US District Court Civil Docket as of 6/28/2007 Retrieved from the court on Thursday, December 11, 2008 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:01-cv-10629-SAS Braun Consulting IPO, et al v. Braun Consulting, et al Date Filed: Nov. 26, 2001 Status: Open Nature of suit: 850 Securities/Commodities Demand: $0 Assigned to: Judge Shira A. Scheindlin Cause: 15:78m(a) Securities Exchange Act Jurisdiction: Federal Question Jury demand: Plaintiff Related cases: 1:21-mc-00092-SAS Plaintiff Evonne Moore Parties and Attorneys Melvyn I. Weiss Milberg Weiss Bershad & Schulman LLP (NYC) One Pennsylvania Plaza New York, NY 10119 (212) 594-5300 Fax: (212) 868-1229 mweiss@milbergweiss.com Stanley D Bernstein Bernstein Liebhard & Lifshitz, LLP 10 East 40th Street New York, NY 10016 (212) 779-1414 Fax: (212) 779-3218 bernstein@bernlieb.com Plaintiff Luciano S. Mor Melvyn I. Weiss (See above for address)
Stanley D Bernstein (See above for address) Braun Consulting, Inc. Steven Braun Thomas Duvall John Burke Adams, Harkness & Hill, Inc. Credit Suisse First Boston Corp. FleetBoston Robertson Stephens, Inc. TERMINATED: 04/19/2002 J.P. Morgan Securities Inc. Joseph Michael McLaughlin Simpson Thacher & Bartlett LLP (NY) 425 Lexington Avenue New York, NY 10017 (212) 455-2000 Fax: (212) 455-2502 jmclaughlin@stblaw.com Lehman Brothers Holdings Inc. Andrew Emanuel Tauber Mayer Brown LLP 1909 K Street, N.W. 8th Floor, Suite 804 Washington, DC 20006-1101
(202) 263-3324 Fax: (202) 263-5324 ATauber@mayerbrownrowe.com Moses Silverman 1285 Avenue of the Americas New York, NY 10019 (212) 315-3082 Prudential Securities Incorporated Sarah Schrank Gold Proskauer Rose LLP (New York) 1585 Broadway (212) 969-3000 Fax: (212) 969-2900 sgold@proskauer.com Stephen L. Ratner Proskauer Rose, L.L.P. 1585 Broadway (212) 969-3290 sratner@proskauer.com Salomon Smith Barney Holdings Inc. Robertson Stephens, Inc. Andrew Jay Frackman O'Melveny & Myers LLP 7 Times Square (212) 326-2000 Fax: (212) 326-2061 afrackman@omm.com Brendan Joseph Dowd O'Melveny & Myers LLP 7 Times Square (212) 326-2000 Fax: (212) 326-2061 bdowd@omm.com
Donaldson Lufkin BancBoston Robertson, Stephens, Inc. Hambrecht & Quist Docket ProceedingsReverse Proceedings Req # Filed # Docket Text 1 Nov. 26, 2001 1 CLASS ACTION COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ 150.00 RECEIPT # 423621. (kkc) (Entered: 12/04/2001) 2 Nov. 26, 2001 Case accepted as related to 1:21mc92. (kkc) (Entered: 12/04/2001) 3 Nov. 26, 2001 Magistrate Judge Gabriel W. Gorenstein is so designated. (kkc) (Entered: 12/04/2001) 4 Jan. 04, 2002 2 RULE 1.9 CERTIFICATE filed by J.P. Morgan Chase. (bai) (Entered: 01/07/2002) 5 Jan. 07, 2002 3 RULE 1.9 CERTIFICATE filed by Robertson Stephens. (sac) (Entered: 02/05/2002) 6 Jan. 11, 2002 4 RULE 1.9 CERTIFICATE filed by Prudential Inc. (sac) (Entered: 02/13/2002) 7 Jan. 14, 2002 5 RULE 1.9 CERTIFICATE filed by Lehman Brothers Inc. (sac) (Entered: 02/15/2002) 8 Jan. 14, 2002 5 NOTICE of attorney appearance for Lehman Brothers Inc. by Andrew Tauber. (sac) (Entered: 02/15/2002) 9 Jan. 28, 2002 6 NOTICE OF MOTION by Evonne Moore for an order, appointing Movant as Lead Pltff ; for an order, approving Movant's selction of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel ; Return date not indicated. (sac) (Entered: 02/26/2002) 10 Jan. 28, 2002 7 MEMORANDUM OF LAW by Evonne Moore in support of [6-1] motion for an order, appointing Movant as Lead Pltff, [6-2] motion for an order, approving Movant's selction of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. (sac) (Entered: 02/26/2002) 11 Jan. 28, 2002 8 DECLARATION of Gustavo Bruckner by Evonne Moore in support Re: [6-1] motion for an order, appointing Movant as Lead Pltff, [6-2] motion for an order, approving Movant's selction of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. (sac) (Entered: 02/26/2002) 12 Feb. 07, 2002 9 RULE 1.9 CERTIFICATE filed by Braun Consulting. (sac) (Entered: 03/01/2002) 13 Apr. 19, 2002 OMNIBUS ORDER, granting [6-1] motion for an order, appointing Movant as Lead Pltff, granting [6-2] motion for an order, approving Movant's selction of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. ( signed by Judge Shira A. Scheindlin ); Copies mailed. (orig. doc. filed in 21 mc 92, doc. #4319) (sac) (Entered:
Req # Filed # Docket Text 05/24/2002) 14 Apr. 19, 2002 10 AMENDED COMPLAINT by Evonne Moore, Luciano S. Mor amending [1-1] complaint ; Summons issued. (ac) (Entered: 07/17/2002) 15 Apr. 19, 2002 MASTER ALLEGATIONS by Evonne Moore, Luciano S. Mor RE: Amended Complaint, doc.# 10, Filed on April 19, 2002. (ac) (Entered: 08/16/2002) 16 Apr. 30, 2002 11 WAIVER OF SERVICE of S&C returned executed as to Salomon Smith Barney mailed on 3/28/02. (sac) (Entered: 07/17/2002) 17 Sep. 05, 2002 12 STIPULATION AND ORDER, substituting Proskauer Rose LLP in place of Katten Muchin Zavis Rosenmann as counsel for deft Prudential Securities Inc. ( signed by Judge Shira A. Scheindlin ) (sac) (Entered: 02/28/2003) 18 Apr. 04, 2003 13 NOTICE of Firm Registration as an LLP and Name Change by Lehman Brothers, Inc. (sac) (Entered: 04/07/2003) 19 Jul. 21, 2003 14 ANSWER by Lehman Brothers Inc. to [10-1] amended complaint. (Attorney Moses Silverman from the Paul, Weiss, Rifkind, Wharton & Garrison, LLP). (sac) (Entered: 08/07/2003) 20 Jul. 21, 2003 15 ANSWER by J.P. Morgan Sec. to [10-1] amended complaint. (Attorney Joseph M. McLaughlin from the Simpson, Thacher & Bartlett, LLP)... rec'd in the night deposit box on 7/21/03 at 6:31 p.m. (sac) (Entered: 08/12/2003) 21 Jul. 21, 2003 16 ANSWER by Robertson Stephens to [10-1] amended complaint. (Attorney Brendan Joseph Dowd from the O'Melveny & Myers, LLP)... rec'd in the night deposit box on 7/21/03 at 7:13 p.m. (sac) (Entered: 08/18/2003) 22 Jul. 29, 2003 17 ANSWER by Prudential Inc. to [10-1] amended complaint. (Attorney Sarah S. Gold from the Firm: Proskauer Ross, LLP). (sac) (Entered: 10/09/2003) 23 Aug. 13, 2003 18 ANSWER to Amended Class Action Complaint. Document filed by Credit Suisse First Boston Corp.. Related document: 10 Amended Complaint filed by Evonne Moore, Luciano S. Mor.(sac, ) (Entered: 03/31/2004) 24 Aug. 13, 2003 19 ANSWER to Amended Class Action Complaint. Document filed by Salomon Smith Barney Holdings Inc.. Related document: 10 Amended Complaint filed by Evonne Moore, Luciano S. Mor.(sac, ) (Entered: 03/31/2004) 25 Jun. 28, 2007 *STIPULATION AND ORDER; the Stipulation and Agreement of Settlement with Issuers and Individuals submitted to the Court on 6/10/04, is hereby terminated pursuant to Paragraph 39 of the Proposed Partial Settlement. However, pursuant to Paragraph 40 of the Proposed Partial Settlement, that paragraph, and the paragraphs referred to therein, shall survive the termination of the Proposed Partial Settlement. This Stipulation resolves 5527 MOTION to Approve of Class action settlement. The Clerk of the Court is directed to close this motion. This Document Relates to: All cases listed on Schedule 1. (Signed by Judge Shira A. Scheindlin on 6/25/07)... Document Relates to: 01-5333, 01-5644, 01-10050, 01-5570, 01-5902, 01-9413, 01-10639, 01-10161, 01-6747, 01-6000, 01-11235, 01-9742, 01-9741, 01-9982, 01-2359, 01-6275, 01-10901, 01-9422, 01-5258, 01-6825, 01-3360, 01-6890, 01-9618, 01-5446, 01-3363, 01-10000, 01-10827, 01-6241, 01-9883, 01-6824, 01-10629, 01-6397, 01-6613, 01-6216, 01-6323, 01-5143, 01-6271, 01-2601, 01-5072, 01-11220, 01-10940, 01-10988, 01-5937, 01-10576, 01-6222, 016322, 01-
Req # Filed # Docket Text 10971, 01-5575, 01-6828, 01-10943, 01-10686, 01-3857, 01-10105, 01-5834, 01-6542, 01-7000, 01-10944, 01-10107, 01-11219, 01-7180, 01-5425, 01-9747, 01-3792, 01-4942, 01-11231, 01-6887, 01-7355, 01-9619, 01-5948, 02-9699, 01-3980, 01-5838, 01-7467, 01-6158, 01-9411, 01-9414, 01-5089, 01-6775, 01-8404, 01-7002, 01-5911, 01-9800, 01-9516, 01-10684, 01-4973, 01-11246, 01-6143, 01-7055, 01-6948, 01-10164, 01-10813, 01-7048, 01-10738, 01-10111, 01-10640, 01-7039, 01-5039, 01-10884, 01-7023, 01-10741, 01-6339, 01-6771, 01-9748, 01-7033, 01-9743, 01-10122, 01-6272, 01-6842, 01-6277, 01-9975, 01-9710, 01-9922, 01-10834, 01-10836, 01-10800,01-10969,01-6120,01-10108,01-6084, 01-3975, 01-10974, 01-5144, 01-4187, 01-10598, 01-9917, 01-9349, 01-5365, 01-6892, 01-4974, 01-9417, 01-10983, 01-10740, 01-10899, 01-6822, 01-6822, 01-7666, 01-9442, 01-7046, 01-10121, 01-9440, 01-4147, 01-6770, 01-6661, 01-6872, 01-11000, 01-3483, 01-3225, 01-10900, 01-7053, 01-6757, 01-10990, 01-7034, 01-6627, 01-11230, 01-6301, 01-7726, 01-9651, 01-9799, 01-6823, 01-7201, 01-4183, 01-3910, 01-5374, 01-6689, 01-9675, 01-5227, 01-7028, 01-5332, 01-9798, 01-7035, 01-7281, 01-11239, 01-10894, 01-6089, 01-3358, 01-5822, 01-6004, 01-10823, 01-10945, 01-7280, 01-9561, 01-7344, 01-6660, 01-10775, 01-6114, 01-7842, 01-5354, 01-9560, 01-7032, 01-9744, 01-9904, 01-10051, 01-9918, 01-10799, 01-10575, 01-4778, 01-6873, 01-11217, 01-11202, 01-10185, 01-5613, 01-10797, 01-10828, 01-6820, 01-2621, 01-6160, 01-10059, 01-7279, 01-2261, 01-11201, 01-9504, 01-6082, 01-8401, 01-10867, 01-10745, 01-9503, 01-10160, 01-9978, 01-10898, 01-10683, 01-5427, 01-2712, 01-6090, 01-10942, 01-10120, 01-10140, 01-11245, 01-5225, 01-6128, 01-6950, 01-10754, 01-9746, 01-7415, 01-4941, 01-10831, 01-10903, 01-11218, 01-5600, 01-10596, 01-6870, 01-10838, 01-10941, 01-9921, 01-10753, 01-4186, 01-6846, 01-7181, 01-6821, 01-10756, 01-10595, 01-6001, 01-7474, 01-5267, 01-9500, 01-11249, 01-9797, 01-6288, 01-7247, 01-10970, 01-6110, 01-10822, 01-6008, 01-10976, 01-5269, 01-6492, 01-10115, 01-9981, 01-9563, 01-9719, 01-10744, 01-9348, 01-9604, 01-242, 01-10889, 01-9745, 01-5739, 01-10999, 01-3450, 01-9558, 01-5241, 01-9720, 01-10040, 01-6403, 01-6906, 01-9514, 01-7866, 01-10092, 01-10053, 01-6768, 01-10830, 01-6365, 01-10638, 01-4779, 01-10866, 01-10972, 01-10075, 01-10984, 01-5074, 01-7669... (Original Document filed in 21-mc-92, Doc#5620).(sac) (Entered: 07/10/2007)