Conformance assessment methods to combat counterfeit mobile phones, ITU-T Workshop

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Conformance assessment methods to combat counterfeit mobile phones, ITU-T Workshop Uwe Bäder uwe.baeder@rohde-schwarz.com Director International Relations ITU/UN Rohde & Schwarz Geneva, Switzerland, 23 July 2018

Conformity Test Landscape Regulatory Requirements Industry Requirements (e.g. Automotive ) (National) Safety Regulations House Standards (e.g. operator test plans) 3GPP Test Specs ITU LBT Signaling Procedures Receiver Saturation DFS Blocking Tx Signal Quality Spurious Emissions Radio Resource Management Adjacent Channel Selectivity Out-of-Band Emissions Transmitter Emission Mask Protocol Conformance Duty Cycle Transmit Power Control Co-existence Testing Intermodulation by Transmitter Intermodulation by Receiver. and more ITU-T Workshop, 23 July 2018, Geneva 2

Basic Conformity Areas for Mobile Phones ı EMC/EMI Conformance ı Radio Transmission and Reception Conformance ı Protocol Conformance ı Radio Resource Management ı OTA (Over The Air) Performance Testing ı RF Exposure Conformance ı Power consumption requirements ı Location Based Services / Emergency call ı Application Testing ITU-T Workshop, 23 July 2018, Geneva 3

Conformity Assessment for Mobile Phones ı Regulatory Requirements / Market Introduction RED (Radio Equipment Directive), EC Europe MIC, Japan FCC, USA ı Industry Certification Groups GCF (Global Certification Forum) PTCRB ı Operator Test Plans and Network Approval ITU-T Workshop, 23 July 2018, Geneva 4

Problems with Counterfeit Mobile Phones ı Low RF performance ı Unwanted Emissions ı Poor/Wrong Antenna Design ı Faulty or outdated protocol implementation ı Heating / Battery safety ı Missing RF Exposure measures ı Wrong Cell and Parameter Reporting ı Identity (IMEI Duplication) ITU-T Workshop, 23 July 2018, Geneva 5

EMC/EMI Conformance ı Main topic is the conformance assessment for Unwanted Emission Basic Requirements ITU Recommendation SM.329 National Regulation Radiated Requirement and Test ı Focus: Disturbance of other services Not a metric for the service performance of a device ı Often the only coverage in tests for admission to a local market ITU-T Workshop, 23 July 2018, Geneva 6

Conformance for radio transmission and reception / OTA performance ı Radio transmission and reception conformance defines the minimum RF characteristics and minimum performance requirements for mobile phones. ı Typical parameters are: Maximum Transmission Power / Power dynamics Unwanted Emissions Modulation Quality Receiver Sensitivity Demodulation and Throughput Performance ı OTA performance includes the performance of the antenna of the device (Tx and Rx) Total Radiated Power Total Integrated Sensitivity Overview in ITU-T contribution T17-SG11-C-0174 ITU-T Workshop, 23 July 2018, Geneva 7

Radio Resource Management Conformance ı Testing of Timing and Signaling Characteristics, Reporting Procedures and Accuracy, Mobility Control ı RRM Testing qualifies the ability of a mobile device to efficiently use the network configuration in terms of mobility and measurement reporting. ı Essential for the general performance in mobility scenarios like cell and technology handover ı Fundamental performance requirement if mobile phone reporting parameter are used in self organizing networks ITU-T Workshop, 23 July 2018, Geneva 8

Protocol Conformance ı Protocol and signaling conformance testing checks the conformant implementation of the radio protocol. ı Usually this is designed that the different test purposes per radio layer and the relevant procedures are tested. ı Essential for correct protocol function with the network Transport Format Selection Priority Handling Data Transfer (ARQ Function) Security NAS (Non Access Stratum) procedures. ı Example of a LTE RRC (Radio Resource Control) procedure TC 9.1.4.2 Identification procedure, IMEI requested * * as per ETSI TS136.523-1 ITU-T Workshop, 23 July 2018, Geneva 9

IMEI verification ı IMEI procedure as per 3GPP air interface GSM/WCDMA/TD-SCDMA/LTE ı Independent of network operator Operation with Test-UICC ı Automation possible Connection to IMEI Database ITU-T Workshop, 23 July 2018, Geneva 10

Thank you. ITU-T Workshop, 23 July 2018, Geneva 11