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Copyright IEEE Reprinted from IEEE AP-S International Symposium This material is posted here with permission of the IEEE. Such permission of the IEEE does not in any way imply IEEE endorsement of any of Universität Ulm's products or services. Internal or personal use of this material is permitted. However, permission to reprint/republish this material for advertising or promotional purposes or for creating new collective works for resale or redistribution must be obtained from the IEEE by writing to pubs-permissions@ieee.org. By choosing to view this document, you agree to all provisions of the copyright laws protecting it.

Dual polarization antenna fed by a dual mode substrate integrated NRD-guide Ulf Schmid, Wolfgang Menzel, Yves Cassivi,KeWu University of Ulm, Albert-Einstein-Allee, 898 Ulm, Germany Email: ulf@mwt.e-technik.uni-ulm.de, wolfgang.menzel@ieee.org Poly-Grames Research Center, 3333 Queen Mary, Montréal (Qc), Canada, H3V A Email: cassivy@grmes.polymtl.ca, wuke@grmes.polymtl.ca Abstract The non-radiative dielectric (NRD) waveguide is used for the first time as a dual mode waveguide. The LSE and LSM modes are excited independently via a novel microstrip to NRD waveguide dual mode transition. The transition is connected to a new NRD waveguide fed planar patch antenna array where each linear polarization is associated to one mode. Using this circuit, circular and elliptical polarizations may be generated, too, by applying a specified phase shift and amplitude ratio of the two modes. I. INTRODUCTION Up to now, the NRD-guide has been used only in single mode configuration. Typically, one of the modes (LSE or LSM ) was desired, while the other one was regarded to be spurious, [], [], [3]. But since these two fundamental modes are orthogonal to each other, they can coexist on the same NRD-guide without interference as long as there is no asymmetric discontinuity that would generate mode conversion problems []. Here we propose a new dual linear polarization antenna fed by a dual mode NRD waveguide circuit. The antenna could also be used for circular and elliptical polarizations by controlling the phase shift and amplitude ratio of the LSE and LSM. The key component of this circuit is a microstrip to NRD-guide transition which can excite the two modes independently. The antenna part is made of a dual mode double T-junction from NRD-guide to microstrip line feeding four square microstrip patch antennas. All NRD-guide components are implemented in substrate integrated NRD (SINRD) waveguide technique [5], Fig. top, using TMM-6 material with ε r =6, H nrd =3.8 mm, W nrd =5.5 mm, D =.5 mm, D =.5 mm, b cell =.75 mm. The holes are blind holes with d drill =6µm andα drill = 8 which makes sure that the backside metallization is not damaged. This arrangement produces a small asymmetry along the height of the NRDguide but is unsufficitent to generate significant leakage losses [6]. Simulation is done with a commercial finite integration time domain simulator [7], using a simplified NRD-guide model [5], Fig. bottom, with W eq =5. mm and ε eff =.79. b cell ε eff ε r W nrd b cell W eq D D ε r ε eff H nrd α drill d drill Fig.. SINRD-guide topology: at the top drilling hole pattern, at the bottom equivalent NRD-guide for faster simulations. II. TRANSITIONS A. Dual mode transition from NRD-guide to microstrip line The dual mode transition from NRD-guide to microstrip line (Fig. left) is a combination of two separate conventional transitions from NRD-guide to microstrip line [], [] with one important modification. The NRD-guide stub of the transition from the LSM mode to microstrip line is implemented by a set of longitudinal slots (L slot =.7 mm, W slot =. mm, represented by dashed rectangles in Fig. left) in the backside metallization of the NRD-guide which does not effect the LSE mode, but act as a highly reflective discontinuity for the LSM mode. Length of the coupling slots is L slot,lsm =. mm for the LSM mode excitation and L slot,lse =. mm for the LSE mode excitation, and the width of both slots is W slot =. mm. The length of the microstrip line stubs is L stub,lsm = L stub,lse =. mm. Fig. right shows the simulated S-parameters of the dual mode transition from NRD-guide to microstrip line. Port 3 and port -783-83-8//$. IEEE

areforthelsm and LSE mode, respectively. Port 5 is defined as the power that is lost by radiation and the excitation of spurious modes in the NRD-guide substrate. msl input port for LSE at port matching for LSE mode at port matching slots for LSM at port 3 Fig.. radiation and spurious modes 5 NRD-guide output port LSE 3 LSM s ij in db s s s 5 msl input port for-3 3 3.5.5 5 LSM at port 3 Simulation of the dual mode transition from NRD-guide to microstrip line: left setup, right S-parameters. The transition has been fabricated as a back-to-back transition (Fig. 3 left) with 53.8 mm distance between the LSE mode excitation slots and 7.8 mm distance between the LSM mode excitation slots. Length of the LSE mode exitation microstrip lines is mm, and length of the LSM mode exitation microstrip lines is 6 mm. The wavelength at GHz for a 5Ω microstrip line made of RT/Duroid 587 (ε r =.33, thickness =.5mm) is about 9 mm. Since the attenuation of the microstrip line is about. db per wavelength, we have.7 db insertion loss for the LSM mode excitation lines, and.5 db for the LSE mode excitation lines. Fig. 3 right shows the measured S-parameters of the dual mode back-to-back transition. Insertion loss for the LSM mode with about db to 5 db is higher then the simulation results. This is due to the fact that the dielectric losses in the SINRD-guide substrate and the microstrip lines were not included in the simulation. Furthermore the TMM-6 substrate used for the SINRD-guide structures showed impurities which we believe lead to higher insertion losses. We also note a difference between the simulation and the measurement results for the matching level of both modes. Part of this difference is attributed to the dielectric constant of the TMM-6 substrate, which was not exactly known, again because of the impurities found in it. The other reason of the difference is related s ij in db to the simplified model in Fig., which does not consider the asymmetry caused by the blind holes. Fig. 3. 3 s s 3 s 5 s s s s 3-3.5.5 3 3.5.5 5 Measurement of the dual mode transition from NRD-guide to microstrip line: left setup, right S-parameters. B. Dual mode double T-junction from NRD-guide to microstrip line The coupling from the NRD-guide to the dual polarization antenna array is done by a coupling cross (see Fig. left). The dimensions of the coupling crossed slots are the same as the dimensions for the coupling slots of the dual mode transition in section II-A. Matching of the LSM mode is achieved by a longitudinal slot in the backside metallization of the NRD-guide (L slot =5. mm, W slot =. mm, represented by a dashed rectangle) at the distance L stub,lsm =. mm from the center of the coupling cross. Note that this longitudinal slot does not effect the LSE mode. The resonance for the LSE mode matching is tuned by the NRD-guide stub length L stub,lse = 3. mm. Fig. right shows the simulated S-parameters of the double T-junction. Power inserted at port and port is transfered to port and port 3, respectively. Port 5 is defined as the power that is lost by radiation and the excitation of spurious modes in the NRD-guide substrate. For

s ij in db LSE LSM L stub,lse s L 5 s stub,lsm s s 3 coupling cross s 5 s 5 on intermediate radiation and -3 metal layer 3 3 3.5.5 5 spurious modes Fig.. Simulation of the dual mode double T-junction from NRD-guide to microstrip line. measurement purpose the transitions for dual mode excitation (Fig. left) and the dual mode double T-junction (Fig. left) have been combined to the measurement setup in Fig. 5 left. Compared to theory, the measured S-parameters (Fig. 5 right) show a slight shift ij in db s towards lower frequencies. Around 3 GHz the set works well for both excitations. Fig. 5. 3 s s s s 3-3.5.5 3 3.5.5 5 Measurement of the dual mode double T-junction from NRD-guide to microstrip line: left setup, right S-parameters. III. RADIATING ELEMENT The radiating structure (Fig. 6) consists of four square microstrip patch antennas and is excited by a network including the dual mode double T-junction described in section II-B, Fig. left. LSM mode on the backside NRD-guide (represented by a dashed rectangle) excites the horizontal microstrip line and makes the four rectangular patches radiate in the horizontal polarization. LSE mode makes them radiate in the vertical polarization. The planar structure is symmetrical in both planes. Dimensions are L =7.6 mm, W =.5 mm, L =8. mm, W =.9 mm, W 3 =. mm, L p =3.8 mm, D p =mm. W W 3 L p W Fig. 6. L D p L Setup of the dual polarization radiating element. IV. DUAL POLARIZATION ANTENNA microstrip feeding for horizontal polarization microstrip feeding for vertical polarization Fig. 7. Photo of the dual polarization antenna. s in db LSE excitation LSM excitation -3 3 5 Fig. 8. Measured matching of the antenna.

Fig. 7 shows the dual polarization antenna mounted on the turntable for antenna measurements. In this case, the antenna is excited for vertical polarization by a coaxial connector. The matching of the dual polarization antenna (Fig. 8) for both excitations is best between and.5 GHz. The radiation diagrams of the antenna have been measured in the E-plane and in the H-plane for both excitations (Fig. 9). For LSE mode excitation, the cross polarization and the sidelobes of the co-polarization are below db. For LSM mode excitation, the cross polarization and the sidelobes of the co-polarization are below db. -3 S(ϑ) in db LSE co-pol. LSE, X-pol. LSM, co-pol. LSM, X-pol. -9-6 -3 3 6 9 ϑ in Degrees Fig. 9. Measured radiation diagram of the dual polarization antenna. V. DISCUSSION The difference between simulation and measurement of the NRD-guide components has several reasons. The dielectric constant of the TMM-6 substrate is not exactly known, the TMM-6 substrate used for the SINRD-guide structures showed impurities which lead to higher insertion losses. Simulation was done with the simplified model in Fig., which does not consider the unsymmetry caused by the blind holes. VI. CONCLUSION The non-radiative dielectric (NRD) waveguide is used as a dual mode waveguide for feeding a dual polarization antenna array. LSE and LSM mode are excited independently by seperate transitions from microstrip line to NRD-guide. Each of the modes causes the planar patch array to radiate in one linear polarization. By a respective phase shift and amplitude relation of the two modes, circular and elliptical polarizations may be generated. This even may be achieved with a modified transition using a single microstrip line and exciting both modes in the necessary phase relation. REFERENCES [] A. Bacha and K. Wu, Lse-mode balun for hybrid integration of nrd-guide and microstrip line, IEEE Microwave and Guided Wave Letters, pp. 88, 998. [], Toward an optimum design of nrd-guide and microstrip-line transition for hybrid-integrated technology, IEEE Transactions on Microwave Theory and Techniques, vol. 6, pp. 796 8, Nov. 998. [3] J. Tang and K. Wu, Integrated microstrip to nrd-guide transition using a spurious mode suppressing technique, in IEEE Transactions on Microwave Theory and Techniques Symposium, vol. 3, June, pp. 85 88. [] F. Boone and K. Wu, Mode conversion and design consideration of integrated nonradiative dielectric (nrd) components and discontinuities, IEEE Transactions on Microwave Theory and Techniques, vol. 8, no., pp. 8 9, Apr.. [5] Y. Cassivi and K. Wu, Substrate integrated non-radiative dielectric (sinrd) waveguide, accepted for publication in IEEE Microwave and wireless components letters. [6] H. Shigesawa, M. Tsuji, P. Lampariello, F. Frezza, and A. A. Oliner, Coupling between different leaky-mode types in stub-loaded leaky waveguides, IEEE Transactions on Microwave Theory and Techniques, vol., no. 8, pp. 58 56, Aug. 99. [7] CST, CST Microwave Studio, Version.3. CST-Computer Simulation Technology.