Robustness Evaluation of Fast Breaker Failure Backup Protection in Bipolar HVDC Grids

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Robustness Evaluation of Fast Breaker Failure Backup Protection in Bipolar HVDC Grids M. Wang, W. Leterme, J. Beerten, D. Van Hertem Department of Electrical Engineering (ESAT), Division ELECTA & Energyville, University of Leuven (KU Leuven) Thor Park 831, 36 Genk, Belgium Email: mian.wang@kuleuven.be Keywords: Breaker failure backup protection, Bipolar HVDC grids, Robustness, Operating conditions, Breaker opening delay. Abstract To ensure a reliable fault clearing, a backup protection scheme is required for selective HVDC grid protection. One way to achieve this is to use both voltage and current measurements to distinguish uncleared faults from cleared ones during the fault clearing process of the primary protection. This paper studies the applicability of such a backup protection algorithm in meshed bipolar HVDC grids and evaluates the robustness of the algorithm against system operating conditions and breaker opening delays. The influence of different operating conditions on the fault waveforms is analysed using a three-terminal bipolar test system. The robustness of the fast breaker failure backup protection algorithm is evaluated via simulation studies on the bipolar test system in PSCAD. The simulation results show that the fast breaker failure backup protection algorithm can distinguish between uncleared and cleared faults with sufficient margin for all considered operating conditions. 1 Introduction For future HVDC grids, the dc protection system is often considered as one of the main challenges due to the difficulty in interrupting a dc current and the stringent time constraint imposed by the fast rising fault current. Although utilizing ac circuit breakers or fault blocking converters to interrupt dc faults might be applicable for small-scale HVDC grids, selective fault detection and fast dc circuit breakers are considered necessary for large-scale meshed HVDC grids [1]. Similar to transmission line protection in ac systems, dc line protections also need primary and backup protection to ensure a reliable fault clearing. Primary protection has to act as soon as the fault is identified within its protection zone, while backup protection should be coordinated properly in case of primary protection failure [2]. In the literature, various protection algorithms have been proposed for both primary protection [3 8] and backup protection [7, 9 11]. Due to the requirement on the operation speed, primary protection algorithms have to operate during the transient stage of the fault, where the fault behaviour can be mainly described by travelling wave phenomenon. The operating time of backup protection on the contrary varies largely, depending on the proposed algorithms. For instance, [7] and [9] propose to compare the current through the primary breaker to a small threshold value after a specific time (2 ms in [9]). This time interval is designed to have sufficient margin to allow the primary protection to clear the fault first. The main disadvantage of these algorithms is the long operation time which results in higher required ratings of dc circuit breakers and larger impact on the dc grid. In [1], a fast breaker failure backup protection algorithm using voltage-current (UI) loci is proposed to quickly detect primary breaker failure, which allow the backup protection to clear the fault within a few milliseconds. Although the speed of the fast circuit breaker backup protection is superior compared to the simple current criterion based methodologies, the sensitivity of this algorithm to operating conditions and system parameters has not been fully addressed yet. In [1], the analysis was performed taking into account a symmetrical monopolar configuration, further research is needed concerning the applicability of these algorithms in HVDC grids with alternative topologies and parameters. A relay and breaker failure backup protection algorithm using UI loci is investigated including operations during converter or line outages on the same test system in [11]. However, the future HVDC grids can have more complex configurations, such as a bipolar backbone with monopolar tappings [12 14]. First, future bipolar HVDC grids are expected to have intrinsic unbalances, which could be unbalanced power flow or unbalanced configuration due to an outage of a converter, a line or through monopolar tappings. Second, the grounding points and the number of parallel branches connecting to a busbar in a meshed dc grid can change due to system reconfiguration, maintenance, or outage. Third, the conduction of surge arresters during a dc fault will also influence the voltage and current waveforms. In addition, system parameters such as breaker opening delays differ according to the breaker types and vendors. This paper extends the method of [1] to bipolar systems and assesses the robustness of the breaker failure backup 1

protection algorithm against the aforementioned operating conditions and system parameters. During the time frame of interest for the backup protection, not only the travelling wave phenomenon but also the converter control, converter protection and ac in-feed can play a role in determining the fault voltages and currents. In order to incorporate all these factors, the robustness of the backup protection algorithm is evaluated via simulation studies on a detailed three-terminal bipolar test system implemented in PSCAD [1]. The remainder of this paper is organized as follows. Section 2 gives a brief introduction of the breaker failure backup protection applied in a three-terminal bipolar test system. In section 3, fault behaviour under various operating conditions is analysed. Section 4 investigates the robustness of the breaker failure backup protection algorithm using time domain simulation studies. The conclusions are given in section. 2 Fast breaker backup protection 2.1 Fast breaker failure backup protection algorithm The basic backup principle proposed in [1] relies on finding a UI-threshold to distinguish uncleared and cleared faults after a presumed primary breaker opening delay t br. A fault is detected by the primary protection at t d. After the primary breaker opening delay, the primary breaker opens at t o and starts to interrupt the fault. Once fault current interruption starts, the fault current decreases and the voltage returns to a high value. On the contrary, if the primary circuit breaker fails, the fault current continues to increase while the voltage remains low. This difference is illustrated in Fig. 1 in the UI-plane, where the arrows indicate the change of the voltage-current loci as a function of time. The dash-dotted line is the relay setting which is able to separate uncleared and cleared faults. U U c U t d (1) The samples are vectors of (i(t o + k t), u(t o + k t)), which are sampled between the breaker opening instant t o and the backup protection detection instant t d with a sampling interval t. The sampled data are divided into two sets, X 1 and X 2 for uncleared and cleared faults, respectively. The LDA technique projects sets of samples into a direction that maximizes the separability between the two sets. The projection (one-dimensional transformed value) of the current and voltage sample is obtained by Equation (1), and the threshold is defined by the distance of the two closest transformed samples from the two sets. Further details on finding the threshold using LDA can be found in [1]. y k = ω 1 i(t o + k t) + ω 2 u(t o + k t) y th = yd 1 + y d 2 2 where y k : transformed value, i(t o + k t), u(t o + k t): the k th current, voltage sample, ω 1,2 : the slope of the direction, y d 1 and y d 2: two closest transformed samples from uncleared and cleared faults. 2.2 Application in a three-terminal bipolar test system Fig. 2 shows the three-terminal bipolar test system used for the studies in this paper. The system parameters and models are taken from [1], except the dc circuit breaker model and the values of the series inductors, which are taken from [1]. The breaker opening delay is assumed to be 2 ms for hybrid dc circuit breakers [1] in the reference scenario. In the prefault steady-state, converter station 1 and 2 export 4 MW and 6 MW, respectively to converter station 3, with power evenly shared between the positive and negative poles. As a reference case, the system is assumed to be grounded at station 3 and the neutral bus surge arresters at converter station 1 and 3 are disconnected via opening switches S 1 and S 2. Pole-to-ground faults at nine fault locations along link 13p for both successful fault clearing and breaker B 13 failure are simulated. The faults are incepted at ms in the simulation. Fig. 3 shows the UIthreshold (thr Ref ) trained on the samples collected from these nine fault locations which optimally separates the uncleared and cleared faults under the reference operation condition. (1) t br U o t o U uc I (2) t d (3) I o I uc I Fig. 1: Principle of the fast breaker backup protection algorithm (solid line: uncleared fault, dashed line: cleared fault, dash-dotted line: backup relay characteristic) Note. Reprinted from [1]. Converter station 1 B 1cp S 1 1P m 1 1N B 12 B 13 F 1 Link 12p 2 km 2 km F 2 F 3 Link 12m Link 13m Link 12n, 1km Converter station 2 S 2 2P m 2 2N Link 13n, 2km Link 23p Link 13p... Link 23m Link 23n,1km F 9 3P m 3 3N DC breaker Surge arrester Converter station 3 The UI-threshold can be trained on sampled data from off-line simulations using linear discriminant analysis (LDA). Fig. 2: Three-terminal bipolar test system. 2

6 4 2 Uncleared Cleared thr Ref 2 3 4 6 7 8 9 Fig. 3: Threshold determination for B 13 breaker failure backup protection (Case Ref). 3 Dc fault behaviour under various operation conditions One of the most important requirements on protection algorithms is the insensitivity to operation conditions and system changes. In this section, the influence of these parameters on fault behaviour is analysed using the three-terminal bipolar test system. Table 1 summarizes the cases and conditions considered in this study. Table 1: Operating conditions considered in the study. Cases (Suffix used in figures) Reference case (Ref) Maximum power flow (Pfp1) Minimum power flow (Pfn1) Unbalanced power flow (Ubpf) Link 12p outage (LO) Arresters in service (Arr) Grounding at G1 (G1) 3.1 Pre-fault power flow Conditions Power Flow [pu] @ MW (+/-:inverter/rectifier) P 1p =P 1n = -.4, P 2p =P 2n = -.6, P 3p =P 3n = 1 P 1p =P 1n = 1, P 2p =P 2n = -.4, P 3p =P 3n = -.6 P 1p =P 1n = -1, P 2p =P 2n =.4, P 3p =P 3n =.6 P 1n = -1, P 2n =, P 3n = 1, positive pole settings are same as the reference case same as the reference case same as the reference case same as the reference case Pre-fault power flow in a bipolar configuration can influence dc fault behaviour in two ways. First, the pre-fault current of a converter influences the instant of the converter blocking. Second, the unbalanced power flow in the positive and negative poles also have an impact on the fault waveforms. As shown in Fig. 4, converter 1p is blocked at 1.4 ms after fault inception in the case where the direction of the pre-fault converter current is same as that of the fault current. However, if the pre-fault converter current and the fault current are of opposite direction, converter 1p is blocked at 3.8 ms, which is much longer compared to the previous case. During the discrimination window for the backup protection, the current contributed from the converter side could have large differences depending on the initial power flow if the instantaneous current is used for discrimination of uncleared and cleared faults. Unlike symmetrical monopolar systems, where the currents flowing through the two poles always have equal magnitude, a bipolar configuration with metallic or ground return allows unbalanced power flow in the positive and negative poles. As discussed in [16], the existence of the metallic return path influences the mutual coupling between the two poles during both transient and steady-state phases. Fig. compares the influence of unbalanced power flow in the negative pole on the fault currents and voltages. In the unbalanced power flow case (Case Ubpf), the pre-fault currents of the converter 1p and 1n are -.4 pu and -1. pu, respectively. As shown in Fig., the unbalanced power flow in the negative pole has insignificant influence on the fault voltage and current waveforms in the positive pole within the time window of interest. 1 2 Converter block 2 4 6 8 1 2 4 6 8 1 I 13p Pfp1 I 13p Pfn1 I c1p Pfp1 I c1p Pfn1 U 13p Pfp1 U 13p Pfn1 Fig. 4: Influence of pre-fault power flow on fault behaviour, Case Pfp1 and Case Pfn1: F currents in link 13p and 1p voltages of link 13p. 3.2 Number of parallel branches The number of parallel branches mostly influence the total fault current experienced by the breaker B 13 during a fault on link 13p. In the test system shown in Fig. 2, the fault current seen by the breaker B 13 is mainly coming from submodule capacitive discharges of the converter 1p, the discharge of the adjacent cable link 12p and ac in-feed after converter blocking. Fig. 6 compares the currents and voltages in case link 12p is out-of-service. As shown in Fig. 6, both current and voltage seen by B 13 change significantly due to a decrease in cable discharge when link 12p is out-of-service. 3.3 Grounding location The grounding location influences the total impedance of the converter discharging path and in turn influences the total cur- 3

1 4 2 2 4 6 8 1 2 4 6 8 1 I 13p Ubpf I c1p Ref I c1p Ubpf I c1n Ref I c1n Ubpf U 13p Ubpf U 13n Ref U 13n Ubpf Fig. : Influence of unbalanced power flow on fault behaviour, Case Ref and Case Ubpf: F currents in link 13p, 1p and 1n voltages of link 13p and link 13n. 1 4 2 2 4 6 8 1 2 4 6 8 1 I 13p LO I 12p Ref I 12p LO I c1p Ref I c1p LO U 13p LO Fig. 6: Influence of number of parallel branches, Case Ref and Case LO: F currents in link 13p, link 12p and 1p voltages of link 13p. rent seen by the breaker B 13. The total impedance of the discharging path is comprised of the equivalent impedance of the converter, the series inductor, and the impedance of the cable. The impedance of the cable in the discharging path is the sum of the impedance of the positive and return cable, if the grounding location is at converter station 3 and the fault location is F 9. On the contrary, this impedance is zero, if the bipolar test system is grounded at converter station 1 and the fault location is F 1. In addition, the discharging current from the adjacent cable, link 12p, also changes according to the fault location. The closer the fault location is to the converter station 1, the larger the discharge current from the adjacent cable will be. The combination of fault location F 1 and grounding location G 1 results in the largest current seen by the breaker B 13, and the combination of fault location F 9 and grounding location G 3 results in the lowest current. Fig. 7 shows that the current difference in these two cases is about a few ka during the sampling window for the backup protection. 1 1 4 2 2 4 6 8 1 2 4 6 8 1 I 13p G1 I c1p Ref I c1p G1 U 13p G1 Fig. 7: Influence of grounding location, Case Ref: F 9 and Case G1: F 1 currents in link 13p and 1p voltages of link 13p. 3.4 Operation of surge arresters In solidly or low-impedance grounded bipolar system, the steady-state post-fault voltage on the healthy pole is the nominal voltage for a pole-to-ground fault [14]. The transient voltage in this case is not expected to be high enough to reach the operation level of the dc bus/line arresters considering that the cable is typically designed to withstand 1.8 pu during routine test and type test [18]. The transient voltages on the metallic return at the ungrounded side however could reach the operation level of the neutral bus arresters since the surge withstand level of a return cable is normally very low [14], [18]. Once the neutral bus arresters start to conduct, there will be additional temporary grounding points through these arresters. Fig. 8 shows a situation where voltage at the neutral bus of converter station 1 is clamped to its protective level around 1 ms. Due to the operation of these neutral bus arresters, the magnitudes of the transient voltages and currents of the return cables and the negative pole are smaller (Fig. 8). 4 Robustness of the fast breaker backup protection 4.1 Robustness against operating conditions The threshold trained on the reference case, thr Ref is tested on pole-to-ground faults along link 13p for cases listed in Table 1 to assess the necessity of retraining the threshold. Fig. 9 compares thr Ref and thr All, which is the threshold trained on samples from all cases. As shown in Fig. 9, thr Ref is no longer the best threshold for various operating conditions but still able to separate uncleared and cleared sampled data in all cases. Among all the conditions studied, the samples under maximum power flow condition (Case Pfp1) are the closest to thr Ref. The separation margin is then evaluated for uncleared fault of fault location 7, which has the minimum transformed margin as shown in Fig. 1. 4

1 4 2 2 4 6 8 1 2 4 6 8 1 I 13p Arr I 13n Ref I 13n Arr I 12m Ref I 12m Arr U 13p Arr U 13n Ref U 13n Arr U m1 Ref U m1 Arr Fig. 8: Influence of surge arresters in metallic return, Case Ref and Case Arr: F currents in link 13p, link 13n and metallic return 12m voltages of link 13p, link 13n and neutral bus m1. The voltage and current margins are visualized in Fig. 11 and summarized in Table 2 for the worst case. The transformed margin of thr Ref is.6 compared to 1.21 of thr All. The current and voltage margin of thr Ref are respectively.2176 pu and. pu with respect to the rated current and voltage. In actual HVDC systems, the measurement errors are typically in the order of.1% [19], which suggests that the UI margins of thr Ref are sufficient to separate uncleared and cleared faults even taking measurement errors into consideration. 6 4 2 Uc Ref Cl Ref Uc Pfn1 Cl Pfn1 Uc Pfp1 Cl Pfp1 Uc Ubpf Cl Ubpf Uc LO Cl LO Uc G1 Cl G1 Uc Arr Cl Arr thr Ref thr All 1 2 3 4 6 7 8 9 Fig. 9: Threshold determination for B 13 breaker failure backup protection: thr Ref and thr All are trained on samples collected from Case Ref and all cases, respectively (Uc: uncleared, Cl:cleared). 4.2 Robustness against breaker opening delay Hybrid and fast mechanical dc circuit breakers are considered applicable for selective protection in meshed HVDC grids. The opening delay of dc circuit breakers is in the range of 2 to ms for hybrid [2], [21] and mechanical type [22]. The backup protection algorithm is then evaluated considering breaker opening delay of 3 ms and ms. Since minimum power flow (Case Pfp1), unbalanced power flow (Case ubpf) and arresters y 1 1 thr Ref F7.uc Ref F7.cl Ref y margin of thr Ref t d t t d 1 2 3 4 Fig. 1: Transformed samples y for the B 13 breaker failure backup protection algorithm using thr Ref, Case Pfp1: F 7. 6 4 2 F7.uc F7.cl thr Ref thr All Pt Closest Ref Pt Closest All U I 1 2 3 4 6 Fig. 11: Voltage and current loci for uncleared and cleared faults, Case Pfp1, Fault location F 7. in service (Case Arr) have insignificant influences on the fault behaviour during the sampling window of the backup protection algorithm, these conditions are not taken into consideration for robustness studies against breaker opening delay. The trained UI-thresholds for breaker opening delay of 3 ms and ms are shown in Fig. 12 and Fig. 14, respectively. The transformed samples and separation margins to UIthresholds are shown in Fig. 13 and Fig. 1, respectively. Fig. 12 and Fig. 14 show that the threshold trained on the reference case can still separate uncleared and cleared sampled data in all cases for both breaker opening delays. As shown in Fig. 13, for a breaker opening delay of 3ms, the samples with F 9 under maximum power flow condition (Case Pfp1) are the closest to thr Ref 3ms and thr All 3ms. For breaker opening delay of ms, the closest sample to thr Ref ms is fault location 7 with outage of link 12p (Case LO), while the closest sample to thr All ms is fault location 7 with grounding location G1 (Case G1). Numeric evaluations for the transformed and UI margins are summarized in Table 2. Table 2 shows that longer breaker opening delay results in larger margins for the backup protection to discriminate between uncleared and cleared faults.

6 4 2 Uc Ref Cl Ref Uc Pfp1 Cl Pfp1 Uc LO Cl LO Uc G1 Cl G1 thr Ref 3ms thr All 3ms 1 2 3 4 6 7 8 9 Fig. 12: Threshold determination for B 13 breaker failure backup protection, Breaker opening delay t br = 3ms: thr Ref 3ms and thr All 3ms are trained on samples collected from Case Ref and all cases, respectively (Uc: uncleared, Cl:cleared). y 2 4 thr Ref 3ms thr All 3ms F9.uc Ref F9.cl Ref F9.uc All F9.cl All y (thr All 3ms ) y (thr Ref 3ms ) 2 4 6 8 1 Fig. 13: Case Pfp1, Fault location F 9 : transformed samples and separation margins to UI-thresholds ( y(thr Ref 3ms ) and y(thr All 3ms ) are the separation margins to thr Ref 3ms and thr All 3ms, respectively). 4 2 Uc Ref Cl Ref Uc Pfp1 Cl Pfp1 Uc LO Cl LO Uc G1 Cl G1 thr Ref ms thr All ms 2 3 4 6 7 8 9 1 Fig. 14: Threshold determination for B 13 breaker failure backup protection, Breaker opening delay t br = ms: thr Ref ms and thr All ms are trained on samples collected from Case Ref and all cases, respectively (Uc: uncleared, Cl:cleared). y 1 1 thr Ref ms thr All ms F7LO.uc Ref F7LO.cl Ref F7G1.uc All F7G1.cl All y (thr All ms ) y (thr Ref ms ) 2 4 6 8 1 Fig. 1: Case LO and Case G1, Fault location F 7 : transformed samples and separation margins to UI-thresholds ( y(thr Ref ms ) and y(thr All ms ) are the separation margins to thr Ref ms and thr All ms, respectively). Table 2: Margin of y and UI-thresholds. Voltage base: 32 kv, Current base: 1.6 ka Breaker Opening Delay (t br ) 2 ms 3 ms ms Closest Case, F no Pfp1,F 7 Pfp1,F 9 LO,F 7 thr Ref y.6 1.28 2.27 U [pu].3.33.248 I [pu].2176.3914 2.3386 Closest Case, F no Pfp1,F 7 Pfp1,F 9 G1,F 7 thr All y 1.21 2.6 2.78 U [pu].919.877.2877 I [pu].888 1.1241 6.13 Conclusion This paper studied the applicability of a fast breaker failure backup protection algorithm to protect bipolar HVDC grids and evaluated the robustness of the backup protection algorithm against various operation conditions and breaker opening delays. The simulation results demonstrate the robustness of the UI-thresholds in the bipolar test system, considering initial power flow, number of parallel branches, grounding location, and surge arresters. If the UI-threshold is trained based only on one specific condition, the margin of this threshold is reduced when distinguishing uncleared and cleared faults under different operating conditions. However, the UI-threshold trained on a reference case is still able to separate uncleared and cleared faults under all conditions considered in this study, which suggests that it is not required to retrain the threshold for different operating conditions. The voltage and current margins of the threshold are found to be sufficient even taking measurement errors into consideration. In addition, the UI-threshold is also robust against breaker opening delays. Longer breaker opening delays result in larger margins for the backup protection to operate. 6

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