly 8º in the elevation dimension. Dashed lines: difference beams for DoA estimation 0-3 -2-1 0 1 2 3 Azimuth [deg]

Low elevation angles problem (I) Operational scenario signals from a low altitude target are received through a direct and a specular reflected path in the flat earth model. q T H ant q M q H tgt D

Low elevation angles problem (II) Lower Sum and especially Difference beams in the cluster may suffer from multipath arising from low-height target. Possibility of using a different approach for DoA estimation, in particular for the elevation angle. Elevation [deg] 10 8 6 5 4 2 0-3 -2-1 0 1 2 3 Azimuth [deg]

Presented DoA estimation for DAR Data acquired by all elements are available at a central processing unit before beamforming. Identification of the beams and resolution cells detections occurred. Only for those detections a crowded clusters of sum beams properly displaced in the angular area of interest must be formed for accurate angle estimation. Use of a wide beam cluster 2 even a high number of beams is possible for the few detected targets 0 Computational cost is certainly low Elevation [deg] 10 8 6 4-3 -2-1 0 1 2 3 Azimuth [deg]

CRLB derivation for elevation DoA estimation Received signal x q) A G TX ( q, q ) G ( q) Ts( ) Tn ( 0 0 E q Probability density function f 1 2 det( M) x v M x v H 1 exp A A x 0 0 Elevation DoA estimation accuracy 2 q 2 1 H A0 H 1 M vv 2 v M 2 H n v M M 1 v 1 v Signal to noise ratio at element level Steering vector at element level Transformation matrix from element to cluster of beams Noise at element level Element gain Transmitting gain M 2 ntt Expected value vector H Covariance noise matrix at cluster level Derived expected value vector

CRLB comparison (I) Comparison between the accuracies of monopulse (3S+3 ) and estimation of elevation DoA through a cluster of K beams equally spaced in an aperture of 8º. Sum beams modified Taylor windows both in azimuth PSLR of 42 db and elevation PSLR of 36 db. Difference beams (elevation) Bayliss taper with same PSLR. SNR el =-20 db peak SNR on the central beam of nearly 13 db. Normalized e 10 0 10-1 Omnidirectional TX pattern and elements 3S + 3 Cluster K=5 Cluster K=7 Cluster K=13 Performance equivalence, especially in the interval [-4º, 4º] q T =5-10 -5 0 5 10 q - q T [deg]

CRLB comparison (II) Impact of transmit pattern q T =5 Omnidirectional TX pattern and elements Directive TX pattern and omnidirectional elements 10 0 3S + 3 Cluster K=5 Cluster K=7 Cluster K=13 10 0 3S + 3 Cluster K=7 Cluster K=13 Cluster K=5 Normalized e Normalized e 10-1 10-1 -10-5 0 5 10 q - q [deg] T -10-5 0 5 10 q - q T [deg]

Beam cluster tilt(1/3) q T H ant = 15 mh ant q M q H = 30 m or 60 m tgt D = 20 km The steering direction of the lower beam in the cluster is selected The steering direction of the remaining beams in the cluster follow it, to uniformly cover the 8 angular aperture. AIM: provide a gain of at least X db to the direct signal from q with respect to the multipath signal received from q M under worst condition of operation (minimum target height)

Beam cluster tilt (2/3) Example: provide a gain of at least 3 db to the direct signal from q with respect to the multipath signal received from q M Target gain loss with respect to the peak [db] -6-7 -8-9 -10-11 -12-13 -14-15 -16-17 -18-19 H tgt =30m, (q-q M =0.17189 ) 1.2 1.4 1.6 1.8 2 2.2 2.4 2.6 2.8 3 3.2 Steering direction of the lower beam in the cluster [deg] 5 4.5 4 3.5 3 2.5 2 1.5 1 Gain difference between the target and the multipath directions [db] loss of -17 db in the target direction for H tgt =30 m

Beam cluster tilt (3/3) The design becomes less demanding as the target height increases with a loss of -7 db in the target direction for H tgt =60 m and -17 db for H tgt =30 m. Target gain loss with respect to the peak [db] -6-7 -8-9 -10-11 -12-13 -14-15 -16-17 -18-19 H tgt =30m, (q-q M =0.17189 ) 1.2 1.4 1.6 1.8 2 2.2 2.4 2.6 2.8 3 3.2 Steering direction of the lower beam in the cluster [deg] 5 4.5 4 3.5 3 2.5 2 1.5 1 Gain difference between the target and the multipath directions [db] Target gain loss with respect to the peak [db] -6-7 -8-9 -10-11 -12-13 -14-15 -16-17 -18-19 H tgt =60m, (q-q M =0.34377 ) 1.2 1.4 1.6 1.8 2 2.2 2.4 2.6 2.8 3 3.2 Steering direction of the lower beam in the cluster [deg] 5 4.5 4 3.5 3 2.5 2 1.5 1 Gain difference between the target and the multipath directions [db]

Conclusions An innovative conformal DAR has been presented (conical shape factor) with its potentialities and some comparison to more usual PAR We derived the theoretical expression of the CRLB for elevation angle estimation using a cluster of beams. We analysed the limit performance of DoA estimation achievable with monopulse to those achievable with a RX beam cluster solution that is shown to be more attractive for DAR. Performance of both techniques resulted to be comparable, making the second particularly interesting for those situations where monopulse is known to experience performance degradation, as low elevation angle estimation. In this latter case an example of the design of the cluster of beams in presence of specular multipath has been provided.

System potentialities: DAR ECCM strategies (1/3) Approximate knowledge of the jammer DoA Antenna nulling without fast time adaptivity The beam pattern if formed with a null in the known jammer direction without estimating and inverting the disturbance covariance matrix. The accuracy of the knowledge of the jammer DoA has an impact on the achievable Signal to Interference and Noise Ratio (SINR) In the proposed example the beam Steering direction is set to (15º, 0º) in elevation and azimuth and the jammer DoA is (17,5º, 0º) and the Jammer to Noise Ratio (JNR) is set to 30 db The cancellation performance rapidly degrades as the jammer DoA inaccuracy increases SINR 35 30 25 20 15 10 5 0-5 -10-15 0 5 10 15 20 Errore: Percentuale dell'apertura del fascio in elevazione Error: percentage of the elevation beamwidth

System potentialities: DAR ECCM strategies (2/3) Approximate knowledge of the jammer DoA Antenna nulling with fast time adaptivity at beam level The adaptive beam pattern if formed from a cluster of beams: N S + 1 steered in the estimated jammer direction. The covariance matrix to be estimated at beam level has a reduced dimension, still allowing to recover a near ideal performance Steering direction is set to (15º, 0º) in elevation and azimuth and the jammer DoA is (16º, -1,5º) Cluster Adaptive pattern 20 Configurazione8 24 q Jaz =-1.5, q Jel =16 19 18 22 20-40 Elevation [deg] 17 16 15 14 13 Elevation [deg] 18 16 14 12-3 -10-20 12 10-36 -30 11 8 10-5 -4-3 -2-1 0 1 2 3 4 5 Azimuth [deg] -5-3.5-2 -0.5 1 2.5 4 5 Azimuth [deg]

System potentialities: DAR ECCM strategies (3/3) Jammer DoA not known Antenna nulling with fast time adaptivity at beam level The adaptive beam pattern if formed from a cluster of sufficient number beams to cover the target and jammer area. The covariance matrix to be estimated at beam level has a higher dimension Steering direction is set to (15º, 0º) in elevation and azimuth and the jammer DoA is (16º, -1,5º) 20 Cluster Configurazione4 Jammer area 24 Adaptive pattern q Jaz =-1.5, q Jel =16 19 22 Elevation [deg] 18 17 16 15 14 13 Target area Elevation [deg] 20 18 16 14 12-20 -30-3 -10-40 12 10 11 8 10-5 -4-3 -2-1 0 1 2 3 4 5 Azimuth [deg] -5-3.5-2 -0.5 1 2.5 4 5 Azimuth [deg]

Sensor Signal Processing for Defence Conference RCPE _ WiFi, password chiron1681