FCC 47 CFR PART 15 SUBPART C INDUSTRY CANADA RSS-210 ISSUE 8 BLUETOOTH LOW ENERGY CERTIFICATION TEST REPORT FOR. 2.4GHz LE MODULE MODEL NUMBER: RN4020

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FCC 47 CFR PART 15 SUBPART C INDUSTRY CANADA RSS-210 ISSUE 8 BLUETOOTH LOW ENERGY CERTIFICATION TEST REPORT FOR 2.4GHz LE MODULE MODEL NUMBER: RN4020 REPORT NUMBER: 14U17191-1 ISSUE DATE: MARCH 21, 2014 Prepared for MICROCHIP TECHNOLOGY INC. 2355 West Chandler Blvd. Chandler, AZ 85224-6199, U.S.A. Prepared by 47173 BENICIA STREET FREMONT, CA 94538, U.S.A. TEL: (510) 771-1000 FAX: (510) 661-0888

Revision History Rev. Issue Date Revisions Revised By -- 03/21/14 Initial Issue T. Chan Page 2 of 43

TABLE OF CONTENTS 1. ATTESTATION OF TEST RESULTS... 4 2. TEST METHODOLOGY... 5 3. FACILITIES AND ACCREDITATION... 5 4. CALIBRATION AND UNCERTAINTY... 5 4.1. MEASURING INSTRUMENT CALIBRATION... 5 4.2. SAMPLE CALCULATION... 5 4.3. MEASUREMENT UNCERTAINTY... 5 5. EQUIPMENT UNDER TEST... 6 5.1. DESCRIPTION OF EUT... 6 5.2. MAXIMUM OUTPUT POWER... 6 5.3. DESCRIPTION OF AVAILABLE ANTENNAS... 6 5.4. SOFTWARE AND FIRMWARE... 6 5.5. WORST-CASE CONFIGURATION AND MODE... 6 5.6. DESCRIPTION OF TEST SETUP... 7 6. TEST AND MEASUREMENT EQUIPMENT... 9 7. ANTENNA PORT TEST RESULTS...10 7.1. MEASUREMENT METHODS...10 7.2. 6 db BANDWIDTH...11 7.3. 99% BANDWIDTH...14 7.4. OUTPUT POWER...17 7.5. AVERAGE POWER...20 7.6. POWER SPECTRAL DENSITY...21 7.7. CONDUCTED SPURIOUS EMISSIONS...24 8. RADIATED TEST RESULTS...28 8.1. LIMITS AND PROCEDURE...28 8.2. TX ABOVE 1 GHz FOR BLE MODE IN THE 2.4 GHz BAND...29 8.3. TRANSMITTER ABOVE 1 GHz...33 8.4. WORST-CASE BELOW 1 GHz...39 9. SETUP PHOTOS...41 Page 3 of 43

1. ATTESTATION OF TEST RESULTS COMPANY NAME: EUT DESCRIPTION: MODEL: SERIAL NUMBER: MICROCHIP TECHNOLOGY INC. 2355 West Chandler Blvd. Chandler, AZ 85224-6199, U.S.A. 2.4GHz LE MODULE RN4020 RN4020-EVB DATE TESTED: MARCH 10 11, 2014 APPLICABLE STANDARDS STANDARD CFR 47 Part 15 Subpart C INDUSTRY CANADA RSS-210 Issue 8 Annex 8 INDUSTRY CANADA RSS-GEN Issue 3 TEST RESULTS Pass Pass Pass UL Verification Services Inc. tested the above equipment in accordance with the requirements set forth in the above standards. All indications of Pass/Fail in this report are opinions expressed by UL Verification Services Inc. based on interpretations and/or observations of test results. Measurement Uncertainties were not taken into account and are published for informational purposes only. The test results show that the equipment tested is capable of demonstrating compliance with the requirements as documented in this report. Note: The results documented in this report apply only to the tested sample, under the conditions and modes of operation as described herein. This document may not be altered or revised in any way unless done so by UL Verification Services Inc. and all revisions are duly noted in the revisions section. Any alteration of this document not carried out by UL Verification Services Inc. will constitute fraud and shall nullify the document. This report must not be used by the client to claim product certification, approval, or endorsement by NVLAP, NIST, any agency of the Federal Government, or any agency of any government. Approved & Released For UL Verification Services Inc. By: Tested By: Thu Chan WiSE Operations Manager UL Verification Services Inc. Mona Hua WiSE Lab Technician UL Verification Services Inc. Page 4 of 43

2. TEST METHODOLOGY The tests documented in this report were performed in accordance with ANSI C63.10-2009, FCC CFR 47 Part 2, FCC CFR 47 Part 15, RSS-GEN Issue 3, and RSS-210 Issue 8. 3. FACILITIES AND ACCREDITATION The test sites and measurement facilities used to collect data are located at 47173 and 47266 Benicia Street, Fremont, California, USA. Line conducted emissions are measured only at the 47173 address. The following table identifies which facilities were utilized for radiated emission measurements documented in this report. Specific facilities are also identified in the test results sections. 47173 Benicia Street 47266 Benicia Street Chamber A Chamber D Chamber B Chamber E Chamber C Chamber F UL Verification Services Inc. is accredited by NVLAP, Laboratory Code 200065-0. The full scope of accreditation can be viewed at http://ts.nist.gov/standards/scopes/2000650.htm. 4. CALIBRATION AND UNCERTAINTY 4.1. MEASURING INSTRUMENT CALIBRATION The measuring equipment utilized to perform the tests documented in this report has been calibrated in accordance with the manufacturer's recommendations, and is traceable to recognized national standards. 4.2. SAMPLE CALCULATION Where relevant, the following sample calculation is provided: Field Strength = Measured Voltage (dbuv) + Antenna Factor (db/m) + Cable Loss Preamp Gain 36.5 dbuv + 18.7 db/m + 0.6 db 26.9 db = 28.9 dbuv/m 4.3. MEASUREMENT UNCERTAINTY Where relevant, the following measurement uncertainty levels have been estimated for tests performed on the apparatus: PARAMETER Conducted Disturbance, 0.15 to 30 MHz Radiated Disturbance, 30 to 1000 MHz UNCERTAINTY ±3.52 db ±4.94 db Uncertainty figures are valid to a confidence level of 95%. Page 5 of 43

5. EQUIPMENT UNDER TEST 5.1. DESCRIPTION OF EUT The EUT is a 2.4GHz LE Module. 5.2. MAXIMUM OUTPUT POWER The transmitter has a maximum peak conducted output power as follows: Frequency Range (MHz) Mode Output Power (dbm) Output Power (mw) 2402-2480 BLE 8.44 6.98 5.3. DESCRIPTION OF AVAILABLE ANTENNAS The radio utilizes a PCB antenna, with a maximum gain of -0.23 dbi. 5.4. SOFTWARE AND FIRMWARE The EUT driver software installed during testing was ptest_csr101x.xbv The test utility software used during testing was uenergy Tools 2.2.1 5.5. WORST-CASE CONFIGURATION AND MODE Radiated emission and Conducted emission were performed with the EUT set to transmit at the channel with highest output power as worst-case scenario. The fundamental of the EUT was investigated in three orthogonal orientations X, Y, Z, based on the baseline scan it was determined that X orientation was worst-case orientation; therefore, all final radiated testing was performed with the EUT in X orientation. Page 6 of 43

SUPPORT EQUIPMENT 5.6. DESCRIPTION OF TEST SETUP Support Equipment List Description Manufacturer Model Serial Number FCC ID USB to SPI Converter CSR CNS 282721 N/A 3.3V Batteries Power Supply N/A N/A N/A N/A Laptop HP Compaq 6175b CNU7311RQ7 N/A Laptop AC Adapter HP ED494AA#ABA N/A N/A I/O CABLES Cable No Port # of identical ports I/O Cable List Connector Type Cable Type Cable Length (m) Remarks 1 AC 1 US 115V Un-shielded 0.8m N/A 2 DC 1 AC/DC Adapter Un-shielded 0.6m N/A 3 USB 1 SPI Card Un-shielded 0.8m N/A 4 USB 1 EUT Un-shielded 0.2m N/A 5 DC 1 3.3Vdc Battery Un-shielded 0.3m N/A TEST SETUP The EUT was tested as an external module, and test software exercised the radio card. Page 7 of 43

SETUP DIAGRAM FOR TESTS Page 8 of 43

6. TEST AND MEASUREMENT EQUIPMENT The following test and measurement equipment was utilized for the tests documented in this report: Test Equipment List Description Manufacturer Model Asset Cal Due Spectrum Analyzer, PXA, 3Hz to 50GHz Agilent N9030A F00121 01/21/15 Antenna, Horn, 18 GHz EMCO 3115 C00783 10/24/14 Antenna, Horn, 26.5 GHz ARA SWH-28 C01015 05/06/14 Antenna, Biconolog, 30MHz-1 GHz Sunol Sciences JB3 F00215 05/07/14 Preamplifier, 1000 MHz Sonoma 310N N02891 12/30/14 RF PreAmplifier, 1-18GHz Miteq AFS42-00101800 -25-S-42 F00353 08/24/14 Peak / Average Power Sensor Agilent / HP E9323A F00163 04/03/14 P-Series single channel Power Meter Agilent / HP N1911A F00164 04/03/14 Page 9 of 43

7. ANTENNA PORT TEST RESULTS 7.1. MEASUREMENT METHODS 6 db BW: KDB 558074 D01 v03r01, Section 8.1. Output Power: KDB 558074 D01 v03r01, Section 9.1.1. Power Spectral Density: KDB 558074 D01 v03r01, Section 10.2. Out-of-band emissions in non-restricted bands: KDB 558074 D01 v03r01, Section 11.0. Out-of-band emissions in restricted bands: KDB 558074 D01 v03r01, Section 12.1. Out-of-band emissions in restricted bands: KDB 558074 D01 v03r01, Section 12.2. Band-edge: KDB 558074 D01 v03r01, Section 13.2. Page 10 of 43

LIMITS FCC 15.247 (a) (2) IC RSS-210 A8.2 (a) 7.2. 6 db BANDWIDTH The minimum 6 db bandwidth shall be at least 500 khz. RESULTS Channel Frequency (MHz) 6 db Bandwidth (MHz) Minimum Limit (MHz) Low 2402 0.6900 0.5 Middle 2442 0.6765 0.5 High 2480 0.6765 0.5 Page 11 of 43

6 db BANDWIDTH 6 db BANDWIDTH LOW CH 6 db BANDWIDTH MID CH Page 12 of 43

6 db BANDWIDTH HIGH CH Page 13 of 43

LIMITS 7.3. 99% BANDWIDTH None; for reporting purposes only. TEST PROCEDURE The transmitter output is connected to the spectrum analyzer. The RBW is set to 1% to 3% of the 99 % bandwidth and to 1% of the span. The VBW is set to 3 times the RBW. The sweep time is coupled. The spectrum analyzer internal 99% bandwidth function is utilized. RESULTS Channel Frequency (MHz) 99% Bandwidth (MHz) Low 2402 0.94645 Middle 2442 0.96386 High 2480 0.96483 Page 14 of 43

99% BANDWIDTH 99% BANDWIDTH LOW CH 99% BANDWIDTH MID CH Page 15 of 43

99% BANDWIDTH HIGH CH Page 16 of 43

LIMITS FCC 15.247 (b) IC RSS-210 A8.4 7.4. OUTPUT POWER The maximum antenna gain is less than or equal to 6 dbi, therefore the limit is 30 dbm. RESULTS Channel Frequency Peak Power Limit Margin Reading (MHz) (dbm) (dbm) Low 2402 7.89 30-22.110 Middle 2442 8.27 30-21.730 High 2480 8.44 30-21.560 Page 17 of 43

OUTPUT POWER OUTPUT POWER LOW CH OUTPUT POWER MID CH Page 18 of 43

OUTPUT POWER HIGH CH Page 19 of 43

LIMITS 7.5. AVERAGE POWER None; for reporting purposes only. RESULTS The cable assembly insertion loss of 10.7 db (including 10 db pad and 0.7 db cable) was entered as an offset in the power meter to allow for direct reading of power. Channel Frequency AV power (MHz) (dbm) Low 2402 7.71 Middle 2442 8.25 High 2480 8.34 Page 20 of 43

LIMITS FCC 15.247 (e) IC RSS-210 A8.2 (b) 7.6. POWER SPECTRAL DENSITY The power spectral density conducted from the transmitter to the antenna shall not be greater than 8 dbm in any 3 khz band during any time interval of continuous transmission. RESULTS Channel Frequency PSD Limit Margin (MHz) (dbm) (dbm) Low 2402-13.19 8-21.19 Middle 2442-11.44 8-19.44 High 2480-9.24 8-17.24 Page 21 of 43

POWER SPECTRAL DENSITY PSD LOW CH PSD MID CH Page 22 of 43

PSD HIGH CH Page 23 of 43

LIMITS FCC 15.247 (d) IC RSS-210 A8.5 7.7. CONDUCTED SPURIOUS EMISSIONS Output power was measured based on the use of a peak measurement, therefore the required attenuation is 20 db. Page 24 of 43

RESULTS SPURIOUS EMISSIONS, LOW CHANNEL LOW CH BANDEDGE LOW CH SPURIOUS Page 25 of 43

SPURIOUS EMISSIONS, MID CHANNEL MID CH REFERENCE MID CH SPURIOUS Page 26 of 43

SPURIOUS EMISSIONS, HIGH CHANNEL HIGH CH BANDEDGE HIGH CH SPURIOUS Page 27 of 43

8. RADIATED TEST RESULTS LIMITS 8.1. LIMITS AND PROCEDURE FCC 15.205 and 15.209 IC RSS-210 Clause 2.6 (Transmitter) IC RSS-GEN Clause 6 (Receiver) Frequency Range Field Strength Limit Field Strength Limit (MHz) (uv/m) at 3 m at 3 m 30-88 100 40 88-216 150 43.5 216-960 200 46 Above 960 500 54 TEST PROCEDURE The EUT is placed on a non-conducting table 80 cm above the ground plane. The antenna to EUT distance is 3 meters. The EUT is configured in accordance with ANSI C63.4. The EUT is set to transmit in a continuous mode. For measurements below 1 GHz the resolution bandwidth is set to 100 khz for peak detection measurements or 120 khz for quasi-peak detection measurements. Peak detection is used unless otherwise noted as quasi-peak. For measurements above 1 GHz the resolution bandwidth is set to 1 MHz, and then the video bandwidth is set to 1 MHz for peak measurements and 10 Hz for average measurements. The spectrum from 30 MHz to 26 GHz is investigated with the transmitter set to the lowest, middle, and highest channels in the 2.4 GHz band. The spectrum from 30 MHz to 40 GHz is investigated with the transmitter set to the lowest, middle, and highest channels in each applicable band. The frequency range of interest is monitored at a fixed antenna height and EUT azimuth. The EUT is rotated through 360 degrees to maximize emissions received. The antenna is scanned from 1 to 4 meters above the ground plane to further maximize the emission. Measurements are made with the antenna polarized in both the vertical and the horizontal positions. Page 28 of 43

8.2. TX ABOVE 1 GHz FOR BLE MODE IN THE 2.4 GHz BAND LOW CHANNEL, HORIZONTAL LOW CHANNEL, VERTICAL Page 29 of 43

DATA Marker Frequency (GHz) Meter Reading (dbuv) Det AF T712 (db/m) Amp/Cbl/ Fltr/Pad Corrected Reading Average Limit Margin Peak Limit PK Margin 1 2.390 36.36 PK 31.5-20.6 47.26 - - 74-26.74 260 173 H 2 2.386 38.21 PK 31.5-20.6 49.11 - - 74-24.89 260 173 H 3 2.390 25.95 RMS 31.5-20.6 36.85 54-17.15 - - 260 173 H 4 2.386 27.66 RMS 31.5-20.6 38.56 54-15.44 - - 260 173 H Azimuth (Degs) Height (cm) Polarity Marker Frequency (GHz) Meter Reading (dbuv) Det AF T712 (db/m) Amp/Cbl/ Fltr/Pad Corrected Reading Average Limit Margin Peak Limit PK Margin 1 2.390 34.79 PK 31.5-20.6 45.69 - - 74-28.31 39 339 V 2 2.386 38.8 PK 31.5-20.6 49.70 - - 74-24.30 39 339 V Azimuth (Degs) Height (cm) Polarity 3 2.390 25.9 RMS 31.5-20.6 36.80 54-17.20 - - 39 339 V 4 2.386 29.23 RMS 31.5-20.6 40.13 54-13.87 - - 39 339 V PK - Peak detector RMS - RMS detection Page 30 of 43

HIGH CHANNEL, HORIZONTAL HIGH CHANNEL, VERTICAL Page 31 of 43

DATA Marker Frequency (GHz) Meter Reading (dbuv) Det AF T712 (db/m) Amp/Cbl/ Fltr/Pad Corrected Reading Average Limit Margin Peak Limit PK Margin 1 2.484 58.39 PK 32.1-20.6 69.89 - - 74-4.11 86 212 H 2 2.484 58.84 PK 32.1-20.6 70.34 - - 74-3.66 86 212 H 3 2.484 30.77 RMS 32.1-20.6 42.27 54-11.73 - - 86 212 H 4 2.484 39.88 RMS 32.1-20.6 51.38 54-2.62 - - 86 212 H Azimuth (Degs) Height (cm) Polarity Marker Frequency (GHz) Meter Reading (dbuv) Det AF T712 (db/m) Amp/Cbl/ Fltr/Pad Corrected Reading Average Limit Margin Peak Limit PK Margin 1 2.484 58.12 PK 32.1-20.6 69.62 - - 74-4.38 25 320 V 2 2.484 58.12 PK 32.1-20.6 69.62 - - 74-4.38 25 320 V 3 2.484 26.76 RMS 32.1-20.6 38.26 54-15.74 - - 25 320 V 4 2.484 36.13 RMS 32.1-20.6 47.63 54-6.37 - - 25 320 V Azimuth (Degs) Height (cm) Polarity Page 32 of 43

8.3. TRANSMITTER ABOVE 1 GHz HARMONICS AND SPURIOUS EMISSIONS LOW CHANNEL HORIZONTAL LOW CHANNEL VERTICAL Page 33 of 43

DATA Marker Frequency (GHz) Meter Reading (dbuv) Det AF T712 (db/m) Amp/Cbl/ Fltr/Pad Corrected Reading Average Limit Margin Peak Limit PK Margin 1 * 1.032 42.28 PK 26.5-22.4 46.38 54-7.62 74-27.62 0-360 100 H 2 2.464 42.40 PK 32.0-20.6 53.80 - - - - 0-360 100 H 3 2.466 36.32 VB 32.0-20.6 47.72 54 - - - 0-360 201 H 4 * 1.529 43.01 PK 27.2-21.6 48.61 74-25.39 0-360 100 V 5 * 1.527 34.58 VB 27.2-21.6 40.18 54-13.82 0-360 201 V 6 * 4.564 37.85 PK 33.5-26.4 44.95 54-9.05 74-29.05 0-360 201 V Azimuth (Degs) Height (cm) Polarity * - indicates frequency in CFR15.205/IC7.2.2 Restricted Band PK - Peak detector VB Reduced Video Bandwidth Page 34 of 43

MID CHANNEL HORIZONTAL MID CHANNEL VERTICAL Page 35 of 43

DATA Marker Frequency (GHz) Meter Reading (dbuv) Det AF T712 (db/m) Amp/Cbl/ Fltr/Pad Corrected Reading Average Limit Margin Peak Limit PK Margin 1 * 1.307 42.02 PK 29.0-21.9 49.12 74-24.88 0-360 100 H 2 * 1.302 34.42 VB 29.0-21.9 41.52 54-12.48 0-360 201 H 3 * 1.604 42.06 PK 27.9-21.7 48.26 74-25.74 0-360 201 V 4 * 1.602 34.86 VB 27.9-21.7 41.06 54-12.94 0-360 201 V 5 * 4.885 39.39 PK 33.5-27.2 45.69 74-28.31 0-360 201 H 6 * 4.884 36.28 VB 33.5-27.1 42.68 54-11.32 0-360 201 H Azimuth (Degs) Height (cm) Polarity * - indicates frequency in CFR15.205/IC7.2.2 Restricted Band PK - Peak detector VB Reduced Video Bandwidth Page 36 of 43

HIGH CHANNEL HORIZONTAL HIGH CHANNEL VERTICAL Page 37 of 43

DATA Marker Frequency (GHz) Meter Reading (dbuv) Det AF T712 (db/m) Amp/Cbl/ Fltr/Pad Corrected Reading Average Limit Margin Peak Limit PK Margin 1 * 1.229 41.77 PK 29.3-22.0 49.07 - - 74-24.93 0-360 201 V 2 * 1.230 34.23 VB 29.3-22.0 41.53 54-12.47 - - 0-360 201 V 3 2.416 42.59 PK 31.7-20.7 53.59 - - - - 0-360 201 H 4 2.409 34.65 PK 31.6-20.7 45.55 - - - - 0-360 100 H 5 * 4.022 39.44 PK 32.9-28.0 44.34 - - 74-29.66 0-360 201 H 6 * 4.027 32.07 VB 32.9-28.1 36.87 54-17.13 - - 0-360 201 H Azimuth (Degs) Height (cm) Polarity * - indicates frequency in CFR15.205/IC7.2.2 Restricted Band PK - Peak detector VB Reduced Video Bandwidth Page 38 of 43

8.4. WORST-CASE BELOW 1 GHz SPURIOUS EMISSIONS 30 TO 1000 MHz (WORST-CASE CONFIGURATION, HORIZONTAL) HORIZONTAL PLOT VERTICAL PLOT Page 39 of 43

DATA Marker Frequency (MHz) Meter Reading (dbuv) Det AF T407 db/m Amp/Cbl Corrected Reading QPk Limit Margin Azimuth (Degs) Height (cm) Polarity 1 34.5900 31.93 PK 17.9-31.9 17.93 40.00-22.07 0-360 400 H 2 96.0025 37.86 PK 9.1-31.3 15.66 43.52-27.86 0-360 300 H 3 316.000 31.74 PK 13.7-30.5 14.94 46.02-31.08 0-360 100 H 4 34.5475 32.04 PK 18.0-31.9 18.14 40.00-21.86 0-360 100 V 5 49.8900 31.27 PK 8.0-31.3 7.97 40.00-32.03 0-360 100 V 6 100.295 32.38 PK 10.2-31.7 10.88 43.52-32.64 0-360 100 V PK - Peak detector Page 40 of 43