DUAL STROKE AND PHASE CONTROL AND SYSTEM IDENTIFICATION OF LINEAR COMPRESSOR OF A SPLIT-STIRLING CRYOCOOLER

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116 Asian Journal of Control, Vol. 1, No. 2, pp. 116-121, June 1999 DUAL STROKE AND PHASE CONTROL AND SYSTEM IDENTIFICATION OF LINEAR COMPRESSOR OF A SPLIT-STIRLING CRYOCOOLER Yee-Pien Yang and Wei-Ting Chen ABSTRACT A new dual control scheme is proposed for stroke and phase compensation for the displacement of a linear compressor in a split-stirling cryocooler. This dual controller has two connected stroke and phase control loops, whose dynamic models are identified experimentally. These loops individually provide corrections which enable the stroke and phase of the compressor displacement to follow a sinusoidal command. Experimental results show that the dual stroke and phase control system is robust to parameter changes and external disturbances. KeyWords: Split-Stirling cryocooler, linear compressor, dual controller, phase control. Brief Paper I. INTRODUCTION Miniature split-type Stirling cryocoolers are characterized by complete separation of the expansion cylinder from the compressor cylinder, drive motor and crankcase. The working fluid provides gas force by means of an actuating piston oscillating in the compressor cylinder with a phase-shift relative to the displacer motion in the expansion cylinder. The stroke variation of the displacer indicates the volume change in the expansion space, and its pressure-volume diagram illustrates the work done by the gas on the displacer. The net area of the diagram represents the heat transferred to the expansion space, a positive action, so there is a refrigeration effect, and the tip of the cold finger will become cold. The optimal P-V diagram condition of a cryocooler depends not only on the stroke, but also on the phase angle of the pressure phasors (Zhang 1990; Albert and Sereny 1982). In addition to the stroke of the compressor, which Manuscript received November 19, 1998; revised January 27, 1999; accepted February 8, 1999. This paper was originally submitted to and is to be published in Jounal of Control Systems and Technology. This transferreed publication is due to journal transition at the beginning of this year. The authors are with Dept. of Mechanical Engineering, National Taiwan University, Taipei, Taiwan. This pesearch is supported by the National Science Council, Taiwan, Republic of China, under Contract No. NSC84-0210-D- 002-027. determines the available refrigeration, the phase control of the compressor is also important for improvement in cooling performance (Qian 1990; Chase 1995; Berry 1992). Stroke controls are present in most of the literature on the motion control of linear motors, but few have mentioned both phase and stroke controls (Tanaka 1993; Wang 1995). Stolfi and Daniels (1985) employed a local feedback loop to control the phase and frequency of the displacer and piston, where the reference to the piston lagged the signal to the displacer, thus producing the desired piston/displacer phase angle. Repetitive control of a periodically moving mechanism may be an alternative solution. Pointto-point command tracking usually results in precise positioning control of a system. However, direct tracking of the displacement command requires a large control effort that may cause saturation of the actuators (Tsao 1994.) The refrigeration performance of the cryocooler studied in this paper depends on the stroke and phase of the working fluid. Precise displacement tracking of a sinusoidal command is not necessary for the compressor piston, thereby saving a lot of driving energy. In the linear range of operation, the frequency response of the linear compressor has a fixed magnitude and phase angle at a specific operation frequency. It is necessary, however, that the stroke and phase be controlled separately. Therefore, a new dual controller is proposed to provide new dynamics to the system. This controller consists of a stroke control loop and a phase control loop, connected internally to the linear compressor. First, a dominant linear model with time delay is identified for the linear compressor, whose

Y.-P. Yang and W.-T. Chen: Dual Stroke and Phase Control and System Identification 117 bandwidth of operation is then specified. Second, the loop transfer functions are determined by means of a nonparametric identification technique, and the controller parameters are designed using the root-locus method. Robustness tests on the change of the load and rejection of disturbances are also described. where G(s)= and B mls 3 +(mr + cl)s 2 +[cr + B 2 2 + Lk]s + Rk (4) II. DYNAMICS OF LINEAR COMPRESSOR The mechanical structure of the linear compressor studied in this research is shown in Fig. 1. Its armature is a cylinder wound with coils, through which the input current is applied, and the stator is composed of two separate rings of permanent magnets. A linear variabledifferential transformer (LVDT) is placed at the tail of the piston to measure its displacement (Yang et al. 1995; Yang et al. 1996). Assumptions are made for the following derivation of linear system models: (1) The air-gap flux density and coil inductance are invariant as the armature moves. (2) The friction between the cylinder and its wall is described by an equivalent viscous damping coefficient. (3) The springs are operated in the linear range. The electrical equation of the linear compressor (Chen 1994) can be expressed as V = L di + RI + B dx dt dt, (1) and the mechanical equation of motion can be described by m d2 X dt 2 + cdx dt + kx = IB A P, (2) where L and R are the coil inductance and resistance, I and V are the driving current and voltage, B is the magnetic flux density in the air gap between the stator and moving coil, the piston displacement is denoted by X, the effective length of the coil is, the pressure difference between the left and right chambers is P, the cross-section area of the piston is A, and m, k, and c denote the equivalent mass, spring constant and viscous damping coefficient, respectively. Taking the Laplace transformation of the above equations yields X(s) = G(s)V(s) + W(s) P(s), (3) Fig. 1. Mechanical structure of linear compressor LVDT W(s)= (Ls + R)A mls 3 +(mr + cl)s 2 +[cr + B 2 2 + Lk]s + Rk (5) are, respectively, the transfer functions of the driving voltage and pressure difference with respect to the piston displacement of the linear compressor. It is clearly understood that the displacement of the compressor is mainly determined by the driving voltage and pressure difference, and that the latter changes with the cooling or ambient temperature, working gas pressure, operating frequency, etc. Therefore, from the control system point of view, the term W(s) P(s) can be deemed as a bounded uncertainty, with respect to which the controller has to be designed with robustness so that the displacement follows the reference command. To investigate the importance of the system parameters with regard to the system dynamics, the characteristic equation can be expressed in an alternative form: [ms 2 + cs + k][ls + R]+B 2 2 s =0, (6) in which the term B 2 2 accounts for the back emf induced in the armature. If the root-locus is drawn with respect to B 2 2, then one of the open-loop poles is real and the other two are complex conjugates. The latter are dominant poles, which are determined by the mass, spring constant and damping coefficient of the armature. The specifications of the linear compressor are listed in Table 1. To verify the derivation of system dynamics, the transfer function of the driving voltage with respect to the piston displacement of the linear compressor is identified experimentally with an additional time delay term as follows: G(s)= 0.9595 (1 + s / 63.96)[(s / 160.85) 2 +(2 0.1166s / 160.85) + 1] e 0.0055s. (7) Its frequency response is shown in Fig. 2. It is apparent that the system has higher order dynamics that were not modeled in Eq. (3), and that the phase is reduced below 270ºC due to time delay. III. SYSTEM IDENTIFICATION AND DUAL CONTROLLER DESIGN The basic structure of the proposed dual controller consists of a stroke control loop and a phase control loop, as shown in Fig. 3. A full-wave rectifier, subtractor, and

118 Asian Journal of Control, Vol. 1, No. 2, June 1999 Table 1. Specification of the linear compressor. Cylinder mass 0.717 kg Length of coil 32.8 m Damping coefficient 0.116 Nt.sec/m Coil resistance 3 Ohm Spring constant 20000 Nt/m Coil inductance 0.00142 H Bandwidth 190.5 Hz Rated current 6.24 A (rms) Max. output force 35.2 Nt Rated voltage 30 V Air-gap flux density 0.25 Tesla Rated power 191.08 Watt Fig. 2. Frequency response of linear compressor ( : experiments, : curve fitting). integrator make up the stroke control loop. The input of the integrator is the dc signal, representing the stroke difference between the reference command and the displacement of the compressor measured by the linear variable differential transformer (LVDT). Then, the output of the integrator corrects the stroke and flows into a four-quadrant multiplier which joins the phase correction from the phase control loop. The phase controller is used to adjust the piston displacement so that it is in phase with the reference command. Leading a phase angle θ is equaivalent to lagging a phase 2π θ, and the latter is easier to implement using electronic circuits. For phase adjustment, the phase comparator takes the phase difference of a square wave reference command and the piston displacement while the phase controler makes corrections in order to compensate the phase delay through integration. Both the stroke and phase controllers are designed as integrators. Their inputs are step signals rectified through feedback loops. The steady-state error for a step input in each loop with one or more integrators becomes zero. The integral gains are then determined by root loci according to additional performance requirements. A dc voltage shift may exist in the displacement output of the linear compressor due to constant loads. In addition to the stroke and phase of the displacement, a dc reference level must be specified and adjusted in order to track the sinusoidal command. A dc compensator, whose input is the rectified dc content of the piston displacement measured using an LVDT, accomplishes this. A corresponding dc voltage is then added to the output of the fourquadrant multiplier, through which the corrections from stroke and phase control loops send a sinusoidal driving command to the PWM driver. Finally, the PWM driver amplifies the corrected signal to the driving force input to the linear compressor. To obtain proper gains for the integrators in the stroke and phase control loops, their loop dynamics must be identified and expressed approximately in a linear model. PHASE COMPARER 1 PHASE INTEGRAL CONTROLLER 2 RECTIFER LOAD INTEGRAL CONTROLLER COMMAND INPUT PHASELAG ADJUSTOR FOUR QUARDRANT MULTIPLIER + SUBSTRACTOR PWM DRIVER LINEAR COMPRESSOR LVDT LOW PASS FILTER 4 RECTIFER STROKE INTEGRAL CONTROLLER RECTIFIER 3 DC SUBSTRACTOR DC Fig. 3. Dual control system configuration.

Y.-P. Yang and W.-T. Chen: Dual Stroke and Phase Control and System Identification 119 1. Dynamic model of the stroke control loop The stroke signal S o at node 3 in Fig. 3 is a dc voltage rectified from the measured compressor displacement, while the input of the stroke control loop is denoted by S I at node 4. The step response method (Soderstorm and Stoica 1989) is used to identify the open-loop dynamics between S I and S o, where the input is taken as a step and the recorded output constitutes the model. At the time of identification of the stroke model, the signal at node 2 in Fig. 3 is supplied with a constant voltage so as to isolate the interference from the phase control loop. The selected sampling period is 0.005 second, and the step input voltage from node 4 is 10 V. For better design of a robust controller near the bandwidth of the system, the compressor is operated at 25 Hz. The resulting dynamic model of the stroke control loop becomes Fig. 5. Block diagram of stroke control loop. G S (s)= S O K = S SI 1+ss e T ds s, (8) PS where K S = 3.9, P S = 0.8686, and the time delay parameter T ds = 0.05. The frequency response and the block diagram of the stroke control loop are shown in Figs. 4 and 5, respectively. Its root locus with respect to the integral gain K 1 in Fig. 6 also proves to be a stable stroke control loop for K 1 > 0. To eliminate undesirable residual oscillations, both of the closed-loop poles are assigned a value of 0.43, where the corresponding integration gain K 1 is 0.05. 2. Dynamic model of the phase control loop In the phase control loop, the phase comparator uses the phase difference of the reference square TTL command and the piston displacement to provide a corresponding voltage. The calibrated output voltage is linearly Fig. 6. Root locus of the stroke control loop for values of K 1. related to the phase lead or lag angles. The signals for identification of the dynamic model of the phase control loop are collected at nodes 1 and 2 while the signal at node 4 is supplied with a constant voltage so as to isolate the interfering dynamics originating in the stroke control loop. At the same operating point as in the identification of the stroke control model, the resulting dynamic model of the phase control loop becomes G P (s)= P O K = P P I 1+ss e T dp s, (9) PP where K P = 17.987, P P = 2.0872, and the time delay constant T dp is 0.06. Figures 7 and 8, respectively, show the frequency response and the block diagram of the phase control loop. Its root locus with respect to the integral gain K 2 in Fig. 9 also proves to be a stable phase control loop for K 2 > 0, and K 2 is set at 0.06 at double poles on the locus to prevent oscillatory response. IV. EXPERIMENTS Fig. 4. Frequency response of stroke control loop ( : experiments, : curve fitting). The bandwidth of the linear compressor is about 30 Hz according to the frequency response shown in Fig. 2, and the corresponding phase angle around 260º. The open-loop time response to a 30 Hz sinusoidal command is shown in Fig. 10. It was desirable for the compressor to be driven up to 30 Hz without phase delay the reference signal. Neither the stroke controller nor phase controller alone could enable the compressor the follow a reference command, as shown in Figs. 11 and 12. Concurrent controls on the stroke and phase with separate loops apparently improved the performance as shown in Fig. 14. The proposed dual controller has to be robust to the

120 Asian Journal of Control, Vol. 1, No. 2, June 1999 Fig. 11. Response of compressor with only stroke control (solid curve: 30Hz command, dotted curve: output). Fig. 7. Frequency response of phase control loop ( : experiments, : curve fitting). Fig. 12. Response of compressor with only phase control (solid curve: 30Hz command, dotted curve: output). Fig. 8. Block diagram of phase control loop. change of system parameters and external disturbances. In the above experiments, the piston of the linear compressor moves in the horizontal direction; hence, there wis no gravity effect on system operation. However, the gravity force places a constant load on the piston when it moves in the vertical direction. This loading effect can be regarded as an external disturbance or a change of system dynamics. A robustness test is then performed by suddenly shifting the compressor from the horizontal position to the vertical position during operation. Figure 13 shows that the linear compressor is not only robust to a change of system dynamics, but also is able to reject disturbances. V. SUMMARY AND CONCLUSIONS Fig. 9. Root locus of the phase control loop for values of K 2. Fig. 10. Open-loop response to 30 Hz sinusoidal command (solid curve: command, dotted curve: output) This paper has proposed a new concept for dual stroke and phase control of a linear compressor in a split- Stirling cryocooler. This dual control configuration consists of a stroke and a phase control loop. The transfer function of each loop is obtained by means of a method of nonparametric identification, called the step response method. Root-locus diagrams then determine integral gains in order to guarantee a zero steady-state error and lower residual output oscillations. Each control loop provides stroke or phase correction to obtain a displacement control signal by means of a four-quadrant multiplier while a dc compensator compensates the control reference level. Although the open-loop frequency response has a fixed phase angle and magnitude at a certain operation frequency, the proposed dual controller is able to compensate the output phase and stroke separately. Therefore, the piston in the linear compressor successfully follows the sinusoidal displacement command both in stroke and phase while requiring only moderate control effort. The robust-

Y.-P. Yang and W.-T. Chen: Dual Stroke and Phase Control and System Identification 121 T d V W(s) X time delay parameter driving voltage transfer function between X and P piston displacement REFERENCES Fig. 13. Response of the compressor with dual stroke and phase control (Solid curve: 30Hz command, dotted curve: output). ness of the system is also verified by the change of the loading. The new dual controller can be implemented with any split-type cryocooler when the phase and stroke of the working fluid need to be controlled separately. A B c G(s) I k L m P R Fig. 14. Robustness test. NOMENCLATURE piston cress-section area magnetic flux density equivalent viscous coefficient transfer function between X and V driving current equivalent spring constant effective length of coil coil inductance equivalent mass pressure difference coil resistance 1. Albert K. de Jonge and A. Sereny, Analysis and Optimization of a Linear Motor for the Compressor of a Cryogenic Refrigerator, Adv. Cryogenic Eng., Vol. 27, pp. 631-640 (1982). 2. Berry, R., Linear Motor Driven Stirling Coolers for Military Commercial Applications, Proc. Intersoc. Energy Convers. Eng. Conf., San Diego, CA, Vol. 5, pp. 5.149-5.154, (1992). 3. Chase, V., Here s a Chilling Thought: How to Keep Cool without CFCS, Res. Dev., pp. 39-40 (1995). 4. Chen, Y.C., System Identification and Stroke Control of a Linear Compressor, Master Thesis, Department of Mechanical Engineering, National Taiwan University (1994). 5. Qian, K.X., Linear Motor and Compact Cylinder - Piston Driver for Left Ventricular Bypass, J. Biomed. Eng., Vol. 12, No. 1, pp. 36-38 (1990). 6. Stolfi, F.R. and A. Daniels, Parametric Testing of a Linearly Driven Stirling Cryogenic Refrigerator, Proc. 3rd Cryocooler Conf., Boulder, Colorado, pp. 80-98 (1984). 7. Soderstorm, T. and P. Stoica, System Identification, Prentice-Hall, Englewood-Cliff, New Jersey (1989). 8. Tanaka, K., Analysis and Design if Fuzzy Controllers in Frequency Domain, Proc. Int. Conf. Ind. Electron. Contr. Instrumen., Maui, Hawaii, Vol. 4, pp. 236-241 (1993). 9. Tsao, T.C., M. Tomizuka, Robust Adaptive and Repetitive Digital Tracking Control and Application to a Hydraulic Servo for Noncircular Machining, Trans. ASME, J. Dyn. Syst. Meas. Contr., Vol. 116, pp. 24-32 (1994). 10. Wang, F.J., Fuzzy Phase Compensation Algorithm and its Application, Proc. 3rd Int. Symp. Uncertainty Model. Anal. Annu. Conf., College Park, MD, pp. 263-265 (1995). 11. Yang, Y.P., H.T. Chien and J.M. Chen, Non-contact Measurement of Displacer Motion of a Miniature Split-Stirling Cryocooler, Meas., Vol. 14, pp. 199-208 (1995). 12. Yang, Y.P., B.J. Huang, F.M. Chen, S.B. Chien and T. F. Shieh, New Techniques for the Con-contact Measurement of Displacer Motion of a Miniature Split- Stirling Cryocooler, Cryogenics, Vol. 36, No. 8, pp. 537-578 (1996). 13. Zhang, T., L. Tan, Z. Li and D. Zhang, Experimental Investigation on The Dynamic Pressure Distribution in a Split Piston Stirling Cryocooler System, Cryogenics, Vol. 30, Supplement, pp. 221-225 (1990).