IDENTIFICATION OF SYNCHRONOUS GENERATOR AND EXCITATION SYSTEM TRANSFER FUNCTIONS FOR Q-V CONTROL PURPOSE

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IDENTIFICATION OF SYNCHRONOUS GENERATOR AND EXCITATION SYSTEM TRANSFER FUNCTIONS FOR Q-V CONTROL PURPOSE Ž. Janda*, S. Mirić**, J. Dragosavac*, D. Arnautović*, B. Radojčić***, J. Pavlović* *Ž. Janda, J. Dragosavac, D. Arnautović, J. Pavlović are with Electrical Engineering Institute Nikola Tesla, University of Belgrade, Belgrade, Serbia (e-mail: zarko.janda@ieent.org) **S. Mirić is with Faculty of Electrical Enginering, University of Belgrade, Belgrade, Serbia (e-mail:spasojemiric@live.com) ***B. Radojčić is with Thermal Power Plants Nikola Tesla Ltd, Obrenovac, Serbia (e-mail:bojan.radojcic@tent.rs) Abstract: The paper presents the new, enhanced way of the use of Prony analysis, combined with Padé approximation, for the transfer functions identification of generating units involved into coordinated Q-V control. Transfer functions of interests are related to automatic voltage regulator (AVR) and excitation system. In the presented analysis the influence of field voltage recorded signal corruption with noise is successfully overcame. By the use of standard first order synchronous generator model, it is possible to extract exact generator model parameters, using Padé approximation. After that step, the transfer function of automatic voltage regulator (AVR) is derived using similar technique. Finally, derived generator and AVR transfer functions are verified by MATLAB/Simulink simulation and compared with results obtained by other identification techniques. Key words: Prony analysis, identification, synchronous generator, transfer function, Q-V control 1. INTRODUCTION To study interaction between synchronous generators (SG) involved into coordinated Q-V control, it is necessary to have equivalent models of generators embedded in the power system. Also, to proper design the coordinated Q-V controller (CQVC) test facility for pre-commissioning validation testing it is necessary to have appropriate models of SGs and AVRs involved in Q-V control [1]. When a linear time invariant system is described by a differential equation, it is common approach to derive impulse response using Laplace transform. If the rational transfer function can be

obtained, than it can be factored in a number of poles. In such case the inverse transform is represented as a sum of exponential functions of time, and this approach is foundation of the Prony analysis [2]. The Prony analysis has been shown for a long time to be a viable technique to model a linear sum of damped complex exponentials to signals that are uniformly sampled. It is not only a powerful signal analysis technique but also a system identification method, which is widely used in the areas of power system electromechanical oscillations identifications [3, 4, 5, 6]. As compared to other oscillatory signal analysis techniques such as Fourier analysis, Prony analysis has the advantage of being able to estimate damping coefficients in addition to frequency, phase angle and amplitude. It is also possible to take into account offset and drift, up to some degree. Furthermore it is the most suitable to identify a reduced-order model of a high-order system both, in time and frequency domain. In this paper the Prony analysis is applied to the parameter identification problem, related to small signal transfer functions of different devices involved in voltage control loop of synchronous generators. The case study generator is 210 MW, 247 MVA, 15.75 kv round rotor turbogenerator commissioned in thermal power plant. Obtained results are compared with results derived using ident tool of Matlab, as well as with theoretically expected values. 2. THE IDENTIFICATION CONCEPT The goal of the presented research is to determine the AVR and generator small signal transfer function without intrusive testing of the unit. The input of interest is voltage reference value change of the generating unit under scope. The classical transfer function determining procedure is giving elusive result, strongly dependent on internal transducers delays and heavily polluted by measurement s noise. To remove noise it is necessary to filter the input (field voltage) and the output data (terminal voltage or reactive power). The recorded and appropriately filtered field voltage and the terminal voltage or reactive power data, are used as inputs to Prony analysis. The derived time functions, least square error fitted to recorded responses are then converted into s domain functions, using the appropriate symbolic calculation software. The corresponding small signal transfer function is then determined as the ratio of Laplace transforms of output and input signal. In such way it is possible to get the voltage transfer function of synchronous generator (SG) with AVR plus excitation, as well as reactive response characteristics of total closed loop system and generator.

The main problem associated with briefly described non-intrusive testing approach is the existence of different time delays associated with different measuring sensors. As a consequence, the estimated transfer function contains parasitic zeros and poles. To overcome this problem, i.e., to remove parasitic poles and zeros of transfer function, the widely accepted practice is to limit the frequency range of expected poles and zeros to the fastest acceptable dynamics. In this research, however, another approach is taken based on the use of Padé approximant of transfer function around zero frequency. Padé approximant is approximation of a function by a rational function of given order, and as such is well suited to the transfer function approximation problem in cases where the number of poles and zeros is generally known and the parasitic poles and zeroes are located generally in high frequency range. The analysis presented further in the paper demonstrates full applicability of the proposed method for intended purpose. To validate results, the ident tool of MATLAB System Identification Toolbox is used. System Identification Toolbox provides MATLAB functions for constructing mathematical models of dynamic systems from measured input-output data. It enables use of time-domain and frequency-domain input-output data to identify continuous-time and discrete-time transfer functions, process models, and state-space models. System Identification Toolbox enables one to estimate multi-input multi-output continuous or discrete-time transfer functions with a specified number of poles and zeros. It is possible specify the transport delay or let the toolbox determine it automatically. In cases where a low-order continuous-time model in pole-zero form is needed, the toolbox estimates process models, which are simple transfer functions involving three or fewer poles, and optionally, a zero, a time-delay, and an integrator. 3. CASE STUDY To accomplish synchronous generator parameter identification task, it is necessary to improve the recorded signals processing in such manner that the noise corrupted field voltage signal can be used without heavy filtering. Heavy filtering of the field voltage introduces frequency dependent phase shift and due that there is a need to filter all identification signals with same filter. With this approach, however, some other medium frequency information can be lost. The proposed analysis is performed in two stages. The first stage is recording the appropriate step response of the generating unit reactive power and field voltage following the change in AVR reference voltage. Reactive power is chosen to be the original output signal due to easy conversion to SG terminal voltage change and due to relatively small content of measurement s noise. The input step size is 0.5% of the rated reference voltage. Recorded reactive power trace is converted into terminal voltage change trace by multiplication

terminal voltage V t [p.u.] field voltage V f [p.u.] with the corresponding reactance, in order to suppress the noise. Sampling frequency during recording was 2 khz. The generator was delivering at 67 MVAr, 173 MW at 15.75 kv prior to applying step change in AVR reference voltage. The resulting step increase in reactive power was 9MVAr, i.e., from 67 MVAr to 76 MVAr. At the second stage the modified Prony approach is applied. Based on the fact that all time responses within closed loop have the same pole pattern [7, 8], the generator terminal voltage response was fitted using exponential function (1), b t g t V ( t) a e cos( d t f ) e1 e h, (1) t where coefficients a,b,c,d,e1,g and h are derived using least square error (LSE) fitting procedure. The recorded terminal voltage response (black) and fitted terminal voltage response (red) are shown in Fig. 1. The base voltage value is 15.75 kv and the base power is 247 MVA. Excellent agreement between the two can be observed in Fig 1. 0.05 0.10 0.04 0.08 0.03 0.06 0.02 0.04 0.01 0.02 0.00 0 2 4 6 8 time [s] 0.00 0 2 4 6 8 time [s] Fig. 1. Recorded (black trace) and exponentially approximated (red trace) generator terminal voltage change step response Fig. 2. Recorded (blue trace) and exponentially approximated (red trace) generator field voltage step response In this way, the important common parameters for all loop signals are derived, i.e. the coefficients b, d and g values are common for all mentioned loop signals. Having estimated these coefficients, the exponential approximation of the field voltage change can be applied more efficiently. The field voltage signal is, typically, much more corrupted with noise than other recorded loop signals. The field voltage step response is approximated by sum of exponential functions (2) taking into account previously estimated values for coefficients b, d and g. V ( t) a e f x -0.6819264 t cos(25.04543 t f ) e1 x x e 1.437443 t h l e x k t. (2) Additional exponential term compared to (1) was introduced in (2) in order to get better fitting of field voltage signal. By doing this the original pole pattern of the transfer function was slightly changed. The LSE fitting procedure was therefore applied again and the coefficients a x, f x, e1 x, h x, l

and k determined. The recorded field voltage response (blue) and estimated field voltage response (red) are shown in Fig. 2. The base field voltage is 350 V. From Fig. 2 it can be seen that the heavily corrupted (by noise) measured field voltage response is cleaned up using the modified Prony method. Additionally, there was no need for additional low pass filtering of the field voltage signal and consequently there was no phase shift introduced. It is important to mention that the substantial part of recorded signals has to be selected, in order to get rid of extra nonlinearities and signal corruption. Having all coefficients of (1) and (2) determined, now it is possible to get the corresponding Laplace transforms. Laplace transforms of (1) and (2) are divided in order to get the generator transfer function (field voltage to terminal voltage change), corresponding to previously described operating point. The resulting transfer function was rather complex and Padé approximation was used to simplify it and convert into corresponding first order transfer function (the simplest low frequency small signal SG model is in the form of the single pole transfer function). [9, 10] The time constant and gain of the resulting first order SG transfer function are dependent on SG operating point. Additional pair of complex poles, considering the third order small signal SG model, is located in higher frequency range. Having in mind slow changes of voltage that are of interest in this case study, they can be neglected. The target Padé approximant is of the first order and it is developed around zero value of s. The Padé approximant of the order [m/n] is defined as the rational function which has equal derivatives with the original function up to the highest possible order at the chosen point [11]. All modern numerical program tools have implemented algorithm for this rational approximation. The Padé approximant of the first order of the generator transfer function is given by (3), 0.08387 G g. (3) 1.392 s 1 Laplace transform of (1) divided by Heaviside step function with the weight coefficient equal to 0.005 p.u. is expressed as closed loop transfer function reference to terminal voltage (4), 3 2 0.059632 s 2.2341 s 4.1025 s 2.2092 G. (4) 3 2 2.5 s 7.0031 s 6.5412 s 2.3576 Following some algebraic manipulations of the closed loop transfer function, according to (5) G AVR G, (5) G ( 1 G) g the AVR + excitation system transfer function (TF) is derived. The resulting TF was then replaced by Padé approximant of the first order, around zero value of s. The final form of the derived TF is given by (6),

177.55(1.11 s 1) G AVR. (6) 14.3 s 1 4. RESULT VALIDATION To prove the validity of abovementioned approximations, and especially the validity of (6), it is necessary to perform simulation check of derived approximated transfer functions of AVR + excitation system and generator. The corresponding simulation is performed in Simulink/MATLAB environment, using the block diagram shown in Fig. 3. The results of simulation are shown in Fig. 4. The red line corresponds to derived terminal voltage step response using Prony method, while the blue line corresponds to simulated closed loop terminal voltage step response, performed with Padé approximants. The very good agreement between the two responses that can be seen in Fig. 4 validates the proposed use of Prony analysis and Padé approximation for estimation of AVR + excitation system + generator transfer function. Fig. 3. The Simulink block diagram of the verification circuit Fig. 4. Terminal voltage change traces in p.u. as outputs of the circuits shown in Fig. 3. Red trace is Prony aproximation of the terminal voltage change and blue trace is simulated closed loop output Additional validation is performed using MATLAB Ident tool from System Identification Toolbox on recorded data of excitation voltage and reactive power. The plant experiment is performed by applying three reference steps at unit A1 and corresponding reactive power response is shown in Fig. 5. In Fig. 6 the corresponding field voltage trace is shown, filtered with moving average filter with 2000 points (one second window).

Q [MVAr] Field voltage [V] 90 340 85 330 80 75 320 70 310 65 300 60 55 0 5 10 15 20 25 30 time [sec] 290 0 5 10 15 20 25 30 time [sec] Fig. 5. Reactive power trace in MVAr as output of the three consequtive reference step changes Fig. 6. Averaged field voltage trace as output of the three consequtive reference step changes Using Ident tool from MATLAB and assuming the single pole transfer function model of SG, the following values of time constant are identified, each value corresponding to one reference step. For the first step it is 1.4966s, for the second step it is 1.4833s and for the third step it is 1.5074s what is in good agreement with (3). Moreover, according to [12] the effective direct axis time constant of SG under load is defined as (7), T dz X d ' X e ' Tdo', (7) X X d e where X e is the equivalent system reactance. The other parameter values, for the case study SG, are T do =5,15s, T d =0,95s, X d =1,81, X d =0,33 and equivalent load reactance X e =0,113+0,015=0,128. Then the calculated under load direct time constant, for case study SG, is 0,33 0,128 T dz ' 5,15 1, 22s. (8) 1,81 0,128 The so derived time constant value (8) is somewhat lower than identified value which can be attributed to accuracy of SG manufacturer data values available, especially regarding T do and equivalent load reactance. 5. CONCLUSIONS The paper presents a very efficient tool for estimation of transfer function of SG + AVR + excitation system based on Prony analysis and Padé approximation. The method successfully overcomes the influence of recorded field voltage corruption with noise without the need for additional filtering and consequently partial loss of signal information.

The proposed identification concept is demonstrated on a case study of a real 210 MW turbogenerator and associated AVR and excitation system. So derived SG and AVR models are successfully implemented in PLC-based model of reactive power flow in steam power plant, developed for pre-commissioning validation of coordinated Q-V controller. The results are validated using simulations in Matlab Simulink environment, using MATLAB System Identification Toolbox for transfer function parameters estimation and by theoretical calculations. ACKNOWLEDGEMENT The authors are grateful to the Ministry of Education, Science and Technological Development of Republic of Serbia for financial support of this work within the technological development project TR-33020. REFERENCES [1] J. Dragosavac, Ž. Janda, and J. V. Milanović, PLC-based model of reactive power flow in steam power plant for pre-commissioning validation testing of coordinated Q-V controller, IEEE Trans. Power Syst., vol. 26, no. 4, pp. 2256 2263, Nov. 2011. [2] F. B. Hildebrand, Introduction to numerical analysis, second ed., Dover, New York, 1974. [3] D. A. Pierre, J. R. Smith, D. J. Trudnowski, and J. W. Pierre, General Formulation of a Prony Base Method for Simultaneous Identification of Transfer Functions and Initial Conditions, Proceedings, IEEE Conference on Decision and Control, pp.1686-1691 1992 [4] J. R. Smith, F. Fatehi, C. S. Woods, J. F. Hauer, D. J. Trudnowski, Transfer function identification in power system applications, IEEE Transactions on Power Systems, vol. 8, no. 3, pp. 1282 1290, Aug. 1993. [5] C. E. Grund, J. J. Paserba, J. F. Hauer, S. Nilsson, Comparison of Prony and eigenanalysis for power system control design, IEEE Transactions on Power Systems, Vol. 8, No. 3, August 1993, pp 964-971 [6] L. Ding, A. Xue, F. Han, J. Lin, M. Wang, T. Bi, J. Wang, Dominant mode identification for low frequency oscillations of power systems based on Prony algorithm, Critical Infrastructure (CRIS), 2010 5th International Conference on, Beijing, China, 20-22 Sept. 2010, DOI 10.1109/CRIS.2010.5617531 [7] J. J. D Azzo, C. H. Houpis, S. N. Sheldon, Linear Control System Analysis And Design With Matlab, fifth ed., Marcel Dekker, New York,, 2003. [8] J. van de Vegte, Feedback control systems, Prentice Hall, Inc 1986.

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