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JJEE Volume 3, Number, 017 Pages 11-14 Jordan Journal of Electrical Engineering ISSN (Print): 409-9600, ISSN (Online): 409-9619 Detection and Classification of Voltage Variations Using Combined Envelope-Neural Network Based Approach Eyad A. Feilat 1a, Rafat R. Aljarrah b, Mohammed B. Rifai 3c 1 Department of Electrical Engineering, The University of Jordan, Amman, Jordan School of Electrical and Electronic Engineering, University of Manchester, Manchester, UK 3 Department of Electrical Power Engineering, Yarmouk University, Irbid, Jordan a e-mail: e.feilat@ju.edu.jo b e-mail: rafat_aljarrah009@yahoo.com c e-mail: rifaimb@yu.edu.jo Received: February 13, 017 Accepted: April 7, 017 Abstract This paper presents a technique for detection and classification of short duration voltage variations including voltage sag, swell and interruption. The detection technique is based on envelope construction using Hilbert transform and classification using artificial neural network. The performance of the classifier is examined over several cases of synthetic voltage variation disturbances. Moreover, the performance of the classifier is tested on a simple distribution system subjected to a single-line-ground fault. The beginning and ending of the disturbance are also estimated. The simulation results show the robust capability of the proposed technique to accurately and rapidly classify voltage variation events. Keywords Artificial neural network, Envelope detection, Hilbert transform, Power quality, Voltage variations. I. INTRODUCTION Voltage variations are mainly caused by switching on/off of heavy loads such as motors and faults on the power system. Voltage sag/swell can cause a serious damage to sensitive loads and interruption of power systems. Technical surveys have shown that voltage sags and swells are the most dominant power quality (PQ) problem [1], []. Voltage variations including voltage sag (dip), swell and interruption are usually characterized by their magnitudes and durations. Voltage sag is defined as a decrease between 0.1 and 0.9 per unit (pu) in rms voltage or current, whereas voltage swell is defined as an increase between 1.1 pu and 1.8 pu in rms voltage or current at the power frequency for durations from 0.5 cycle to 1min. An interruption occurs when the supply voltage or load current falls to a value less than 0.1 pu for a time interval less than 1min [1], []. Mitigation techniques such as Dynamic Voltage Restorer (DVR) and Distribution Static Compensator (DSTATCOM) have been developed to overcome voltage variation problems. [3]-[5]. However, before any mitigation is applied, the voltage variation should be detected. Accordingly, several signal processing techniques have been developed for the detection and classification of voltage variations. Traditionally, RMS, Peak Detection and DFT have been applied [6], [7]. More advanced signal processing techniques based on Wavelet transform (WT), Hilbert transform (HT) and S-Transform combined with artificial neural networks (ANN) have been investigated for voltage variation detection and classification [8]-[16]. Using the properties of these transforms and the features of the distorted voltage signal along with ANN scheme, it is possible to extract features from the distorted signal and determine the type of voltage variations. This paper aims to develop a simple yet powerful technique for fast voltage variation detection and classification by tracking the variation of the envelope of the voltage signal in real time. Envelope extraction combined with advanced signal processing techniques has been Corresponding author's e-mail: e.feilat@ju.edu.jo

017 Jordan Journal of Electrical Engineering. All rights reserved - Volume 3, Number 113 used for voltage flicker detection [17]-[0]. The paper is organized as follows. Section II presents the concepts of voltage envelope extraction using HT and voltage variation classification using ANN. In section III, training and testing of the ANN based classifier is discussed. In Section IV, simulation results of a case study are illustrated. Finally, Section V concludes the work presented in the paper. II. ENVELOPE DETECTION AND CLASSIFICATION SCHEME In this work an efficient combined HT-ANN based technique for voltage variation detection based on signal envelope extraction using HT and classification using ANN is proposed. A schematic diagram of the proposed detection and classification scheme of voltage variations is shown in Fig. 1. The proposed scheme stores a full-cycle of the voltage envelope samples and feeds them in series to the proposed ANN classifier. When a new input sample arrives, the oldest sample is discarded. The ANN classifier produces one output with four states: -1 (sag) or 0 (interruption) or 1 (swell) or 0.5 (normal). The input signal v(t) is processed by antialiasing analog low-pass filter to remove high-frequency components and noise. The filtered continuous signal is then converted to discrete-time series v(k) using an A-D converter by sampling the signal at a specific sampling frequency f s. The digitized signal v k is then processed by HT to obtain its Hilbert transform v H (k). The instantaneous envelope of v(k) is extracted by computing the modulus y(k). v(t) ~ LP Filter v(t) A/D Converter v(t) v k (.) v k HT (.) v Hk v Hk + y k y k y k ANN Classifier 1 Swell 0.5 Normal 0 Interruption -1 Sag Load Fig. 1. Voltage variation detection and classification schematic diagram A. Envelope Extraction Using Hilbert Transform Hilbert transform is used in signal processing to construct the signal envelope by calculating the analytical representation of the continuous-time signal [18]. For a real-valued discrete sinusoidal voltage signal v(t), the analytic signal y(t) is defined as: y(t)= v(t)+ j H(v(t)) (1) where H(v(t)) denotes the HT of v(t). If the Fourier transform of v(t), V(ω)= F(v(t)) is known, the Fourier transform V H (ω)= F(v H (t)) can be obtained as: V H jω ( ω) = V( ω) ω () By calculating the inverse Fourier transform of V H (ω), v H (t) can be obtained. For a single-frequency sinusoidal signal, v(t)= cos(ωt), v H (t)= sin(ωt). If v(t)= sin(ωt), then v H (t)= -cos(ωt). Subsequently, the envelope of the signal v(t) can be calculated by computing the modulus y(k) as given by (3): y = + ( t) v( t) v H ( t ) (3)

114 017 Jordan Journal of Electrical Engineering. All rights reserved - Volume 3, Number Similarly, for a discrete-time voltage signal, the instantaneous envelope of v(k) can be defined as: y ( k) = v( k) + v H ( k ) B. Neural Network Classifier Multilayer feedforward ANNs have been successfully used in solving many engineering problems such as function approximation, pattern recognition and classification and nonlinear mapping by selecting the output that best represents an unknown input pattern [1]-[14], [19]. Basically, an ANN consists of an input layer, one or more hidden layer(s) and an output layer. The hidden and output layers consist of sets of neurons that are fully connected to the neurons in the next layer. The number of neurons and hidden layers is problem-dependent and can be determined by trial and error till a goal performance is achieved [1]. The input layer receives the samples of the input signal and directly passes the signal to the neurons in the hidden layer after being modified by some weight coefficients. The neurons in the hidden layer send their weighed output to the neurons of the output layer. The weights of links to the hidden and output layers are determined by a process called training or learning, where a set of input patterns is admitted to the ANN along with the target output patterns. The weights are adjusted by a process called back propagation (BP) until an error measure representing the difference between the target and the predicted output of the ANN is minimized. The BP algorithm is an iterative gradient descent algorithm that adapts the weights; and the error is calculated and propagated backwards from the output to the hidden layer to the input. Usually, the mean square error (MSE) is minimized. The individual pattern error E p of pattern p is calculated: E p 1 = Σ k ( t k - o k ) (4) where t k is the target (desired) output; and O k is the actual output of the neural network. The error E for all patterns is obtained as the sum of all individual patterns errors: E = E p p = E(W ) (5) In this work, the architecture of the proposed ANN consists of an input layer with one input, a hidden layer with 10 neurons and an output layer with one neuron as shown in Fig.. The ANN classifier produces one output with four states: -1 (sag) or 0 (interruption) or 1 (swell) or 0.5 (normal). wji Wkj Pi Intput Ok Output 1 Swell 0.5 Normal 0 Interruption -1 Sag 1 10 1 ANN Hidden Layer Fig.. Architecture of the proposed ANN classifier

017 Jordan Journal of Electrical Engineering. All rights reserved - Volume 3, Number 115 The tansigmoid activation function has been used in both the hidden and output layers. The MATLAB levenberg-marquardt trainlm training algorithm has been used []. Upon completion of the training phase, the generalization capability of the proposed ANN classifier is examined using another set of testing input-output patterns which are different from the training input-output patterns. III. NEURAL NETWORK TRAINING AND TESTING A. Training Phase A synthetic 50-Hz sinusoidal signal of the form: v(t)= A sg cos(ω o t)u(t osg -t fsg )+A sw cos(ω o t)u(t osw -t fsw )+A in cos(ω o t)u(t oin -t fin ) is generated for time duration of 6.7 seconds with multi levels of sag, swell and interruption disturbance events, where A sg, A sw and A in are the amplitudes of the sag, swell and interruption events; t osg, t osw and t oin are the beginning time of the sag, swell and interruption events; t fsg, t fsw and t fin are the ending time of the sag, swell and interruption events. The signal is sampled at a sampling rate of 600Hz, i.e. a sampling rate of 1 samples per 50- Hz cycle. Accordingly, a total number of 16000 samples is generated for training the proposed ANN classifier. Random amplitudes between 0.1-0.9 pu, 1.1-1.8 pu and 0-0.1 pu are generated for voltage sag, swell and interruption signals as shown in Fig. 3. The envelope of the training voltage signal is extracted as shown in Fig. 4 for a part of the training signal (3500) samples with the corresponding target values (-1, 0, 0.5, 1). The envelope is smoothed using the MATLAB smooth function which is basically a moving average based on a lowpass filter. amplitude (p.u) 1.5 1.5 1 0.5 0.5 0-0.5-1 -1-1.5 Training & Target Signals Training Target - - 0 000 4000 6000 8000 10000 1000 14000 16000 sample (N) (N) Fig. 3. Training voltage signal with multi-levels of sag, swell and interruption The training performance of the proposed ANN classifier for the 16000 training samples is depicted in Fig. 5. Based on the examination of the training results, it can be seen that the ANN classifier shows excellent performance. Both targets and actual ANN outputs match each other with a high degree of accuracy. The training accuracy is also assessed in terms of the percentage of correctly classified samples to the total number of training samples. For a 1 10 1 ANN, an MSE of 0.0096 and training accuracy of 99.% are achieved. Only 14 samples out of 16000 were miss-classified.

116 017 Jordan Journal of Electrical Engineering. All rights reserved - Volume 3, Number amplitude (p.u) (a) (a) Training Signal 0 - - 0 500 1000 1500 000 500 3000 3500 4000 (b) (b) Target Classes 0 - - 0 500 1000 1500 000 500 3000 3500 4000 (c) (c) Envelope 0 - - 0 500 1000 1500 000 500 3000 3500 4000 (d) (d) Smoothed Envelope 0 - - 0 500 1000 1500 000 500 3000 3500 4000 Sample (N) Fig. 4. Smoothed training envelop, input and output target pattern 3 desired target classes ANN classes Smoothed envelope amplitude (p.u) (p.u) 1 0-1 -1 - - 0 000 4000 6000 8000 10000 1000 14000 16000 sample (N) (N) Fig. 5. Comparison between the target and ANN actual outputs B. Testing Phase The generalization capability of the proposed ANN classifier is examined using nine different input-output testing pattern sets of synthetic voltage signals. Each signal is constructed by embedding a short duration segment of sag, swell or interruption disturbance within a voltage signal of normal level. Three segments of 7%, 55% and 5% voltage sag levels, three segments of 170%, 140% and 10% voltage swell levels and three segments of 7%, 5% and % voltage interruption levels are generated as shown in Fig. 6-8. The numbers of samples, beginning and ending times and duration intervals of each disturbance event are tabulated in Tables 1-3. The simulation results for nine cases of voltage sag, swell and interruption are depicted in Fig. 6-8, respectively. The simulation results of the testing phase reveal that the high accuracy of detection and classification of the proposed ANN are satisfied over a wide range of voltage variations and durations.

017 Jordan Journal of Electrical Engineering. All rights reserved - Volume 3, Number 117 a) b) c) Fig. 6. Comparison between target and ANN: a) actual outputs-7% voltage sag, b) actual outputs-55% voltage sag, c) actual outputs-5% voltage sag

118 017 Jordan Journal of Electrical Engineering. All rights reserved - Volume 3, Number a) b) c) Fig. 7. Comparison between target and ANN: a) actual outputs-170% voltage swell, b) actual outputs-140% voltage swell, c) actual outputs-10% voltage swell

017 Jordan Journal of Electrical Engineering. All rights reserved - Volume 3, Number 119 a) b) c) Fig. 8. Comparison between target and ANN: a) actual outputs-7% voltage interruption, b) actual outputs-5% voltage interruption, c) actual outputs-% voltage interruption

10 017 Jordan Journal of Electrical Engineering. All rights reserved - Volume 3, Number TABLE 1 ANN CLASSIFICATION ACCURACY OF VOLTAGE SAG CASE Sag Level Item Target Actual Output %Accuracy Number of Samples 350 347 99.1 7% Beginning Time (s) 0.50 0.43 97.3 Ending Time (s) 0.833 0.8 98.7 Sag Duration (s) 0.583 0.579 99.3 55% 5% Number of Samples 350 361 96.9 Beginning Time (s) 0.50 0.43 97.3 Ending Time (s) 0.833 0.845 98.6 Sag Duration (s) 0.583 0.60 96.7 Number of Samples 400 407 98.3 Beginning Time (s) 0.333 0.333 100 Ending Time (s) 1.000 1.008 99. Sag Duration (s) 0.667 0.675 99. TABLE ANN CLASSIFICATION ACCURACY OF VOLTAGE SWELL CASES Swell Level Item Target Actual Output %Accuracy Number of Samples 150 153 98.0 170% Beginning Time (s) 0.416 0.415 99.8 Ending Time (s) 0.667 0.670 99.7 Sag Duration (s) 0.50 0.55 98.0 140% 10% Number of Samples 150 154 98.0 Beginning Time (s) 0.416 0.415 99.8 Ending Time (s) 0.667 0.67 99.3 Sag Duration (s) 0.50 0.57 97. Number of Samples 500 503 99.4 Beginning Time (s) 0.500 0.500 100 Ending Time (s) 1.333 1.338 99.6 Sag Duration (s) 0.833 0.838 99.4 TABLE 3 ANN CLASSIFICATION ACCURACY OF VOLTAGE INTERRUPTION CASES Interruption Level Item Target Actual Output %Accuracy Number of Samples 450 454 99.1 7% Beginning Time (s) 0.416 0.413 99.4 Ending Time (s) 1.166 1.17 99.3 Sag Duration (s) 0.75 0.757 99.3 5% % Number of Samples 50 5 99. Beginning Time (s) 0.333 0.331 99.4 Ending Time (s) 0.750 0.755 99.3 Sag Duration (s) 0.417 0.44 98.3 Number of Samples 50 5 99. Beginning Time (s) 0.333 0.331 99.4 Ending Time (s) 0.750 0.755 99.3 Sag Duration (s) 0.417 0.44 98.3 IV. SIMULATION RESULTS In this section, the detection and classification performance of the proposed method for a voltage variation event is simulated for a single-line-ground fault (SLGF) disturbance on phase A of a simple 33/0.4kV distribution system as shown in Fig. 9. The fault is initiated at t=0.4s and cleared after 0.4s. The time-oscilligrams of the three phase voltages A, B and C are

017 Jordan Journal of Electrical Engineering. All rights reserved - Volume 3, Number 11 shown in Fig. 10, where a voltage interruption appears on phase A compared with 173% voltage swell in phases B and C, respectively. Fig. 9. Simulation of a SLGF on a distribution system Fig. 10. Time-oscilligrams of phases A, B and C for SLGF The three oscilligrams are introduced to the proposed voltage envelope detection-ann classification scheme. The results of classification simulations are illustrated in Fig. 11a, 11b and 11c and Table 4. Simulation results demonstrate the excellent performance of the proposed ANN classifier in detecting and classifying the voltage variation type; it as well estimates time durations with an average accuracy of 98%.

1 017 Jordan Journal of Electrical Engineering. All rights reserved - Volume 3, Number a) b) c) Fig. 11. a) Time-oscilligrams of phase A for SLGF on phase A, b) voltage swell-oscilligram of phase B for SLGF on phase A, c) voltage swell-oscilligram of phase C for SLGF on phase A

017 Jordan Journal of Electrical Engineering. All rights reserved - Volume 3, Number 13 TABLE 4 ANN CLASSIFICATION ACCURACY OF VOLTAGE VARIATIONS FOR SLGF ON PHASE A Event Item Target Actual Output %Accuracy Phase A 0% Interruption Phase B 173% Swell Phase C 173% Swell Number of Samples 40 49 96.3 Beginning Time (s) 0.400 0.401 99.9 Ending Time (s) 0.800 0.816 98.0 Sag Duration (s) 0.400 0.415 96.3 Number of Samples 40 45 97.9 Beginning Time (s) 0.400 0.403 99.3 Ending Time (s) 0.800 0.81 98.5 Sag Duration (s) 0.400 0.409 97.75 Number of Samples 40 45 97.9 Beginning Time (s) 0.400 0.403 99.3 Ending Time (s) 0.800 0.81 98.5 Sag Duration (s) 0.400 0.409 97.8 V. CONCLUSION In this paper, an efficient envelope-ann based technique for detection and classification of sag, swell or interruption voltage variations along with their time durations is developed. The envelope of the signal is developed using HT. A feed forward ANN with BP training is also developed for the classification of the voltage variation. The proposed ANN classifier consists of one input, 10 hidden neurons and one output neuron. Computer simulations of the training phase have shown high classification accuracy up to 99.%. Likewise, high accuracy up to 98.6% has been achieved for several cases of voltage variations in the testing phase. The simulation results reveal that the proposed envelope detection-ann based classifier technique provides a powerful technique for fast and effective classification of voltage variations and estimation of the beginning, ending and duration times of the voltage variation. REFERENCES [1] R. Dugan, M. McGranaghan, S. Santoso, and H. Beaty, Electrical Power Systems Quality, Second Ed., New York: McGraw Hill, 003. [] M. Bollen, Understanding Power Quality Problems: Voltage Sags and Interruptions, First Ed., New York: Wiley, 000. [3] R. Kantaria, S. Joshi, and K. Siddhapura, "A novel technique for mitigation of voltage sag/swell by dynamic voltage restorer (DVR)," Proceedings of IEEE Conference on Electro/Information Technology, pp.1-4, 010. [4] B. Bae, J. Jeong, J. Lee, and B. Han, "Novel sag detection method for line-interactive dynamic voltage restorer," IEEE Transactions on Power Delivery, vol. 5, no. l, pp. 110-111, 010. [5] G. Ledwich and A. Ghosh, "A flexible DSTATCOM operating in voltage or current control mode," Proceedings of IEE Generation, Transmission and Distribution Conference, vol. 149, no., pp. 15-4, 00. [6] R. Mohan, S. Basha, and A. Subramanyam, "Comparison of voltage sag and swell detection algorithms in power system," Engineering Research and Development, vol. 10, no. 8, pp. 9-35, 014. [7] E. Styvaktakis, M. Bollen, and I. Gu, "Automatic classification of power system events using rms voltage measurements," Proceedings of IEEE PES Summer Meeting, vol., 00.

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