ESA Technology Programmes: Spanish Participation in TRP and GSTP U. Becker E.Kircher J. Amador Technology Programmes Office ESA/CDTI Technology Development: Opportunities and Challenges Information Meeting 1 July 2015
CONTENT European Space Agency ESA s Technology Programmes Spanish Participation in Technology Programmes: TRP & GSTP Looking to the future: New TRP workplan for 2016-2017 GSTP Follow up 2
THE EUROPEAN SPACE AGENCY
ESA FACTS AND FIGURES Over 50 years of experience 20 Member States Eight sites/facilities in Europe, about 2200 staff 4.4 billion Euro budget (2015) Over 80 satellites designed, tested and operated in flight Over 20 scientific satellites in operation Six types of launcher developed 200th launch of Ariane celebrated in February 2011 4
ACTIVITIES ESA is one of the few space agencies in the world to combine responsibility in nearly all areas of space activity. Space science Human spaceflight Exploration Earth observation Launchers Navigation Telecommunications Technology Operations * Space science is a Mandatory programme, all Member States contribute to it according to GNP. All other programmes are Optional, funded a la carte by Participating States. 5
ESA BUDGET FOR 2015 ESA Activities and Programmes Other income: 4.6%, 149.8 M CA: 0.5%, 15.5 M UK: 9.9%, 322.3 M AT: 1.6%, 51.5 M BE: 5.8%, 189.5 M CZ: 0.4%, 14.2 M DK: 0.8%, 26.8 M FI: 0.6%, 19.6 M FR: 22.2%, 718.2 M Programmes implemented for other Institutional Partners Income from Eumetsat 10.3%, 122.4 M Other income: 3.3%, 38.8 M CH: 4.2%, 134.9 M SE: 2.5%, 80.3 M ES: 4.1%, 131.7 M RO: 0.8% 25.4 M PT: 0.5%, 16.7 M PL: 0.9%, 30.0 M NO: 1.8%, 59.8 M NL: 2.3%, 74.7 M LU: 0.7%, 23.0 M Total: 3241.2 M GR: 0.4%, 12.1 M DE: 24.6%, 797.4 M Total: 1191.7 M Income from EU: 86.5%, 1030.5 M IT: 10.2%, 329.9 M IE: 0.6%, 18.0 M TOTAL ESA BUDGET FOR 2015: 4433.0 M 6
ESA 2015 BUDGET BY DOMAIN Technology support* 2.4%, 105.3 M Robotic Exploration & Prodex 3.5%, 155.8 M Navigation* 15.0%, 664.5 M Telecom & Integrated Applications* 7.0%, 309.2 M Space Situational Awareness 0.3%, 13.9 M Budget 2015 4433.0 M European Cooperating States Agreement (ECSA) 0.0%, 2.0 M Basic Activities 5.2%, 232.1 M Scientific Programme 11.5%, 507.9 M Associated with General Budget 4.7%, 209.0 M Human Spaceflight 8.4%, 371.4 M Earth Observation* 28.3%, 1254.3 M 7 Launchers 13.7%, 607.7 M M : Million Euro *includes Programmes implemented for other Institutional Partners
ESA TECHNOLOGY PROGRAMMES
TECHNOLOGY PROGRAMMES: OBJECTIVES Enabling missions of ESA and national programmes by developing technology Fostering innovation by creating new products Supporting the competitiveness of European industry Improve European technological nondependence and the availability of European sources for critical technologies. Facilitate spin-in from outside the space sector 9
TECHNOLOGY PROGRAMMES Mandatory Programmes Science Core Technology Programme (CTP), Basic Technology Research Programme (TRP) Optional Programmes General Support Technology Programme (GSTP) Earth Observation Envelope Programme (EOEP) Advanced Research in Telecommunication Systems (ARTES 3-4, 5) European GNSS Evolution Programme (EGEP) Future Launchers Preparatory Programme (FLPP) Transportation and Human Exploration Preparation (THEP) Robotic Exploration (ETP) 10
TECHNOLOGY PROGRAMMES 11
END-TO-END ESA TECHNOLOGY MANAGEMENT PROCESS 12
Per Technology EUROPEAN SPACE TECHNOLOGY HARMONISATION The European Harmonisation process: Implemented since 2000, it provides to all European actors the framework and the key instruments to coordinate Space Technology at European level More than 50 technologies harmonised Active participation of all Delegations (through IPC-THAG), Eurospace, SMS4Space, more than 1000 Professionals from more than 200 entities Major review of process in 2010. Recommendations implemented. Main objectives Fill strategic gaps and Minimize unnecessary duplications Consolidate European Strategic capabilities Achieve a coordinated and committed European Space Technology Policy and Planning Contribute to ensuring continuity and coherence between Technology and Industrial Policies Selection of technologies to harmonise (for the year) - Harmo. WORKPLAN- Technical Dossier Mapping Meeting (open) Proposed Road-map ESA/Eurospace Meeting Road-map Meeting (ESA, Member States, EC) Conclusions & Proceedings 13 Tracking of Implementation
TRP BASIC TECHNOLOGY RESEARCH PROGRAMME GSTP GENERAL SUPPORT TECHNOLOGY PROGRAMME
TRP - OVERVIEW Part of ESA s Mandatory Basic Activities All technology disciplines & applications Based on two year Workplans, with yearly updates About 50 M in industrial contracts per Year About 150 contracts per year One of the main contributors to scientific & engineering excellence One of the main sources of new ideas Regular ITI & STARTIGER announcement of opportunities The TRP is the backbone of ESA s innovation effort covering up to proof-of-concept TRL 3 15
TRP: Innovation Triangle Initiative ITI is based on the Innovation Triangle concept requiring the collaboration of 3 different entities: an INVENTOR, a DEVELOPER and a CUSTOMER. Inventor: an R&D entity that is not necessarily involved in space already Developer: An entity that has the know-how to develop the idea to space standards SMA (Shape Memory alloy) actuator Customer: an entity that can actually use the idea in space products 16
TRP: Innovation Triangle Initiative The ITI contains three basic types of activities aimed at the different elements of the triangle: (A) Proof of Concept (for INVENTORS): fast validation of new ideas and demonstration of its advantages (<= 50 KEURO) (B) Demonstration of Feasibility and Use (for DEVELOPERS): component and/or breadboard development up to validation in the laboratory or in a relevant environment (<= 150KEURO) (C) Technology Adoption (for CUSTOMERS): component and/or breadboard development up to validation in a relevant environment with the final objective of including the developed technology within the Customer s services, products or processes (Co-funded) 17
TRP: Innovation Triangle Initiative What is ITI: A mechanism, originally set-up by ESA in 2004, to support the introduction and fast validation of innovative concepts or technologies for space applications. ITI main characteristics: Implemented through a continuously opened Call for Ideas with a standing Evaluation Board meeting periodically Proposal submitted through simple online templates Aims specifically at technologies novel to space Current Status (2015): A Continuous open call for ideas resulting in ~30 activities being approved for a total budget of ~2 M per year. Evaluations of proposals in grouped batches (2 or 3 times/year) 18
TRP: Innovation Triangle Initiative To efficiently run ITI, a Web based application was developed, which: Provides information to participate in the ITI Describes concepts and objectives of the ITI Supports the submission of proposals according to templates Displays summary information of past activities supported by ITI. Allows for searching using keyword and Technology Domain Allows the submitters to review the status of their proposals Supports the technical evaluation of the proposals The External ITI WEB site is accessible through: https://iti.esa.int/iti/index.jsp 19
TRP: STARTIGER Objective: Achieve a leap in technology in a short period of time Mechanism (Skunk Work Approach): - Intensive period of research, Focused to a specific technical goal - Small cross disciplined team - Co-located in a distraction free, resource rich environment - Enthusiastic approach to problem solving - Priority technical support Spin-offs: Breeding ground for innovative thinking Previous Testcases: - STARTIGER Pilot Activity at RAL (UK) in 2002 - Formation Flying Coronograph at LAM (F) in 2009 Status: - Regular feature of the programme once per year 20
GSTP - OVERVIEW Part of ESA s Optional Programmes. Covering all technology disciplines and applications except Telecommunications (covered by the ARTES programmes). Five-year Work Plans, with yearly updates, and multiyear activities. Started in 1993, currently in 6 th period (2013-2017) Initial Budget envelope for GSTP-6 ~ 450 M, now increased (including transfers from previous periods) to ~ 600 M. The GSTP ensures the right technology with the right maturity are available at the right time 21
GSTP 20 Years Developing Technology 22
GSTP STRUCTURE FOR PERIOD 6 Element 6.1 Support Technology for Projects & Industry WP activities Including cross cutting initiatives. Status end of June 2015: 198 activities approved in WP (195M ) 146 supported, in procurement or on-going (145M ) GSTP-6 Element 6.2 Competitiveness Announcement of Opportunity (AOs). Unsolicited proposals from Industry. Co-funding (50%, 75%, 100%) Status end of June 2015: 53 activities supported (41,3 M ESA Budget) 31 committed (26,5M ESA budget) Element 6.3 Technology Flight Opportunities WP activities + Announcement of Opportunity (AO) Precise Formation Flying Demonstration Element 6.4: Ph. CDE Proba-3 Potential other missions identified in document ESA/IPC(2014)140 23
GSTP-6 E1 Support technology activities for projects and industry Development of technologies and products for projects and industry, from low TRL to qualification. Target TRL 4-6. Platform, Payload, Ground Segment, and Engineering tools Technology spin-in Compendium of potential activities issued Feb 2013 (SD7) and Feb 2014 (all other SDs) for discussion with national delegations and industry. Advanced Manufacturing Compendium issued in June 2015. Compendium sent to Delegations and published on EMITS News to enable Delegation/Industry dialog, and expressions of support Regular update of Work Plan according to support expressed by Delegations 24
GSTP-6 E2 Competitiveness (AO) Objective: offer to industry a mechanism for submitting at any time unsolicited proposals for market-oriented technology activities. A realistic business plan to be included customer well identified (not only ESA projects Issue of special thematic calls (Space & Energy, ) Revised funding schemes: SME Non SME Research Inst. & Universities TRL <= 5 Up to 75% Up to 75% Up to 100% (<30% total) TRL > 5 Up to 75% Up to 50% Up to 75% Permanent Call open in EMITS (AO7935) 25
GSTP-6 E2 - Process Submission outline Proposal (Template in ITT package) with Letter of Support from relevant Delegation(s) Evaluation Experts & GSTP Management RFQ TEB Evaluation Full Proposal Outline rejected: bidder informed. Debriefing if requested Target for Evaluation of outline proposals: 10 working days 26
GSTP-6 E3 Technology Flight Opportunities (TFO) In-orbit Demonstration of technology and products Target TRL is 7-8 Essential for products requiring flight heritage for commercial customers Development and consolidation of capabilities in Member States Does not include technology development (shall be E1) Needs are identified systematically as part of technology roadmaps Flight opportunities are identified with ESA projects and launches, with National agencies and with primes, and with commercial missions. Special relation is established with National programmes with demonstration objectives Call for flight needs and opportunities published in ESA web site 27
GSTP-6 E4: PROBA 3 28
Spanish Participation in TRP and GSTP
TRP Spanish Participation per Application Jan. 2013 to Apr. 2015 On TRP: Total Budget Committed Jan. 2013- Apr.2015 = 11.6 M 30
TRP Spanish Participation by Entity Jan. 2013 to Apr. 2015 On TRP: Total Budget Committed Jan. 2013- Apr.2015 = 11.6 M 31
TRP Spanish Participation Procurement Policy Jan. 2013 to Apr. 2015 On TRP: Total Budget Committed Jan. 2013- Apr.2015 = 11.6 M 32
GSTP Evolution of Spanish Participation The graphs indicate contracts signed per year in K. On GSTP: Total Budget committed GSTP-5/GSTP-6** (2009-2015*) =10,6 M *No contract in 2015 yet **Excluding GSTP-6 E4 PROBA-3 33
GSTP Spanish Participation per Application Domain Total Budget committed + supported activities in procurement GSTP-5/GSTP-6** (2009-2015*) =16,5 M *No contract in 2015 yet **Excluding GSTP-6 E4 PROBA-3 34
GSTP Spanish Participation per Technology Domain GSTP=16,5 M 35
Looking to the future: New TRP workplan for 2016-2017 GSTP Follow up
Update of the TRP workplan (2016-17) Preparing future technology development opportunities Preliminary selection of activities for the 2016-2017 TRP work plan is to be published in the fall of this year Roughly on order of 150-200 activities, representing over 80 MEuros Addressing start TRL 1 or 2 with end TRL of 3 or 4 Across all technology domains, addressing generic and also specific (e.g. space science) needs 37
Outlook for 2015-2017 GSTP-6 Element 1 GSTP Compendium will be updated through E2E process (Deletion of nonsupported activities, addition of new up-to-date activities). New themes also to be added, consistent with TRP: Advanced Manufacturing Big Data from Space Compendium to be sent to Delegations and published on EMITS News to enable Delegation/Industry dialog, and expressions of support Update of Work Plan according to support expressed by Delegations 38
Outlook for 2015-2017 GSTP-6 Element 2 (AO): Generic AO (AO7935) open in EMITS Big acceptance by industry: Receiving 2-3 proposals / month GSTP-6 Element 3 (TFO) OPS-SAT activity running Database of IOD Needs/Flight Opportunities public and maintained Prospective TFOs: Hypercube (hyperspectral instrument) Streego (multispectral & panchromatic instrument) Proba and Cubesat TFOs 39
GSTP on the ESA web pages For more information please visit our websites: On TRP: http://www.esa.int/our_activities/technology/about_the_basic_techno logy_research_programme_trp On ITI: https://iti.esa.int/iti/index.jsp On GSTP: http://www.esa.int/our_activities/technology/about_the_general_supp ort_technology_programme_gstp And our GSTP annual reports available on-line: 40
41 Thank you!