Considerations about Wideband Data Transmission at 4.9 GHz for an hypothetical city wide deployment

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Considerations about Wideband Data Transmission at 4.9 GHz for an hypothetical city wide deployment Leonhard Korowajczuk CEO, CelPlan Technologies, Inc. WCA Public Safety Task Force 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 1

Wideband Data Transmission Multi-path delay is a major impairment in data transmission Several techniques exist that mitigate its impact, as long as the delay is smaller than 1 data bit Large data rates shrink the allowed multi-path delay to impractical numbers Data Rate (Mbit/s) 0.01 0.1 1 10 100 1 bit delay (ns) 100000 10000 1000 100 10 Distance (m) 000 00 0 3 OFDM solves this issue by splitting the data between subcarriers, diminishing the data rate per sub-carrier WI-FI (802.11a) uses 64 sub-carriers, while WIMAX (802.16) will use up to 1024 sub-carriers 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 2

Wi-Fi Characteristics Wi-Fi is becoming the world standard for real wideband data transmission WiMAX is the natural evolution of Wi-Fi Wi-Fi equipments can be made WiMAX ready Ideally 4.9 GHz should use COTS parts to benefit from the mass produced low cost of Wi-Fi Wi-Fi uses 64 sub-carriers (312. Khz spacing) Carrier 0 is null Carriers 1 to 26 used for data Carriers 27 to 31 are not used Parameters considered Receiver Noise Figure= 6 db 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 3

COTS Technology There are two main vendors of Wi-Fi chips and its functional software Atheros: AR002 to AR006 Conexant: PRISM GT/ PRISM World Radio Both vendors support 4.9 GHz settings Atheros supports 20/10/ MHz Conexant supports 20 MHz, with 10 MHz planned Chips MAC (Medium Access Control) Baseband processor Radio System on a chip 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 4

Wi-Fi Protocol The existing protocol is highly inefficient for small packets The access procedure implies in large wait times, in which no data is sent data wait ime data wait time da ta wait time Gross data rate 9 Mbit/s Packet data 1 64 128 26 12 1024 2048 bytes 8 12 1024 2048 4096 8192 16384 bit 0.9 6.9 113.8 227.6 4.1 910.2 1820.4 us MAC data 272 272 272 272 272 272 272 bit us ACK data 112 112 112 112 112 112 112 bit 12 12 12 12 12 12 12 us Total data 44 100 16 270 498 93 1863 us Total wait time (DIFS, PHY, SIFS, propagation) 311 311 311 311 311 311 311 us Total duration of packet 397 43 10 624 81 16 2217 us Overhead 39788% 622% 311% 1% 78% 39% 19% 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information

Wi-Fi Software Adaptations for Mobile Public Safety Solutions Packet aggregation Small packets are aggregated before transmission Optimized Access strategy Overcomes hidden node and back off issues Bandwidth and QOS management Bandwidth and delay are managed to provide fair access Mobile routing Grid routing System Access restriction Centralized Authentication management Encryption Options Network Management 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 6

Multi-path Delay in WI-FI M ultipath Constraints 400 1 4000 1200 Multipath Delay Spread (ns) 0 00 200 2000 100 1000 00 Multipath Delay Spread (ns) Delay spread distance (m) 100 900 70 600 40 0 10 Delay Spread Distance (m) 0 0 2 4 6 8 10 12 14 16 18 20 0 Bandw idth (MHz) 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 7

20 MHz OFDM Parameters with 64 sub-carriers 20 Mhz OFDM parameters with 64 sub-carriers 60.00-60.00 Required S/N (db), Gross Data Rate (Mbit/s) 0.00 40.00.00 20.00 10.00 0.00 Required SNR (db) Gross Data Rate (Mbps) Receive Sensitivity (dbm) BPSK 1/2 BPSK 1/2 BPSK 1/2 BPSK 1/2 BPSK 1/2 QPSK 1/2 QPSK 1/2 QPSK 3/4 16 QAM 1/216 QAM 3/464 QAM 2/364 QAM 3/4-6.00-70.00-7.00-80.00-8.00-90.00-9.00-100.00-10.00 Receive Sensitivity (dbm) -10.00-110.00 Selected Modulation Scheme 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 8

10 MHz OFDM Parameters with 64 sub-carriers 10 MHz OFDM parameters with 64 sub-carriers 60.00-60.0 Required S/N (db), Data Rate (Mbit/s) 0.00 40.00.00 20.00 10.00 0.00 Required SNR (db) Gross Data Rate (Mbps) Receive Sensitivity (dbm) BPSK 1/2 BPSK 1/2 BPSK 1/2 QPSK 1/2 QPSK 3/4 16 QAM 1/2 16 QAM 3/4 64 QAM 2/3 64 QAM 3/4-6.0-70.0-7.0-80.0-8.0-90.0-9.0-100.0-10.0 Receive Sensitivity (dbm) -10.00 Selected Modulation Scheme -110.0 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 9

MHz OFDM Parameters with 64 sub-carriers M Hz OFDM parameters with 64 sub-carriers 60.00-60.00 0.00 Required SNR (db) Gross Data Rate (Mbps) Receive Sensitivity (dbm) -6.00-70.00 Required S/N (db), Data Rate (Mbit/s) 40.00.00 20.00 10.00-7.00-80.00-8.00-90.00-9.00 Receive Sensitivity (dbm) -100.00 0.00 BPSK 1/2 BPSK 1/2 BPSK 1/2 QPSK 1/2 16 QAM 1/2 16 QAM 3/4 64 QAM 2/3-10.00-10.00-110.00 Selected Modulation Schem e 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 10

1 MHz OFDM Parameters with 64 sub-carriers 1 M Hz OFDM parameters with 64 sub-carriers 60.00-60.00-6.00 0.00 Required SNR (db) Required S/N (db), Data Rtae (Mbit/s) 40.00.00 20.00 10.00 Theoretical Data Rate (Mbps) Receive Sensitivity (dbm) -70.00-7.00-80.00-8.00-90.00-9.00 Receive Sensitivity (dbm) -100.00 0.00 BPSK 1/2 16 QAM 1/2 16 QAM 3/4-10.00-10.00-110.00 Selected Modulation Schem e 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 11

Theoretical C/I for different channel reuse A minimum number of channels is required to achieve desired C/I This number of channels depends of the path loss slope The calculations below apply to regular cells on regular terrain, placed on street corners Practical systems require additional margins Number of channels 2 3 4 Reuse Distance (cell radius) 3 7 9 Path Loss Slope C/I 28 2 20 18 14.3 13.4 11.9 9. 8.6 21.0 19.6 17. 14.0 12.6 2.4 23.7 21.1 16.9 1.2 28.6 26.7 23.9 19.08 17.18 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 12

Theoretical availability at cell edge S/N required for 9 Mbit/s with 8 MHz bandwidth= 12. db Slow fading standard deviation= 4 db user-user (worst case) RAN-user RAN-RAN, user-user (best case) Number of Channels 2 3 4 Reuse distance (in radius) 3 7 8 9 10 Slope (db/dec) Theoretical availability at edge 38% 91% 99% 100% 100% 100% 29 34% 88% 99% 100% 100% 100% 28 % 8% 98% 99% 100% 100% 27 26% 80% 97% 99% 99% 100% 26 22% 7% 9% 98% 99% 100% 2 19% 69% 92% 96% 98% 99% 24 16% 63% 88% 94% 97% 98% 23 13% 6% 84% 91% 9% 97% 22 11% 49% 78% 86% 92% 9% 21 9% 42% 71% 81% 87% 92% 20 7% 3% 64% 74% 81% 87% 19 % 29% 6% 66% 74% 81% 18 4% 23% 47% 7% 66% 73% 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 13

Link Budget Low power and High power transmitters are considered Omni antennas are used for local cells Directional antennas are used for backhaul 10 MHz, 9 Mbps 10 MHz, 6 Mbps 10 MHz, 1 Mbps omni directional omni directional omni directional Transmit power (dbm) 20 20 20 20 20 20 TX Cable losses (db) TX Antenna gain (dbi) 9 9 26 26 9 9 26 26 9 9 26 26 RX Antenna gain (dbi) 9 9 26 26 9 9 26 26 9 9 26 26 RX Cable losses (db) Receiver Sensitivity -86.9-86.9-86.9-86.9-89. -89. -89. -89. -97. -97. -97. -97. Shadow/ Interference Margin 10 10 4 4 10 10 4 4 10 10 4 4 Path Loss 104.9 114.9 144.9 14.9 107. 117. 147. 17. 11. 12. 1. 16. 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 14

Propagation at 4.9 GHz Measurements done in NYC Measurements done with LOS or near LOS Multi path limited to few hundred meters Predictions done using CelPlan Microcell model Prediction mean square error around. db compared to measurement Average slow fading of 3 db (for a 12 m grid) Shadow fading (obstruction loss) very severe Tree 8 db Car 10 db Minimum recommended margin of 10 db Average path loss slope measured 18 db/ decade in canyon areas with no trees (better than free space due to canyon effect) Up to db/decade in residential and highly treed areas Measurement standard deviation of 4.43 db ( m pixel) Antenna diversity suggested at the transmitter and receiver (MIMO) 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 1

Comparing measurements with predictions Minimum of 2 samples per grid, Grid Size = 1 m Location Std Deviation Grid Accepted Grids 90% 9% 99% 6 th Av with 38St 3.06 14 117 3.4 4.7 8. Greenwich with Warren 2.87 108 98 3.1 4.9 8.6 Central Park with th Avenue 2.76 89 81 3.1 4. 6.9 Brooklyn 2.76 40 33 3.1 4. 7.2 Minimum of 2 samples per grid, Grid Size = m Location Std Deviation Grid Accepted Grids 90% 9% 99% 6 th Av with 38St 3.6 47 43 4.4 6.4 8.4 Greenwich with Warren 4.43 26 2. 7.7 12.0 Central Park with th Avenue 4.41 21 20 4.9 7.1 10.7 Brooklyn 4.48 11 11.8 7.6 8.0 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 16

Prediction Accuracy compared to measurements 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 17

Path Loss at 4.9 GHz Slope (db/decade) Distance (km) 18 20 22 24 26 28 0.01 63 66 70 73 77 80 83 0.1 81 86 92 97 103 108 113 0.2 86 92 98 104 110 116 122 0. 94 100 107 114 121 127 134 1 99 106 114 121 129 136 143 2 104 112 120 128 136 144 12 112 120 129 138 147 1 164 10 117 126 136 14 1 164 173 20 122 132 142 12 162 172 182 0 1 140 11 162 173 183 194 100 13 146 18 169 181 192 203 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 18

4.9 GHz Propagation in Urban Environments Under canopy and over vehicle tunnel propagation is most effective Antenna diversity is strongly recommended Antenna positioning should be carefully planned to avoid obstructions and benefit from reflections 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 19

Interference cases for urban street RAN to User coverage Average distance of 9 cell radii (using channels) 0% interference probability RAN 1 RAN 2 Er Ed User to RAN Average distance of 9 cell radii (using channels) 0% interference probability from each source (up to 4 directions) RAN 1 RAN 2 Er Ed 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 20

Interference cases for urban street RAN to RAN coverage Average distance of 10 cell radii (using channels) Interference probabilities: 1 source= 2%, 2 sources= 37.%, 3 sources-2%, 4 sources= 6.7% (one from each direction) RAN 1 RAN 2 Er Ed User to User Average distance of 8 or 10 cell radii (using channels) 2% interference probability from 8 cell radius and 2% from10 cell radius RAN 1 RAN 2 Er Ed 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 21

Emission Mask FCC in its MO&O of November 9, 2004 adopted the following solution for the emission mask DSRC-A mask for emissions up to 20 dbm DSRC-C mask for emissions above 20 dbm This makes an inefficient use of spectrum Higher power is required to space the cells by at least a block Too much guard band is enforced to comply with the mask using COTS equipment Filter solution does not apply as existing chips do not provide access to IF or are zero IF CelPlan plans to file a petition for reconsideration with the FCC as soon as the first field tests are done 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 22

DSRC-A Emission Mask (802.11a) 4.9 GHz emission and mask 0-0 10 1 20 2-10 -1 DSRC-A (802. 11A) -20-2 - -3-40 -4 M Hz 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 23

4.9 GHz 802.11a Emission 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 24

DSRC-A Emission Mask (802.11a 10 MHz) 4.9 GHz emission and mask 0-10 0 10 1 20 2 DSRC-A (802.11A ) -20 M easur ements hi gher hal f of spectr um M easur ements l ower hal f of spectr um - -40-0 -60 M Hz 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 2

Original L Mask (10 MHz) 4.9 GHz emissio n and mask 0-10 -20-0 10 1 20 2 DSRC-A (802.11A) 4.9 GHz M easur ements hi gher hal f of spect r um M easur ements l ower hal f of spectr um -40-0 -60 M Hz 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 26

DSCR-C Mask (10 MHz) 4.9 GHz emission and mask 0-10 0 10 1 20 2 DSRC-A (802.11A ) 4.9 GHz -20 - DSRC-C M easur ements hi gher hal f of spectr um M easur ements l ower hal f of spectr um -40-0 -60 M Hz 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 27

18 MHz DSCR-C Mask with 10 MHz 802.11a emission 4.9 GHz e m is s ion and m as k 0-10 -20 0 10 20 40 D SR C -C M e as ur ement s hi gh er hal f of s pe c t r um M e as ur ement s l ow er hal f of s pec t r um db - -40-0 -60 M Hz 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 28

Channel Plan The Channel Plan below accommodates the emission mask, but adds restrictions and makes plan more difficult, but it is compatible with an eventual mask change Channel 1 (4.94 GHz): 20 dbm 10 MHz Channel 2 (4.9 GHz): dbm 18 MHz Channel 3 (4.96 GHz): dbm 18 MHz Channel 4 (4.97 GHz): dbm 18 MHz Channel (4.98 GHz): 20 dbm 10 MHz Additional low power channels can be added for PANs with MHz and 1 MHz bandwidth to be used with palmtops and portable equipment The PANs will select the best available channels in each cell 10 x MHz channels start at 4.942 GHz: 20 dbm max 0 x 1 MHz channels start at 4.940 GHz: 20 dbm max 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 29

Channel Plan 4.9 GHz Channel Plan 40 20 T ran sm it P o w er (dbm ) 10 0 4918 4928 4938 4948 498 4968 4978 4988 4998 008-10 channel 1 channel 2 channel 3 channel 4 channel -20 - -40 Frequency (MHz) 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information

Network Layout Mobile Clients Wireless Access Point that interconnects the client applications (video, voice, text, control and command) RAN (Radio Access Node) Wireless Access Node (cell) that communicates with its mobile clients and routes information to and from the local backhaul node Backhaul Wireless and Wireline interconnection from the RAN to the Operations Center The Wireless Backhaul is divided in zones that have access to the Wired Backhaul Wireless Backhaul nodes are co-located with RANs and use directional antennas to interconnect between themselves in a grid pattern The Router function chooses the best routing in the grid, to balance traffic and minimize number of hops Each hop increases the transmission latency as data must be retransmitted 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 31

Latency calculations Number of users 1 2 4 8 16 32 64 128 Channel bit rate 12 12 12 12 12 12 12 12 Mbit/s Packet size 1024 1024 1024 1024 1024 1024 1024 1024 bytes Effective bidirectional data rate 2.83 2.83 2.83 2.83 2.83 2.83 2.83 2.83 Mbit/s Effective downstream only data rate.76.76.76.76.76.76.76.76 Mbit/s Effective upstream only data rate........ Mbit/s effective packet duration bidirectional 2.90 2.90 2.90 2.90 2.90 2.90 2.90 2.90 ms effective packet duration downstream 1.42 1.42 1.42 1.42 1.42 1.42 1.42 1.42 ms effective packet duration upstream 1.48 1.48 1.48 1.48 1.48 1.48 1.48 1.48 ms effective throughput per user bidirectional 2.83 1.41 0.71 0.3 0.18 0.09 0.04 0.02 Mbit/s effective throughput per user downstream.76 2.88 1.44 0.72 0.36 0.18 0.09 0.0 Mbit/s effective throughput per user upstream. 2.78 1.39 0.69 0.3 0.17 0.09 0.04 Mbit/s average latency bidirectional 1 3 6 12 23 46 93 18 ms average latency downstream 1 1 3 6 11 23 4 91 ms average latency upstream 1 1 3 6 12 24 47 94 ms 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 32

Latency and Hops Voice quality at different delays (VoIP) < 10 ms 10 to 0 ms >0 ms design objective good acceptable bad 10 ms Number of users 1 2 4 8 16 32 64 128 Maximum number of RAN hops for bidirectional 104 2 26 13 6 3 2 1 hops Maximum number of RAN hops for downstream 211 10 3 26 13 7 3 2 hops Maximum number of RAN hops for upstream 203 102 1 2 13 6 3 2 hops Maximum regular zone size for bidirectional 10723 2681 670 168 42 10 3 1 RAN Maximum regular zone size for downstream 4417 11129 2782 696 174 43 11 3 RAN Maximum regular zone size for upstream 4137 10339 28 646 162 40 10 3 RAN 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 33

Mobile Handoff Mobile client registration function allows routing to direct data to/from mobile client Changes are required in IP procedures Minimum time in a cell: > 2.6 s (140 km/h in a 0 m cell) Association and disassociation process: < 00ms Several strategies allow diminish this time Enough to transmit 1000 packets of 12 bits Effective data rate will drop during handoff periods 11/18/2004 Copyright CelPlan Technologies, Inc.- Proprietary Information 34