Name of dealer: Bank of America, NA / MSD Report Period: Fourth Quarter of 2015 I. CONTRIBUTIONS made to issuer officials (listed by state) Complete name, title (including any city/county/state or other political subdivision) of issuer official Contributions by each contributor category (i.e., dealer, dealer controlled PAC, municipal finance professional controlled PAC, municipal finance professionals and non-mfp executive officers). For each contribution, list contribution amount and contributor category (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (listed by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category (i.e., dealer, dealer controlled PAC, municipal finance professional controlled PAC, municipal finance professionals, and non-mfp executive officers). For each payment, list payment amount and contributor category (For example, $500 payment by non-mfp executive officer)
III. CONTRIBUTIONS made to bond ballot campaigns (listed by state) Contribution Reimbursement Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category (i.e., dealer, dealer controlled PAC, municipal finance professional controlled PAC, municipal finance professionals and non-mfp executive officers). For each contribution, list contribution amount and contributor category (For example, $500 contribution by non-mfp executive officer) List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each broker, dealer or municipal securities dealer, municipal finance professional or non-mfp executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
IV. ISSUERS with which dealer has engaged in municipal securities business (listed by state) A. Municipal Securities Business See Attachment Complete name of issuer and city/county Type of municipal securities business (negotiated underwriting, agency offering, financial advisor, or remarketing agent) B. Ballot-Approved Offerings Full issuer name and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category (i.e., dealer, dealer controlled PAC, municipal finance professional controlled PAC, municipal finance professionals and non-mfp executive officers) has made a contribution and the reportable date of selection on which the broker, dealer or municipal securities dealer was selected to engage in such municipal securities business. Full Issuer Name Full Issue Description Reportable Date of Selection
Signature: electronic Date: Jan 27, 2016 Name: LEONARD GICAS Address: 1 Bryant Park, Bank of America Tower, New York, NY 10036 Phone: 212-670-3025 Submit two completed forms quarterly by due date (specified by the MSRB) to: Municipal Securities Rulemaking Board 1300 I Street NW, Suite 1000 Washington, DC 20005
Merrill Lynch, Pierce, Fenner and Smith Incorporated 10/01/2015 through 12/31/2015 County Issuer Bid AK Authority Alaska Housing Finance Corp N AK Anchorage Anchorage City-Alaska N AL Montgomery Montgomery Medical Clinic Board N AZ Authority Arizona Board of Regents N AZ Authority Arizona Board of Regents N CA California N CA California N CA Authority California Health Facs Fin Auth N CA Authority California Poll Control Fin Auth N CA Authority California Poll Control Fin Auth N CA Authority California wide CDA (CSCDA) N CA Tulare Kaweah Delta Health Care Dt N CA Los Angeles Los Angeles Municipal Imp Corp N CA San Diego San Diego Co-California N CA San Diego San Diego Co-California N CA San Diego San Diego USD N CA Alameda Washington Twp Health Care Dt N CA Alameda Washington Twp Health Care Dt N CT Connecticut N CT Authority Connecticut Housing Finance Auth N CT Authority Connecticut Housing Finance Auth Private Placement DC District of Columbia Hsg Fin Agy N DC Authority District of Columbia Wtr & Swr Au N DC Authority District of Columbia Wtr & Swr Au N DE Authority Delaware Transportation Auth N FL Authority Florida Housing Finance Corp N FL Dade Hialeah City-Florida N FL Dade Hialeah City-Florida N FL Broward Hollywood Comm Redev Agency N FL Dade Miami Beach City-Florida N FL Dade Miami Beach Redevelopment Agcy N FL Dade Miami Beach Redevelopment Agcy N FL Miami-Dade Miami-Dade Co School Board N FL Miami/Dade Miami-Dade Co-Florida N FL Orange UCF Stadium Corporation N FL Orange UCF Stadium Corporation N GA Authority Georgia Housing Finance Authority N GA Authority Georgia Housing Finance Authority N GA Fulton Georgia Muni Electric Au (MEAG) N GA Fulton Georgia Muni Electric Au (MEAG) N GA Macon/Bibb Macon -Bibb Cnty IDA Remarketing GA Macon/Bibb Macon-Bibb Co Industrial Auth N GA Macon/Bibb Macon-Bibb Co Industrial Auth N GA Macon/Bibb Macon-Bibb County Industrial Authority Remarketing GA Macon/Bibb Macon-Bibb County Industrial Authority Remarketing HI Honolulu Hawaii Dept of Budget & Finance N
IL Cook/Du Page Chicago City-Illinois N IL Cook/Du Page Chicago City-Illinois N IN Authority Indiana Municipal Power Agency N IN Lake Whiting City-Indiana N KS Authority Kansas Dept of Transportation N LA Orleans New Orleans City-Louisiana N MA Suffolk Massachusetts N MA Suffolk Massachusetts Dev Finance Agcy N MA Suffolk Massachusetts Dev Finance Agcy N MA Authority Massachusetts Housing Fin Auth N MA Authority Massachusetts Housing Fin Auth N MA Authority Massachusetts Housing Fin Auth N MA Authority Massachusetts Housing Fin Auth N MA Suffolk Massachusetts School Bldg Auth N MD Anne Arundel Annapolis City-Maryland N MD Anne Arundel Annapolis City-Maryland N MD Authority Maryland Dept of Hsg & Comm Dev N MD Authority Maryland Dept of Hsg & Comm Dev N MD Montgomery Montgomery Co Hsg Opportunities Comm N ME Kennebec Maine Governmental Facs Auth N ME Authority Maine Municipal Bond Bank N ME Authority Maine Housing Authority N ME Authority Maine Housing Authority N ME Authority Maine Housing Authority N MI Ingham Michigan Finance Authority N MI Ingham Michigan Finance Authority N MI College or Univ Regents of the University of Michigan N MO St Louis Metropolitan St Louis Sewer Dt N MO Authority Missouri Env Imp & Energy Res Au N MO Authority Missouri Hlth & Ed Facs Authority N MO Authority Missouri Housing Dev Commission N MO Boone Missouri Jt Muni Elec Util Comm N MO Boone Missouri Jt Muni Elec Util Comm N NC Authority North Carolina Housing Fin Agcy N ND Authority North Dakota Housing Fin Agency N NH Authority New Hampshire Housing Fin Auth N NJ Authority New Jersey Hlth Care Fac Fin Au N NJ Authority New Jersey Hsg & Mtg Fin Agency N NJ Authority New Jersey Trans Trust Fund Au N NJ Authority New Jersey Turnpike Authority N NY Kings Metropolitan Transport Auth (MTA) N NY Nassau Nassau Co Interim Finance Auth N NY New York/Bronx/Kings New York City Muni Water Fin Auth Remarketing NY New York/Bronx/Kings NYC Municipal Water Fin Auth N NY New York/Bronx/Kings NYC Municipal Water Fin Auth N NY New York/Bronx/Kings NYC Municipal Water Fin Auth N NY Local Authority NYC Transitional Finance Auth N NY Authority NYS Dorm Authority N
NY Nassau NYS Utility Debt Securitization Auth N NY Authority Port Authority of NY & NJ N NY Authority Port Authority of NY & NJ N NY Authority Port Authority of NY & NJ N OH Franklin Columbus City-Ohio N OH Cleveland Ohio Hospital Remarketing OK Authority Oklahoma Water Resources Bd N OR Marion Oregon N PA Authority Pennsylvania Econ Dev Fin Auth N PA Authority Pennsylvania Housing Fin Agency N PA Authority Pennsylvania Housing Fin Agency N PA York/Adams Southcentral Pennsylvania Gen Auth N SC Greenville Greenville Co Public Facs Corp N SC Authority SC Pub Svc Au (Santee Cooper) N SC Authority South Carolina Ports Auth N SD Authority South Dakota Housing Dev Auth N TN Hamilton Chattanooga Hlth Ed & Hsg Fac Bd N TN Montgomery Montgomery Co Ind Dev Board N TN Montgomery Montgomery County Tennessee Indus Dev Board Remarketing TN Tennessee N TN Tennessee N TX Travis Ctl Texas Reg Mobility Au (CTRMA) N TX Travis Ctl Texas Reg Mobility Au (CTRMA) N TX Dallas/Denton/Collin/Rockwall Dallas City-Texas N TX Dallas Dallas Co (Lancaster) ISD N TX Dallas Dallas Co (Lancaster) ISD N TX Harris Harris Co Flood Control Dt N TX Harris Harris Co-Texas N TX Harris Harris Co-Texas N TX Guadalupe Jt Guadalupe-Seguin Hosp Bd of Mgrs N TX Authority Texas Water Development Board N TX Authority Texas Water Development Board N VA Authority Virginia Housing Dev Auth (VHDA) N VA Authority Virginia Resources Auth (VRA) N VT Vermont N WI Wisconsin N WI Authority Wisconsin Hsg & Econ Dev Auth N WI Authority Wisconsin Hsg & Econ Dev Auth N WV Authority West Virginia School Bldg Auth N