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Project Title IEEE 802.16 Broadband Wireless Access Working Group <http://ieee802.org/16> Proposed 802.16m Frame Structure for Co-deployment / Co-existence with other TDD networks Date Submitted Source(s) 2008-01-16 Xufeng Zheng, Zongchuang Liang Samsung China Telecom R&D Center Jaeweon Cho, Hokyu Choi Samsung Electronics Co., Ltd. Voice: +86-10-6439 0088 E-mail: xufeng.zheng@samsung.com Re: Abstract IEEE 802.16m-07/047, Call for Contributions on Project 802.16m System Description Document (SDD) Target topic: Proposed 802.16m Frame Structure with special attention to legacy support. Proposal on IEEE 802.16m Frame Structure for Co-deployment with other TDD Networks In IEEE 802.16m requirements (IEEE 802.16m-07/002r3), a requirement of co-deployment with other networks is clearly defined in the section 8.3. Especially, it is anticipated that IEEE 802.16m is to be deployed in the same frequency band on an adjacent carrier such as TD- SCDMA and its LTE. In this proposal, an IEEE 802.16m frame structure design is considered for co-deployment with TD-SCDMA and its LTE architectures, in order to decrease the possible interference of adjacent frequency bands / carriers due to the fact that both systems are TDD mode based to use the same TDD licensed spectrum. Purpose Notice Release Patent Policy To be discussed and adopted by TGm for the 802.16m SDD. This document does not represent the agreed views of the IEEE 802.16 Working Group or any of its subgroups. It represents only the views of the participants listed in the Source(s) field above. It is offered as a basis for discussion. It is not binding on the contributor(s), who reserve(s) the right to add, amend or withdraw material contained herein. The contributor grants a free, irrevocable license to the IEEE to incorporate material contained in this contribution, and any modifications thereof, in the creation of an IEEE Standards publication; to copyright in the IEEE s name any IEEE Standards publication even though it may include portions of this contribution; and at the IEEE s sole discretion to permit others to reproduce in whole or in part the resulting IEEE Standards publication. The contributor also acknowledges and accepts that this contribution may be made public by IEEE 802.16. The contributor is familiar with the IEEE-SA Patent Policy and Procedures: <http://standards.ieee.org/guides/bylaws/sect6-7.html#6> and <http://standards.ieee.org/guides/opman/sect6.html#6.3>. Further information is located at <http://standards.ieee.org/board/pat/pat-material.html> and <http://standards.ieee.org/board/pat>. 1

Proposed 802.16m Frame Structure for Co-deployment / Co-existence with other TDD networks Xufeng Zheng and Zongchuang Liang, Samsung China Telecom R&D Center Jaeweon Cho and Hokyu Choi Samsung Electronics Co., Ltd. 1. Introduction and Background In IEEE 802.16m requirements (section 8.3 [3]), a co-deployment requirement with other networks has been defined clearly. Generally speaking, this requirement can be summarized as: 1) It is envisioned that the IEEE 802.16m can be deployed in the same or overlapping geographical areas with other wireless networks based on different Radio Access Technologies (RAT), with same / different network topology. 2) Moreover, it is anticipated that IEEE 802.16m is to be deployed in the same / adjacent RF bands as non IEEE 802.16m legacy networks. a) These non-802.16 networks may operate in the adjacent licensed frequency bands such as CDMA 2000, 3GPP (e.g., GSM, UMTS, HSPA and LTE). b) In unlicensed bands such as 802.11x networks c) More importantly in the same frequency band on an adjacent carrier such as TD-SCDMA (LCR-TDD) 3) As a result, the 802.16m standard shall provide a method whereby coexistence of networks specified on the basis of the IEEE 802.16m amendment with these networks, as well as other IEEE 802.16 networks can be achieved from the perspective of being both an interferer and being a victim depending on the coexistence scenarios defined in IEEE 802.16m requirement. In the requirements aforementioned, the coexistence and co-deployment between 3GPP TDD (including its LTE architecture) and IEEE 802.16m shall be primarily emphasized. This is due to the fact that both IEEE 802.16m and TDD / LTE architectures belong to TDD mode, and it is possible to use the same frequency band but adjacent carriers or adjacent frequency bands, being allocated by ITU. Therefore, the interference mitigation with adjacent frequency bands cannot be ignored when we consider this coexistence / co-deployment between these TDD-mode based architectures. Generally speaking, this kind of adjacent-band based interference can be divided into twin sub-kinds. 1) Sub-kind 1: interference between DL of two TDD architectures / UL of two TDD architectures 2) Sub-kind 2: interference between DL of TDD architecture 1 and UL of TDD architecture 2 / between UL of TDD architecture 1 and DL of TDD architecture 2. For the sub-kind 1, mainly it relates to the RF mask design for both TDD mode architectures, which does not be involved in this proposal. It will be discussed the future. For the sub-kind 2, mainly it relates to the radio frame design of IEEE 802.16m, which is the most important discussing topic involved in this proposal. 2

According to the section 8.3.2 (Coexistence Scenarios) of IEEE 802.16m requirement, the typical scenarios of coexistence / co-deployment between IEEE 802.16m and LCR-TDD LTE are proposed in the following figure, which clearly shows the adjacent-band based interference possibly existed in the coexistence / co-deployment aforementioned. BS of system 1 Scenario 1 Uplink 2 of the system 1 Downlink 1 of system 2 T2 of system 2 BS of system 2 T2 of system 2 T1 of system 1 Downlink 1 of system 2 Uplink 2 of system 1 BS 1 and 2 with shared Address T1 of system 1 Switching duration from DL to UL Scenario 2 Switching duration from UL to DL Transmission sequence x1 from the BS of system 1 A Radio Frame of System 1 DL sub-frame UL sub-frame DL sub-frame UL sub-frame Time Transmission sequence x2 from the BS of system 2 DL sub-frame UL sub-frame DL sub-frame UL sub-frame A Radio Frame of System 2 Figure 1 Possible adjacent-band based interference in the coexistence of two TDD architectures It is clearly shown in the figure 1 that no matter in Scenario 1 or Scenario 2, the interference of sub-kind 2 is possible to exist, when the DL sub-frame of system 1 and UL sub-frame of system 2 / UL sub-frame of system 1 and DL sub-frame of system 2 are intersected. For example, when Terminal 2 of system 2 receives the downlink 1 of system 2, simultaneously, Terminal 1 of system 1 transmits the uplink 2 of system 1. Thus, the receiving of T2 of system 2 is interfered by the transmission of T1 of system 1. Obviously, this kind of intersection can be considered during the IEEE 802.16m radio frame structure design. Concretely speaking, during the frame structure design, the DL sub-frame of different architectures and UL subframe of different architectures shall be completely synchronized respectively as possible as we can. 2. Design Considerations Some important considerations in the design of the new frame structure were enumerated in the following descriptions. 1) Performance of IEEE 802.16m shall be optimized as possible as we can, under the condition of this kind of coexistence / co-deployment is satisfied. a) The radio resource efficiency of IEEE 802.16m shall be kept as possible 3

b) The legacy requirement of IEEE 802.16m shall be kept. IEEE C802.16m-08/064 2) The DL sub-frame of system 1 vs. system 2 / UL sub-frame of system 1 vs. system 2 should be completely synchronized a) The ratio of DL to UL shall be related between LCR-TDD / LTE and IEEE 802.16m. For example, the DL vs. UL ratio of IEEE 802.16m can refer to that of LCR-TDD / LTE. b) Under the condition that a common referring point is selected, a frame-offset is proposed for this DL / UL sub-frame synchronization between LCR-TDD LTE / IEEE 802.16m. 3) Under the condition that this synchronization cannot be accomplished at all, then a) Respective time resources therefore respective OFDMA symbols should be especially processed in order to mitigate this intersection based interference, such as being idle or reducing the transmission power. b) Especially it is suggested that the 1st DL sub-frame and the 1st UL sub-frame should be complete kept without any special processing. This method can be described as the following examples in the figure 2 TTG RTG TTG RTG Figure 2 IEEE 802.16m frame structure by the methods proposed 4

3. Generic Frame Structure assumed in IEEE 802.16m IEEE C802.16m-08/064 It is assumed that in IEEE 802.16m, the generic frame structure can be proposed as the following figure 3 [1]. Super-frame (20ms) #0 Frame (5ms) #1 #2 #3 Frame (5ms) #0 #1 #2 #3 #4 #5 #6 #7 #0 #1 #2 #3 #4 #5 #6 #7 Super-frame Header Mini-frame 0 1 2 3 4 5 OFDMA Symbol Figure 3 the Generic Frame structure assumed in IEEE 802.16m It is suggested that in the proposed frame structure, 1) A super-frame with length of 20 ms is defined, comprising 4 radio frames 2) And frame with length of 5 ms is defined, comprising 8 mini-frames. 3) And in each mini-frame, a number of OFDMA symbols are involved. 4) Just being in default, 6 OFDMA symbols are included in one mini-frame. Thus, the length of each symbol is 102.82μs (including a 1/8 CP length). It is assumed that 47 OFDMA symbols are included in one radio frame. Therefore according to the suggestions from WiMAX Forum, TTG can be 105μs and RTG can be 62.46μs. 5) It should be noted that, other OFDMA size parameters also can be used in this proposal. 4. Proposed Frame Configuration for Coexistence with TD-SCDMA The frame structure of TD-SCDMA is shown in Figure 4. 10m s 5m s 5m s 0 675 950 1625 2300 2975 3650 4325 5000 DUSP UDSP (us) DL(TS0) UL(TS1) UL(TS2) UL(TS3) DL(TS4) DL(TS5) DL(TS6) DwPTS GP UpPTS 750 825 Sub-fram e N (5m s) Figure 4: TD-SCDMA Radio frame structure 5

Frame shifting IEEE C802.16m-08/064 Since the transmission frames in air interface is continuous in time, so the frame shifting is introduced as the measure to reduce the DL/UL interference between coexistence systems. The basic principle of frame shifting is: DL Transmission: Secondary system (in following example, IEEE 802.16m TDD) can only allocate its DL transmission within the Primary system (in following example, TD-SCDMA) DL transmission time slots; UL Transmission: Secondary system (in following example, IEEE 802.16m TDD) can only allocate its UL transmission within the Primary system (in following example, TD-SCDMA) UL transmission time slots; Design for mini-frame based IEEE 802.16m TDD In following example, the LCR-TDD deployment scenario of DL:UL configuration with 4:3 is set as example. Mini-frame based IEEE 802.16m TDD is considered as the co-deployment system. Note: The numerical results shown in following is derived on the assumption that the number of OFDMA symbols per mini-frame is 6 for 1/8 CP length. For other parameters, the numerical results will be computed and changed accordingly. DL:UL configuration From general design principle, we should configure the DL:UL of IEEE 802.16m TDD as 5:3, which means the last 2 symbols of DL should be set idle. Frame shifting Δt configuration Δt=2975us can be used as the frame shifting parameter which means the starting point of IEEE 802.16m TDD frame N should align with the UDSP(UL-DL Switching Point) of TD-SCDMA subframe N. Figure 5: Radio frame coexistence structure of TD-SCDMA and IEEE 802.16m TDD 6

5. Proposed Frame Configuration for Coexistence with TDD LTE In 3GPP LTE TS36.211, an uniformed TDD frame structure has been proposed and defined, as the descriptions of the following figure [4]. Figure 6 TDD LTE Radio frame structure of TDD mode in TS36.211 As shown in the figure 6, one radio frame is 10ms, including twin half-frames with 5ms. Thus, the radio frame can be divided into two types. For the 1st type, the unit of radio frame is 5ms (one half-frame), moreover with the following definitions: 1) 5 ms can be equally divided into 5 sub-frames, with the unit of 1ms. 2) In the 2nd sub-frame, Dw-PTS (P), GP (G) and Up-PTS (Q) have been defined. In 3GPP LTE, it is defined that in one sub-frame, 14 symbols can be allocated. It should be noted these parameters can be configurable. For example, Dw-PTS area can hold 2 or 3 symbols (at least for the 1st one is P-SCH), GP can hold 1, 2, 3, 4, 5 11 symbols being related to the cell coverage, Up-PTS can hold the resting ones (at least two symbols is for short RACH). 3) A sub-frame can hold two slots with unit of 0.5ms. 4) The 1st sub-frame shall be DL, and the 3rd one shall be UL, and other sub-frames can be configurable between DL and UL. For the 2nd type, it is same as the 1st one, except that, 1) Dw-PTS, GP and Up-PTS can be absent in the 2nd half-frame 2) All of sub-frames in the 2nd half-frame shall be DL. 3) Assuming that Dw-PTS equals to 2 and GP equals to 4, the frame structure special design for coexistence / co-deployment can be proposed in the following table according to the methods in the design consideration. The key point in this section, is to show how to make it feasible/possible for the two TDD systems to coexist within the bounds of the aforementioned generic frame structure (figure 3), by using the proposed frame shifting scheme. Against different possible Ratio between UL and DL of TDD LTE, by using the proposed frame shifting based solution, the respective processing results can be obtained in the following table. In addition, it should be clearly noted that the numerical results shown in the following table is derived on the assumption that the number of OFDMA symbols per mini-frame is 6 with 1/8 CP length, TTG and RTG follow the suggestions 7

from WiMAX Forum. Table 1 frame-shifting based solution for IEEE 802.16m being coexisted for TDD LTE Ratio of TDD LTE (UL : DL) Ratio of IEEE 802.16m (UL:DL) Frame offset proposed Common referring points of systems Time duration of possible intersection Default OFDMA symbols possibly impacted 1:1 (2:2) 1:1 (4:4) 4000μs 9000μs None None 1:3 3: 5 3062.46μs 8000μs None None 1: 3 (2:6) 3000μs 8000μs 6428.22 6598.7μs 2 3:1 3:1 (6:2) 0μs 5000μs None None 1: 2 (3:6) 5: 11 0μs 10000μs None None 2: 7 1:3 (4:12) 9000μs 14000μs None None 1:8 1:7 (2:14) 8000μs 12000μs 11428.22 11598.7μs 2 According to the calculation result, the following conclusions can be obtained. Fortunately in some cases, this kind of coexistence / co-deployment can be guaranteed by using the proposed frame-shifting based solutions, under the condition that performance of IEEE 802.16m can be perfectly kept not only, but also radio resource is optimized as much as possible. The figure 7 can be an example when the ratio (UL:DL) of TDD LTE is (1:1) and 1:1 of IEEE 802.16m. In this kind of cases, any DL-UL intersected area doesn t exist anymore. Therefore it can be forecasted that the adjacent band based interference will be reduced. Figure 7 example of solution result when ratio of UL:DL = 1:1 for both IEEE 802.16m and TDD LTE And unfortunately in some cases this kind of coexistence / co-deployment can be guaranteed by using the proposed frame shifting based solutions, under the condition of a little cost of radio resource resulting in performance reduction. The figure 8 can be an example when the ratio (UL:DL) of LCR-TDD LTE is (1:3) and 1:3 of IEEE 802.16m. It is clearly shown that, some DL-UL intersected area still exists. In order to completely mitigate this kind of interference, respective OFDMA symbols during this intersected area should be specially processed, such as being idle, or reducing its transmission power and so on. 8

TTG RTG G Figure 8 example of solution result when ratio of UL:DL = 1:3 for both IEEE 802.16m and TDD LTE Proposed Text for SDD Insert the following text into solutions for co-deployment and co-existence, and other Physical Layer sub-clauses if necessary (i.e. Chapter 17 in [2]): ------------------------------- Text Start --------------------------------------------------- 17 Solutions for Co-deployment and Co-existence 17.1 Co-deployment and Co-existence with other TDD networks 17.1.1 Interference mitigation between different TDD access systems When IEEE 802.16m with TDD mode operates with other TDD systems in adjacent licensed frequency bands, in order to decrease the DL and UL inter-systems intersection of adjacent band, both DL and UL sub-frames of them shall be tidily synchronized with each other. Based on the system configuration parameters of other Co-deployment / Co-existence TDD systems, IEEE 802.16m shall select proper configuration parameters, thereafter frame offset shall be calculated and respective frame shifting shall be accomplished. If intersection between DL and UL of different systems still exist, then the special processing, such as symbol puncture should be used as additional measurement. Radio frame of other TDD network DL subframe UL sub-frame DL subframe DL subframe UL sub-frame DL subframe Frame offset DL sub-frame TTG UL sub-frame RTG Radio Frame of IEEE 802.16m 9

------------------------------- Text End --------------------------------------------------- References [1] IEEE C802.16m-08/062, Proposed 802.16m Frame Structure. [2] IEEE C802.16m-07/320r1, Draft Table of Content for the IEEE 802.16m System Description Document. [3] IEEE C802.16m-07/002/r4, IEEE 802.16m Requirements [4] 3GPP LTE, TS36.211 1