Adversarial Robustness for Aligned AI

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1 Adversarial Robustness for Aligned AI Ian Goodfellow, Staff Research NIPS 2017 Workshop on Aligned Artificial Intelligence Many thanks to Catherine Olsson for feedback on drafts

2 The Alignment Problem (This is now fixed. Don t try it!)

3 Main Takeaway My claim: if you want to use alignment as a means of guaranteeing safety, you probably need to solve the adversarial robustness problem first

4 Why the if? I don t want to imply that alignment is the only or best path to providing safety mechanisms Some problematic aspects of alignment Different people have different values People can have bad values Difficulty / lower probability of success. Need to model a black box, rather than a first principle (like low-impact, reversibility, etc.) Alignment may not be necessary People can coexist and cooperate without being fully aligned

5 Some context: many people have already been working on alignment for decades Consider alignment to be learning and respecting human preferences Object recognition is human preferences about how to categorize images Sentiment analysis is human preferences about how to categorize sentences

6 What do we want from alignment? Alignment is often suggested as something that is primarily a concern for RL, where an agent maximizes a reward but we should want alignment for supervised learning too Alignment can make better products that are more useful Many want to rely on alignment to make systems safe Our methods of providing alignment are not (yet?) reliable enough to be used for this purpose

7 Improving RL with human input Much work focuses on making RL more like supervised learning Reward based on a model of human preferences Human demonstrations Human feedback This can be good for RL capabilities The original AlphaGo bootstrapped from observing human games OpenAI s Learning from Human Feedback shows successful learning to backflip This makes RL more like supervised learning and makes it work, but does it make it robust?

8 Adversarial Examples Timeline: Adversarial Classification Dalvi et al 2004: fool spam filter Evasion Attacks Against Machine Learning at Test Time Biggio 2013: fool neural nets Szegedy et al 2013: fool ImageNet classifiers imperceptibly Goodfellow et al 2014: cheap, closed form attack

9 Maximizing model s estimate of human preference for input to be categorized as airplane

10 Sampling: an easier task? Absolutely maximizing human satisfaction might to be too hard. What about sampling from the set of things humans have liked before? Even though this problem is easier, it s still notoriously difficult (GANs and other generative models) GANs have a trick to get more data Start with a small set of data that the human likes Generate millions of examples and assume that the human dislikes them all

11 Spectrally Normalized GANs Welsh Springer Spaniel Palace Pizza (Miyato et al., 2017) This is better than the adversarial panda, but still not a satisfying safety mechanism.

12 Progressive GAN has learned that humans think cats are furry animals accompanied by floating symbols (Karras et al, 2017)

13 Confidence Many proposals for achieving aligned behavior rely on accurate estimates of an agents confidence, or rely on the agent having low confidence in some scenarios (e.g. Hadfield-Menell et al 2017) Unfortunately, adversarial examples often have much higher confidence than naturally occurring, correctly processed examples

14 Adversarial Examples for RL (Huang et al., 2017)

15 Summary so Far High level strategies will fail if low-level building blocks are not robust Reward maximizing places low-level building blocks under exactly the same situation as adversarial attack Current ML systems fail frequently and gracelessly under adversarial attack; have higher confidence when wrong

16 What are we doing about it? Two recent techniques for achieving adversarial robustness: Thermometer codes Ensemble adversarial training A long road ahead

17 Thermometer Encoding: One Hot Way to Resist Adversarial Examples Jacob Buckman* Aurko Roy* Colin Raffel Ian Goodfellow *joint first author

18 Linear Extrapolation Vulnerabilities

19 Neural nets are too linear Argument to softmax Plot from Explaining and Harnessing Adversarial Examples, Goodfellow et al, 2014

20

21

22 Large improvements on SVHN direct ( white box ) attacks 5 years ago, this would have been SOTA on clean data

23 Large Improvements against CIFAR-10 direct ( white box ) attacks 6 years ago, this would have been SOTA on clean data

24 Ensemble Adversarial Training Florian Alexey Nicolas Ian Tramèr Kurakin Papernot Goodfellow Dan Boneh Patrick McDaniel

25 Cross-model, cross-dataset generalization

26 Ensemble Adversarial Training

27 Transfer Attacks Against Inception ResNet v2 on ImageNet

28 Competition Best defense so far on ImageNet: Ensemble adversarial training. Used as at least part of all top 10 entries in dev round 3

29 Future Work Adversarial examples in the max-norm ball are not the real problem For alignment: formulate the problem in terms of inputs that reward-maximizers will visit Verification methods Develop a theory of what kinds of robustness are possible See Adversarial Spheres (Gilmer et al 2017) for some arguments that it may not be feasible to build sufficiently accurate models

30 Get involved!

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