9/3/2016 PATENT efiling

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1 9/3/2016 PATENT efiling Welcome ANKUSH MAHAJAN Sign out PATENT OFFICE INTELLECTUAL PROPERTY BUILDING G.A.R.6 [See Rule 22(1)] RECEIPT Docket No Date/Time 2016/09/01 18:48:22 ANKUSH MAHAJAN IPR Consultants Tapasya Corp Heights, Regus Centre, Ground Floor, Sector 126 Sr. No. Ref. No./Application No. App. Number Amount Paid C.B.R. No Full Fee Payment Remarks SPORTS BASED FINANCIAL INSTRUMENT DEVELOPMENT AND TRADING SYSTEMS AND METHODS TransactionID Payment Mode Challan Identification Number Amount Paid Head of A/C No N Online Bank Transfer Total Amount : Amount in Words: Rupees Twenty Four Thousand Only Received from ANKUSH MAHAJAN the sum of on account of Payment of fee for above mentioned Application/Forms. * This is a computer generated receipt, hecnce no signature required. Print Home About Us Contact Us 1/1

2 9/1/2016 Acknowledgement Print Welcome ANKUSH MAHAJAN Sign out PATENT OFFICE INTELLECTUAL PROPERTY BUILDING Plot No. 32, Sector 14, Dwarka, New Delhi Tel No. (091)(011) Fax No ,02 E mail: delhi patent@nic.in Web Site: ACKNOWLEDGEMENT SLIP Acknowledgement Receipt Date 01/09/2016 To ANKUSH MAHAJAN UserId: iprc014 IPR Consultants Tapasya Corp Heights, Regus Centre, Ground Floor, Sector 126 Details of Paid Forms Sr. No. TempNum FormName Fee 1 TEMP/E 1/28895/2016 DEL FORM TransactionID Challan Identification Number Amount Paid Remarks N Received from ANKUSH MAHAJAN the sum of on account of Payment of fee for above mentioned Application/Forms. Amount in Words: Rupees Twenty Four Thousand Only Payment SuccessFull 1. Receipt Would Be available after 2(Two) Working Days Subject To Realisation of Amount. 2. Please Check the Status in Generate Permanent Number Tab Print Home About Us Contact Us 1/1

3 9/1/2016 FORM 1 THE PATENTS ACT, 1970 (39 of 1970) & THE PATENTS RULES, 2003 APPLICATION FOR GRANT OF PATENT [See sections 7,54 & 135 and rule 20(1)] (FOR OFFICE USE ONLY) Application No.:... Filing Date:... Amount of Fee Paid:... CBR No.:... Signature: PARTICULARS FOR FILING PATENT COOPERATION TREATY (PCT) NATIONAL PHASE APPLICATION International Application Number PCT/US2014/ /05/2014 International Filing Date as Allotted by the Receiving Office 10. FOLLOWING ARE THE ATTACHMENTS WITH THE APPLICATION: Sr. Document Description FileName 1 PRIORITY DOCUMENTS WIPO Documents.pdf 2 STATEMENT OF UNDERTAKING (FORM 3) Form 3.pdf 3 COMPLETE SPECIFICATION WIPO Specification 01SEPT2016.pdf 4 DECLARATION OF INVENTORSHIP (FORM 5) Form 5.pdf 5 DRAWINGS Drawings 01SEPT2016.pdf 6 FIGURE OF ABSTRACT Abstract.jpg I/We hereby declare that to the best of my/our knowledge, information and belief the fact and matters stated hering are correct and I/We request that a patent may be granted to me/us for the said invention. Dated this 01/09/2016 day of 2016 To The Controller of Patents The Patent office at DEL Signature:... Name:ANKUSH MAHAJAN This form is digitally signed. 1/1

4 FORM 2 THE PATENTS ACT, 1970 (39 of 1970) & The Patents Rules, 2003 COMPLETE SPECIFICATION (See section 10 and rule 13) 1. TITLE OF THE INVENTION SPORTS-BASED FINANCIAL INSTRUMENT DEVELOPMENT AND TRADING SYSTEMS AND METHODS 2. APPLICANT(S) (a) NAME: (b) NATIONALITY: (c) ADDRESS: CRYSTAL WORLD HOLDINGS, INC. USA 170 Pennsylvania Avenue, N.W. Suite 300 Washington, DC PREAMBLE TO THE DESCRIPTION COMPLETE The following specification particularly describes the invention and the manner in which it is to be performed.

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20 Dated September 01, 2016 Ankush Mahajan IN/PA-1523 Patent Agent for the Applicant [IPR CONSULTANTS] 17

21 Abstract SPORTS-BASED FINANCIAL INSTRUMENT DEVELOPMENT AND TRADING SYSTEMS AND METHODS A system includes a banking network (1) and a rewards server (2). An integrated wallet with mobile access (3) is connected to the banking network (1) and is configured to facilitate payment flows. A tracking device (4) is connected to the rewards server (2) and is configured to track and measure levels of financial knowledge and understanding of financial concepts of system users. The rewards server (2) is configured to store trading data as well as said measures of financial knowledge and by virtue of communicating to an interface, through which traders can accumulate reward points based on trading activity or level of financial knowledge. The foregoing components may be connected to an exchange system (5). Exchange system (5) may also be connected to a user trading terminals. 18

22 CRYSTAL WORLD HOLDINGS, INC. Total No. of Sheets: 5 Sheet No. 1 of 5 Ankush Mahajan Agent for the Applicant [In/PA-1523] IPR CONSULTANTS

23 CRYSTAL WORLD HOLDINGS, INC. Total No. of Sheets: 5 Sheet No. 2 of 5 Ankush Mahajan Agent for the Applicant [In/PA-1523] IPR CONSULTANTS

24 CRYSTAL WORLD HOLDINGS, INC. Total No. of Sheets: 5 Sheet No. 3 of 5 Ankush Mahajan Agent for the Applicant [In/PA-1523] IPR CONSULTANTS

25 CRYSTAL WORLD HOLDINGS, INC. Total No. of Sheets: 5 Sheet No. 4 of 5 Ankush Mahajan Agent for the Applicant [In/PA-1523] IPR CONSULTANTS

26 CRYSTAL WORLD HOLDINGS, INC. Total No. of Sheets: 5 Sheet No. 5 of 5 Ankush Mahajan Agent for the Applicant [In/PA-1523] IPR CONSULTANTS

27 FORM 3 THE PATENTS ACT, 1970 (39 of 1970) & THE PATENTS (AMENDMENT) RULES, 2006 Statement and Undertaking under Section 8 [See Section 8; rule 12] I, CRYSTAL WORLD HOLDINGS, INC, do hereby declare: (i) That I who has made this Application No. /DELNP/2016 dated 1 st September, 2016 alone, made for the same/substantially same invention applications for patent in the other countries, the particulars of which are given below: Name of the Date of Application Status of the Date of Date of Country Application No: Application Publication Grant PCT 30 May 2014 PCT/US2014/ Published - - USA 08 Feb /937, (ii) That the rights in the application has been assigned to: CRYSTAL WORLD HOLDINGS, INC. 170 Pennsylvania Avenue, N.W. Suite 300 Washington, DC (US) (iii) That I undertake that upto the date of grant of the patent by the Controller, we would keep him informed in writing the details regarding corresponding applications for patents filed outside India within six months from the date of filing of such application. Dated this the 1 st day of September, 2016 Ankush Mahajan Agent for the Applicant [In/PA-1523] IPR CONSULTANTS To The Controller of Patents The Patent Office At New Delhi

28 FORM 5 THE PATENTS ACT, 1970 (39 OF 1970) & THE PATENTS (AMENDMENT) RULES, 2006 DECLARATION AS TO INVENTORSHIP [See section 10(6) and rule 13(6)] 1. NAME OF APPLICANT CRYSTAL WORLD HOLDINGS, INC. Hereby declare that the true and first inventor of the invention disclosed in the complete specification filed in pursuance of my application numbered /DELNP/2016 dated September 1 st, 2016 is: 2. INVENTOR(s) : a) Name : RABALAIS, Christopher, Paul b) Nationality : US c) Address : 6942 FM 1960 E #384 Humble, TX (US) a) Name : OZGIT, Emin, Alper b) Nationality : TR c) Address : 1844 Mission Hills Lane Northbrook, IL (US) a) Name : BROWN, Neil b) Nationality : US c) Address : 674 Manomin Avenue Saint Paul, MN (US) a) Name : SETHNESS IV, Ralph, Edward b) Nationality : US c) Address : Eureka Street Boca Raton, FL (US) a) Name : BLEIER, Paul, Mathew b) Nationality : CA c) Address : 122 Winnett Avenue Toronto, Ontario, M6C 3L6 (CA) a) Name : TANNIS, Ernest, Allan; b) Nationality : US c) Address : Tuxford Drive Alpharetta, GA (US) a) Name : HENRY, Jason, Beryl Edward b) Nationality : CA c) Address : 102 Willow Glen Drive Lindsay Ontario, K9V 4R1 (CA) a) Name : UNDERHILL, Ace, B b) Nationality : US c) Address : 829 N. Garfield Avenue Pasadena, CA (US)

29 Dated this the 1 st day of September, 2016 Ankush Mahajan Agent for the Applicant [In/PA-1523] IPR CONSULTANTS To The Controller of Patents The Patent Office At New Delhi

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