Status of Financial Regulatory Leadership Changes

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1 SEC Status of Financial Regulatory Leadership Changes Federal Reserve Chair Clayton Piwowar Stein Chair Yellen Fischer Treasury Brainard Powell CFTC David Malpass Mnuchin FDIC Deputy Under Under Mandelker Under James Clinger Acting Chair Giancarlo Bowen OCC CFPB Chair Gruenberg Hoenig Director Dawn Stump Brian Quintenz Joseph Otting Joseph Otting Comptroller Director Cordray Comptroller Director Cordray Davis Polk & Wardwell LLP

2 Board of s of the Federal Reserve System s: Chair Janet L. Yellen Term as Chair expires February 2018 Term as expires 2024 Stanley Fischer Term as Vice Chair expires June 2018 Term as expires 2020 for Supervision Lael Brainard Term expires 2026 Appointed by Pres. Obama Jerome H. Powell Term expires 2028 Appointed by Pres. Obama Must have demonstrated community bank experience Appointed by Pres. Obama Appointed by Pres. Obama Select Division Directors and : Matthew J. Eichner Michael S. Gibson Thomas Laubach Andreas W. Lehnert Scott G. Alvarez Reserve Bank Operations and Payment Systems Supervision and Regulation Monetary Affairs Financial Stability 1

3 Federal Deposit Insurance Corporation Board of Directors: Chair Martin J. Gruenberg Term as Chair expires November 2017 Term as Director expires December 2018 Thomas M. Hoenig Term expires April 2018 Director James Clinger Nominated to succeed as Chair by Pres. Trump Comptroller of the Currency Joseph M. Otting Consumer Financial Protection Bureau Director Richard Cordray Term expires July 2018 Select Division Directors and : Doreen R. Eberley Bret D. Edwards Craig R. Jarvill Arthur J. Murton Charles Yi Risk Management Supervision Resolutions and Receiverships Finance Director, Office of Complex Financial Institutions 2

4 U.S. Securities and Exchange Commission s: Chair Jay Clayton Michael S. Piwowar Kara M. Stein Democrat Term expires June 2021 Term expires June 2018 Term expires June 2017 Appointed by Pres. Trump Division Directors and : Stephanie Avakian Scott W. Bauguess David W. Grim William H. Hinman Steven R. Peikin Heather Seidel Robert B. Stebbins Co-Director, Division of Enforcement Acting Director, Division of Economic and Risk Analysis Investment Management Corporation Finance Co-Director, Division of Enforcement Acting Director, Division of Trading and Markets 3

5 Commodity Futures Trading Commission s: Acting Chair J. Christopher Giancarlo Sharon Y. Bowen Dawn DeBerry Stump Brian D. Quintenz Democrat Term expires April 2019 Term expires April 2018 Nominated as Chair by Pres. Trump Division Directors and : Eileen T. Flaherty John Lawton James McDonald Amir Zaidi Daniel J. Davis Swap Dealer and Intermediary Oversight Acting Director, Division of Clearing and Risk Enforcement Market Oversight 4

6 The Department of the Treasury : Deputy : Steven T. Mnuchin Deputy Appointed by Pres. Trump Under Secretaries and : Under for Domestic Finance David Malpass Under for International Affairs Sigal Mandelker Under for Terrorism and Financial Intelligence Brent J. McIntosh 5

7 Office of the Comptroller of the Currency Comptroller: Acting Comptroller: Comptroller Joseph M. Otting Keith Noreika Acting Comptroller and First Deputy Comptroller Term as Acting Comptroller expires when Comptroller is confirmed Appointed by Pres. Trump Select Comptrollers: Toney Bland Comptroller for Midsize and Community Bank Supervision Grace E. Dailey Comptroller for Bank Supervision Policy and Chief National Bank Examiner Amy S. Friend Comptroller and Chief Counsel Morris Morgan Comptroller for Large Bank Supervision Comptroller and Chief of Staff 6

8 Consumer Financial Protection Bureau Director: Deputy Director: Director Richard Cordray Term expires July 2018 David Silberman Acting Deputy Director and Associate Director, Division of Research, Markets and Regulations Select Division Directors and : Christopher D Angelo Associate Director, Division of Supervision, Enforcement and Fair Lending Gail Hillebrand Associate Director, Division of Consumer Education and Engagement Zixta Martinez Associate Director, Division of External Affairs Mary McLeod 7

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