Stakeholders Conference

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Stakeholders Conference January 14-17, 2008 S&T Portfolio Director s Panel Mr. Robert Hooks, Director of Transition Dr. Roger D. McGinnis, Sr., Director of Innovation/HSARPA Dr. Starnes Walker, Director of Research From Science and Technology Security and Trust

S&T Organization DHS U/S S&T Director of Research Starnes Walker Director of Innovation Roger McGinnis Director of Transition Bob Hooks (Innovation) Explosives Jim Tuttle Chem/Bio Beth George (acting) Command, Control & Interoperability Dave Boyd Borders/ Maritime Dave Newton (Acting) Human Factors Sharla Rausch Infrastructure/ Geophysical Chris Doyle Research Transition Research Transition Research Transition Research Transition Research Transition Research Transition (Research) (Applications) 2

DHS S&T Investment Portfolio Balance of Risk, Cost, Impact, and Time to Delivery Product Transition (0-3 yrs) Focused on delivering near-term products/enhancements to acquisition Customer IPT controlled Cost, schedule, capability metrics Basic Research (>8 yrs) Enables future paradigm changes University fundamental research Gov t lab discovery and invention Innovative Capabilities (2-5 yrs) High-risk/High payoff Game changer/leap ahead Prototype, Test and Deploy HSARPA Other Spending (0-8+ yrs) DHS Laboratory Operations Test & Evaluation and Standards Management and Admin Customer Focused, Output Oriented 3

Complimentary Research Objectives Innovation HIPS & HITS Risk Transition Basic Research Time 4

DHS Requirements/Capability Capstone IPTs DHS S&T Product Enabling Homeland Capabilities (EHCs) Information Sharing/Mgmt Border Security Chem/Bio Defense OIA CBP/ICE CMO/IP Acquisition C2I Acquisition Borders/Maritime Acquisition Chem/Bio OOC Inspector/Agents Policy Maritime Security Cyber Security Explosive Prevention Cargo Security USCG CS&T TSA/USSS CBP Acquisition Borders/ Maritime Acquisition Infrastructure/ Geophysical/C2I Acquisition Explosives Acquisition/ Policy Borders/ Maritime Guardsmen People Screening SCO/CIS Infrastructure Owners/Operators Infrastructure Protection IP Agents Officers/Industry Incident Management Interoperability Prep & Response FEMA/OEC FEMA Acquisition Human Factors Acquisition Infrastructure/ Geophysical Acquisition C2I Acquisition Infrastructure/ Geophysical 5 US VISIT/TSA Infrastructure Owners/Operators First Responders First Responders

Incident Management: Representative Technology Needs Integrated Modeling, Mapping and Simulation capability (IP/Geophysical Division) Personnel Monitoring (Emergency Responder Locator System) capability (IP/Geophysical Division) Personnel Monitoring (Physiological Monitoring of Firefighters) capability (IP/Geophysical Division) Incident Management Enterprise System (IP/Geophysical Division) Logistics management tool (IP/Geophysical Division)

Transition Approaches to Meet End-User Needs Capstone IPTs Identify Capability Gaps/Mission Needs Operationally relevant Reasonable/low cost Fully tested First Responders 7

DHS S&T Investment Portfolio Balance of Risk, Cost, Impact, and Time to Delivery Product Transition (0-3 yrs) Focused on delivering near-term products/enhancements to acquisition Customer IPT controlled Cost, schedule, capability metrics Basic Research (>8 yrs) Enables future paradigm changes University fundamental research Gov t lab discovery and invention Innovative Capabilities (2-5 yrs) High-risk/High payoff Game changer/leap ahead Prototype, Test and Deploy HSARPA Other Spending (0-8+ yrs) DHS Laboratory Operations Test & Evaluation and Standards Management and Admin Customer Focused, Output Oriented 8

A new scientific truth does not triumph by convincing its opponents and making them see the light, but rather because its opponents die and a new generation grows up that is familiar with it. - Max Planck 9

HIPS and HITS Homeland Innovative Prototypical Solutions (HIPS), which are designed to deliver prototype-level demonstrations of game-changing technologies in two to five years. These projects are moderate to high risk, with high payoff High Impact Technology Solutions (HITS), which are designed to provide proof-of-concept answers within one to three years that could result in high-payoff technology breakthroughs. These projects have considerable risk of failure, however they also offer the potential for significant gains in capability 10

Multi-Sensor Hostile Intent Behavior Detection systems to increase the reliability of individuals recommended for secondary screening without violating privacy? 11

DHS SBIR Program Increases participation of innovative and creative small businesses in Federal research and development programs Challenges small businesses to bring innovative homeland security solutions to reality Focuses on near-term commercialization and delivery of operational prototypes Over 324 contracts awarded Leverages entrepreneurial spirit and innovation of small businesses. 12

DHS S&T Investment Portfolio Balance of Risk, Cost, Impact, and Time to Delivery Product Transition (0-3 yrs) Focused on delivering near-term products/enhancements to acquisition Customer IPT controlled Cost, schedule, capability metrics Basic Research (>8 yrs) Enables future paradigm changes University fundamental research Gov t lab discovery and invention Innovative Capabilities (2-5 yrs) High-risk/High payoff Game changer/leap ahead Prototype, Test and Deploy HSARPA Other Spending (0-8+ yrs) DHS Laboratory Operations Test & Evaluation and Standards Management and Admin Customer Focused, Output Oriented 13

Why DHS S&T Basic Research? Develop fundamental scientific understanding or phenomenology Respond to future threats where current or near term technical solutions are not available. Quickly tap into areas of basic research that could be exploited for homeland security solutions. Cost Avoidance 14

DHS S&T Director of Research Responsibilities Planning, programming, budgeting, and oversight of the DHS S&T Basic Research Program Encourage multi-disciplinary, cross cutting initiatives between laboratories / universities / industry Establishes Basic Research Program metrics / assesses program performance Oversees programs and operation of the University Centers of Excellence, Scholars and Fellowship programs, and DHS S&T In House labs Provides guidance for DHS S&T initiatives at Historically Black Colleges / Universities / Minority Institutions / Tribal Colleges Advises the DHS S&T Under Secretary on Science and Technology programs and issues 15

Basic Research Portfolio Discovery and Invention to Enable Future Capabilities Brings the capabilities, talent and resources of the Homeland Security Centers of Excellence, DOE National Laboratories and DHS Labs to bear to address the long-term R&D needs for DHS in sciences of enduring relevance This type of focused, protracted research investment has potential to lead to paradigm shifts in the nation s homeland security capabilities 16

Managed Technology Progression Basic Research Applied Research Advanced Technology Director of Research Director of Innovation Director of Transition Exploration of Fundamental Concepts (Enablers) DHS Unique/Essential Address primary DHS interest areas in S&T Opportunity-based investment High impacts/surprises Develop/maintain core Homeland Security S&T competencies Demonstration & Delivery (Outputs) Support to Acquisition (EHCs) Program of Record Improvements Heavily requirements-based Generally evolutionary Deliverable product to customer Leap-ahead First Responder Capability Concept & need driven Transformational DHS Leadership priorities Enabling Homeland Capabilities (EHCs) 17

Examples of Basic Research Activities Modeling & Simulation tools to capture complex relationships between immigration and border security for strategic planning Assays methods for next-generation biothreat detectors Studies of radicalization development within individuals, groups, societies; roles of governments, civic organizations, and communities Carbon Materials for Blast Mitigation and Explosive Device Containment Information analysis and visualization tools for threat vulnerability, assessment, and response Fundamentals of deposition, removal and transport of explosive particles 18

New Initiative - Domestic CIED Standoff detection on persons System solution for detection in baggage Identify individuals with hostile intent Homemade or novel explosives Novel explosives characterization Detect VBIED / large threat mass Operational Protocols for training, techniques & tactics Blast mitigation in the transit environment Response: Assessment / Render Safe / Neutralize explosive threats Mitigation of standoff ballistic & guided projectiles in the transportation environment Canine explosive detection optimization 19

Exploring New Methods to Train Canines Thrust To provide a deeper understanding of the potential contributions that trained canines can contribute in support of those on the front lines of homeland security. Researching technologies and methods aimed at improving the performance of working dogs, increasing their results/yields, and extending their working life Currently being investigated by DHS S&T and our partners: Best Practices for breeding and training programs Genetic markers for identifying most successful breeds Enhancing accuracy of canine behavioral filters to guide their placement in areas that are best suited to their traits. 20

www.hsarpabaa.com/ For information on S&T Broad Agency Announcements www.fedbizopps.gov Federal Business Opportunities 21