Frameworks for Assessing IT Systems Engineering Acquisition Issues and Proposed Approaches in Support of Public Law 111

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Frameworks for Assessing IT Systems Engineering Acquisition Issues and Proposed Approaches in Support of Public Law 111 15 th Annual Systems Engineering Conference Net Centric Operations/Interoperability Track National Defense Industrial Association October 22-25, 2012 Dr. Kenneth E. Nidiffer Software Engineering Institute Carnegie Mellon University Pittsburgh, PA 15213 703-908-1117

Overview Perspective The Problem Space The Solution Space (Pre-Decisional) What Success Looks Like Focus: Acquisition of Source: SEI DoD IT Systems Issues and Proposed Approaches in Support of Public Law 2111

Perspective: Cyber Landscape Includes all: System of Systems Architecture Services Networked Hardware/ Platforms People who digitally connect to cyberspace Transportation Infrastructure What are the opportunities? Healthcare Infrastructure Banking & Financial Infrastructure Energy & Utilities Infrastructure Communications Infrastructure + + + + Source: SEI 3 Issues and Proposed Approaches in Support of Public Law 3111

Problem Space: Improving Efficiency and Effectiveness in IT/Cyber Acquisitions in DoD Source: Director, Command and Control, Programs & Policy (OSD) - Pre-Decisional Issues and Proposed Approaches in Support of Public Law 4111

Problem Space: Current DoD IT Environment Source: Director, Command and Control, Programs & Policy (OSD) Pre-Decisional Issues and Proposed Approaches in Support of Public Law 5111

Problem Space: DoD IT Acquisition Cycle-Time - 32 MAIS Planning Phase Milestone B Build Phase Initial Operational Capability Analysis of Alternatives 43 Economic Analysis 91 40 48 Development MS C Test 5 Cycle-Time Driven by Processes Developed to Counter a Cold War Adversary In Industrial Age Society Source: Defense Science Board Report, March 2009 Issues and Proposed Approaches in Support of Public Law 6111

Problem Space: IT Software Life Cycle Continuum Gov t Today Desired State Industry Business Need Identified Intermediate Adaptive Life Cycle (Example) Issues and Proposed Approaches in Support of Public Law 7111

Problem Space: Generic Acquisition Process Source: Defense Science Board Report, March 2009 Issues and Proposed Approaches in Support of Public Law 8111

Problem Space: No Milestone D No Way to Re- Invest Replacement Savings Year Proportion of software maintenance costs Definition 2000 >90% Software cost devoted to system maintenance & evolution / total software costs 1993 75% Software maintenance / information system budget (in Fortune 1000 companies) 1990 >90% Software cost devoted to system maintenance & evolution / total software costs 1990 60-70% Software maintenance / total management information systems (MIS) operating budgets 1988 60-70% Software maintenance / total management information systems (MIS) operating budgets 1984 65-75% Effort spent on software maintenance / total available software engineering effort. Erlikh (2000) Reference Eastwood (1993) Moad (1990) Huff (1990) Port (1988) McKee (1984) 1981 >50% Staff time spent on maintenance / total time (in 487 Lientz & Swanson (1981) organizations) 1979 67% Maintenance costs / total software costs Zelkowitz et al. (1979) Issues and Proposed Approaches in Support of Public Law 9111

Employee Count Problem Space: 2011 DAW Age Analysis 30000 25000 Def Acq Workforce - Overall Age Distribution - FY11 Q3 [16.4%] 24,928 [18.4%] 27,941 20000 15000 [10.1%] [10.9%] [10.7%] 15,247 16,549 16,254 [8.7%] 13,157 [12.8%] 19,446 [9.7%] 14,702 10000 Policy Formulation 5000 0 0 [0.02%] 24 [2.3%] 3,427 IT Awareness Under 20 20-24 25-29 30-34 35-39 40-44 45-49 50-54 55-59 Over 60 0 Data Source: OSD (AT&L Data Mart Issues and Proposed Approaches in Support of Public Law 10111

Technical Talent Time Foreign Problem Space: Four Key Challenges to our Technical Base DoD Shift in Technical Global Talent Base Access to Commercial Technology Time Tech Areas Shift in Technical Talent Base Foreign Increasing Pace of Innovation Source: DDR&E Time Impact Issues and Proposed Approaches in Support of Public Law 11111

Sophistication Problem Space: Technological Rate of Adoption - the Cyber Domain is Hotly Contested High Low Sophistication Required of Actors Declining 1980 1985 1990 1995 UNCLASSIFIED 12 back doors disabling audits Sophistication packet spoofing sniffers sweepers hijacking burglaries sessions exploiting known vulnerabilities password cracking self-replicating code password guessing Of Available Tools Growing sophisticated C2 cross site scripting stealth / advanced scanning techniques denial of service attack tools www attacks automated probes/scans GUI network mgmt. diagnostics Staging distributed Issues and Proposed Approaches in Support of Public Law 12111 next? Increased GIG Complexity & Dependence equates to lower entry barriers and potential for increased number of malicious actors Source: DoD Defensive measures are outpaced by the well resourced sophisticated threat... 12

Problem Space: An Effective Process for Major Defense Systems But Not Very Agile for IT Systems Source: Defense Acquisition University Issues and Proposed Approaches in Support of Public Law 13111

Problem Space: Alignment of Three Major DoD Decision Support Systems Planning, Programming, Budgeting & Execution (PPBE) Effective Interaction Essential for Success Joint Capabilities Integration & Development System (JCIDS) Defense Acquisition System Big A Source: Defense Acquisition University Issues and Proposed Approaches in Support of Public Law 14111

Problem Space: Software-Reliant Acquisitions Can Be Difficult to Manage According to Fred Brooks* software projects are difficult because of accidental and essential difficulties Accidental difficulties are caused by the current state of our understanding of methods, tools, and techniques of the underlying technology base Essential difficulties are caused by the inherent nature of software invisibility - lack of physical properties conformity changeability complexity * Source: The Mythical Man-Month by Fred Brooks, Addison Wesley, 1995 Dr. Fred Brooks Issues and Proposed Approaches in Support of Public Law 15111

Solution Space: Issues Are Well Known and Are Being Addressed Source: Director, Command and Control, Programs & Policy (OSD) Pre-Decisional Issues and Proposed Approaches in Support of Public Law 16111

Solution Space: Legislative Landscape 2009 and 2011 National Authorization Acts Source: Director, Command and Control, Programs & Policy (OSD) Pre-Decisional Issues and Proposed Approaches in Support of Public Law 17111

Solution Space: Section 804 - IT Acquisition Reform Goals Source: Director, Command and Control, Programs & Policy (OSD) Pre-Decisional Issues and Proposed Approaches in Support of Public Law 18111

Solution Space: IT Reforms in Progress Source: Director, Command and Control, Programs & Policy (OSD) Pre-Decisional Issues and Proposed Approaches in Support of Public Law 19111

Solution Space: Section 804 Improvement Acquisition Concepts Source: Director, Command and Control, Programs & Policy (OSD) Pre-Decisional Issues and Proposed Approaches in Support of Public Law 20111

Solution Space: Systems Engineering - Key Upfront Discipline Source: DDR&E Issues and Proposed Approaches in Support of Public Law 21111

What Success Looks Like: Enabled Agile Capability Delivery Source: Director, Command and Control, Programs & Policy (OSD) Pre-Decisional Issues and Proposed Approaches in Support of Public Law 22111

What Success Looks Like: Alignment with DoD s Better Buying Power Source: Director, Command and Control, Programs & Policy (OSD) Pre-Decisional Issues and Proposed Approaches in Support of Public Law 23111

What Success Looks Like Source: Director, Command and Control, Programs & Policy (OSD) Pre-Decisional Issues and Proposed Approaches in Support of Public Law 24111

Questions? Issues and Proposed Approaches in Support of Public Law 25111

Contact Information Dr. Kenneth E. Nidiffer, Director of Strategic Plans for Government Programs Software Engineering Institute, Carnegie Mellon University Office: + 1 703-908-1117 Fax: + 1 703-908-9317 Email: Nidiffer@sei.cmu.edu Issues and Proposed Approaches in Support of Public Law 26111

NO WARRANTY THIS CARNEGIE MELLON UNIVERSITY AND SOFTWARE ENGINEERING INSTITUTE MATERIAL IS FURNISHED ON AN AS-IS" BASIS. CARNEGIE MELLON UNIVERSITY MAKES NO WARRANTIES OF ANY KIND, EITHER EXPRESSED OR IMPLIED, AS TO ANY MATTER INCLUDING, BUT NOT LIMITED TO, WARRANTY OF FITNESS FOR PURPOSE OR MERCHANTABILITY, EXCLUSIVITY, OR RESULTS OBTAINED FROM USE OF THE MATERIAL. CARNEGIE MELLON UNIVERSITY DOES NOT MAKE ANY WARRANTY OF ANY KIND WITH RESPECT TO FREEDOM FROM PATENT, TRADEMARK, OR COPYRIGHT INFRINGEMENT. Use of any trademarks in this presentation is not intended in any way to infringe on the rights of the trademark holder. Requests for permission to use or reproduce should be directed to the Software Engineering Institute at permission@sei.cmu.edu. This work was created in the performance of Federal Government Contract Number FA8721-05-C-0003 with Carnegie Mellon University for the operation of the Software Engineering Institute, a federally funded research and development center. The Government of the United States has a royalty-free government-purpose license to use, duplicate, or disclose the work, in whole or in part and in any manner, and to have or permit others to do so, for government purposes pursuant to the copyright license under the clause at 252.227-7013. Issues and Proposed Approaches in Support of Public Law 27111