ECE5984 Orthogonal Frequency Division Multiplexing and Related Technologies Fall Mohamed Essam Khedr. Fading Channels

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ECE5984 Orthogonal Frequency Division Multiplexing and Related Technologies Fall 2007 Mohamed Essam Khedr Fading Channels

Major Learning Objectives Upon successful completion of the course the student will be able to: Describe the complete architecture of an OFDM system, ( serial to parallel, FFT/IFFT, Cyclic prefix, Modulation techniques, coding techniques) Evaluate the response of OFDM in Gaussian channels and fading channels. Design and analyze standards using OFDM such as IEEE 802.11a,g and IEEE 802.16 Define the problems associated of using multi-carrier in time varying channels and how to mitigate these problems. Describe the principle mechanisms by which multiple access techniques are supported using OFDM. Able to categorize the different type of MC-CDMA and the degree of flexibility provided by each type. Able to simulate the basic and advanced techniques used in OFDM systems

Textbook OFDM and MC-CDMA: A Primer by Lajos Hanzo (Author), Thomas Keller (Author), ISBN-10: 0470030070 Additional Readings: Richard van Nee and Ramjee Prasad, OFDM for Wireless Multimedia Communications, Artech House: 2000 (ISBN: OR90065306) Orthogonal Frequency Division Multiplexing for Wireless Communications by Ye (Geoffrey) Li (Editor), Gordon L. Stuber (Editor), ISBN 0387290958 Ahmad Bahai and Burton Saltzberg, Multi-Carrier Digital Communications: Theory and Applications of OFDM, Plenum Publishing Corporation: 1999, ISBN: 0306462966.

Syllabus Wireless channels characteristics (7.5%) 1 wireless channel modeling and characteristics Large scale and small scale models Common channel models Channel categories and parameter calculation. Prob. of error calculations OFDM Basics (10%) 1 History of OFDM OFDM System model Discrete-time signals & systems and DFT Generation of subcarriers using the IFFT Guard time, cyclic extension Windowing Choice of OFDM parameters & OFDM signal processing Implementation complexity of OFDM versus single carrier modulation Modulation and Coding (10%) 2 Linear and nonlinear modulation Interleaving and channel coding Optimal bit and power allocation Adaptive modulation

Syllabus Analysis of OFDM systems (15%) 2 RF subsystems, amplifier classification and distortion Crest factor (PAPR) reduction techniques Pre-distortion & adaptive pre-distortion techniques clipping coding techniques partial transmit sequences (PTS) & modified PTS v. selective mapping nonlinear quantization (companding) Phase noise and I&Q imbalance for QAM Performance of OFDM in Gaussian channels Performance of OFDM in Wide-band channels Synchronization and Estimation (15%) 2 ICI and OISI problems Timing estimation Frequency synchronization Frequency error estimation algorithms Carrier phase tracking Frequency domain and time domain approaches for channel estimation coherent detection differential detection

Syllabus Multi-user OFDM Techniques (10%) 2 Adaptive modulations in OFDM Power and bit allocations in OFDM Scalable OFDM Flash OFDM Diversity (7.5%) 1 Limits of capacity in fading environments Channel models for multiple-input-multiple-output (MIMO) system Receiver diversity techniques Transmit diversity techniques and design criteria for fading channels Block, trellis and layered space-time codes Multi-carrier CDMA (10%) 1 MC-CDMA versus DS-CDMA MC-CDMA versus orthogonal frequency division multiple access (OFDMA) OFDMA and MC-CDMA performance evaluation in wide-band channels

Syllabus Physical and Medium Access Control (MAC) for IEEE 802.11 Networks (7.5%) 1 Physical modeling of 802.11 networks MAC system architecture Frame exchange with RTS/CTS Power management Synchronization Physical and Medium Access Control (MAC) for IEEE 802.16 Networks (7.5%) 1 Physical modeling of 802.16 networks MAC system architecture QoS guarantees in Wimax Power management Synchronization

Grading Type of assignment Percent of Grade Home works 20% Matlab Assignments 20% Midterm 20% Final project presentation and term paper 20% Final Exam 20%

Fading channels

Large and Small Scale Propagation Models Area 1 Area 2 Short-term fading Log-normal shadowing Transmitter

Impulse Response Characterization Time variations property t 2 τ(t 2 ) t 1 τ(t 1 ) t 0 Time spreading property τ(t 0 ) Impulse response: Time-spreading : multipath and time-variations: time-varying environment

( ) = Re ( ) s t { j2 f } ct z t e π ( ) = ( ) + ( ) = ( ) j z t x t j y t c t e φ! " ( t)

! A D C #$ A: free space %$ B: reflection $ C: diffraction &$ D: scattering Transmitter B Receiver $ '(! $ '(

$' &! ) )* ' '! +,!! ' ' )! )! # "! #")'

'! -! L '! L 1 = i j ( t) i= 0 ( ) ( ) i h, t a t e φ ( ) τ δ τ τ i path attenuation path phase path delay LOS path τ

&! - - - - h ( τ, t) H ( f, t ) d ( τ, ν ) D ( f, ν ) & &

.!/..0.! φ H ( t) φh T d ( f )! φ h τ; t ( ) φ ( ; ) S ( τ; ν ) H f t B m SH f ; ν ( )! & h φh SH ( τ ).. ( ν ) T m σ τ B d

.!/..0.! ' 1 $ T m 1 ' 2! )! 1. $ φh T m ( τ ) τ σ τ h ( ) ( ) ( ) ( ) 2 τ φ τ dτ τ φh τ dτ = φh τ dτ φh τ dτ 2

.!/..0.! '! '!! $ φ H ( f ) B m 1 T m B m! '!$!!B m )! 2!!!B m )! 2 0 f

.!/..0.! ' 1& $ B d SH ( ν ) -! & 0! 3!!!2-!! '!!! V ν = cosα = fd cosα λ 0 B d ν

! &!

& &! L +45 & τ B d 0 &!ν L 1 = i ( 2 t+ ) i= 0 ( ) ( ) j i i h, t a t e πν φ ( ) τ δ τ τ i

Channel Autocorrelation Functions Time-spreading: Multipath characteristics of channel Multi-path delay spread, T m Characterizes time dispersiveness of the channel, Obtained from power delay-profile, Φ c (τ) Indicates delay during which the power of the received signal is above a certain value. Coherence bandwidth, B c approx. 1/ T m Indicates frequencies over which the channel can be considered flat Two sinusoids separated by more than B c : affected differently by the channel Indicates frequency selectivity during transmission.

Channel Autocorrelation Functions Time variations of channel: Frequency-spreading Doppler Spread, B d Characterizes frequency dispersiveness of the channel, or the spreading of transmitted frequency due to different Doppler shifts Obtained from Doppler spectrum, S c (λ) Indicates range of frequencies over which the received Doppler spectrum is above a certain value Coherence time, T c approx. 1/ B d Time over which the channel is time-invariant A large coherence time: Channel changes slowly

Channel Autocorrelation Functions Φ c (τ ) Power Delay Profile F τ T m τ Power Delay Spectrum Φ c ( f) Φ c ( t; f) F τ t=0 Φ c ( t;τ ) F t S ( λ ; τ ) dλ S c (λ;τ) B c f t=0 f=0 F t f t WSSUS Channel S c (λ; f) f=0 S c ( λ;τ ) F τ Scattering Function S ( λ ; τ ) dτ τ λ Φ c ( t) T c t F t S c ( λ ) B d λ Doppler Power Spectrum

Statistical Models Design and performance analysis based on statistical ensemble of channels rather than specific physical channel. Rayleigh flat fading model: many small scattered paths Complex circular symmetric Gaussian. Squared magnitude is exponentially distributed. Rician model: 1 line-of-sight plus scattered paths

'!! )!! $ ( ) ( ) ( ) p a a 2 2 a 2σ = e p( φ ) σ 2 ( ) ( ) ( ) ( ) c t = a t e = x t + j y t = a t e jφ t jφi t i i /!!!! 6' ) $ = 1 2π ( )!' 0 '

'! 22)7.!! 6 ) '$ ( ) ( ) ( ) ( ) jφ t jφi t 0 0 i i c t = a + a t e = a + a t e! (! $ a 2 2 2 ( a + a0 ) 2σ aa0 p ( a) = e I 2 0 2 σ σ ( ) ' 1 % 3 8

Types of Channels

Channel Classification Based on Time-Spreading Flat Fading 1. B S < B C T m < T s 2. Rayleigh, Ricean distrib. 3. Spectral char. of transmitted signal preserved Frequency Selective 1. B S > B C T m > T s 2. Intersymbol Interference 3. Spectral chara. of transmitted signal not preserved 4. Multipath components resolved Channel Signal Channel Signal B C B S freq. B S B C freq.

Channel Classification Based on Time-Variations Fast Fading 1. High Doppler Spread 2. 1/B d T C < T s Slow Fading 1. Low Doppler Spread 2. 1/B d T C > T s Signal Doppler Signal Doppler B D B S freq. B S B D freq.

Channel Classification Underspread channel: T m B d << 1 Channel characteristics vary slowly (B d small) or paths obtained within a short interval of time (T m small). Easy to extract channel parameters. Overspread channel: T m B d >> 1 Hard to extract parameters as channel characteristics vary fast and channel changes before all paths can be obtained.