ECE 476/ECE 501C/CS Wireless Communication Systems Winter Lecture 6: Fading

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ECE 476/ECE 501C/CS 513 - Wireless Communication Systems Winter 2004 Lecture 6: Fading Last lecture: Large scale propagation properties of wireless systems - slowly varying properties that depend primarily on the distance between Tx and Rx. Free space path loss Power decay with respect to a reference point The two-ray model General characterization of systems using the path loss exponent. Diffraction Scattering This lecture: Rapidly changing signal characteristics primarily caused by movement and multipath. Chapter 5 Mobile Radio Propagation: Small-Scale Fading and Multipath I. Fading Fading: rapid fluctuations of received signal strength over short time intervals and/or travel distances Caused by interference from multiple copies of Tx signal arriving @ Rx at slightly different times Three most important effects: 1. Rapid changes in signal strengths over small travel distances or short time periods. 2. Changes in the frequency of signals. 3. Multiple signals arriving a different times. When added together at the antenna, signals are spread out in time. This can cause a smearing of the signal and interference between bits that are received. Lecture 6, Page 1 of 19

signals occur due to reflections from ground & surrounding buildings (clutter) as well as scattered signals from trees, people, towers, etc. often an LOS path is not available so the first multipath signal arrival is probably the desired signal (the one which traveled the shortest distance) allows service even when Rx is severely obstructed by surrounding clutter Even Tx/Rx wireless links can experience fading due to the motion of objects (cars, people, trees, etc.) in surrounding environment off of which come the reflections Multipath signals have randomly distributed amplitudes, phases, & direction of arrival vector summation of (A θ ) @ Rx of multipath leads to constructive/destructive interference as mobile Rx moves in space with respect to time received signal strength can vary by over distances of (about 7 cm at 1 GHz)! This is a variation between, say, 1 mw and. If a user stops at a deeply faded point, the signal quality can be quite bad. However, even if a user stops, others around may still be moving and can change the fading characteristics. And if we have another antenna, say only 7 to 10 cm separatedc from the other antenna, that signal could be good. This is called making use of which we will study in Chapter 7. λ / 4 5 10 cm or 3 5 msec (for v = 40 miles per hour) Lecture 6, Page 2 of 19

fading occurs around received signal strength predicted from large-scale path loss models (Figure 4.1, page 106) II. Physical Factors Influencing Fading in Mobile Radio Channel (MRC) 1) Multipath Propagation # and strength of multipath signals time delay of signal arrival large path length differences large differences in delay between signals urban area w/ many buildings distributed over large spatial scale large # of strong multipath signals with only a few having a large time delay suburb with nearby office park or shopping mall moderate # of strong multipath signals with small to moderate delay times rural few multipath signals (LOS + ground reflection) 2) Speed of Mobile relative motion between base station & mobile causes random frequency modulation due to Doppler shift (f d ) Different multipath components may have different frequency shifts. Lecture 6, Page 3 of 19

3) Speed of Surrounding Objects also influence Doppler shifts on multipath signals dominates small-scale fading if speed of objects > mobile speed otherwise ignored 4) Tx signal bandwidth (B s ) The mobile radio channel (MRC) is modeled as filter w/ specific bandwidth (BW) The relationship between the signal BW & the MRC BW will affect fading rates and distortion, and so will determine: a) if small-scale fading is significant b) if time distortion of signal leads to inter-symbol interference (ISI) Doppler Shift motion causes frequency modulation due to Doppler shift (f d ) θ X Base Station v f d = (v/λ) cosθ v : velocity (m/s) λ : wavelength (m) θ : angle between mobile direction and arrival direction of RF energy + shift mobile moving toward X shift mobile moving away from X two Doppler shifts to consider above 1. The Doppler shift of the signal when it is received at the car. 2. The Doppler shift of the signal when it bounces off the car and is received somewhere else. multipath signals will have different f d s for constant v because of random arrival directions!! Lecture 6, Page 4 of 19

Example 5.1, page 180 Carrier frequency = 1850 MHz Vehicle moving 60 mph Compute frequency deviation in the following situations. (a) Moving directly toward the transmitter (b) Moving perpendicular to the transmitter Note: What matters with Doppler shift is not the absolute frequency, but the shift in frequency relative to the bandwidth of a channel. For example: A shift of 166 Hz may be significant for a channel with a 1 khz bandwidth. In general, low bit rate (low bandwidth) channels are affected by Doppler shift. Lecture 6, Page 5 of 19

III. MRC Impulse Response Model Model the MRC as a with characteristics Vector summation of random amplitudes & phases of multipath signals results in a "filter" That is to say, the MRC takes an original signal and in the process of sending the signal produces a modified signal at the receiver. Time variation due to mobile motion time delay of multipath signals varies with location of Rx Can be thought as a "location varying" filter. As mobile moves with time, the location changes with time; hence, time-varying characteristics. The MRC has a fundamental bandwidth limitation model as a band pass filter Linear filter theory x(t) input h(t) impulse response y(t) output y(t) = x(t) h(t) or Y(f) = X(f) H(f) How is an unknown h(t) determined? let x(t) = δ(t) use a delta or impulse input y(t) = h(t) impulse response function Impulse response for standard filter theory is the same regardless of when it is measured time invariant! How is the impulse response of an MRC determined? channel sounding like radar transmit short time duration pulse (not exactly an impulse, but with wide BW) and record multipath echoes @ Rx Lecture 6, Page 6 of 19

Tx Pulse Multipath Echoes MRC h b ( t,τ ) t = 0 first arrival @ t = τ o time short duration Tx pulse unit impulse define as τ = t - τ o where t > τ o amplitude and delay time of multipath returns change as mobile moves Fig. 5.4, pg. 184 MRC is time variant A power delay profile is found by taking the average over measurements at several places within a local area. Lecture 6, Page 7 of 19

model multipath returns as a sum of unit impulses N h b ( t,τ ) = 1 i= 0 a i ( t,τ ) exp { jθ i ( t,τ )} δ (τ - τ i ( t )) a i θ i = amplitude & phase of each multipath signal N = # of multipath components a i is relatively constant over an area But θ i will change significantly because of different path lengths (direct distance plus reflected distance) at different locations. The Fourier Transform of h b ( t,τ ) gives the spectral characteristics of the channel frequency response H b ( f ) passband f MRC filter passband Channel BW or Coherence BW = B c range of frequencies over which signals will be transmitted without significant changes in signal strength channel acts as a filter depending on frequency signals with narrow frequency bands are not distorted by the channel The textbook gives more mathematical details that will not consider. IV. Multipath Channel Parameters Derived from multipath power delay profiles P ( τ k ) : relative power amplitudes of multipath signals (absolute measurements are not needed) use ensemble average of many profiles in a small localized area typically 2 6 m spacing of measurements to obtain average smallscale response Lecture 6, Page 8 of 19

Time Dispersion Parameters excess delay : all values computed relative to the time of first signal arrival τ o P( τ k ) τ k mean excess delay τ = k P( τ ) k 2 2 RMS delay spread σ τ = Avg ( τ ) ( τ ) where Avg(τ 2 ) is the same computation as above as used for τ except that τ k τ k 2 A simple way to explain this is the range of time within which most of the delayed signals arrive Table 5.1, page 200. k outdoor channel ~ on the order of microseconds indoor channel ~ on the order of nanoseconds maximum excess delay (τ X ): the largest time where the multipath power levels are still within X db of the maximum power level worst case delay value depends very much on the choice of the noise threshold Lecture 6, Page 9 of 19

Fig. 5.10, pg. 200 τ and σ τ provide a measure of propagation delay of interfering signals Then give an indication of how time smearing might occur for the signal. A small σ τ is desired. Lecture 6, Page 10 of 19

Example: If a bit time is 10 microseconds (100 kbps), what signal do you expect to receive for τ X = 7 microseconds and τ X = 1 microsecond? Assume only one multipath component is received. Draw the diagrams. First received signal (at time τ 0 ) τ X = 7 microseconds τ X = 1 microsecond This smearing has a more official term Lecture 6, Page 11 of 19

Coherence BW (B c ) and Delay Spread (σ τ ) The Fourier Transform of multipath delay shows frequency (spectral) characteristics of the MRC (see page 8 of these notes) B c : statistical measure of frequency range where MRC response is flat = passes all frequencies with equal gain & linear phase amplitudes of different frequency components are correlated if two sinusoids have frequency separation greater than B c, they are affected quite differently by the channel amplitude correlation multipath signals have close to the same amplitude if they are then out-of-phase they have significant destructive interference with each other (deep fades) so a flat fading channel is both good and bad Good: The MRC is like a bandpass filter and passes signals without major attenuation from the channel. Bad: Deep fading can occur. so the coherence bandwidth is the range of frequencies over which two frequency components have a strong potential for amplitude correlation. (quote from textbook) estimates 0.9 correlation B c 1 / 50 σ τ (signals are 90% correlated with each other) 0.5 correlation B c 1 / 5 σ τ Which has a larger bandwidth and why? specific channels require detailed analysis for a particular transmitted signal these are just rough estimates Lecture 6, Page 12 of 19

A channel that is not a flat fading channel is called because different frequencies within a signal are attenuated differently by the MRC. Note: The definition of flat or frequency selective fading is defined with respect to the bandwidth of the signal that is being transmitted. B c and σ τ are related quantities that characterize time-varying nature of the MRC for multipath interference from frequency & time domain perspectives If the coherence bandwidth is large, how does it affect the ISI illustrated above? these parameters do NOT characterize the time-varying nature of the MRC due to the of the mobile and/or surrounding objects that is to say, B c and σ τ characterize the, (how multipath signals are formed from scattering/reflections and travel different distances) B c and σ τ do not characterize the mobility of the Tx or Rx. Doppler Spread (B D ) & Coherence Time (T c ) B D : measure of spectral broadening of the Tx signal caused by motion i.e., Doppler shift B D = max Doppler shift = f max = v max / λ In what direction does movement occur to create this worst case? if Tx signal bandwidth (B s ) is large such that B s >> B D then effects of Doppler spread are NOT important Lecture 6, Page 13 of 19

so Doppler spread is only important for low bps (data rate) applications (e.g. paging) T c : statistical measure of the time interval over which MRC impulse response remains invariant amplitude & phase of multipath signals constant = passes all received signals with virtually the same characteristics because the channel has not changed time duration over which two received signals have a strong potential for amplitude correlation two signals arriving with a time separation greater than T c are affected differently by the channel, since the channel has changed within the time interval for digital communications coherence time and Doppler spread are related by V. Types of Small-Scale Fading T c 0.423 / B D if a channel is not a slow fading channel, it is. Fading can be caused by two independent MRC propagation mechanisms: 1) time dispersion multipath delay (B c, σ τ ) 2) frequency dispersion Doppler spread (B D, T c ) Important digital Tx signal parameters symbol period & signal BW 0 1 0 0 1 0 1 0 Symbol Period = T s Signal BW = B s 1 / T s Lecture 6, Page 14 of 19

In this example, one "symbol" = one "bit". A pulse can be more than two levels, however, so each period would be called a "symbol period". We send 0 (say +1 Volt) or 1 (say -1 Volt) one bit per symbol Or we could send 10 (+3 Volts) or 00 (+1 Volt) or 01 (-1 Volt) or 11 (-3 Volts) two bits per symbol Fig. 5.11, pg. 206 illustrates types of small-scale fading Flat fading or frequency selective fading Fast fading or slow fading. 1) Fading due to Multipath Delay A) Flat Fading B s << B c or T s >> σ τ signal fits easily within the bandwidth of the channel channel BW >> signal BW B c B s f most commonly foccurring c type of fading Lecture 6, Page 15 of 19

spectral properties of Tx signal are preserved signal is called a narrowband channel, since the bandwidth of the signal is narrow with respect to the channel bandwidth signal is not distorted What does T s >> σ τ mean?? all multipath signals arrive at mobile Rx during 1 symbol period Little intersymbol interference occurs (no multipath components arrive late to interfere with the next symbol) flat fading is generally considered desirable even though fading in amplitude occurs, the signal is not distorted forward link can increase mobile Rx gain (automatic gain control) reverse link can increase mobile Tx power (power control) can use diversity techniques (described in a later lecture) B) Frequency Selective Fading B s > B c or T s < σ τ B s > B c certain frequency components of the signal are attenuated much more than others B c f c f B s T s < σ τ delayed versions of Tx signal arrive during different symbol periods e.g. receiving an LOS 1 & multipath 0 (from prior symbol!) This results in intersymbol interference (ISI) undesirable it is very difficult to predict mobile Rx performance with frequency selective channels but for high bandwidth applications, channels with likely be frequency selective a new modulation approach has been developed to combat this. Lecture 6, Page 16 of 19

called one aspect of OFDM is that it separates a wideband signal into many smaller narrowband signals Then adaptively adjusts the power of each narrowband signal to fit the characteristics of the channel at that frequency. Results in much improvement over other wideband transmission approaches (like CDMA). OFDM is used in the new 802.11g 54 kbps standard for WLAN s in the 2.4 GHz band. Previously it was thought 54 kbps could only be obtained at 5.8 GHz using CDMA, but 5.8 GHz signals attenuate much more quickly. Signals are split using signal FFT, break into pieces in the frequency domain, use Inverse FFT to create individual signals from each piece, then transmit. 2) Fading due to Doppler Spread Caused by motion of Tx and Rx and reflection sources. A) Fast Fading B s < B D or T s > T c B s < B D Doppler shifts significantly alter spectral BW of TX signal signal spreading T s > T c MRC changes within 1 symbol period rapid amplitude fluctuations uncommon in most digital communication systems B) Slow Fading T s << T c or B s >> B D Lecture 6, Page 17 of 19

MRC constant over many symbol periods slow amplitude fluctuations for v = 60 mph @ f c = 2 GHz B D = 178 Hz B s 2 khz >> B D B s almost always >> B D for most applications ** NOTE: Typically use a factor of 10 to designate >>. ** Example: Given a typical suburban environment for a mobile traveling on a highway, how would the channel be characterized when trying to transmit a data signal at 10,000 symbols per second? How high of a symbol rate could be supported (assume use of a 50% coherence BW)? VI. Fading Signal Distributions Rayleigh probability distribution function p(r) = (r/σ 2 ) exp ( r 2 / 2σ 2 ) 0 r Used for flat fading signals. Formed from the sum of two Gaussian noise signals. Lecture 6, Page 18 of 19

σ : RMS value of Rx signal before detection (demodulation) common model for Rx signal variation urban areas heavy clutter no LOS path probability that signal exceeds predefined threshold level R Prob (r R) = p(r) dr = exp ( R 2 / 2σ 2 ) Figure 5.15, page 211. Ricean Probability Distribution Function one dominant signal component along with weaker multipath signals dominant signal LOS path suburban or rural areas with light clutter becomes a Rayleigh distribution as the dominant component weakens see pg. 213 for equations The remainder of Chapter 5 gives many models for correlating measured data to a model of an MRC. Nothing else in Chapter 5 will be covered here, however. Next lecture: Modulation techniques particularly suited for mobile radio. Lecture 6, Page 19 of 19