Design and Performance Simulation of a Ku-Band Rotating Fan-Beam Scatterometer

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Design and Performance Simulation of a Ku-Band Rotating Fan-Beam Scatterometer Xiaolong DONG, Wenming LIN, Di ZHU, (CSSAR/CAS) PO Box 8701, Beijing, 100190, China Tel: +86-10-62582841, Fax: +86-10-62528127 Emails: dxl@nmrs.ac.cn, xldong@ieee.org

Outline of the presentation Mission background Requirement for the scatterometer Design of key system parameters Simulation of system performances Summary

Mission background - Objectives & Payloads Mission Objectives: monitoring the wind and waves at the ocean surface at the global scale in order to improve: The wind and wave forecast for marine meteorology (including severe events) the ocean dynamics modeling and prediction, our knowledge of climate variability fundamental knowledge on surface processes linked to wind and waves Payloads: SWIM (Sea Wave Investigation and Monitoring by satellite) A Ku-band real aperture radar for measurement of directional ocean wave spectra; SCAT (SCATterometer) A Ku-band rotating fan-beam radar scatterometer for measurement of ocean surface wind vector.

Mission background platform, orbit and schedule at satellite level Platform Orbit Small sat less than 1000kg ~500km Sun synchronous polar orbit Local descending time: 7:00am Ground station 3 or 4 stations in China 2 stations in arctic area Preliminary schedule 2009.05 Mission definition 2010.05 System design 2011.12 Engineering model 2013.06 Flight model 1 st half, 2014 Launch

Reqirments for the scatterometer Objectives: Measurement of global σ Retrieval of global ocean surface wind vector Data requirements Swath width: >1000km Surface resolution: 50km (standard); 25km (goal) Data quality (at 50km resolution) σ precision: 1.0dB for wind speed 4~6m/s 0.5dB for wind speed 6~24m/s Wind speed: 2m/s or 10% @ 4~25m/s Wind direction: 20deg @ 360deg for most part of the swath Life time: 3yrs

Design of key system parameters Key design principles Choice of system type System configuration Key system parameters Design of antenna

Key design principles Ku-band rotating fan-beam scatterometer Platform dimension, available GMFs Long LMF pulse with de-ramp pulse compression Digital I-Q receiver with on-board pulse compression processing and resolution cell regrouping TX/RX channel except antenna and switch matrix identical primary/backup design to ensure liability

Choice of system type -Why rotating fan beam? Why rotating beam? Overlap of surface coverage with SWIM is requirement, nadir gap should be avoided. Deployment of multiple fanbeam antenna is not allowed due to platform capability. Large swath at a relatively low orbit (~500km) requires scanning. Why rotating fan beam? Lower rotating speed to ensure life time of rotating mechanism; Multiple incident angles for better wind direction retrieval; Large incident angle ranges (20~46 ) for research of ocean surface scattering characteristics, by compensating with SWIM (0~10 )

System configuration Antenna subsystem Antenna and feeding network; Scanning mechanism; Servo controller; RF subsystem Switch matrix; RF receiver; RX/TX electronics subsystem IF receiver; Frequency synthesizer; TX up-converter Power amplifier subsystem TWT and EPC Digital subsystem Signal generator; System controller; DSP module; Data communication controller; Secondary power supply subsystem DC-DC power converter; TC/TM module WG & cable assembly

Primary Power Line Secondary power Command line Receiving channel Transmitting channel Power +12V +28V RF receiver (P) H P/B Switch for receiving Antenna and feeding network ±5V ±5V Scanning mechanism And rotary joint RF receiver (B) V Switch Matrix RF Subsystem Antenna Subsystem +28V EPC (P) +28V Servo controller (P) Servo controller (B) TWT (P) RX/TX Electronics Subsystem P/B Switch for transmitting +28V TWT (B) +28V EPC (B) Power System Diagram Digital Subsystem (P) Digital Subsystem (B) Secondary Power Supply Subsystem +28V +28V Platform power and data bus

Key system parameters Basic radar parameters Optimization of radar parameters Antenna parameters

Basic radar parameters Parameter Frequency Signal bandwidth Internal calibration precision Receiver NF Insertion loss of TX channel Insertion loss of RX channel Transmitting power (peak) Pulse width PRF Specifications 13.256GHz 0.5MHz Better than 0.15dB 2.0dB 1.5dB 3.0dB 120W 1.35ms 2 75=150Hz

Optimization of radar parameters Optimization: trade-off between SNR and measurement samples and number of looks. maximization of wind vector retrieval performance Surface resolution Signal bandwidth Rotating speed

Observation geometrical relationship α R δ D γ a θ H γ β O a = H α sin 1 sin( α θ ) 1 + sinθ R = a a sinθ Half swathwidth: ( ) D= asin α θ 1 1 Resolution in azimuth direction: Δ Da = R Δθa ΔR cτ c Δ De = = = α α B α Resolution in elevation direction: sin 2sin 2 sin

Resolution in azimuth direction & azimuth beam-width Fan beam lower gain antenna as long as possible Decided by antenna beamwidth Limited by satellite dimension: 1.2m Beamwidth ~1.1 deg resolution in azimuth direction: 10.5~14.5km

Design of rotating speed Trade-off between independent σ measuremrent samples for single look and number of looks Optimization of 3.4rpm

Optimization of PRF and pulse width by observation geometry PRF(Hz) Pulse width (ms) Duty ratio Optimal result 55 2=110 3.0 33.00% Best available TWTA 75 2=150 1.35 20.25%

Resolution in elevation direction & signal bandwidth Low SNR due to low antenna gain Bandwidth 0.5MHz resolution:380~650m On-board non-coherent re-grouping to improve σ precision resolution of 5km

Swath width and incident angle 1000km θ~44 50km margin θ~46 σ vs incident angle Bragg scattering:θ=20~70 像元 1 θ R σ SNR 星下轨迹 Δθ e smaller incident angle 像元 扫描方向 扫描刈幅 像元 3 波束地面足迹

Optimization of antenna Symmetrical sinc beam pattern Non symmetrical beam pattern Azimuth BW (-3dB): 1.1 Elevation BW (-3dB): 15 Peak alignment: 40 off nadir Peak gain: 30dB@40 Azimuth BW (-3dB): 1.1 (symmetrical) Elevation beam pattern: Near end gain: 25dB@26 Far end gain: 28dB@46 Gain for 1000km swath outer boundary: 29dB@44 Peak gain: 30dB@40

天线 扫描机构 天线安装板 卫星舱板

Simulations of system performances Simulation of σ precision Simulation of wind vector retrieval performance

Simulation of σ precision Modeling Radar equation SNR σ precision 2 2 λ G σ Pr = Pt da R where: ( 4π ) 3 4 L A P = 120W = 50.8dBm t λ = 2.263cm = 16.5dB L= 3.5 db (insturment loss) SNR = SNR σ Pr = N 2 2 1 λ G σ = Pt kbt R ( 4π ) 3 4 L A da 2 2 δ P δσ 1 true 1 1 1 Kp = = = 1+ + 1+ P σtrue Neff SNR σtrue Nnoise SNR σtrue Kp( db) = 10log 1+ Kp ( )

Number of looks and number of independent samples

Distribution of SNR

σ Precision (compared with Seawinds)

Analysis: Except for wind cells in the outer part within the swath, identical Kp can be obtained within the swath; For wind speed of 4~6m/s, σ measurement with precision better than 1.0dB can be obtained within most part of the swath, which will have positive contributions for wind vector retrieval; For wind speed of 6~24m/s, σ measurement with precision better than 1.0dB can be obtained within most part of the swath; Compared with Seawinds, Ku-RFSCAT can obtain σ precision for wind speed of 4m/s similar to the σ precision obtained by seawinds with wind speed of 3m/s; but wind direction retrieval can be better due to the increased number of incident azimuth angles.

Wind vector retrieval performance Only σ data with precision better than 1.0dB will be used for wind retrieval; Standard MLE method and NSCAT GMF are used for simulation; Median filter algorithm for wind direction ambiguity removal

Wind retrieval for resolution of 25km

Wind retrieval for resolution of 50km

25km resolution for statistical random wind field

25km resolution for statistical random wind field

Summary With 50km resolution, wind retrieval performance requirement can be satisfied for most part within the swath; When wind speed <=12m/s,50km resolution data can have obvious better performance than the result with 25km resolution, which is due to the increase of number of independent samples; When wind speed >=16m/s, the difference of wind retrieval performance between 25 km and 50km resolutions will become neglectable, even for outer part of the swath; With increase of wind speed, performance for center part of the swath becomes worse, due to error of GMF for high speed; For scanning fan-beam scatterometer, it is expected to improve the wind retrieval performance by developing wind retrieval algorithms for low SNR, multiple incident angle σ measurements.

Thanks!