Application Interest Group (AIG) Process Overview. Dr. Robert C. Pfahl Director of Roadmapping

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Application Interest Group (AIG) Process Overview Dr. Robert C. Pfahl Director of Roadmapping

Outline Overview of IPSR AIG Process Roadmapping Technical Planning Application Interest Group (AIG) Formation Formation of Application Interest Groups Next Steps in the Process 1

Difference Between a Roadmap & a Technical Plan Roadmaps Open to Industry Cover Entire Infrastructure Developed by TWGs Gap Analysis-The Bridge Between Roadmaps and Action Technical Plans Open to Members or Potential Participants Focus on High Priority Application Interests that will benefit from consortial efforts Application Interest Groups develop Technical Plans 2

IPSR Roadmapping and Technical Planning Methodology Roadmapping IPSR System Plan Product Sector Needs (PEGs) Technology Roadmaps (TWGs) Integrated Photonic Systems Roadmap IPSR Gap Analysis Technical Planning Technical Plan Projects 3

Developing a Technical Plan

5 Step 1: Prioritized Gap List

Step 2: Gap Analysis Required to close gap Suggested Action Supply Chain Addressing anticipated gaps 6

Step 2: Gap Analysis Required to close gap Supply Chain Addressing anticipated gaps Investment from Supply Chain Suggested Action Gap publicized in IPSR- Roadmap 7

Step 2: Gap Analysis Required to close gap Supply Chain Addressing anticipated gaps Investment from Supply Chain Champion a Solution for gap Suggested Action Gap publicized in IPSR- Roadmap Establish Consortium or Standards Body 8

Step 2: Gap Analysis Required to close gap Supply Chain Addressing anticipated gaps Investment from Supply Chain Champion a Solution for gap Key gap to establish market Suggested Action Need publicized in IPSR- Roadmap Establish Consortium or Standards Body Initiate R&D consortium Project-iNEMI, HDPUG 9

1 0 Step 2: Gap Analysis Required to close gap Supply Chain Addressing anticipated gaps Investment from Supply Chain Champion a Solution for gap Key gap to establish market Suggested Action Gap publicized in IPSR- Roadmap Establish Consortium or Standards Body Initiate R&D consortium Project-iNEMI, HDPUG Significant resources and Investment Initiate AIM Photonics Project Vertical Integration

1 1 Step 3: Develop Phased Implementation Plan The Implementation Plan outlines a portfolio of activities to address the identified gaps: Research & Development Technology Deployment Required Attributes

1 2 Step 4: Funding of Consortial Projects for Closing Gaps Participants must be members of a Consortial Organization Public-Private Partnership with Government Funding, Membership Fees and in kind contributions from Members: AIM Photonics Industrial Consortia with membership fees to manage the organization and projects. Projects are funded by members through in kind or cash contributions: inemi and HDPUG

1 3 Management of Consortial Projects for Closing Gaps Management Organization Executes precompetitive research registration Manages Intellectual Property Agreements Facilitates development of Project Statements of Work Manages Project Execution Agreements Manages Publication Agreements Manages Project Meetings and Project Schedule

1 4 Motivation to Participate in Collaborative Projects Reduce Technology Risk During Product Development & Introduction Reliability Avoid the negative impact of poor reliability Source of supply Avoid being late to being late to market Reduce Cost by leveraging resources Reduce resource demands and investments for each company. Ensure technology readiness when required. Obtain cost reduction through collaboration, can be 8X to 20X on key projects

IPSR Technical Plan and AIGs Create five-year plans for the major interest areas that define the projects and activities deemed necessary to close the identified gaps. These plans become the strategic basis for the formation of projects. Application Implementation Groups (AIGs) Create the plans A subset of the Roadmap TWGs and PEGs The IPSR TWG Leadership Group and AIM Photonics Technical Committee suggest areas for AIGs. IPSR Facilitates the Development of AIGs and Guides their Development of their Statements of Work. Participants in the process must be evaluating project membership

The Project Roles of IPSR Ensure selected projects are aligned to the IPSR roadmap Select topics that generate significant interest Organizes and facilitate development of projects

Application Interest Group (AIG) Board-Level Optical Interconnect AIG Vision: Build a diverse team (industry, academia, government) to assess technical and economic issues associated with expanded-beam interconnects for SM board-level optical interconnect, compatible with silicon photonics and other PICs. Build and characterize prototype interconnect systems to identify key technology gaps. Show stoppers: Understanding of the benefits of expanded-beam connectors in SM fiber communication systems. Understanding of system trade-offs between loss and relaxed alignment or improved dust resistance. Understanding of trade-offs between connector loss and overall system cost and reliability. Lack of technology for low-loss PCB-embedded waveguides operating at ~ 1300 and 1550nm. Lack of technology for coupling SM optics from PIC modules to embedded waveguides. Ultimate Goal: SM Interconnect at Board Level, using waveguides embedded in the PCB. Approach (within a team): Phase I (12 months) Demonstrate and characterize SM backplane and front-plane expanded-beam connectors. Phase IIa (12 months): Model & design expanded beam interface for modules Specify and acquire resources for building demonstration modules with expanded-beam interfaces. Phase IIb (12 months): Build and test prototype modules with expanded-beam interfaces in a demonstration system. Develop Phase III Statement of Work Phase III (12 months, est.): Demonstrate board-level interconnect with expanded-beam interface to PCB- embedded waveguides. Advantages to joining an AIG: 1) Leverage IPSR roadmapping activities for precompetitive research 2) Build horizontal and vertical integration partnerships 3) Work towards industry standard solutions 4) Builds competitive advantage to early products Contact: Dr. Terry Smith (tlsmith@mmm.com), Tom Marrapode (Tom.Marrapode@molex.com

1 8 Phase 1 Participants Affiliation Participant Title Proposed Contributions Molex Tom Marrapode, Director of Advanced Interconnects; backplane, front panel, I/O and cables IPSR Project Leader Technology Development Prototype single mode expanded beam MT ferrules Celestica Tatiana Berdinskikh Principal Optical Engineer Rack Hardware Juniper Networks Valery Kugel Link test parameters and performance evaluation Distinguished Engineer In house testing US Conec Darrel Childers Sharon Lutz Director of Development Product Manager Prototype single mode expanded beam MT ferrules. Interconnects; backplane, front panel, I/O 3M Company Terry Smith Senior Staff Scientist Organizer-Planning for next phases US Competitors John Mac Williams Principle Advisor-Planning for next phases MIT Kazumi Wada Professor Advisor-Planning for next phases Senko Tiger Ninomiya Business Development Observer IPSR Robert Pfahl Director of Roadmapping Facilitator-Planning for next phases

Proposed IPSR Application Interest Groups AIM Photonics is creating Application Interest Groups (AIGs) to develop pragmatic, chip-based solutions for leading-edge applications. Professor Lionel Kimerling MIT

Application Interest Group (AIG) Multi-Terabit Transceiver for Datacom AIG Vision: Build a diverse team (industry, academia, government) to (a) identify technology gaps limiting commercialization of ultra-high bandwidth photonic integrated receivers (b) propose and prototype solutions Multi-Terabit transceiver options: trade-offs in cost, energy, risk PAM4/QAM solutions: CW light in Show stoppers: Quantitative analysis of trade-offs: Power Cost Dimensions Scalability Device trade-offs: Modulators Light sources Subsystem trade-offs: Devices with modulation formats Packaging issues: Fiber coupling CMOS integration Approach (within a team): CW light in Advantages to joining an AIG: Dense photonics integration (NRZ solution) Phase I (6 months): Assess state of the art Define required specs and metrics Identify show stopping technology gaps Phase II (6 months): Device and system design Phase III (6 months): Prototyping (MPW, etc) Identify role for each participant (each participant adds unique value) 1) Leverage IPSR roadmapping activities for precompetitive research 2) Build horizontal and vertical integration partnerships 3) Work towards industry standard solutions 4) Builds competitive advantage to early products Contact: Dr. Madeleine Glick, 617 253 3227, mglick@mit.edu

Application Interest Group (AIG) Mid-range IR Photonic Sensors AIG Vision: Build a diverse team (industries, academia, government etc.) to (a) identify important show-stoppers in CMOSintegrated mid-infrared chemical sensing technology; and (b) find appropriate solutions Integrated mid-infrared chemical sensor chip Show stoppers: 1) On-chip MIR components: 1) Low-loss waveguides 2) Light source 3) Spectrometer 4) Detector 2) Packaging 1) Analyte delivery to sensing element 2) Fiber-chip pigtailing 3) On-chip and chip-chip coupling Approach (within a team): 1) Select a single show-stopper 2) Come up with several possible solutions 3) Downselect to a final solution 4) Identify role for each participant (participating company should add value) 5) Design, Fabricate and Test 6) Iterate till functional prototype is obtained 7) Optimize if necessary Advantages to joining an AIG: 1) Be the trend-setter first to market with products 2) Find an industry standardized solution 3) Horizontal and vertical integration already exists due to collaboration with diverse partners Contact: Dr. Anu Agarwal, 617 253 5302, anu@mit.edu

Application Interest Group (AIG) CMOS-3D Integrated Imager AIG Vision: Build a diverse team (industries, academia, government etc.) to; (a) Identify show-stoppers in CMOS-integrated LiDAR technology, and (b) find appropriate solutions. Show stoppers of 3D imager: 1) Specification: x-y, z, t, and resolution 2) Device: Light source (Wavelength and modulation mechanism) Imager (scanner/telescope) Detector (FPD array, ) 3) System design for integration Approach (within a team): Phase I (6 months): Identify application (volume and spec) Define critical show-stopper and goal Phase II (6 months): Device and system design Phase III (6 months): Prototyping (MPW, etc) By bringing each participant s expertise. Integrated 3D imager function chip Define 3D imaging application target, Design of device and chip layout via PDK, MPW, Performance test. v Advantages to joining an AIG: 1) Be the trend-setter first to market with products 2) Find an industry standardized solution to assist IPSR 3) Horizontal and vertical integration already exists due to collaboration with diverse partners Contact: Kazumi Wada, +1-617-452-4063, kwada@mit.edu

Application Interest Group (AIG) Millimeter wave Signal Processing (millimeter wave to sub-thz) AIG Vision: Build a diverse team (industries, academia, government etc.) to (a) identify technology developments based in CMOS-PIC technology for next generation communications (5G) operating from millimeter wave to sub-thz (b) find appropriate solutions including materials, components and packaging Potential show stoppers: 1) On-chip components 1) Modulators with 100 GHz operating frequency 2) High SFDR amplifiers / frequency translation systems 3) High efficiency power amplifiers 2) Modulation schemes 1) 64 QAM to 128 QAM 2) AM / FM / Phase 3) Packaging 1) Integrated high gain antenna 2) Phased array antenna 3) Fiber optic interconnection Approach (within a team): Phase I (6 months): Assess state of the art Define required specs and metrics Identify show stopping technology gaps Phase II (6 months): Device and system design Phase III (6 months): Prototyping (MPW, etc) Identify role for each participant (each participant adds unique value) PIC transceiver for wireless to PIC communications Source: A. Paolella et al. Active and Passive Optical Components for WDM Communications IV (Proc. SPIE v.5595), p. 185 (2004). doi: 10.1117/12.579840 Ref: Directions in radio frequency photonic systems, A. C. Paolella, et. al., 2015 IEEE 16th Annual Wireless and Microwave Technology Conference Advantages to joining an AIG: 1) Leverage IPSR roadmapping activities for precompetitive research 2) Build horizontal and vertical integration partnerships 3) Work towards industry standard solutions 4) Builds competitive advantage to early products Contact: Dr. Arthur C Paolella 1-321-727-6416 apaolell@harris.com

2 4 Next Steps Webinar: What is an Application Interest Group? Thursday, March 22, 2018, 11:00 EDT Register at: www.photonicsmanufacturing.org AIM Photonics is creating Application Interest Groups (AIGs) to develop pragmatic, chip-based solutions for leading-edge applications. This webinar will explain the role of AIGs in developing a consensus and a plan for technology implementation, including a statement of work (SOW) for project development. It will also discuss the links among the Integrated Photonic Systems Roadmap (IPSR), technical plans, and AIGs that can be formed to address the gaps that the roadmap identifies.

2 5 Next Steps IPSR International Spring Meeting Monday-Tuesday, March 26-27, 2018 at MIT Media Lab in Cambridge, MA Register at: www.photonicsmanufacturing.org AIM Photonics is creating Application Interest Groups (AIGs) to develop pragmatic, chipbased solutions for leading-edge applications. At the Spring Meeting we will be initiating new AIGs on Data Center, Analog RF, Sensing, and 3D-Integrated Imager to define system requirements, technology gaps, and prototype solutions.

2 6 Next Steps: Three IPSR International Workshops Spring 2018 IPSR Meeting: March 26-27, MIT Media Lab 2018 World Technology Mapping Forum 2: June 20-22, University of Twente, NL Fall 2018 IPSR Meeting: November 29-30, MIT Samberg Meeting Center