5G Mobile Communications for 2020 and Beyond - Vision and Key Enabling Technologies -

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5G Mobile Communications for 2020 and Beyond - Vision and Key Enabling Technologies - IEEE WCNC 2014, Istanbul April 2014 Wonil Roh, Ph.D. Vice President & Head of Advanced Communications Lab DMC R&D Center, Samsung Electronics Corp.

Table of Contents 2

5G Vision 3

Mobile Trend Connections Bytes /Month Percent Devices Mobile Connections [1] Mobile Data Traffic [1] Mobile Cloud Traffic [2] Things Connected [3] 10.2Bn 15.9EB 70% 50Bn 7Bn 1.5EB * 35% 12.5Bn 2013 2018 Year 2013 2018 Year 2013 2020 Year 2010 2020 Year [1] VNI Global Mobile Data Traffic Forecast 2013-2018, Cisco, 2014 [2] The Mobile Economy, GSMA, 2014 [3] Internet of Things, Cisco, 2013 * EB (Exa Bytes) = 1,000,000 TB (Tera Bytes) 4

5G Service Vision Everything on Cloud Immersive Experience Ubiquitous Connectivity Intuitive Remote Access Desktop-like experience on the go Lifelike media everywhere An intelligent web of connected things Real-time remote control of machines 5

Everything on Cloud Lagging Cloud Service Instantaneous Cloud Service Latency : ~ 50 ms [1] Cloud Service Latency : ~ 5 ms Cloud Service Cloud Service Initial Access Time* Provider A Provider B Provider C 82 ms 111 ms 128 ms ~ 20 min to download HD movie (1.2GB) LTE Downlink Performance [2] World Korea America * Top 3 Cloud Service Provider measured in Suwon Office (2013) Including connect time and response time [1] Signals Ahead, AT&T Drive Test Results and Report Preview, 2011 [2] The State of LTE, OpenSignal, 2014 7.5 Mbps 18.6 Mbps 6.5 Mbps Requirements for Mobile Cloud Service E2E Latency Data Rate < 5 ms > 1.0 Gbps ~ 9.6 sec to download HD movie (1.2GB) Access Time Transfer Rate Desktop HDD [3] 8.5 ms 1.2 Gbps [3] Seagate ST2000DM001 (2TB, 7200rpm), http://www.seagate.com/www-content/product-content/barracuda-fam/desktop-hdd/barracuda- 7200-14/ko/docs/desktop-hdd-data-sheet-ds1770-1-1212kr.pdf 6

Immersive Experience Selective and Limited Lifelike and Commonplace AR / VR Hologram 720p HD 12 users 8K UHD > 100 users User Experience Loading Delay 1.6 sec* ~ 1.6 sec Loading Delay LTE Cell Capacity Cell Throughput 64 Mbps [1] * Assuming 720p HD, 1 sec buffering, E2E latency 50ms and TCP connection < 100 ms Loading Delay Requirements for Immersive Service E2E Latency Cell Throughput < 5 ms > 10.0 Gbps Required Bandwidth 720p HD [2] : 5 Mbps 8K UHD [3] : 85 Mbps [1] 3GPP Submission Package for IMT-Advanced, 3GPP Contribution RP-090939 [2] https://support.google.com/youtube/answer/1722171?hl=en [3] http://www.nhk.or.jp/strl/publica/rd/rd140/pdf/p12-21.pdf AR : Augmented Reality VR : Virtual Reality 7

Key Requirements Comprehensive Requirements of New IMT (5G) in 7 Categories, Dubbed as Mobility High Low IMT-2000 Enhanced IMT-Adv. IMT-Adv. Future IMT New radio local area network (RLAN) Latency [msec] Simultaneous Connection [10 4 /km 2 ] 1000 100 1 10 Peak Data Rate [Gbps] 10 100 1 100 10 1 0.1 1x 4G 5G 1 1 0.1 10 10 1 100 1000 10 Cell Edge Data Rate [Mbps] Cell Spectral Efficiency [bps/hz] 1 10 100 1000 10000 Peak Data Rate (Mbit/s) 50000 Cost Efficiency [Bit/$] 10x 100x 1000x 100 1000 Mobility [km/h] ITU-R WP5D/TEMP/390-E 8

Ultra Fast Data Transmission Peak Data Rate Order of Magnitude Improvement in Peak Data Rate Data Rate 50 Gbps Peak Data Rate > 50 Gbps More than x50 over 4G 50 Gbps [1] 6 Gbps [2] 1 Gbps [1] Theoretical Peak Data Rate [2] Data Rate of First Commercial Products 1 Gbps [1] 14 Mbps [1] 384 kbps [2] 75 Mbps [2] 00 07 10 20 Year 9

Superior User Experience Uniform Experience of Gbps Speed and Instantaneous Response Latency Cell Edge Data Rate 1 Gbps Anywhere E2E Latency < 5 msec QoE BS Location 5 ms 50 ms A Tenth of E2E Latency QoE Cell Edge BS Location Uniform Experience Regardless of User-location Air Latency < 1 msec 10 ms 1 ms E2E Latency A Tenth of Air Latency Air Latency 10

Massive Connectivity 10 Times More Simultaneous Connections than 4G 2013 7 Billion [1] [1] Cisco Visual Networking Index: Global Mobile Data Traffic Forecast Update, 2013-2018 2018 2020 10.2 Billion [1] 12 Billion Security Payment Automobile M2M/IoT Simultaneous Connection Healthcare Tracking Metering Remote Management Consumer Electronic 11

Cost Effectiveness 50 Times More Cost Effective than 4G Cost Efficiency Network Testing (12%) Etc. (24%) RAN Equipment (23%) Building, Rigging (41%) Etc. (12%) Backhaul Lease(9%) Electricity (15%) Personnel Expenses (28%) Site Maintenance (36%) Traffic Volume ( Operator Cost ) Operator Revenue 50 Times Higher Bits/Cost Time CAPEX [1] OPEX [2] [1]Radio Network Sharing new paradigm for LTE, http://www.telecom-cloud.net/radio-network-sharing-the-new-paradigm [2]Quest for margins: operational cost strategies for mobile operators in Europe, Capgemini Telecom & Media Insights, Issue 42 12

Enabling Technologies : RAN 13

Capacity System Capacity : Determined by Bandwidth, Spectral Efficiency and Areal Reuse Link Capacity Point to Point Link with Single Antenna System Capacity Spectral Efficiency Areal Reuse C = Wlog 2 1 + SNR Bandwidth 14

Capacity Bandwidth Most Straightforward for Capacity Increase Bandwidth Increase Carrier Aggregation, Higher Frequencies System Capacity Spectral Efficiency Areal Reuse C = Wlog 2 1 + SINR Bandwidth 15

Capacity Areal Reuse Utilization of Various Small Cells for Increase of Areal Reuse Areal Reuse Increase Sectorization, HetNet, Small Cells System Capacity Spectral Efficiency Areal Reuse C = W log 2 1 + SINR Bandwidth 16

Capacity Spectral Efficiency (1/2) Use of MIMO and Advanced Coding & Modulation for Higher Efficiency Higher Spectral Efficiency MIMO, Adv. Coding and Modulation System Capacity Spectral Efficiency C = W Rank r 1 + SNR avg N TX λ r Bandwidth Areal Reuse 17

Capacity Spectral Efficiency (2/2) New Waveform Design for Exploiting Non-Gaussianity of Channel Higher Spectral Efficiency FQAM (Hybrid Modulation of FSK and QAM) System Capacity Spectral Efficiency Non-Gaussian Areal Reuse C Non Gaussian > C [1] where C = Wlog 2 1 + SNR Bandwidth [1] I. Shomorony, et al., Worst-Case Additive Noise in Wireless Networks, IEEE Trans. Inf. Theory, vol. 59, no. 6, June 2013. 18

Overview of Enabling Technologies RAN (1/2) Disruptive RAN Technologies for Significant Performance Enhancements Peak Data Rate Cell Edge Data Rate Cell Spectral Efficiency Technology for Above 6 GHz Increase of Peak Data Rate Advanced Coding & Modulation Enhancement of Cell Edge Data Rate Advanced MIMO & BF Enhancement of Cell Capacity Mobility Cost Efficiency Simultaneous Connection Latency Peak Rate 1 Gbps 4G frequencies Frequency band Peak Rate 50 Gbps New higher frequencies FSK FQAM QAM Filter-Bank Multi-Carrier Half -wavelength BF : Beamforming 19

Overview of Enabling Technologies RAN (2/2) Disruptive RAN Technologies for Significant Performance Enhancements Peak Data Rate Cell Edge Data Rate Cell Spectral Efficiency Mobility Cost Efficiency Enhanced D2D Increase of Areal Spectral Efficiency Advanced Small Cell Enhancement of Capacity & Cell Edge Wireless backhaul Increased density Interference Management Enhancement of Cell Edge Data Rate Simultaneous Connection Latency Enhancing areal spectral efficiency No cell boundary Interference alignment D2D : Device-to-Device 20

Enabling Technologies : RAN - Recent R&D Results for Above 6 GHz Bands 21

Wider Bandwidth for 5G Availability of More than 500 MHz Contiguous Spectrum Above 6 GHz Below 6 GHz 300 MHz 6 GHz MS, FS, FSS Above 6 GHz MS, FS, FSS MS, FS, FSS GHz < 1 GHz [MHz] 1-2 GHz [MHz] 2-3 GHz [MHz] 3-5 GHz [MHz] 5-6 GHz [MHz] 410-430, 470-694/698, 694/698-790* 1300-1400, 1427-1525/1527, 1695-1700/1710 2025-2100, 2200-2290, 2700-3100 3300-3400, 3400-4200, 4400-5000 5150-5925, 5850-6245 Globally Hot Interest for WRC-15 Region 1 Region 2 Region 3 18.1 18.4 MOBILE Primary No MOBILE 18.6 25.25 27.5 40.5 42.5 27.5 29.5 31.3 33.8 36 40 41 42.5 27 29.5 38 39.5 Current Usage US : LMDS, FSS EU : Fixed P-P Link FSS Earth Station Korea : Maritime Use Current Usage US : Fixed P-P System EU : Fixed P-P Link Korea : Broadcasting Relay * WRC-15 AI 1.2 MS : Mobile Service FSS : Fixed Satellite Service LMDS : Local Multipoint Distribution Service FS : Fixed Service P-P : Point to Point 22

Test Results Prototype System Overview Base Station Mobile Station Antenna Elements 66 mm 44 mm 66 mm 44 mm World s First 5G mmwave Mobile Technology (May, 2013) Adaptive array transceiver technology operating in mmwave frequency bands for outdoor cellular 66 mm Array Antenna DM (Diagnostic Monitor) 51 mm 51 mm 33 mm 51 mm Array Antenna Carrier Frequency Bandwidth / Duplexing 27.925 GHz 500 MHz / TDD Array Antenna 8 x 8, 8 x 4 Baseband Modem RF + Array Antenna Beam-width (Half Power) 10 o Channel Coding LDPC RF + Array Antenna Baseband Modem Modulation QPSK / 16QAM 23

Test Results Outdoor Coverage Outdoor Non Line-of-Sight (NLoS) Coverage Tests Performed [1] Satisfied connection with BLER < 0.01% even in NLoS 200m distance BLER result Below 0.01% Below 0.1% Below 1% Below 10 % Below 25% Below 50% Below 75% Below 100% LoS / NLoS LoS NLoS [1] Wonil Roh, et al., Millimeter-Wave Beamforming as an Enabling Technology for 5G Cellular Communications: Theoretical Feasibility and Prototype Results, IEEE Communications Magazine, Feb. 2014. 24

Test Results Outdoor to Indoor Penetration Outdoor-to-Indoor Penetration Tests Performed [1] Most signals successfully received at indoor MS from outdoor BS [1] Wonil Roh, et al., Millimeter-Wave Beamforming as an Enabling Technology for 5G Cellular Communications: Theoretical Feasibility and Prototype Results, IEEE Communications Magazine, Feb. 2014. 25

Multi-Cell Analysis (1/2) Ray-Tracing Simulation in Real City Modeling with Different BS Antenna Heights Real City (Ottawa) BS Antenna Heights Ray-Tracing Scenario 1 30m above Rooftop Scenario 2 5m above Rooftop Scenario 3 10m above Ground TX RX 26

Multi-Cell Analysis (2/2) Ray-Tracing Based Channel Modeling and System Level Simulations Scenario 3 (Higher Path-loss Exponent) produces better system performances in multi-cell deployment Channel Models System Geometry Avg. & Edge T puts Path-loss LoS Probability 27

Simulated User Experience Simulations are Based on Ray-Tracing in 28 GHz for Multi-Cell Deployment Scenario Total 10 Small Cell BSs to Provide Coverage of 928 m x 586 m of Dense Urban City At least 4 Gbps User Throughput Expected Using 1 GHz Bandwidth 28

Enabling Technologies : Network 29

Network Evolution Network Evolution for Innovative Services, Lower Cost and Better User Experience High Capacity User Experience Innovative Services Low Latency Intelligence 30

Overview of Enabling Technologies - Network Innovative Network Technologies for Enhanced User Experience and Cost Reduction Peak Data Rate Cell Edge Data Rate Cell Spectral Efficiency Flat Network Reduction of E2E Latency Multi-RAT Interworking Enhancement of Radio Capacity Mobile SDN Increase of Energy & Cost Efficiency Mobility Cost Efficiency Core Network Central Controller Simultaneous Connection Latency UE BS Server Internet Server 4G enb Wi-Fi 5G BS UE BS Switch SDN : Software Defined Network 31

Deployment Scenarios 32

5G Deployment Scenarios Bird s Eye View of Chicago 33

5G Deployment Scenarios Existing 4G Deployments 4G base stations 34

5G Deployment Scenarios 5G Small Cells Overlayed in 4G Networks Reduced CAPEX/OPEX for initial deployment 5G small cells 35

5G Deployment Scenarios Gradual Expansion of 5G Coverage Full capability standalone 5G systems appear More 5G small cells 36

5G Deployment Scenarios Gradual Coverage Expansion Full capability standalone 5G systems covering most areas Remaining large coverage 4G macro cell Remaining large coverage 4G macro cell 37

Global R&D Activities & Timelines 38

Global R&D Activities Current Global 5G Research Initiatives and Samsung s Active Engagements 5G IC 5G PPP ARIB 2020 and Beyond AH 39

Expected Timelines Expected Standardization in 3GPP Rel-14, Spectrum Allocation in WRC-18/19 2014 2015 2016 2017 2018 2019 2020 2021 2022 WRC WRC-15 WRC-18/19 3GPP Rel-13 Rel-14 Rel-15 Rel-16 Rel-17 5G Standards Initial 5G Commercialization ITU Document 5D/TEMP/390-E IMT Vision Framework and overall objectives of the future development of IMT for 2020 and beyond 40

Summary 5G for 2020 and Beyond Key Technologies Latency [msec] Simultaneous Connection [10 4 /km 2 ] 1000 1 Cost Efficiency [Bit/$] 100 10 Peak Data Rate [Gbps] 10 100 1 100 10 1 0.1 1x 10x 100x 1000x 4G 5G 1 1 0.1 10 100 10 1000 1 100 1000 10 Cell Edge Data Rate [Mbps] Mobility [km/h] Cell Spectral Efficiency [bps/hz] Tech. for Above 6 GHz Adv. Coding & Modulation Adv. MIMO & BF Enhanced D2D Adv. Small Cell Interf. Management Flat Network Multi-RAT Interworking Mobile SDN 41

Thank You

References [1] Samsung Announces World s First 5G mm- Wave Mobile Technology, Samsung Tomorrow, 13 May 2013. (http://global.samsungtomorrow.com/?p=24093) [2] Wonil Roh, Performances and Feasibility of mmwave Beamforming Prototype for 5G Cellular Communications, ICC 2013 Invited Talk, Jun. 2013. (http://www.ieee-icc.org/2013/icc%202013_ mmwave%20invited%20talk_roh.pdf) [3] Samsung s Vision of 5G Wireless, IEEE Spectrum for the Technology Insider, Jul. 2013. (http://ieeexplore.ieee.org/stamp/stamp. jsp?arnumber=06545095) [4] Z. Pi and F. Khan, An introduction to millimeter-wave mobile broadband systems, IEEE Commun. Mag., vol. 49, no. 6, pp. 101 107, Jun. 2011. [5] T. Kim, J. Park, J. Seol, S. Jeong, J. Cho, and W. Roh, Tens of Gbps support with mmwave beamforming systems for next generation communications, IEEE Global Telecomm. Conf. (GLOBECOM 13), Dec. 2013. [6] The 5G phone future: Samsung s millimeter-wave transceiver technology could enable ultrafast mobile broadband by 2020, IEEE Spectrum, vol. 50, pp. 11 12, Jul. 2013. [7] T. Rappaport, S. Sun, R. Mayzus, H. Zhao, Y. Azar, K. Wang,G. Wong, J. Schulz, M. Samimi, and F. Gutierrez, Millimeter wave mobile communications for 5G cellular: It will work! IEEE Access, vol. 1, pp. 335 349, May 2013. [8] Azar, Y., Wong, G. N., Wang, K., Mayzus, R., Schulz, J. K., Zhao, H., Gutierrez, F., Hwang, D., Rappaport, T. S., 28 GHz Propagation Measurements for Outdoor Cellular Communications Using Steerable Beam Antennas in New York City, Published in the 2013 IEEE International Conference on Communications (ICC), June 9 ~13, 2013. [9] S. Hong, M. Sagong, and C. Lim, FQAM : A Modulation Scheme for Beyond 4G Cellular Wireless Communication Systems, IEEE Global Telecomm.Conf. (GLOBECOM 13) Workshop, Dec. 2013. [10] Wonil Roh, et al., "Millimeter-Wave Beamforming as an Enabling Technology for 5G Cellular Communications: Theoretical Feasibility and Prototype Results, IEEE Communications Magazine, Feb. 2014. [11] Sungnam Hong, et al., A Modulation Technique for Active Interference Design under Downlink Cellular OFDMA Networks, IEEE WCNC 2014, Apr. 2014. [12] Chanhong Kim, et al., On the Hybrid Beamforming with Shared Array Antenna for mmwave MIMO-OFDM Systems, IEEE WCNC 2014, Apr. 2014. [13] Hyunseok Ryu, et al., Performance Comparison of Resource Allocation Schemes for D2D Communications, IEEE WCNC 2014 Workshop, Apr. 2014. [14] Seung-Hoon Park, et.al., Distributed Iterative Scheduling for D2D Communications, IEEE WCNC 2014 Workshop, Apr. 2014. 43