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Research Infrastructures in Horizon 2020 Bernhard Fabianek European Commission DG Research & Innovation Research Infrastructures "The views expressed in this presentation are those of the author and do not necessarily reflect the views of the European Commission"

Research Infrastructures t Facilities, resources, organisational systems and services that are used by the research communities to conduct research and innovation in their fields

The Knowledge Triangle at Work To be a genuinely competitive in the knowledge economy, one must be better: in producing knowledge through h research in diffusing it through education in applying it through innovation

Global l Virtual Research Community Infrastructure

Why an EU Approach for Research Infrastructures? To open access to the research infrastructures existing in the individual Member State to all European researchers To avoid duplication of efforts and to coordinate and rationalise the use of these research infrastructures To trigger the exchange of best practice, develop interoperability of facilities and resources, develop the training of the next generation of researchers To connect national research communities and increase the overall quality of the research and innovation To help pooling resources so that the Union can also acquire and operate research infrastructures globally

European Strategy Forum on Research Infrastructures - The Process RI proposal by Member State ESFRI ESFRI Roadmap TWG1 TWG2 TWG3 Pan-European Science case Technical case Business case Overall maturity Recommended projects and analysis of landscape

ESFRI Roadmap 2010 Social Sc. & Hum. ( 5 ) Life Sciences ( 13 ) Environmental Sciences ( 9 ) Energy ( 7 ) Material and Analytical Facilities (6) Physics and Astronomy ( 10 ) e-infrastructures (1) SHARE BBMRI ELIXIR ICOS EURO- ARGO ECCSEL EUROFEL ELI TIARA PRACE European Social Survey ECRIN INFRA FRONTIER LIFEWATCH IAGOS Windscanner EMFL SPIRAL2 CTA CESSDA INSTRUCT EATRIS EMS EPOS EU-SOLARIS European XFEL E-ELT SKA CLARIN EU- OPENSCREEN EMBRC SIAEOS EISCAT_3D JHR ESRF Upgrade KM3NeT FAIR DARIAH Euro ERINHA NEUTRON ILC- COPAL IFMIF SLHC-PP BioImaging BSL4 Lab ESS HIGRADE ISBE MIRRI HiPER ILL20/20 Upgrade ANAEE MYRRHA Distributed research infrastructures Single sited research infrastructures

Implementation of ESFRI projects «A combination of resources from national budgets, Community yprogrammes, EIB instruments and structural funds should lead to the development of excellent research infrastructures throughout Europe» EU Council of Research Ministers March 2009

The ESFRI Process cont. ESFRI Roadmap EC Funding of Preparatory Phase ESFRI Incubator Role Member States Funding of Implementation Phase and Operation Finalise concept and design RI Organisation Legal framework Business plan Finance model Support from EC Structural Funds Support from EC Horizon2020

Innovation vs. Economic Output t 70 economic ou utput Index of 60 50 40 30 20 10 0 0 10 20 30 40 50 60 70 Index of innovative output Source: Mikel Navarro et al, Basque Competitiveness Institute, 2010

Status of implementation Social Science and Humanities (SSH): SHARE (ERIC); CLARIN (ERIC); ESSurvey (ERIC application) Environmental Sciences (ENV): EURO-ARGO (ERIC application) Biological and Medical Sciences (BMS): EATRIS (ERIC application); ECRIN (ERIC application); INSTRUCT (ICA, Ltd); ELIXIR (ICA, EMBL special project) Energy: JHR (ICA) Engineering, Physical Sciences, Materials and Analytical Facilities (EPS): ESRF upgrade (EIRO, société civile); European XFEL (EIRO, GmbH); ILL 20/20 upgrade (EIRO, société civile); FAIR (GmbH); SPIRAL2 (CNRS/CEA) e-infrastructures: PRACE (AISBL)

ESFRI Research Infrastructures under construction

Regional Innovation Scoreboard 2012 ESFRI Research Infrastructures under construction

Hosted ESFRI Research Infrastructures Participating in ESFRI Research Infrastructures

National Support ESFRI Roadmap 2010 Social Sc. & Hum. ( 5 ) Life Sciences ( 13 ) Environmental Sciences ( 9 ) Energy ( 7 ) Material and Analytical Facilities (6) Physics and Astronomy ( 10 ) e-infrastructures (1) SHARE BBMRI ELIXIR ICOS EURO- ARGO ECCSEL EUROFEL ELI TIARA PRACE European Social Survey ECRIN INFRA FRONTIER LIFEWATCH IAGOS Windscanner EMFL SPIRAL2 CTA CESSDA INSTRUCT EATRIS EMSO EPOS EU-SOLARIS European XFEL E-ELT SKA CLARIN EU- OPENSCREEN EMBRC SIOS EISCAT_3D JHR ESRF Upgrade KM3NeT FAIR DARIAH Euro ERINHA NEUTRON ILC- COPAL IFMIF SLHC-PP BioImaging BSL4 Lab ESS HIGRADE ISBE MIRRI HiPER ANAEE Hosting countries Participating countries MYRRHA ILL20/20 Upgrade NFFA C-ERIC Distributed research infrastructures Single sited research infrastructures

Commitments within the Innovation Union By 2015 ( ) have completed or launched the construction of 60% of the priority European research infrastructures currently identified by ESFRI ( ). opening of Member State operated research infrastructures to the full European user community The European Union should step up its cooperation on the roll-out of the global research infrastructures

Framework Programme Framework Programme ESFRI Framework Programme ESFRI Framework Programme - ESFRI Structural Funds

e-infrastructures data Structural Funds Open AIRE EUDAT Horizon2020 IMPACT METAFOR EuroVO-AIDA GENESI-DR network com mputing PRACE EGI GÉANT neugrid EUFORIA D4SCIENCE ETSF FEDERICA EVALSO AUGERaccess generic e-infrastructure user communities involvement

ERIC: European Research Infrastructure Consortium A new legal framework, at EU level, to facilitate the joint establishment and operation of Research Infrastructures of European interest among several countries A legal personality recognised in all EU Member States Current status: First ERIC status awarded to SHARE on 17 March 2011, hosted by NL Second ERIC status awarded to CLARIN on 29 February 2012, hosted by NL

National Roadmaps for Research Infrastructures Roadmap in place Roadmap under preparation National funding reserved for new/updated RIs

Cohesion policy 2014-2020 2020 & EU 2020 Commission adopted its proposals 6 October 2011: Cohesion policy (ERDF, CF & ESF) will focus on Europe 2020 objectives for smart, sustainable and inclusive growth, along with rural development policy (EAFRD) and maritime and fisheries policy (EMFF), List of thematic objectives developed around the Europe 2020 0 headline targets and flagship initiatives Thematic concentration for maximising impact: minimum shares for research and innovation through ERDF Ex-ante conditionality, e.g. existence of a Research and Innovation Strategy for Smart Specialisation (RIS3). Commission has adopted Elements for a Common Strategic Framework 2014 to 2020 for cohesion. Linkages have been clarified with Horizon 2020.

Smart Specialisation Research & Innovation Strategies for Smart Specialisation (RIS³) will lead to an economic transformation based on 4Cs: (Tough) Choices: select few priorities on the basis of international specialisation integration on international value chains Competitive (Constructed) Advantage: mobilize talent by matching Research & Innovation with business needs & capacities Critical Mass: provide arenas for cross-cutting links between sectors which drive specialised technological diversification; address generic technologies, based on cutting edge research, as well as their exploitation and adaptation to specific sectors Collaborative Leadership: efficient innovation systems as a collective endeavour based on public-private p partnership p (quadruple helix) and synergies between funding instruments from the EU, national and regional policies

Research Infrastructures in Horizon 2020 Developing the European RIs for 2020 and beyond Developing new world-class RIs ESFRI+ and opening national RIs of pan-european interest Development, deployment and operation of ICT based e-infrastructures Fostering the innovation potential of RIs and their human capital Reinforcing European RI policy and Reinforcing European RI policy and international cooperation

S Specific ifi Implementation I l t ti Aspects A t

"Guideline" " Structural National Funds Design Phase Preparatory Phase ESFRI Construction Operation Implementation g iti g iti g iti g iti Exploiting the Innovation Potential Strengthening the human Capital European Policy for RIs International Cooperation

and Opening existing National RIs of pan-european Interest To open up key national research infrastructures to all European researchers and to ensure their optimal use and joint development Support to European Research Infrastructures Networks bringing together infrastructures in a given field Continuation of the FP7 ti iti and I3s will cover: Transnational and virtual access; Networking to foster a culture of cooperation; Joint research to improve the services provided by the infrastructures

Exploiting the innovation potential of research infrastructures R&D partnerships with industry to develop Union capacities and industrial supply in high-tech areas such as scientific instrumentation or ICT; Stimulate the use of research infrastructures by industry, e.g. as experimental test facilities, innovation hubs, knowledge-based centres; Encourage the integration of research infrastructures into local, regional and global innovation systems; Pre-Commercial Procurement and Public Procurement of Innovation by research infrastructure actors to drive forward innovation.

Priorities iti and Vision i for Horizon 2020 Adopt adequate organizational and governance models Pool and reinforce regional capacities Consolidate RIs as a multi-disciplinary platform for regional/global collaborations Support international collaborations that are pp strategic for European scientific partnerships

Thank you for your Attention! Find out more: www.ec.europa.eu/research/horizon2020