CITY UNIVERSITY OF HONG KONG

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CITY UNIVERSITY OF HONG KONG Modeling and Analysis of the Planar Spiral Inductor Including the Effect of Magnetic-Conductive Electromagnetic Shields Submitted to Department of Electronic Engineering in Partial Fulfillment of the Requirements for the Degree of Master of Philosophy by SU, Yipeng September 2008

Abstract - i ABSTRACT The objective of this thesis is to analyze and model the planar spiral inductor including the effects of magnetic-conductive electromagnetic shields. The planar transmitter, planar receiver windings and the shielding structure constitute the main parts of the Contactless Energy Transmission Systems (CETS). Modeling such systems involves following issues: (i) the self-inductances of transmitters and receivers as well as the mutual inductance between them under arbitrary relative positions; (ii) the equivalent resistance of the windings at the operating frequency. The influence of the electromagnetic shield must be taken into consideration in both of them. Firstly, a theory of inductance calculation is extended to determine the inductance of planar spiral windings shielded by double-layer planar EM shield consisting of a layer of soft magnetic material and a layer of conductive material. With the generalized equations, the inductance of the planar spiral windings with the effect of magneticconductive electromagnetic shield can be calculated accurately without using timeconsuming finite-element method. The proposed equations can be applied to the cases of windings on a double-layer shielding substrate and of windings in a sandwich shielding structure. The optimal thickness of shielding materials also can be obtained easily. Therefore, the influence of the double-layer electromagnetic shields on the inductance of the planar spiral windings can be analyzed. Simulations and measurements have been carried out for several shielding plates with different permeability, conductivity and thickness. Both of the simulations and measurements of the winding inductance agree well with the extended theory.

Abstract - ii Secondly, another extended formula is proposed to calculate the mutual inductance of two non-coaxial planar spiral windings sandwiched between two magnetic-conductive substrates. Recent developments of wireless battery charging platform have prompted the requirements to investigate the mutual inductance between a movable planar coil and the fixed planar coil on the charging platform. The wireless battery charging platform must allow the load to be placed anywhere on the charging surface. Therefore the relative position between the movable energy-receiving coil and the energytransmitting coils on the charging platform should not be fixed. The proposed formula can be used to quickly determine the mutual coupling of two planar windings that can have arbitrary relative positions and distance between them. This new calculation tool provides a new and useful tool for calculating the mutual inductance of a movable planar coil and a fixed planar coil. The theory has been tested and compared with practical measurements and also finite-element analysis. The theoretical results agree very well with both practical measurements and finite-element results. Finally, several major energy dissipation mechanisms in transmitting and receiving windings are addressed. The dominant factor of energy dissipation comes from the current flowing through the spiral inductor itself. They include both ohmic and eddy current loss. Eddy current manifest themselves as skin effect and proximity effect, which are highly dependent on the operation frequency and the inductor geometry. Therefore, some inductor design approaches for eddy current suppression are described, in order to minimize the power dissipations in the windings, maximize their quality factors, and thus improve the wireless power transfer efficiency.

TABLE OF CONTENTS ABSTRACT ACKNOWLEDGEMENT TABLE OF CONTENTS CHAPTER 1 OVERVIEW AND BACKGROUND RESEARCH...1 1.1 Introduction...1 1.2 Classifications and Developments of Inductors/Transformers...4 1.2.1 Cored Transformer without Air-Gaps...4 1.2.2 Cored Transformer with Air-Gaps...5 1.2.3 Air-Cored Transformer...7 1.3 Methodology of modeling the coreless PCB transformers...9 1.3.1 Inductance calculation of PCB planar spiral inductors/transformers... 11 (i) Currently available formulas...12 (ii) New requirements for the formulas modifications...15 1.3.2 Equivalent resistance...18 1.4 Outline of the Thesis...18 CHAPTER 2 INDUCTANCE CALCULATION WHEN TRANSFORMERS ON ADOUBLE-LAYER SUBSTRATE...21 2.1 Nomenclature...21 2.2 Introduction...22

2.3 Impedance Formula...23 2.4 Verification and Analysis...27 2.4.1 Verification...27 (i) Study 1: Using dielectric and copper sheets...28 (ii) Study 2: Using ferrite (4F1) and copper sheets...31 2.4.2 Analysis...33 (i) Effects of the thickness of the first layer, t 1...33 (ii) Variation of operating frequency...39 (iii) Variation of the distance between windings and shielding substrate..40 (iv) Power loss in the copper layer...41 2.5 Concluding Remarks...44 CHAPTER 3 INDUCTANCE CALCULATION WHEN TRANSFORMERS SANDWICHED BY TWO DOUBLE- LAYER SUBSTRATES...46 3.1 Nomenclature...46 3.2 Introduction...46 3.3 Formula Derivation...48 3.4 Verification and Analysis...53 3.4.1 Variation of the thickness of ferrite plates...54 3.4.2 Variation of frequency...58 3.5 Concluding Remarks...58 CHAPTER 4 INDUCTANCE CALCULATION FOR TRANSFORMERS WITH NONCOAXIAL PRIMARY WINDING AND SECONDARY WINDING...60

4.1 Nomenclature...60 4.2 Introduction...60 4.3 Formula Derivation...61 4.4 Verification...63 4.4.1 Variation of the axial distance, d...65 4.4.2 Variation of air gap thickness, z...66 4.5 Analysis and Discussion...67 4.5.1 Study 1: Identical Dimensions of Primary Winding and Secondary Winding...68 (i) Test 1: Different number of turns with the same R, w and s...69 (ii) Test 2: Different track separation with the same R, N, w...70 (iii) Test 3: Different conductor width with the same R, N, s...71 4.5.2 Study 2: Different Dimensions of Primary and Secondary Windings...73 4.6 Concluding Remarks...76 CHAPTER 5 HIGH FREQUENCY EFFECT AND POWER LOSS REDUCTION IN WINDINGS...78 5.1 Introduction...78 5.2 High Frequency Effects...79 5.2.1 Energy dissipation mechanisms...79 5.2.2 Skin effect...81 5.2.3 Proximity effect...83 5.2.4 High frequency effects on inductive and resistive parameters...84 5.3 Power loss reduction and optimal design...88 5.3.1 Optimization of conducted resistance...88 5.3.2 Optimization of induced resistance...89

(i) Spirals with different number of turns (N)...93 (ii) Spirals with different tracks separation (s)...94 5.4 Concluding Remarks...95 CHAPTER 6 CONCLUSIONS...97 6.1 Conclusions...97 6.2 Major Contributions...99 6.3 Suggestions for Further Research...100 APPENDIX DERIVATION OF EQUATIONS IN CHAPTER 2...103 PUBLICATIONS FROM THIS THESIS...107 REFERENCES...108