RAN and Key technologies in 5G NR

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RAN and Key technologies in 5G NR Zhixi Wang Huawei Technology September,2018

Agenda NR Overall Architecture and Network Interfaces Physical Layer Layer 2 and RRC Deployment Architecture and Scenarios Core Network

Overall Architecture AMF/UPF AMF/UPF 5GC NG NG NG NG NG NG NG NG gnb Xn gnb NG-RAN Xn Xn ng-enb Xn ng-enb

Functional Split gnb or ng-enb Inter Cell RRM RB Control Connection Mobility Cont. Radio Admission Control Measurement Configuration & Provision Dynamic Resource Allocation (Scheduler) AMF UPF NAS Security Idle State Mobility Handling Mobility Anchoring PDU Handling SMF internet UE IP address allocation PDU Session Control NG-RAN 5GC

NG interface User Plane PDUs NG-AP GTP-U UDP IP Data Link Layer Physical Layer SCTP IP Data Link Layer Physical Layer User Plane Protocol Stack Control Plane Protocol Stack

Xn interface User Plane PDUs Xn-AP GTP-U UDP IP Data Link Layer Physical Layer SCTP IP Data Link Layer Physical Layer User Plane Protocol Stack Control Plane Protocol Stack

Radio Protocol Architecture UE gnb UE gnb AMF SDAP SDAP NAS NAS PDCP PDCP RRC RRC RLC RLC PDCP RLC PDCP RLC MAC MAC MAC MAC PHY PHY PHY PHY User Plane Protocol Stack Control Plane Protocol Stack

Agenda NR Overall Architecture and Network Interfaces Physical Layer Layer 2 and RRC Deployment Architecture and Scenarios Core Network

Waveform and MA Waveform for up to 52.6GHz embb and URLLC DL Waveform: CP-OFDM (QPSK to 256QAM) UL Waveform: CP-OFDM or DFT-s-OFDM (π/2 BPSK to 256QAM) CP-OFDM targeted at high throughput scenarios DFT-s-OFDM targeted at power limited scenarios Multiple Access Orthogonal Multiple Access Non-Orthogonal Multiple Access (NOMA) not supported in Rel-15 Transform Precoding* Sub-carrier Mapping IFFT CP Insertion *Optionally present in UL, not present in DL

Numerology - SCS Scalable subcarrier spacing f = 2 µ 15 khz SCS for PSS, SSS and PBCH Sub 6 GHz: 15 or 30 khz 24~52.6 GHz: 120 or 240 khz SCS for NR Below 1 GHz: 15/30 khz UE Mandatory: 15k, 30k 1~6 GHz: 15/30/60 KHz UE Mandatory: 15k, 30k UE Optional: 60k 24~52.6 GHz: 60/120 khz, 240 khz (only for SS) UE Mandatory: 60k, 120k

Frame Structure - Slot Frame: 10 ms Subframe 1 ms Subframe: 1 ms 15 khz Slot Slot For all SCS with NCP: 14 symbols For 60kHz SCS with ECP: 12 symbols Duration time: 1/ 2 µ 30 khz Slot 500 us 1000 us Mini-Slot a minimum scheduling unit with 7, 4 or 2 OFDM symbols 60 khz 120 khz Slot 250 us S 125 us

Numerology CBW & FFT Size Channel Bandwidth Frequency Range 1 (FR1) Sub 6 GHz: 100 MHz Frequency Range 2 (FR2) 24~52.6 GHz: 400 MHz UE can support different maximum channel bandwidth in DL and UL (agreed for data channel) For single numerology, maximum number of subcarriers per NR carrier is 3300 in Rel-15, i.e. 275 RB Resource block A resource block is defined as 12 consecutive subcarriers in the frequency domain Frequency range SCS (khz) Min CHBW (MHz) Max RB Max CHBW (MHz) FR1 FR2 15 5 270 50 30 5 273 100 60 10 135 100 60 50 264 200 120 50 264 400

Numerology - Symbol Alignment The numerology with 15 khz and scaled numerology with different subcarrier spacing with the same CP overhead align at a symbol boundary every 1ms in a NR carrier For NCP, 15kHz and scaled SCS are aligned at the symbol boundary of 15kHz NCP Length in Ts (1/2048/15k) 15kHz SCS 0.5ms 0.5ms SCS (KHz) 1 st CP within 0.5ms Other CPs within 0.5ms Symbol length 15 160 144 2048 30kHz SCS 30 88 72 1024 60kHz SCS 60 52 36 512 120 34 18 256 240 25 9 128

Frame Structure Slot Type 3 types DL-only slot UL-only slot Mixed DL and UL slot DL Type1: All DL UL Type2: All UL Uplink Control and/or SRS Downlink Control DL UL DL-centric UL-centric Type3: Mixed DL and UL Slot Format OFDM symbol in a slot can be classified as Downlink, Uplink or Flexible

Channel coding Channel coding for embb LDPC coding for data Polar coding for control including PBCH Channel coding for URLLC not yet discussed

Physical Channel Downlink Physical channels PDSCH (Physical Downlink Shared Channel) PDCCH (Physical Downlink Control Channel) PBCH (Physical Broadcast Channel) Downlink physical signals PSS (Primary Synchronization Signal) SSS (Secondary Synchronization Signal) CSI-RS (Channel State Information Reference Signal) DM-RS (Demodulation Reference Signal) PT-RS (Phase-tracking Reference Signal) Uplink physical channels PUSCH (Physical Uplink Shared Channel) PUCCH (Physical Uplink Control Channel) PRACH (Physical Random Access Channel) Uplink physical signals SRS (Sounding Reference Signal) DM-RS (Demodulation Reference Signal) PT-RS (Phase-tracking Reference Signal)

Agenda NR Overall Architecture and Network Interfaces Physical Layer Layer 2 and RRC Deployment Architecture and Scenarios Core Network

Downlink Layer 2 Structure QoS Flows SDAP QoS flow handling QoS flow handling Radio Bearers PDCP ROHC ROHC ROHC ROHC Security Security Security Security RLC Channels RLC Segm. ARQ... Segm. ARQ Segm. ARQ... Segm. ARQ Logical Channels Scheduling / Priority Handling MAC Multiplexing UE 1 Multiplexing UE n HARQ HARQ Transport Channels

Uplink Layer 2 Structure QoS Flows SDAP QoS flow handling Radio Bearers PDCP ROHC Security ROHC Security RLC Channels RLC Segm. ARQ... Segm. ARQ Logical Channels Scheduling MAC Multiplexing HARQ Transport Channels

Channel Mapping Logical Channel PCCH BCCH CCCH DCCH DTCH CCCH DCCH DTCH Transport Channel PCH BCH DL-SCH UL-SCH RACH Downlink Uplink

Layer 2 Data Flow IP Packet IP Packet IP Packet n n+1 m SDAP RB x H SDAP SDU H SDAP SDU RB y H SDAP SDU... PDCP H PDCP SDU H PDCP SDU H PDCP SDU... RLC H RLC SDU H RLC SDU H SDU Segment H SDU Segment... MAC H MAC SDU H MAC SDU H MAC SDU H MAC SDU... MAC PDU Transport Block

NR UE RRC states NR RRC_CONNECTED FFS/Connection inactivation NR RRC_INACTIVE FFS NR RRC_IDLE Connection establishment/release RRC_IDLE and RRC_CONNECTED, same as LTE RRC_INACTIVE Motivation of RRC_INACTIVE is Signaling/Latency reduction Characteristics of RRC_INACTIVE Cell re-selection mobility; CN NR RAN connection (both C/U-planes) has been established for UE; The UE AS context is stored in at least one gnb and the UE; Paging is initiated by NR RAN; RAN-based notification area is managed by NR RAN; NR RAN knows the RAN-based notification area which the UE belongs to

Agenda NR Overall Architecture and Network Interfaces Physical Layer Layer 2 and RRC Deployment Architecture and Scenarios Core Network

Deployment Scenario SUL DL+UL coverage DL only coverage SUL coverage UL SUL DL + UL High NR frequency frequency

Bandwidth Part (BWP) Bandwidth Adaptation UE bandwidth can be shorter than the bandwidth of the cell and can be frequency adjusted Save power during period of low activity Increase scheduling flexibility BWP 3 20MHz/60kHz Allow different services BWP 1 40MHz 15kHz BWP 2 10MHz/15kHz 2 1... time

CU/DU split and CP/UP separation NG-RAN NG 5GC NG gnb-cu-cp E1 gnb-cu-up gnb Xn-C gnb gnb-cu F1-C F1-U F1 F1 gnb-du gnb-du gnb gnb-du gnb-du

5G Architecture Option 1/2 EPC 5GC enb gnb User Plane Control Plane

5G Architecture Option 3/3a/3x EPC EPC EPC enb gnb enb gnb enb gnb User Plane Control Plane

5G Architecture Option 4/4a 5GC 5GC enb gnb enb gnb User Plane Control Plane

5G Architecture Option 5/6 5GC EPC enb gnb User Plane Control Plane

5G Architecture Option 7/7a 5GC 5GC enb gnb enb gnb User Plane Control Plane

5G Architecture Option 8/8a EPC EPC enb gnb enb gnb User Plane Control Plane

Agenda NR Overall Architecture and Network Interfaces Physical Layer Layer 2 and RRC Deployment Architecture and Scenarios Core Network

Service based network architecture NSSF NEF NRF PCF UDM AF Nnssf Nnef Nnrf Npcf Nudm Naf Nausf Namf Nsmf AUSF AMF SMF N2 N4 UE (R)AN N3 UPF N6 DN Each CP NF exposes its capabilities as one or multiple services Service is neutral to NF service consumers All interactions are abstracted as: Request-Response, Subscription-Notify System procedures are described as a sequence of NF service invocations N9

Network Slicing SMF NRF PCF Slice #1 UPF PDU session #1 PCF NRF SMF NRF PCF Slice #2 DN1 Common NFs AMF UPF SMF NRF PCF PDU session #2 Slice #3 UPF PDU session #3 DN2 The network resources are sliced into multiple isolated logic networks One UE can access to multiple network slices simultaneously

Native support Edge Computing Centralized DN Regional UPF SMF Metro Site Uplink Classifier /Branch Point Localized DN deployed in MEC platform Backbone Aggregation Support local routing of traffics to MEC platform Cooperation between application and network for path optimization

(Trainer information) Trainer: Wang Zhixi E-mail: wangzhixi@huawei.com Department: Huawei Company Address: Shenzhen Photo:

(End Page) 中国信息通信研究院 http://www.caict.ac.cn