PPA PORTS UKC STANDARDS

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TABLE OF CONTENTS 1. DEFINITIONS AND ABBREVIATIONS...3 1.1 Abbreviatins r acrnyms will have the fllwing meaning:...4 2. INTRODUCTION...5 3. STATIC UNDER KEEL CLEARANCE (SUKC)...5 4. PREDICTIVE UNDER KEEL CLEARANCE SYSTEMS (PUKC)...6 4.1 Deplyment f an PUKC System...6 4.1.1 Investigatins and Mdelling...6 4.1.2 System Operatin Infrmatin...7 4.1.3 System Operatins...7 5. HYDROGRAPHIC SURVEYS...8 5.1 Survey Frequency...8 5.2 Hydrgraphic Survey Standards...9 5.3 Navigable Depth Declaratins...9 6. METOCEAN SYSTEM OPERATION, MAINTENANCE AND CALIBRATIONS...9 6.1 Metcean instruments maintenance and calibratins...9 7. PROCESS OWNER...10 A637540 This dcument is uncntrlled if printed r distributed electrnically Page 1 f 10

DOCUMENT AMENDMENT TABLE Versin Prepared By Date Amendments 1 Frans Schlack 20 July 2018 First Editin A637540 This dcument is uncntrlled if printed r distributed electrnically Page 2 f 10

1. DEFINITIONS AND ABBREVIATIONS The definitins cntained within this table will have the fllwing meanings thrughut this dcument in singular, plural r pssessive frm: Term Definitin AUS Charts Official Charts prduced fr navigatinal purpses by the Australian Hydrgraphic Office. Harbur Master An individual appinted under the Prt Authrity Act t the Psitin f Harbur Master fr a PPA Prt. Hydrgraphic Survey Standards PPA Hydrgraphic Survey Standards and Deliverables. (Latest Versin). Metcean Cmbined meterlgical and ceanic cnditins. Operatrs All rganisatins that cnduct marine peratins in the Prts. Prt A prt perated under the authrity and respnsibility f the Pilbara Prts Authrity. Standard The PPA Prts UKC Standards. Survey Deliverables The hydrgraphic survey results and deliverables as specified in the Hydrgraphic Survey Standards. System Operatrs Operatrs cnducting marine peratins under either a SUKC r PUKC System. System Prviders The rganisatin that prvides a SUKC r PUKC System t the System Operatrs. A637540 This dcument is uncntrlled if printed r distributed electrnically Page 3 f 10

1.1 Abbreviatins r acrnyms will have the fllwing meaning: Acrnym Definitin AHO Australian Hydrgraphic Office DUKC Dynamic Under Keel Clearance ENC Electrnic Navigatinal Chart ICT Infrmatin & Cmmunicatins Technlgy UKC Under Keel Clearance PPA Pilbara Prts Authrity PUKC Predictive Under Keel Clearance SOG Speed Over Grund SUKC Static Under Keel Clearance A637540 This dcument is uncntrlled if printed r distributed electrnically Page 4 f 10

2. INTRODUCTION In preparatin f the Australian Hydrgraphic Office (AHO) intrductin f frmally nminating the respnsibility f marine peratins and functins by means f fficial ntatins n the AUS Charts, the Pilbara Prts Authrity (PPA) has intrduced these Under Keel Clearance (UKC) Standards ( Standards ) t ensure the safety f navigatin fr all marine peratins cnducted in its Prts that apply a Static Under Keel Clearance (SUKC) r an Predictive Under Keel Clearance (PUKC) prtcl, r bth. All Operatrs that cnduct any marine peratins in any f the Prts shall strictly adhere t these Standards and ensure that any vessels masters and marine pilts transiting the Prt as part f their marine peratins shall be advised f, and cmply with, these Standards. N Master shall be allwed t navigate a vessel whilst in breach f UKC thrugh PPA s respnsible waters withut the Harbur Master s frmal (written) authrisatin. 3. STATIC UNDER KEEL CLEARANCE (SUKC) The Prts Harbur Masters have determined the minimum SUKC fr their individual Prts a vessel s master is t adhere t whilst navigating a vessel thrugh PPA s respnsible waters. Masters f vessels shall strictly adhere t the minimum SUKC impsed by a PPA Prts Harbur Masters. Masters that require an exemptin frm the minimum impsed SUKC must submit a frmal (written) applicatin t the Prt s Harbur Master that includes at a minimum: Justificatin why an exemptin is required; and A Risk Assessment, if required by the Harbur Master; On determining the required SUKC fr a vessel, the Harbur Master may take int accunt the fllwing parameters but shall nt be limited t: A Vessel s: Dimensins; Carg; Maneuverability; Speed (squat) and Draft; Tug supprt; Aids t Navigatin; Passage Plan; Hydrgraphic Survey; Metcean cnditins and Lcal Knwledge. A637540 This dcument is uncntrlled if printed r distributed electrnically Page 5 f 10

PPA Prts SUKC determinatins are prmulgated in each Prt s handbk that are available frm these PPA s Websites: Prt Hedland: https://www.pilbaraprts.cm.au/pilbaraprtsauthrity/media/dcuments/port %20HEDLAND/Prt%20Operatins/Permits%20and%20Prcedures/Prt-f-Prt- Hedland-Prt-Handbk-2018-LwRes.pdf Prt f Dampier: https://www.pilbaraprts.cm.au/pilbaraprtsauthrity/media/dcuments/dampi ER/Prt%20Operatins/Permits%20Prcedures%20and%20Handbk/Prt-f- Dampier-Handbk-(A196247).pdf Prt f Ashburtn: https://www.pilbaraprts.cm.au/pilbaraprtsauthrity/media/dcuments/ashbu RTON/Abut%20the%20prt/Prt-f-Ashburtn-Handbk-(A242137).pdf 4. PREDICTIVE UNDER KEEL CLEARANCE SYSTEMS (PUKC) Operatrs f a PUKC (including DUKC ) shall seek the PPA s apprval prir t applying such a System fr their marine peratins in a PPA Prt. Fr PUKC Systems already in peratin at the time f the prmulgatin f these Standards, System Operatrs will cnduct the actins and submit the infrmatin as required in these Standards within 90 days f the prmulgatin date f these Standards. 4.1 Deplyment f an PUKC System PPA has cnsiderable experience in the peratin f PUKC Systems. It therefre recmmends it is cnsulted prir t an Operatr cmmitting itself t the acquisitin r deplyment f a PUKC System. Regardless f any cnsultatin with PPA, prir t the deplyment f a PUKC System fr marine peratins within a Prt, the System Operatrs shall cnduct the fllwing actins and prvide the PPA with the specified infrmatin and data. 4.1.1 Investigatins and Mdelling System Operatrs shall cnduct a thrugh meterlgical and ceangraphic investigatin and mdelling that addresses all aspects that might have an impact n vessels behavir, navigable depths and the functining f the PUKC System including but nt limited t: Wave and Swell Mdelling; Prevailing currents; Lcal meterlgical and seasnal events (e.g. Cyclnes, etc.); Tidal regime studies; Sedimentatin transprt; A637540 This dcument is uncntrlled if printed r distributed electrnically Page 6 f 10

Ships Simulatr studies; and Hydrgraphic Survey (Clause 4.2). The resulting reprts, including all prcessed data gathered during the investigatins, shall be made available, in acceptable frmats, t PPA fr evaluatin. 4.1.2 System Operatin Infrmatin The System Operatrs shall prvide PPA with all PUKC System infrmatin including but nt limited t: Full details f the System Prviders including: Cmpany: ABN/ACN; Directrs; Cntact details; Quality Assurance certificatin; Insurances certificatin; Etc. System Manuals; Ship simulatin results; Metcean system: Instrument details (Make, Mdel, etc.); Psitin (lcal and datums); Sftware; Data transmissins (Methdlgy, Radi frequencies, etc.); Maintenance/Calibratin regime; and Hierarchy f redundancy against instrument and data receptin failures. Definitin f the PUKC System s UKC; PUKC s System s UKC determinatin; Minimum UKC under the PUKC System. System accuracy; System calibratin methdlgy and frequency; ICT Requirements fr PPA System access; and Reference t similar PUKC Systems perating in ther prts. The System Operatrs shall als prvide the PPA with: All gereferenced data, ENCs, verlays, etc. applied in their PUKC System and in a cmmn native frmat acceptable by PPA; and Gereferenced drawings f the areas their PUKC shall be applied t, verlaid n the relevant AUS Charts. 4.1.3 System Operatins A637540 This dcument is uncntrlled if printed r distributed electrnically Page 7 f 10

During nrmal peratins, the System Operatrs shall prvide PPA with read-nly access t the Operatr s PUKC System. The System s Infrmatin and data PPA will be prvided access t will include but is nt limited t: Transit Plans reprts: Preliminary; Apprved; and Histric Real time Transit Mnitring: Chart verlay; Psitin; SOG; and Transit Breach Occurrences Histric UKC Breaches Reprts; and Metcean Data; After the required infrmatin has been prvided t, and evaluated by PPA, the Harbur Master will frmally advise the System Operatr in writing f the minimum UKC their PUKC System has t apply t their marine peratins cnducted under their PUKC System. During a Prt emergency, the System Operatrs shall prvide PPA with immediate and unrestricted peratinal access t the Operatr s PUKC System t prvide the Harbur Master with all available infrmatin and functinal interrgatin s as t determine the best curse f actin t address the emergency. 5. HYDROGRAPHIC SURVEYS Operatrs f either a SUKC r PUKC System will cnduct hydrgraphic surveys ver their area f marine peratins t the standard and at the frequency specified belw. 5.1 Survey Frequency The System Operatrs will at a minimum cnduct ne (1) annual hydrgraphic survey per calendar year ver the Operatr s area f marine peratins, as determined by the Harbur Master. The Harbur Master may require the Operatrs t cnduct mre frequent hydrgraphic surveys ver its area f marine peratin, r sectins f it as determined by the Harbur Master, in certain circumstances r events, fr example but nt limited t: Meterlgical events (e.g. cyclne impacts); Lcal cnditins: Currents; Sedimentatin transprts; Etc. Incidents; and A637540 This dcument is uncntrlled if printed r distributed electrnically Page 8 f 10

Histric lcal knwledge f shallwing. 5.2 Hydrgraphic Survey Standards All hydrgraphic surveys shall be cmpliant with the latest versin f the Hydrgraphic Survey Standards. If an Operatr cannt cmply with the Hydrgraphic Survey Standards, it will seek a frmal (written) apprval fr a deviatin frm these standards frm the PPA s Dredging and Survey Manager prir t undertaking any hydrgraphic survey. Failure t btain such an apprval may lead t a rejectin f the Survey Deliverables. Fllwing the cmpletin f a hydrgraphic survey, the Operatr shall submit all Survey Deliverables t the PPA s Dredging & Survey Manager fr evaluatin against the Hydrgraphic Survey Standards. The submissin shall include a summary f the minimum navigable depth the Operatr is targeting in the Prt, r sectins theref. 5.3 Navigable Depth Declaratins After the Survey Deliverables have been apprved, the Harbur Master will evaluate the Survey Deliverables and prceed t declare the minimum navigable depth in a Prt, r specific sectins theref. Once cmpleted, the Operatr shall be frmally advised f the depth declaratins by means f a Lcal Ntice t Mariners. Operatrs shall nly apply the Harbur Master s mst recently declared depths t their SUKC r PUKC Systems. 6. METOCEAN SYSTEM OPERATION, MAINTENANCE AND CALIBRATIONS Meterlgical and Oceangraphic ( Metcean ) cnditins are critical parameters t cnsider whilst ensuring the safety f marine peratins particularly when marine peratins include the navigatin f draft restricted vessels. The Operatr shall submit t PPA details f its Metcean netwrk that supprts its SUKC r PUKC System. 6.1 Metcean instruments maintenance and calibratins Operatrs shall cnduct regular inspectins and maintenance f all its metcean equipment but at a minimum interval f 4 mnths. Inspectins and maintenance shall include but nt limited t: Physical cnditin inspectin; Calibratin f the instruments data against an independent data surce; and A reprt n the instruments cnditin including but nt limited t: Lcatin; Phtgraphs; A637540 This dcument is uncntrlled if printed r distributed electrnically Page 9 f 10

Cmparisn results against independent data surce; Cmmentary n data accuracy befre and after calibratins; Any changes in ffsets applied; and Recmmendatins. The Metcean instruments inspectin reprts shall be submitted t PPA within 30 days f the date f inspectin. 7. PROCESS OWNER The PPA Dredging & Survey Manager has verall respnsibility fr this prcedure. Date apprved: 26 July 2018 Review date: 26 July 2019 Versin: 1 Apprved by: GMO A637540 This dcument is uncntrlled if printed r distributed electrnically Page 10 f 10