Short-Range Ultra- Wideband Systems

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Short-Range Ultra- Wideband Systems R. A. Scholtz Principal Investigator A MURI Team Effort between University of Southern California University of California, Berkeley University of Massachusetts, Amherst

Features of a Rationale FCC Compliance Low Power Applications Short-Range and/or Low Data Rate Applications For a Given Center Frequency: Ultra-Wide Bandwidth Very Large Bandwidth Fine Time Resolution Ranging is a Killer Application For a Given Bandwidth: Ultra-Wide Bandwidth Very Low Center Frequency Good Propagation through Materials These are comparative/relative statements.

More Consequences of UWB Constraints Fine Time Resolution T unc /T res Large Long Acquisition Times Ultra-Wide Bandwidth C hannel Distortions M atched Filter Design Problems R eceiver Design for Efficient Energy Capture Very Large Bandwidth Large Frequency Diversity M ultipath Mitigation FCC Compliance Power Optimization Requirements Design for Spectral Flatness/Shaping

High-Level Questions Are answers for UWB questions simply bandwidth-scaled from narrowband designs, or is there a paradigm shift in approach/viewpoint? Is UWB radio the best choice for a given application? Is asynchronous UWB radio an effective use of the RF spectrum?

Overview of the Proposal UltRa Lab

The Research Team University of Southern California Bob Scholtz, Keith Chugg, Won Namgoong (propagation, systems, circuits) UltRa Lab University of California, Berkeley Bob Brodersen, David Tse (circuits, information theory) Berkeley Wireless Research Center University of Massachusetts, Amherst Dave Pozar, Dan Schaubert, Dennis Goeckel (antennas, systems) Antennas Laboratory

Goals Channel Characterization: UWB propagation and interference models for short-range propagation scenarios Antenna Design: Basic limits on radiation and reception of UWB signals; time-domain characterization; practical antennas for integrated UWB tagging systems. System Design: Issues uniquely affected by large bandwidth, fine time resolution, large frequency diversity, e.g., rapid sync acquisition, designs and architectures for efficient recovery of signal energy, low powerdensity modulation, ranging in dense and resolvable multipath. Implementation: UWB architectures and topologies for single-chip implementation in CMOS; simultaneous optimization of antennas, algorithms, and circuits for performance and power consumption. Test Beds: Hardware and simulation test beds for UWB systems and components; cooperate with government agencies in testing efforts. UltRa Lab

Focus The study of UWB systems that require both position location and communication as operational requirements. To ground research in reality, environments in which we can perform measurements and experiments will be pursued. Parameters for design related to RF tags, e.g., IFF systems, shipping and logistic systems, status monitoring, battlefield asset tracking, traffic monitoring, medical tagging.

Impact on Universities and Education Five meetings so far New Relationships between Team Members New Relationships with Industry Improved Infrastructure and Capabilities of Labs Training of Graduate Students in UWB Technology Annual Workshops on UWB Technology Student Exchange Fall 2002 workshop jointly sponsored with Intel UltRa Lab

Where We Want To Be In Two More Years Understand the issues, answer questions posed in proposal. MURI Team Brodersen (basic research and cross-fertilization) Characterize, optimize, construct, and test critical/novel parts of a UWB radio (fabrication feasibility) Have the ability to do reasonable sanity checks on a design: Develop good performance prediction techniques Scholtz Produce believable link budgets Produce reasonable battery power budgets (system feasibility) Namgoong

For more information, copies of papers, etc., visit the UltRa Lab s web site at http://ultra.usc.edu/new_site/ The MURI team has a page at this web site.

FCC Regulations

FCC Decision 2/14/02

FCC UWB Device Classifications Authorizes five classes of devices different limits for each: Imaging Systems 1. Ground penetrating radars, wall imaging, medical imaging 2. Thru-wall Imaging & Surveillance Systems Communication and Measurement Systems 3. Indoor Systems 4. Outdoor Hand-held Systems Vehicular Radar Systems 5. Collision avoidance, improved airbag activation, suspension systems, etc.

FCC First Report and Order Authorizes Five Types of Devices Class / Application Frequency Band for Operation at Part 15 Limits User Limitations Communications and Measurement Systems 3.1 to 10.6 GHz (different out-of-band emission limits for indoor and outdoor devices) No Imaging: Ground Penetrating Radar, Wall, Medical Imaging <960 MHz or 3.1 to 10.6 GHz Yes Imaging: Through-wall Imaging: Surveillance Vehicular <960 MHz or 1.99 to 10.6 GHz 1.99 to 10.6 GHz 24 to 29 GHz Yes Yes No UltRa Lab

UWB Emission Limits for GPRs, Wall Imaging, & Medical Imaging Systems /MHz GPS Band 0.96 1.61 1.99 3.1 10.6 Operation is limited to law enforcement, fire and rescue organizations, scientific research institutions, commercial mining companies, and construction companies. Source: www.fcc.gov

UWB Emission Limits for Thru-wall Imaging & Surveillance Systems /MHz GPS Band 1.99 10.6 Operation is limited to law enforcement, fire and rescue organizations. Surveillance systems may also be operated by public utilities and industrial entities. 0.96 1.61 Source: www.fcc.gov

UWB Emission Limit for Indoor Systems /MHz 1.99 3.1 10.6 GPS Band 0.96 1.61 UltRa Lab Source: www.fcc.gov

UWB Emission Limit for Outdoor Hand-held Systems /MHz 1.99 3.1 10.6 GPS Band 0.96 1.61 UltRa Lab Source: www.fcc.gov

Basic Power Computations FCC bound: 500 microvolts/meter/(mhz) 1/2 @ 3 meters = -41.25 dbm/mhz EIRP FCC band: 3.1 GHz to 10.6 GHz = 7500 MHz - 4 1.25 + 38.75 = -2.5 dbm EIRP (bound) Bit energy to noise density ratio <.56 mw Effective receiving aperture? Receiver efficiency R b (E b /N tot ) = (P t G t )(1/L prop 4πR 2 )(G r λ 2 /4π)η rec /(N o +I) Bit Rate Propagation losses and spreading Noise+interference density

UWB Band: Power Comparison Center Frequency 500 MHz 5GHz Relative bandwidth 1 10 Relative EIRP/MHz 1 6.25 Relative power gain 1 0.01 Net power advantage 2 db Unknowns: Interference? Propagation Advantage? Time Resolution 1 0.1 Assumptions: same fractional bandwidth, identical (scaled) antennas

Sanity Check: Link Budgets UltRa Lab

Sanity Check: Comparative Communication Link Budgets (1) EIRP: same Data Rate: same Frequency: NB carrier at UWB center frequency Antenna pattern: dipole Antenna losses: same Propagation: free space External interference: none Reception: Matched filter/correlator in both Receiver noise temperature: same Modulation: same binary antipodal Approximately equal bit error rates UWB advantage in range/time resolution

Sanity Check: Comparative Communication Link Budgets (2) EIRP: same Data Rate: optimized Frequency: NB carrier at UWB center frequency Antenna pattern: dipole Antenna losses: same Propagation: free space External interference: none Reception: Matched filter/correlator in both Receiver noise temperature: same Modulation: optimized UWB advantage: Higher data rate and/or lower bit error rate UWB advantage : Range/Time resolution

Sanity Check: Comparative Communication Link Budgets (3) UltRa Lab EIRP: same Data Rate: same Frequency: NB carrier at UWB center frequency Antenna pattern: dipole Antenna losses: same Propagation: free space External interference: other CDMA users Receiver: Matched filter/correlator in both Receiver noise temperature: same Modulation: optimized CDMA UWB advantage in number of users UWB advantage in Range/Time resolution

Sanity Check: Comparative Communication Link Budgets (4) EIRP: FCC regulation NB+ Data Rate: same Frequency: NB carrier at UWB center frequency Antenna pattern: dipole Antenna losses: mismatch problems NB+ Propagation: terrestrial indoor Fading Margin U WB + (propagation) Receiver Mismatch N B+ (receiver design) External interference: other radio systems NB+ Interference mitigation: SS PG and excision UWB+ Receiver noise temperature: same Modulation: optimized spread spectrum UWB advantage in Range/Time resolution

Research Directions

Research Motivators UWB antennas and impedance matching UWB propagation modeling and measurements Interference excision over ultra-wide bandwidths Handling on-chip interference Efficient receiver processing Computationally efficient ranging algorithms UWB link and network synchronization Realistic position location schemes for UWB emitters UWB node teaming for long-distance transmission

Precision Location Pairwise Ranging or Hyperbolic Navigation TR Rover TR TR Surveyed TR TR Precision Time and Time-Interval Group

Retrodirective Timing Issues The UWB Equivalent of Phase Conjugation No position location knowledge required Distant Transceiver T R wavefront T R T R T R T R T R T R Precision Time and Time-Interval Group

Timing Issues What is the effect of multipath and blockages on position location and retrodirective array processing using UWB signals? What is the effect of multipath and blockages on precision time and time-interval systems? What is the effect of UWB time duplexing on PTTI systems? How can we characterize the timing noise on voltagecontrolled clocks?

Propagation-Related Efforts Propagation Data Base on Web - Intel supported Polarization measurement efforts Upgrading equipment to the 3.1-10.6 GHz band Folded dipole antenna study Development of response envelope models Propagation models needed by NETEX program IEEE 802.15 UWB standard effort UltRa Lab

Representative Measurements I Transmitted Signal Outdoor Rcvd Clear LoS Office Rcvd Clear LoS 4.5 1.5 150 4 3.5 3 200 ns 1 20 ns 100 20 ns 0.5 50 2.5 2 0 0 1.5 1-0.5-50 0.5-1 -100 0-0.5 800 1000 1200 1400 1600 1800 2000 2200 2400 2600 time (nanoseconds) -1.5 980 1000 1020 1040 1060 1080 1100 1120 time (nanoseconds) -150 980 1000 1020 1040 1060 1080 1100 1120 time (nanoseconds) 4.5 1.5 150 4 3.5 1 100 3 1 ns 0.5 50 2.5 2 0 0 1.5 1-0.5-50 0.5-1 -100 0-0.5 953 954 955 956 957 958 959 960 961 962 time (nanoseconds) -1.5 994 995 996 997 998 999 1000 1001 1002 1003 time (nanoseconds) -150 981 982 983 984 985 986 987 988 989 990 time (nanoseconds)

Representative Measurements II Office Rcvd Blkd LoS Hold Rcvd Clear LoS Hold Rcvd Blkd LoS 15 6 2.5 10 4 50 ns 200 ns 2 1.5 200 ns 5 2 1 0 0.5 0 0-2 -0.5-5 -4-1 -10-6 -1.5-2 -15 1000 1050 1100 1150 1200 1250 time (nanoseconds) -8 2200 2400 2600 2800 3000 3200 3400 3600 3800 4000 time (nanoseconds) -2.5 2200 2400 2600 2800 3000 3200 3400 3600 3800 4000 time (nanoseconds) 15 6 2 10 1 ns 4 1.5 5 2 1 0.5 0 0 0-5 -2-0.5-10 -4-1 -15 984 985 986 987 988 989 990 991 992 993 time (nanoseconds) -6 2076 2077 2078 2079 2080 2081 2082 2083 2084 2085 time (nanoseconds) -1.5 2070 2071 2072 2073 2074 2075 2076 2077 2078 2079 time (nanoseconds)

Energy Response Functions 150 15 100 10 50 5 0 0-50 -5-100 -10-150 980 1000 1020 1040 1060 1080 1100 1120 time (nanoseconds) Source room Space #1 Energy E 1 (t) Space #2 Energy E 2 (t) -15 1000 1050 1100 1150 1200 1250 time (nanoseconds) Adjacent room E 1 (t+dt)=e 1 (t)-a 1 E 1 (t)dt-x 10 E 1 (t)dt -x 12 E 1 (t)dt+x 21 E 2 (t)dt E 2 (t+dt)=e 2 (t)-a 2 E 2 (t)dt-x 20 E 2 (t)dt -x 21 E 2 (t)dt+x 12 E 1 (t)dt