Spectrum. The basic idea of measurement. Instrumentation for spectral measurements Ján Šaliga 2017

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Instrumentation for spectral measurements Ján Šaliga 017 Spectrum Substitution of waveform by the sum of harmonics (sinewaves) with specific amplitudes, frequences and phases. The sum of sinewave have the same waveform in the as the origin signal Measurement is spectrum allows better understanding some signals and ciruit behavior than time analysis, e.g. different distortion, analysis and determination of modulated signal, noise and jitter characteristics, etc. The most common expression of spectrum: Magnitude (and phase - rarely) magnitudes of spectral components Power power of spectral components Power spectral density power related to the bandwidth of 1Hz Magnitudes are usually expressed in dbc (ratio to the basic harmonics or carrier for modulated signals) The basic idea of measurement Instruments must divide the bandwidth of interest to narrow bands and measure voltage (power) in each band How to do it? Narrow bandpass filter Central frequency must be tunable within required frequency range of interest (span) Filter bandwidth and quality are usually required to be setable and constant while tuning Fourier transformation (DFT from digitized samples) 1

Analog filters (LC, RLC,...) Not proper for common measurement Filter bandwidth B changes with central frequency f c tuning (the absolute bandwidth B is not constant because quality of filter Q is constant B f f 1 f B const. max min C f f Q Q C C Equivalent digital filters are used for some acoustic measurements Input signal ADC Filter 1, f 1 f 1 + RMS/peak Filter, f f + RMS/peak Processing unit Display Filter N, f N f N + RMS/peak FFT (DFT) analyzer Based on digital signal processing: Measured signal is digitized and recorded in memory (N samples) Spectrum is calculated from the record by DFT (FFT) N 1 1 jkfnts X ' kf x( nts ) e, k 0, 1,..., N 1 N n0 The achieved results are usually normalized to be in conformity with real physical world (range of frequencies from) to 0,5f s X ' 0 N X kf, k 0, 1,..., 1 X ' kf Errors in DFT spectrum I. SDFT spectrum is discrete (a final number of samples of real spectrum, e.e., the spectrum components are known only for frequencies with step Δf=f S /N (frequency resolution). Consequence: Components with frequency difference lower than frequency resolution can not be separated and their energy is summarized into one common peak in DFT spectrum Improving of frequency resolution: Increasing number of samples in record limited by memory and time needed for calculation of DFT Decreasing sampling frequency limited by Shannon condition

Errors in DFT spectrum II. Spectrum is calculated from a time limited segment of real signal The formula spread the segment into infinity signal by periodic repetition of the segment Consequence Spectrum is calculated from virtual signal different from the measured signal, e.g., periodic signal acquired within time interval different from integer multiply of period Leakage effect Errors in DFT spectrum III. leakage effect: Consequence of leakage effect Component with frequency close to other component and much smaller amplitude can be hidden by leakage effect 3

Suppression of leakage effect Windowing Window function is applied on record befor DFT N 1 jkfnts X ' kf wnts. x( nts ) e n0 Window functions: the samples at the beginning and end of record are continually decreased to 0 from center of record. The often used windows: cosine windows nt T T wt an cos t n0 T A finite number of coefficients (a n from a chosen n are zeros) The most used cosine window: Hann window t T T nt wnt S w t 0.5 0.5cos t S 0.5 1 cos T T Different windows Windows suppress leakage but causes additional magnitude error Aliasing DFT requires suppression of components in measured signal with frequencies higher than Nyquist frequency by input antialiasing low pass filter otherwise components with incorrect position in frequency can be found in calculated spectrum Example: 4

FFT analysers Input Lowpass filter, attenuators and amplifiers ADC Memory buffer DFT/FFT and other optional digital signal processing and measurements Display (LCD) Parallel filters measured simultaneously A LCDshows full spectral display f 1 f f Noise floor A noise is present in any real signal Noise is produced by any electronic circuit including measurement instrumentation The noise is also produced during quantization The most common noise is more less white = the power is distributed uniformly over a frequency range (power spectral density is constant) Noise floor (level) can mask small spectral components (they can be hidden in the noise) Because of uniformed power distribution noise floor can be decreased by narrowing filtration, i.e. increasing frequency resolution improve detection of small spectral components hidden in noise BW nf _ change 10log BW 1 Heterodyne filtration The idea: to transpose frequency of measured spectral component (downconverter) to the frequency of fixed filter w if (intermediate filter) and this way to avoid tuning narrowband filter Transposing can be performed by mixing measured spectral component (w i, measured signal) with generated sinewave (w o, local oscillator in receiver) Mixing = multiplication. Ai cosw ot Ai sinw it sin w o wi t sinw o wi t If w o -w i =w if, the component with frequency w i after transposition to the new frequency w if is separated from other components in signal spectrum and transferred by filter for following processing 5

One stage mixing and filtration fi Input filter fo Mixer Harmonic oscillator fo+ fi fo- fi Intermediate filter with fixed fif fo- fi = fif Image frequencies: input spectral components with frequency f i+f IF are not rejected by the basic principle w w w w w w w w im i IF The consequence: a tunable input filter rejecting spectral components with image frequency = with bandwidth < w IF is needed. o IF o im IF Multistage mixing and filtering Narrowband analog filters are easily realizable at low frequencies (f IM is low) But if f IM is low then image frequency is very close to required input frequency input tunable filter must have extremely selective = difficult realization Solution: multistage mixing and filtering Step by step mixing (transposing down) and more and more narrowed filtering Only the first stage in tuned (to choose frequency component for processing), the rest works with fixed frequencies (the only task is to increase selectivity of the all chain - narrowing bandwidth Selectiv voltmeter (obsolete) Combination of narrowband filtration and AC voltmeter Narrowband filter AC voltmeter Measurement of spectrum: Only on a few chosen frequencies Step by step tuning and measurement - time consuming and not much practical Improvement: automated tuning and displaying measured values on the screen (swept-tuned spectrum analyzer) A Filter 'sweeps' over range of interest LCDshows full spectral display f 1 f f 6

Swept tuned spectrum analyzer attenuation/amplification and low pass filtering input Down converter IF amplifier and Envelope Video Mixer filter detector filter Logarithmi Local oscillator c amplifier Analog signal processing (obsolete) Sawtooth generator (sweep control) attenuation/amplification and low pass filtering Wideband down converter Wideband IF Mixer amplifier and filter Digital processing input ADC Memory Digital signal processing Local oscillator Microprocessor control and user interaction Digital signal processing (digital filter, FFT, demodulation, etc.) Basic measurements in spectrum Distortion measurements Basic analysis of spectrum: Identification of components Wanted (components - magnitudes, position = frequencies, spectrum bandwidth, ) Spurious components and noise (identification of source, frequencies, magnitudes power, ) Numerical expression of distortion Total harmonic distortion ( the difference between mathematical sinewave (the basic harmonics) and real distorted signal m m m THD Ah A1 THD Ah Ah THDdB 0logTHD h h h1 THD noise rmssignal bas. harm. rmssignal Intermodulation distortion - distortion by nonharmonic components produces usually by nonlinearity of electronic circuit processing signal consisting of two Pintermod miny J1, Y J IMDdB 10log 10log P max Y jj lj signal j, l 1, j l q1 1 7

Amplitude modulation LF modulation signal (information) modulate (control) amplitude of carrier sinewave u t U sinw carriert carrier carrier u t U fmod t 1. m sin max mod wcarrier f t t U 1 m. f t sinw carrier t f t 1 AM carrier carrier m is the modulation index (m<1for common basic AM). Testing AM modulator: the unknown measured parameter u is m modt sinw modt Test signal: sinewave with a nominal amplitude, e.g.,1: Then the AM spectrum m is: m uam t U carrier sinw carriert sinw carrier wmod t sinw carrier wmod t Elsb m Eusb Elsb Eusb U carrier U carrier U carrier mdb A SB db A db 6dB C E carrier f carrier- f mod f carrier f carrier+f mod Angular and frequency modulation Angular and frequency modulation are very similar - modulating signal control instantaneous frequency of phase on carrier sinewave More complex spectrum than AM (many components) Amplitude components are given by Bessel functions of argument m (m is the index of FM modulation) m=peak frequency deviation/modulation frequency or m=peak phase deviation in radians Measurements: Carrier (central frequency) Real bandwidth Monitoring of transmitter Mathematical background of FM and PM Carrier: uc t U c sin w ct U c sin c t, upm t U c sin PM t U c sin c t. f t PM: PM t c t. f t where is the phase deviation wfm FM: t wc w. f t t t FM t w c w. f xdx w ct w f x. dx ufm 0 were w is the frequency deviation Index FM: m w w mod dc t wc dt t t U c sin FM t U c sin wct w f x. dx 0 0 8

Simple digital modulations Modulating signal is digital data signal (pulse train) All basic modulation or their combination can be used Basic simple measurements similar to analog modulations. Complex measurements require vector signal analyzer Jitter and phase noise measurement Oscillators never produce pure sinewave Real signal contains amplitude and phase modulation caused by internal instability of oscillator Measurement: ratio of a component to carrier (in dbc) Vector signal analyzer Only for masters 9

Principle Combination of heterodyne filtration with digital signal processing Wideband IF filter (low pass instead of bandpass) - from tens of MHz up to a few hundreds MHz Wideband analog down converter Digital signal processing Fast ADC attenuation/amplification and low pass filtering Mixer Wideband IF filter input Control, front panel, Local oscillator ADC Memory Real time FFT, digital filtration, demodulations, VSA signal processing VSA processes signal (sinewave) as vector (real and imaginary components are function of time). Results: Magnitude spectrum and measurements as on spectrum analyzer(distortion, bands, components, ) FFT analysis of signal within a frequency band Modulation and code znalysis of digital modulations 10