Final. NO.Report CRADA. Date: September 11, 1997

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Development of High Power Radio Frequency Components f o rfusion Plasma Heating CRADA Final NO.Report TC-0462-93 ujvl-4wl3lb Revision: 3 Date: September 11, 1997 A. Parties The project is a relationship between the Lawrence Livermore National Laboratory (LLNL) and General Atomics (GA). University of California Lawrence Livermore National Laboratory 7000 East Avenue, L-795 Livennore, CA 94550 General Atomics 3550 General Atomics Court San Diego, CA 92121-1194 3. Project Scope The purpose of this CRADA was to develop advanced microwave heating systems for both ion cyclotron heating and electron cyclotron heating for magnetic fusion reactors. This involved lowfrequency (UHF), high-power (millimeter-wave) microwave components, such as antennas, windows, and matching elements. This CRADA also involved developing conceptual designs for new microwave sources. C. Technical The technical aspects of the GfdLLNL CRADA consisted of the following: i) Development of a Megawatt CW millimeter-wave vacuum barrier window using the distributed cooling concept. The window was to be applicable to high power microwave plasma heating sources such as Gyrotrons and Free Electron Masers. ii) Development of a high power ferroelectric tuner for matching low frequency microwaves into a varying plasma load. This tuner was based on the potential availability of unique low loss barium titanate material from Russia. iii) Development of a new "combline" ion cylotron antenna for low frequency heating systems which eliminated the requirement of multiple feeds to each strap and gave superior matching characteristics to the antenna. iv) Development of designs for a Multi-Megawatt, CW,tunable millimeter microwave plasma heating source based on the Free Electron Maser concept, as was being developed at the FOM Institute, Netherlands, with Russian collaboration. v) Development of designs for a millimeter wave overmoded circuit ring resonator structure capable of testing Megawatt windows using only a modest power microwave source( 1oOkW). TER

DISCLAIMER This report was prepared as an account of work sponsortd by an agency of the United States Government Neither the United States Government nor any agency thereof, nor any of their employ#s, makes any warranty, exprey or implied, or assumes any legal liability or responsibility for the accuracy, compietcness, or wfulness of any information, apparatus, product, or process disclored or rqmsenu that its usc would not infringe privately owned rights. Refemcc herein to any s p afic commerdal product, proces~,ot service by trade name, trademark, tnanufactu=. or othenvise docs not necessarily constitute or imply iu endorsement, m a m mendotion, or favoring by the United States Government or any agency thenof. The views and opinions of authors e x p d h m i n do not aantarily sate or reflect those of the United States Government or any agency thereof.

DISCLAIMER Portions of this document may be illegible in electronic image products. Images are produced from the best available original document.

Page 2 Final Report TC-0462-93.. GA built and tested the distributed cooled window. LLNL computer codes were used to analyze the electrical, thermal and mechanical characteristics of the window veriqing that it was capable of handling 1MW microwave power (CW)at 110 GHz. Accurate calculation of the reflection and transmission properties of the window using finite element codes allowed for the determination of the correct sapphire window thickness. LLNL also contributed to the manufacturing process of the window through use of the hot press facility and ultrasonic test facility to hot press two niobium plates together and venfy a good bond with few voids. LLNL developed a design for a ferroelectric tuner utilizing the low loss barium titanate material which was coming from Russia. A complete facility was constructed for measuring loss tangent of material as a function of frequency (50-1oOMHz range), bias voltage and temperature. A number of Russian samples were tested to venfy their superior loss characteristicsand suggestions for further improvement were made. LLNL constructed a combline antenna based on a GA design and performed 3D EM calculations to determine the "S" parameters of the system and the effects of the Faraday shields and antenna feed position. The antenna was tested in the LLNL anechoic chamber and microwave lab indicating excellent agreement between experimental data and computer prediction. C W tunable Free Electron Maser extrapolated from the Dutch lmw device was developed and the performance predicted using LLNL computer codes. Cost estimates were also made indicating that such a device could be a serious contender for the next generation of millimeter microwave sources for plasma heating. A design for a 5MW Finally, a conceptual design was developed for a millimeter wave overmode ring resonator utilizing the step-waveguide concept originally developed in Russia. D. Partner Contribution General Atomics built and tested the distributed cooled window and provided LLNL with transmission and reflection test data in order to then benchmark the EM computer codes. The combline antenna built and analyzed by LLNL was based on a GA design. GA provided LLNL with a number of niobium plates for hot pressing and provided the neccessary guidance to allow successful bonding. GA representatives were on site at LLNL on numerous occasions to consult and give guidence on the ferroelectric tuner, combline antenna and distributed window analysis. E. DocurnentdReference List 1. Presentations and Publications: The following lists presentations and publications of the work performed during the GALLNL CRADA from September 1993 to September 1996. 1) "Predicted Operating Conditions for Maintaining Mode Purity in the 1MW 2OOGHz FOM Free Electron Maser," M.Caplan, LLNL; T. Antonsen, U. Maryland; A. Tulupov, FOM Instituut voor Plasma Physica, Rijnhuizen, The Netherlands; 16th International Free Electron Laser Conference, Stanford CA, Aug 1994; and Nuclear Instruments and Methods in Physics Research A 358 1995. 2) "Electromagneticand Thermal Analysis to Distributed Cooled High Power Millimeter Wave Windows," S.Nelson, T. Reitter, M.Caplan, LLNL; and C. Moeller, General Atomics; A I P Conference Proceedings 355, 1lth Topical Conference on Radio Frequency Power in Plasmas, Palm Springs CA, May 1995. 9/28/98

Final Report TC-0462-93 C. Page 3 3) "Combline Antenna Modelling for Plasma Heating," SNelson, G. Kamin, R. van Maren, LLNL, C. Moeller, D. Phelps, General Atomics; AIP Conference Proceedings 355,11th Topical Conference on Radio Frequency Power in Plasmas, Palm Springs CA, May 1995. 4) "Analysis of Distributed Cooled High Power Millimeter Wave Windows," S.Nelson, M.Caplan and T.Reitter; 20th International Conference on Infrared and Millimeter Waves, Orlando, FL, December 1995. 5 ) "Extrapolation of the Dutch 1MW Tunable Free Electron Maser to a 5 MW ECRH Source," M.Caplan, S. Nelson and G. Kamin, LLNL; T. Antonen and B. Levush, U. Maryland; and A. Tulupov, FOM; 9th Joint Workshop on Electron Cyclotron Emission and Electron Cyclotron Resonance Heating, Borrego Springs CA, January 1995. 6) "Extrapolation of the FOM 1MW Free Electron Maser to a Multi- Megawatt Millimeter Wave Microwave Source," M. Caplan, LLNL, M-Valentini,W.Urbanus and A-Verhoeven, FOM; A. Tulupov, Soliton-NTT Moscow; 18th International Free Electron Laser Conference, Rome, Italy, August 1996; and Nuclear Instruments and Methods in Physics Research A, 393 1997. 7) "Quasi Optical Confocal Schemes for High Power Microwave Components," G Denisov, C. Shmelyov, IAP Russia; W. Urbanus and A.Verhoeven, FOM; and M.Caplan, LLNL; 2 1st International Conference on Infrared and Millimeter Waves, Berlin, Germany, July 1996. Quarterly Reports 03/01/94-06/30/94 07/0 1/94-09/30/94 10/01/94-12/31/94 01/01/95 03/30/95 04/01/95-06/30/95 07/01/95 06/30/96 2. Intellectual Propoerty: 1) The following Subject Inventions were made under this project: LLNL Subject Inventions: None Reported General Atomics Subject Inventions: None Reported 2) LLNL Background Intellectual Property "Vacuum-Barrier Window for Wide-Bandwidth High-Power Microwave Transmission," U S. Patent #5,548,257; M. Caplan and C. Shang (IL-9203). AMOS Code DSI3D Code 3) Licensing Background Intellectual Property: ~- _. _. General Atomics has not approached LLNL for a commercial license to any LLNL Background Intellectual Property. 9/28/98

9.Fid Report TC-0462-93 F. Acknowledgment i I..!