Bureau International des Poids et Mesures. International Recognition of NMI Calibration and Measurement Capabilities: The CIPM MRA

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Bureau International des Poids et Mesures International Recognition of NMI Calibration and Measurement Capabilities: The CIPM MRA Prof. Michael Kühne International School of Physics Enrico Fermi Metrology and Physical Constants Varenna, July 17-27, 2012

The Metre Convention The Metre Convention was signed on May 20, 1875 by representatives of 17 states. From the text: Desiring the international uniformity and precision in standards of weight and measure 2

The Metre Convention THE METRE CONVENTION International Convention established in 1875 with 55 Member States in 2011. The institutional foundation of the International System of Units (now the SI). CGPM Conférence Générale des Poids et Mesures Composed of Member State representatives. Typically meets every 4 years to decide on matters pertaining to the Metre Convention and the SI CIPM Comité International des Poids et Mesures 18 individuals of different nationalities appointed by CGPM. Supervises BIPM and generally supplies chairs to Consultative Committees. Consultative Committees (CCs) BIPM Bureau International des Poids and Mesures Research institute founded by the Metre Convention. Administers interlaboratory comparisons and provides measurement services to member NMIs. CCAUV Acoustics, US & Vibration CCEM Electricity & Magnetism CCL Length CCM Mass and related CCPR Photometry & Radiometry CCQM Amount of substance CCRI Ionizing Radiation CCT Thermometry CCTF Time & Frequency CCU - Units 3

Development of the CIPM MRA Towards the late 1980 s several factors had emerged that led to the idea of forming an agreement among NMIs to formalize a system of mutual recognition of national measurement standards and calibration certificates: Pressure from accreditation bodies for demonstration of NMI capabilities to which the laboratories they accredited were expected to be traceable and of equivalence of NMI calibration certificates. The development of regional groupings of NMIs to undertake cooperative activities - EUROMET in Europe, APMP in the Asia Pacific The reduction of tariff barriers resulting from GATT Uruguay round of negotiations and the conclusion of the Technical Barriers to Trade Agreement increased attention paid to TBTs among which intergovernmental acceptances of testing methods and standards is of relevance to metrology. 4

Timeline of the CIPM MRA October 1992 October 1993 CIPM decides that BIPM should seek a broad role in international traceability of measurements and standards - first official step to the CIPM MRA CIPM considers a draft scheme for using BIPM and CC comparisons as the basis for formal worldwide traceability October 1994 CIPM adopts a draft resolution for the 20 th CGPM: Worldwide traceability of measurement standards 5

Timeline of the CIPM MRA February 1997 First and second drafts of the CIPM MRA Meeting of 38 NMI directors agree that the principle of an international MRA preferable to bilateral NMI agreements or linked regional arrangements. Revisions to 2 nd draft requested. September 1997 CIPM adopts 7 th draft and creates the Joint Committee of the RMOs and the BIPM (JCRB) to be responsible for coordinating implementation of the CIPM MRA 6

Timeline of the CIPM MRA 1998 Negotiations with NMIs and other interested parties continue over the text of the CIPM MRA and mechanisms for KCs and CMCs April 1999 July 1999 Final text sent to printers and to Directors with invitation to sign during 21 st CGPM Last minute objections to text! After agreement with objecting party, new final text sent to printers. 7

The CIPM Mutual Recognition Arrangement The CIPM Mutual Recognition Arrangement (CIPM MRA) was signed on 14 October, 1999 by the Directors of the National Metrology Institutes of 38 States signatories to the Metre Convention and two international organizations. The essence of the CIPM MRA is that it provides the institutional and technical framework (the what, who and how ) for NMIs to recognize each others measurement standards and calibration certificates. 8

Essential Points: Objectives The objectives of the CIPM MRA are stated as: to establish the degree of equivalence of national measurement standards maintained by NMIs to provide for the mutual recognition of calibration and measurement certificates issued by NMIs thereby to provide governments and other parties with a secure technical foundation for wider agreements related to international trade, commerce and regulatory affairs 9

Essential Points: Process The objectives of the CIPM MRA are to be achieved through: International comparisons of measurements, to be known as key comparisons Supplementary international comparisons of measurements Quality systems and demonstrations of competence by NMIs 10

Essential Points: Outcomes The outcome of the CIPM MRA processes are statements of the measurement capabilities of each NMI (CMCs) published in a database maintained by the BIPM and publicly available online. 11

Essential Points: Engagement By signing the CIPM MRA, an NMI agrees to: accept the process specified in the CIPM MRA for establishing the database Where more than one institute holds national measurement standards in a country, additional institutes may participate in the CIPM MRA with the authorization of the institute that has signed the CIPM MRA. Such institutes are known as designated Institutes or DI s recognize the results of key and supplementary comparisons as stated in the database recognize the calibration and measurement capabilities of other participating NMIs as stated in the database 12

Essential Points: Exclusions The recognition offered by the CIPM MRA is not unlimited: signature of the CIPM MRA engages NMIs but not necessarily any other agency in their country responsibility for the results of calibrations and measurements rests wholly with the NMIs that makes them and is not, through the CIPM MRA, extended to any other participating NMI 13

Essential Points: Organizational Structure Roles and responsibilities within the CIPM MRA: overall coordination is by the BIPM under the authority of the CIPM the CCs of the CIPM, the RMOs and the BIPM are responsible for carrying out the key and supplementary comparisons a Joint Committee of the Regional Metrology Organizations and the BIPM (JCRB) is responsible for coordination of the CMC reviews and the discussion of issues pertaining to the implementation of the CIPM MRA 14

Diagram of the CIPM MRA National Metrology Institutes national measurement standards key calibration quality supplementary comparisons measurement systems comparisons to capabilities support CMCs Consultative Committees RMOs BIPM results Consultative Committees degrees of equivalence KCDB Appendix B Regional Metrology Organizations (RMOs) KCDB Appendix C submissions J C R B (Joint Committee of the RMOs and the BIPM ) calibration measurement capabilities KCDB 15

Comparisons in the CIPM MRA A fundamental mechanism of the CIPM MRA Primary function is to establish the degrees of equivalence of national measurement standards which is the technical basis on which NMIs recognize each others national measurement standards Key and Supplemental comparisons are also demonstrations of NMI measurement capabilities Registered in Appendix B of the KCDB 16

Comparisons in the CIPM MRA Comparisons in the CIPM MRA There are 3 basic categories of measurement comparisons: CIPM key RMO key RMO Key Comparison BIPM CIPM key Comparison comparison RMO Key Comparison Supplementary RMO Key Comparison RMO Key Comparison 17

Comparisons in the CIPM MRA CIPM key RMO key Supplementary BIPM CIPM key Comparison Highest level of accuracy Selected by CCs to test the principal techniques in the field Participation is limited to members of the Consultative Committees Reference value is determined by consensus among the participants 18

Comparisons in the CIPM MRA Comparisons in the CIPM MRA CIPM key RMO key Supplementary RMO key comp. RMO key comp. CIPM key CIPM key comparison comparison RMO key comp. RMO key comp. Undertaken by Regional Metrology Organizations Follow the same protocol of the CIPM Key Comparisons The reference value is linked to the CIPM KC through the NMIs that participate in both comparisons (at least two NMIs) 19

Comparisons in the CIPM MRA Comparisons in the CIPM MRA CIPM key RMO key Supplementary Supplementary Comparison Supplementary Comparison Supplementary Comparison Supplementary Comparison Usually takes place within RMOs Covers areas not covered by Key Comparisons lower accuracy measurements and different techniques Not linked to Key Comparisons 20

Comparisons in the CIPM MRA Example of 7 linked Key Comparisons: AUV.A-K1: LS1P Microphones MY IN HK TH CN APMP.AUV.A-K1 Asia AU TW JP SE AT IT UK PL DK ES DE TR CH EUROMET.AUV.A-K1 Europe FI SK CZ HU UA ID APMP.AUV.A-K1.1 AR KR CA US SIM.AUV.A-K1 Americas CCAUV.A-K1 MX ZA Africa PL RU COOMET.AUV.A-K1 Eurasia TR SK BR 21

Comparisons in the CIPM MRA 22

CMCs in the CIPM MRA Under the CIPM MRA, the Calibration and Measurement Capabilities (CMCs) of signatory NMIs are the fundamental object of mutual recognition. CMCs are described in terms of measurand, the method used, the range, the uncertainty, and if necessary, the influence parameters. CMCs declared by NMIs within the CIPM MRA undergo a review process at RMO and inter-rmo level CMCs are published in Appendix C of the KCDB 23

CMCs in the CIPM MRA There are three fundamental features of a CMC: Measurand: Only one measurand per CMC Range: Must not be expressed with reference to other services! Uncertainty: There must be no doubt as to the uncertainty that can be expected of a CMC. May be expressed in a number of ways (single value, range, matrix, function) 24

Traceability All CMCs must include information on traceability of the measurements to the SI. According to the In CIPM order for MRA, a primary there are two routes to establish traceability: 1. via a primary realization of the unit of measurement concerned, in which traceability is declared to its own demonstrable realization of the SI. The NMI or DI must make available a full assessment of 2. via another NMI or DI having relevant CMCs with the uncertainty budget and the appropriate traceability uncertainty route for its published in the KCDB, or through calibration measurement and activity measurement when services offered by the BIPM submitting CMCs for intra- and inter-regional review. realization or representation of the unit of measurement to be considered valid, it requires the approval of the relevant Consultative Committee. 25

Evidence for CMC declarations CMC declarations must be backed by evidence. Acceptable evidence includes: 1. Results of key and supplementary comparisons 2. Documented results of past CC, RMO or other comparisons (including bilateral) 3. Knowledge of technical activities by other NMIs, including publications 4. On-site peer-assessment reports 5. Active participation in RMO projects 6. Other available knowledge and experience 26

CMC Reviews NMI CMC File INTRA-REGIONAL CMC REVIEW: - Lead by the RMO TC Chair of the relevant area - Checks CMC declarations against required evidence and criteria specified by the JCRB Guidelines - NMI must respond to comments and questions submitted by reviewers - Quality System of the NMI must be approved and cover the CMCs under review INTER-REGIONAL CMC REVIEW: - Conducted via dedicated JCRB website - RMOs participate through their TCs - Checks against technical criteria only - NMI must respond to comments submitted by reviewers, and if necessary revise the CMC submission FINAL JCRB APPROVAL PUBLICATION OF THE CMCs IN KCDB 27

Quality System Requirements The CIPM MRA offers two options for NMIs for establishing a QS as a requirement for the recognition of calibration and measurement certificates: 1. Establishment of a quality system that meets the requirements of ISO/IEC 17025 (or ISO Guide 34 for CRM producers) or equivalent for an NMI that is assessed by an accreditation body fulfilling the requirements of ISO/IEC 17011 2. Establishment of a quality system or a different way of assuring quality that meets the requirements of ISO/IEC 17025 (or ISO Guide 34 for CRM producers) or equivalent without third-party assessment 28

Quality System Requirements In either case with or without third-party assessment all NMIs must have their QS reviewed and approved by the RMO of which they are a member. Reviews of NMI QS are done according to CIPM MRA-G-02: Guidelines for the monitoring and reporting of the operation of quality systems by RMOs RMOs have a degree of flexibility in setting the requirements for the QS of their member NMIs and DIs and their review processes. 29

CIPM MRA Logo Once an NMI has published CMCs, it can apply to the BIPM Director to use the CIPM MRA logo on its calibration and measurement certificates covered by those CMCs. This certificate is consistent with the capabilities that are included in Appendix C of the MRA drawn up by the CIPM. Under the MRA, all participating institutes recognize the validity of each other s calibration and measurement certificates for the quantities, ranges and measurement uncertainties specified in Appendix C (for details see http://www.bipm.org) 30

Key Comparison Database (KCDB) The BIPM Key Comparison Database (KCDB) is a public website containing all results of the principal mechanisms of the CIPM MRA measurement comparisons and CMC declarations 31

KCDB: Key Comparisons As of June 2012, the KCDB contained data on 793 Key comparisons and 310 supplementary comparisons. 32

KCDB: Key Comparisons 33

KCDB: CMCs As of June 15, 2012, the KCDB contained 24,839 CMCs declared by the NMIs and DIs of 63 countries. 34

Who benefits from CIPM MRA? Participating NMIs and Designated Institutes Benefit from coordination, greater rigour and increased acceptance of capabilities Those NMIs wanting to hold a national standard that is not primary able to identify which NMIs can provide the traceability to the SI The accredited laboratory community able to identify which NMIs can provide the traceability to the SI easily able to demonstrate valid traceability route to accreditors Industry able to source top level measurement capability Regulators who need a technical basis to underpin acceptance of non national calibrations 35

CIPM MRA Participation in 2012 87 NMIs plus a further 138 designated institutes from 51 Member States 33 Associates of the CGPM 3 international organizations Member participating in the CIPM MRA Associate participating in the CIPM MRA 36

CIPM MRA Documents After the signing of the CIPM MRA, the CIPM approved a number of policy and guidance documents concerning implementation of the CIPM MRA. These detail the requirements, procedures and processes pertaining to all aspects of the implementation of the CIPM MRA. The documents are available at: http://www.bipm.org/en/cipm-mra/documents/ 37

Conclusion International recognition of national measurement standards and capabilities Publicly available free resource: KCDB Peer-reviewed measurement comparisons, CMC declarations, quality management systems Value for accredited laboratories, accreditors. regulators, industry 38