I - R E MI T, I N C. A N D S U B S I D I A R I E S

Size: px
Start display at page:

Download "I - R E MI T, I N C. A N D S U B S I D I A R I E S"

Transcription

1 COVER SHEET A SEC Registration Number I - R E MI T, I N C. A N D S U B S I D I A R I E S (Company s Full Name) 2 6 / F D i s c o v e r y C e n t r e, 2 5 A D B A v e n u e, O r t i g a s C e n t e r, P a s i g C i t y (Business Address: No. Street City/Town/Province) Mr. Harris D. Jacildo (632) local 100 / 105 / 109 (Contact Person) (Company Telephone Number) C Month Day (Form Type) Month Day (Fiscal Year) (Annual Meeting) (Secondary License Type, If Applicable) Dept. Requiring this Doc. Amended Articles Number/Section Total Amount of Borrowings Total No. of Stockholders Domestic Foreign To be accomplished by SEC Personnel concerned File Number LCU Document ID Cashier S T A M P S Remarks: Please use BLACK ink for scanning purposes.

2 I-REMIT, INC. SEC FORM 17-C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER 1. July Date of Report (Date of earliest event reported) 2. SEC Identification Number A SIR Tax Identification No I-REMIT. INC. Exact name of issuer as specified in its charter 5. Metro Manila. Philippines Province, country or other jurisdiction of incorporation 6. Industry Classification Code: 1 1 (SEC Use Only) 7. 26/F Discovery Centre. 25 ADB Avenue. Ortigas Center. Pasig City Address of issuer's principal office 1605 Postal Code 8. (632) local /109 Issuer's telephone number, including area code 9. Not applicable Former name or former address, if changed since last report 10. Securities registered pursuant to Sections 8 and 12 of the Code, or Sections 4 and 8 of the RSA Title of each Class Number of shares of common stock outstanding and amount of debt outstanding Common Stock 611,639, Indicate the item numbers reported herein: Item 9. Other Events 2

3 Item 9. Other Events. In compliance with SEC Memorandum Circular No. 20, Series of 2013, which directs all key officers and members of the board of publicly-listed companies to attend, at least once a year, a program on corporate governance conducted by training providers that are duly accredited by the SEC, please see attached Certificates of Attendance issued by The Institute of Corporate Directors to Mr. Bansan C. Choa (Chairman of the Board and Chief Executive Officer), Mr. Harris D. Jacildo (Director, President and Chief Operating Officer), Mr. Ruben C. Tiu (Director), Mr. John Y. Tiu, Jr. (Director, Chairman of Bids and Awards Committee and Information Technology Steering Committee), Mr. Gilbert C. Gaw (Director), Mr. Gregorio T. Yu (Independent Director, Chairman of Audit Committee and Finance Committee), Mr. Calixto V. Chikiamco (Director), Mr. Jose Joel Y. Pusta (Independent Director, Chairman of Risk Oversight Committee), Ms. Anna Francesca C. Respicio (Corporate Secretary), Ms. Ann Margaret K. Lorenzo (Assistant Corporate Secretary), Ms. Elizabeth G. Yao (Executive Vice President), Mr. Ronald A. Benito (Executive Vice President), Mr. Dennis L. Sobrepeña (Vice President), Ms. Eva P. Hermogenes (Vice President), Ms. Analie M. Angeles (Comptroller) and Mr. Kristoffer Vince C. Regis (Compliance Officer) of I-Remit, Inc. in relation to the Annual Corporate Governance Training Program held on July 28, 2017 in San Juan City. 3

4 SIGNATURE Pursuant to the requirements of the Securities Regulation Code, the issuer has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Issuer: I-REMIT, INC. By: CILDO ief Operating Officer July 28, 2017 FER VINCE C. REGIS ce Officer 4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21 INSTITUTE OF CORPORATE DIRECTORS ANNUAL CORPORATE GOVERNANCE TRAINING PROGRAM COURSE OUTLINES THE DRAGONFLY PERSPECTIVE: IMPROVING DECISION MAKING AT THE BOARD LEVEL Ricardo Nicanor N. Jacinto Good decisions, Bad decisions Factors behind poor decisions Adjusting for wrong information Inner workings Overcoming Heuristics and Biases Better Forecasting Why Groups Get It Right Why Groups Get It Wrong Overcoming Group Errors RELATED PARTY TRANSACTIONS Carmelita R. Araneta Introduction: Definitions and Principles BSP Regulations on RPTs Guidelines in Handling Related Party Transactions Summary & Key Take aways BOARDS IN CRISIS: WHEN THE UNEXPECTED HAPPENS Ricardo Nicanor N. Jacinto Case Analysis (The Deepwater Horizon Incident) Application of Theories

22 SPEAKER PROFILE RICARDO NICANOR N. JACINTO was appointed CEO of the Institute of Corporate Directors (ICD) in January went public. Mr. Jacinto began his professional career in 1982 as a Junior Executive Trainee of the Philippine American Investment Corporation. From , he was Vice President at AB Capital and Investment Corporation where he ran the Philippine Long-Term Equity Fund, a US$20 million debt-to-equity fund which invested in companies such as International Container Terminal Services, Inc., Cebu Holdings and Hi-Cement Corporation before many of them From , Mr Jacinto was Vice President for Corporate Finance at Bankers Trust Co (Manila OBU). He advised clients on various merger and acquisition transactions including Del Monte Philippines and the Philippine Shipyard and Engineering Co. In 1996, Mr Jacinto joined Ayala Corporation (AC). From , he was seconded to Ayala Land Inc (ALI) where he was Vice President for the Land & Community Development Group. This group was responsible for land acquisition of ALI as well as the development of high-end subdivisions such as Nuvali, Westgrove Heights, Paseo de Magallanes, Ayala Southvale and Ayala Heights. In 2002, he was moved to AC Capital where he was responsible for the corporate restructuring and sale of Burger King, PT Sinar Mas Purefoods and various properties of AC. In 2010, he was seconded as Managing Director and CEO of Habitat for Humanity Philippines. Mr Jacinto retired from AC as a Managing Director in Since then, he has advised various clients on the development of their real estate properties. Mr Jacinto graduated magna cum laude from the University of the Philippines BS Business Economics program in He received his Masters in Business Administration from the Harvard Business School in He was a director of Manila Water Co from He is currently a director of SBS Philippines Corporation and Metro Retail Stores Group, Inc.

23 SPEAKER PROFILE Ms. Carmelita R. Araneta, has accumulated four decades in banking both as a regulator and as a regulated. She spent 19 years at the Bangko Sentral ng Pilipinas, retiring as the Director of the External Trade Department. She moved to Metrobank where she stayed for 15 years as Head of Operations, Chief Risk Officer and Head of International Offices and Subsidiaries. She also served as the Operations Group Head and Executive Vice President of Bank Commerce since She is a licensed Chemical Engineer and has completed all academic units for MBA from the Ateneo Graduate School of Business and MS Economics at De La Salle University. She had attended the Overseas Management Program for Bankers: focused on Risk Management at Wharton Business in Philadelphia, U.S. and was a scholar at Nanyang Technological University in Singapore for Advanced Risk Management. Ms. Araneta is chairman of Araneta Hernandez Lavares Consultancy Inc, presently a consultant of Bank of Commerce and, an independent director of Inter-Asia Development Bank, and a fellow of the Institute of Corporate Directors.

I Remit, Inc. I. PSE Disclosure Form Other SEC Forms/Reports/Requirements

I Remit, Inc. I. PSE Disclosure Form Other SEC Forms/Reports/Requirements 8/5/2015 Other SEC Forms, Reports and Requirements CR05069 2015 The Exchange does not warrant and holds no responsibility for the veracity of the facts and representations contained in all corporate disclosures,

More information

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO, JR. Markets and Securities Regulation Department

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO, JR. Markets and Securities Regulation Department December 11, 2018 SECURITIES AND EXCHANGE COMMISSION Secretariat Building, PICC Complex Roxas Boulevard, Pasay City, 1307 ATTENTION DIR. VICENTE GRACIANO P. FELIZMENIO, JR. Markets and Securities Regulation

More information

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO JR. Markets and Securities Regulation Department

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO JR. Markets and Securities Regulation Department March 24, 2018 SECURITIES AND EXCHANGE COMMISSION Secretariat Building, PICC Complex, Roxas Boulevard, Pasay City, 1307 ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO JR. Markets and Securities Regulation

More information

COVER SHEET. ( Company's Full Name ) ( Business Address: No. Street City / Town / Province ) Current Report C

COVER SHEET. ( Company's Full Name ) ( Business Address: No. Street City / Town / Province ) Current Report C COVER SHEET C E 0 2 5 3 6 S.E.C. Registration Number A B O I T I Z E Q U I T Y V E N T U R E S, I N C. ( Company's Full Name ) A B O I T I Z C O R P O R A T E C E N T E R G O V. M A N U E L C U E N C O

More information

SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION C05742-2014 SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER 1. Date of Report (Date of earliest event

More information

SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION C01894-2019 SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER 1. Date of Report (Date of earliest event

More information

SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-C. CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.

SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-C. CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17. SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER 1. May 26, 2014 Date of Report 2. SEC Identification Number

More information

PLDT. March 27, Philippine Stock Exchange 6/F Philippine Stock Exchange Tower 28 th Street corner 5th Avenue Bonifacio Global City, Taguig City

PLDT. March 27, Philippine Stock Exchange 6/F Philippine Stock Exchange Tower 28 th Street corner 5th Avenue Bonifacio Global City, Taguig City PLDT Philippine Stock Exchange 6/F Philippine Stock Exchange Tower 28 th Street corner 5th Avenue Bonifacio Global City, Taguig City Attention: Mr. Jose Valeriano B. Zurio III OIC - Head, Disclosure Department

More information

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO JR., Director, Markets and Securities Regulation Department

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO JR., Director, Markets and Securities Regulation Department February 26, 2015 SECURITIES AND EXCHANGE COMMISSION SEC Building, EDSA Greenhills Mandaluyong City, Metro Manila ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO JR., Director, Markets and Securities Regulation

More information

AXALTA COATING SYSTEMS LTD.

AXALTA COATING SYSTEMS LTD. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event

More information

SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-C

SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-C SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c)(iii) THEREUNDER 1. Date of Report (Date of earliest event reported):

More information

PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter)

PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

MOODY S CORPORATION (Exact Name of Registrant as Specified in Charter)

MOODY S CORPORATION (Exact Name of Registrant as Specified in Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event

More information

Assurant, Inc. (Exact name of registrant as specified in its charter)

Assurant, Inc. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

Morgan Stanley (Exact name of registrant as specified in its charter)

Morgan Stanley (Exact name of registrant as specified in its charter) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported):

More information

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO, JR. Director, Markets and Securities Regulation Department

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO, JR. Director, Markets and Securities Regulation Department February 21, 2018 SECURITIES AND EXCHANGE COMMISSION Secretariat Building, PICC Complex Roxas Boulevard, Pasay City, 1307 ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO, JR. Director, Markets and Securities

More information

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO JR., Director, Markets and Securities Regulation Department

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO JR., Director, Markets and Securities Regulation Department February 21, 2017 via facsimile (632) 584-5593 and by hand SECURITIES AND EXCHANGE COMMISSION Secretariat Building, PICC Complex, Roxas Boulevard, Pasay City, 1307 ATTENTION : DIR. VICENTE GRACIANO P.

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date

More information

TOLOSA ROMULO AGABIN FLORES & ENRIQUEZ LAW OFFICES FIRM PROFILE

TOLOSA ROMULO AGABIN FLORES & ENRIQUEZ LAW OFFICES FIRM PROFILE TOLOSA ROMULO AGABIN FLORES & ENRIQUEZ LAW OFFICES FIRM PROFILE The Firm Tolosa Romulo Agabin Flores & Enriquez is a full-service law firm founded by partners who bring with them a depth of experience

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION. Washington, D.C FORM 8-K CURRENT REPORT. Pursuant to Section 13 or 15(d) of the

UNITED STATES SECURITIES AND EXCHANGE COMMISSION. Washington, D.C FORM 8-K CURRENT REPORT. Pursuant to Section 13 or 15(d) of the UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

FORM 8-K. RISE RESOURCES INC. (Exact Name of Registrant as Specified in Charter)

FORM 8-K. RISE RESOURCES INC. (Exact Name of Registrant as Specified in Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO JR., Director, Markets and Securities Regulation Department

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO JR., Director, Markets and Securities Regulation Department February 26, 2015 SECURITIES AND EXCHANGE COMMISSION SEC Building, EDSA Greenhills, Mandaluyong City, Metro Manila ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO JR., Director, Markets and Securities

More information

RJ REYNOLDS TOBACCO HOLDINGS INC

RJ REYNOLDS TOBACCO HOLDINGS INC RJ REYNOLDS TOBACCO HOLDINGS INC FORM 8-K (Current report filing) Filed 04/08/99 for the Period Ending 03/09/99 Address 401 NORTH MAIN STREET WINSTON-SALEM, NC 27102 Telephone 336-741-5500 CIK 0000083612

More information

UNITED CONTINENTAL HOLDINGS, INC. (Exact name of registrant as specified in its charter)

UNITED CONTINENTAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event

More information

VIRTU FINANCIAL, INC.

VIRTU FINANCIAL, INC. VIRTU FINANCIAL, INC. FORM 8-K (Current report filing) Filed 04/12/16 for the Period Ending 04/08/16 Address 900 3RD AVENUE, 29TH FLOOR NEW YORK, NY 10022-0100 Telephone 212-418-0100 CIK 0001592386 Symbol

More information

FEDERAL DEPOSIT INSURANCE CORPORATION Washington, DC FORM 8-K

FEDERAL DEPOSIT INSURANCE CORPORATION Washington, DC FORM 8-K FEDERAL DEPOSIT INSURANCE CORPORATION Washington, DC 20429 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported)

More information

FEDERAL DEPOSIT INSURANCE CORPORATION Washington, DC FORM 8-K

FEDERAL DEPOSIT INSURANCE CORPORATION Washington, DC FORM 8-K FEDERAL DEPOSIT INSURANCE CORPORATION Washington, DC 20429 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported)

More information

HEARTLAND EXPRESS INC

HEARTLAND EXPRESS INC HEARTLAND EXPRESS INC FORM 8-K (Current report filing) Filed 09/02/11 for the Period Ending 09/02/11 Address 901 NORTH KANSAS AVENUE NORTH LIBERTY, IA, 52317 Telephone 3196263600 CIK 0000799233 Symbol

More information

J.Crew Group, Inc. (Exact name of registrant as specified in its charter)

J.Crew Group, Inc. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

Brief Profile of the Board of Directors

Brief Profile of the Board of Directors The Board of Directors of the Company comprises of Chairman, Vice Chairman, Non- Executive Directors and Independent Directors. Out of the total strength of Directors, Two Directors are independent. LEIRE

More information

MASTERCARD INC FORM 8-K. (Current report filing) Filed 09/11/08 for the Period Ending 09/09/08

MASTERCARD INC FORM 8-K. (Current report filing) Filed 09/11/08 for the Period Ending 09/09/08 MASTERCARD INC FORM 8-K (Current report filing) Filed 09/11/08 for the Period Ending 09/09/08 Address 2000 PURCHASE STREET PURCHASE, NY 10577 Telephone 9142492000 CIK 0001141391 Symbol MA SIC Code 7389

More information

THE GOLDMAN SACHS GROUP, INC.

THE GOLDMAN SACHS GROUP, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event

More information

NEW ASIA HOLDINGS, INC.

NEW ASIA HOLDINGS, INC. NEW ASIA HOLDINGS, INC. FORM 8-K (Current report filing) Filed 09/09/15 for the Period Ending 09/07/15 Telephone 65-6702-3808 CIK 0001485029 Symbol NAHD SIC Code 3949 - Sporting and Athletic Goods, Not

More information

ALANCO TECHNOLOGIES INC

ALANCO TECHNOLOGIES INC SECURITIES & EXCHANGE COMMISSION EDGAR FILING ALANCO TECHNOLOGIES INC Form: 8-K Date Filed: 2016-10-04 Corporate Issuer CIK: 98618 Copyright 2016, Issuer Direct Corporation. All Right Reserved. Distribution

More information

FORM 8-K TAUBMAN CENTERS, INC.

FORM 8-K TAUBMAN CENTERS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event

More information

DOWDUPONT INC. (Exact name of registrant as specified in its charter)

DOWDUPONT INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (Date of earliest event

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report: February 21, 2018

More information

SPONSORED BY WORLD GOLD TRUST SERVICES, LLC

SPONSORED BY WORLD GOLD TRUST SERVICES, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

LIGAND PHARMACEUTICALS INCORPORATED (Exact Name of Registrant as Specified in Its Charter)

LIGAND PHARMACEUTICALS INCORPORATED (Exact Name of Registrant as Specified in Its Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

EPIQ SYSTEMS INC FORM 8-K. (Current report filing) Filed 08/12/14 for the Period Ending 08/11/14

EPIQ SYSTEMS INC FORM 8-K. (Current report filing) Filed 08/12/14 for the Period Ending 08/11/14 EPIQ SYSTEMS INC FORM 8-K (Current report filing) Filed 08/12/14 for the Period Ending 08/11/14 Address 501 KANSAS AVENUE KANSAS CITY, KS 66105-1309 Telephone 9136219500 CIK 0001027207 Symbol EPIQ SIC

More information

USANA HEALTH SCIENCES, INC. (Exact name of registrant as specified in its charter)

USANA HEALTH SCIENCES, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of t he Securities Exchange Act of 1934 Date of Report (Date of Earliest

More information

SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION C04189-2016 SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER 1. Date of Report (Date of earliest event

More information

MOODY S CORPORATION (Exact Name of Registrant as Specified in Charter)

MOODY S CORPORATION (Exact Name of Registrant as Specified in Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event

More information

THE GOLDMAN SACHS GROUP, INC.

THE GOLDMAN SACHS GROUP, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event

More information

UGI Corporation (Exact name of Registrant as Specified in Its Charter)

UGI Corporation (Exact name of Registrant as Specified in Its Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

cosco capital June 29, 2018 Securities and Exchange Commission SEC Building, EDSA, Mandaluyong City Attention:

cosco capital June 29, 2018 Securities and Exchange Commission SEC Building, EDSA, Mandaluyong City Attention: .." ' cosco capital June 29, 2018 Securities and Exchange Commission SEC Building, EDSA, Mandaluyong City Attention: Subject: Vicente Graciano P. Felizmenio, Jr. Director Market and Securities Regulation

More information

SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-C

SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-C SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c)(iii) THEREUNDER 1. Date of Report (Date of earliest event reported):

More information

CESAR V. PURISIMA. Secretary, Department of Finance, Republic of the Philippines July 1, 2010 to June 30, 2016 February-July 2005

CESAR V. PURISIMA. Secretary, Department of Finance, Republic of the Philippines July 1, 2010 to June 30, 2016 February-July 2005 POSITIONS HELD IN THE PUBLIC AND PRIVATE SECTORS Secretary, Department of Finance, Republic of the Philippines July 1, 2010 to June 30, 2016 February-July 2005 Member, Monetary Board, Bangko Sentral ng

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month

More information

THE GOLDMAN SACHS GROUP, INC.

THE GOLDMAN SACHS GROUP, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 8-K. DEERE & COMPANY (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 8-K. DEERE & COMPANY (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report: September 12, 2016

More information

LEVI STRAUSS & CO. (Exact name of registrant as specified in its charter)

LEVI STRAUSS & CO. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event

More information

BRUKER CORP FORM 8-K. (Current report filing) Filed 06/07/12 for the Period Ending 06/04/12

BRUKER CORP FORM 8-K. (Current report filing) Filed 06/07/12 for the Period Ending 06/04/12 BRUKER CORP FORM 8-K (Current report filing) Filed 06/07/12 for the Period Ending 06/04/12 Address 40 MANNING RD BILLERICA, MA, 01821 Telephone 978663-3660 CIK 0001109354 Symbol BRKR SIC Code 3826 - Laboratory

More information

ULTA SALON, COSMETICS & FRAGRANCE, INC. (Exact Name of Registrant as Specified in its Charter)

ULTA SALON, COSMETICS & FRAGRANCE, INC. (Exact Name of Registrant as Specified in its Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 8-K PULTEGROUP, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 8-K PULTEGROUP, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

UNIVEST CORPORATION OF PENNSYLVANIA (Exact name of registrant as specified in its charter)

UNIVEST CORPORATION OF PENNSYLVANIA (Exact name of registrant as specified in its charter) Section 1: 425 (8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report

More information

Accenture plc (Exact name of registrant as specified in its charter)

Accenture plc (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

NAVISTAR INTERNATIONAL CORP

NAVISTAR INTERNATIONAL CORP NAVISTAR INTERNATIONAL CORP FORM 8-K (Unscheduled Material Events) Filed 10/4/2005 For Period Ending 10/4/2005 Address 4201 WINFIELD ROAD WARRENVILLE, Illinois 60555 Telephone 630-753-5000 CIK 0000808450

More information

International Business Symposium

International Business Symposium BUSINESS OPPORTUNITIES IN BARBADOS GENERAL Research and Development Health Tourism Alternative and Renewable Energy FINANCIAL SERVICES International Business Companies International Insurance Companies

More information

Union Pacific Corporation

Union Pacific Corporation UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

Sun Life Financial. To the Stockholders:

Sun Life Financial. To the Stockholders: Sun Life Financial NOTICE OF THE ANNUAL MEETING OF THE STOCKHOLDERS SUN LIFE OF CANADA (PHILIPPINES), INC. Board Room, 6th Floor, Sun Life Centre 5th Avenue corner Rizal Drive, Bonifacio Global City, Taguig

More information

BOARD AND MANAGEMENT

BOARD AND MANAGEMENT BOARD AND MANAGEMENT The Board of s is responsible for the overall direction of the Company and management of the Company. The Company s By-Laws provide that board meetings be held monthly to review and

More information

Tribute Pharmaceuticals Canada Inc.

Tribute Pharmaceuticals Canada Inc. SECURITIES & EXCHANGE COMMISSION EDGAR FILING Tribute Pharmaceuticals Canada Inc. Form: 8-K/A Date Filed: 2008-03-11 Corporate Issuer CIK: 1159019 Symbol: TBUFF SIC Code: 2834 Fiscal Year End: 12/31 Copyright

More information

LENNAR CORPORATION (Exact name of registrant as specified in its charter)

LENNAR CORPORATION (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 April 11, 2018 Date of Report (Date

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

FINANCING GROWTH AND DEVELOPMENT IN EMERGING MARKETS

FINANCING GROWTH AND DEVELOPMENT IN EMERGING MARKETS FINANCING GROWTH AND DEVELOPMENT IN EMERGING MARKETS Maxwell Chambers, 10 October 2018 KfW-OMFIF Seminar OVERVIEW Functioning bond markets are crucial for developing economies, helping governments finance

More information

Union Pacific Corporation

Union Pacific Corporation UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

BLUEKNIGHT ENERGY PARTNERS, L.P.

BLUEKNIGHT ENERGY PARTNERS, L.P. BLUEKNIGHT ENERGY PARTNERS, L.P. FORM 8-K (Current report filing) Filed 09/19/12 for the Period Ending 09/13/12 Address 201 NW 10TH, SUITE 200 OKLAHOMA CITY, OK, 73103 Telephone (405) 278-6400 CIK 0001392091

More information

PANHANDLE OIL AND GAS INC.

PANHANDLE OIL AND GAS INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Date of Report: (Date of Earliest

More information

LANNETT CO INC FORM 8-K. (Current report filing) Filed 07/18/12 for the Period Ending 07/16/12

LANNETT CO INC FORM 8-K. (Current report filing) Filed 07/18/12 for the Period Ending 07/16/12 LANNETT CO INC FORM 8-K (Current report filing) Filed 07/18/12 for the Period Ending 07/16/12 Address 9000 STATE RD PHILADELPHIA, PA, 19136 Telephone 2153339000 CIK 0000057725 Symbol LCI SIC Code 2834

More information

Kenneth L. Bachman, Jr.

Kenneth L. Bachman, Jr. Kenneth L. Bachman, Jr. Partner, Washington Office Kenneth L. Bachman is a partner based in the Washington, D.C. office. Mr. Bachman's practice focuses on financial institution and economic sanctions matters,

More information

STURM, RUGER & COMPANY, INC. (Exact Name of Registrant as Specified in its Charter)

STURM, RUGER & COMPANY, INC. (Exact Name of Registrant as Specified in its Charter) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported)

More information

BROWN & BROWN, INC. FORM 8-K. (Current report filing) Filed 02/21/14 for the Period Ending 02/17/14

BROWN & BROWN, INC. FORM 8-K. (Current report filing) Filed 02/21/14 for the Period Ending 02/17/14 BROWN & BROWN, INC. FORM 8-K (Current report filing) Filed 02/21/14 for the Period Ending 02/17/14 Address 220 S. RIDGEWOOD AVE. DAYTONA BEACH, FL, 32114 Telephone 386-252-9601 CIK 0000079282 Symbol BRO

More information

SCHNEIDER NATIONAL, INC. (Exact Name of Registrant as Specified in Charter)

SCHNEIDER NATIONAL, INC. (Exact Name of Registrant as Specified in Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event

More information

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported)

More information

US GEOTHERMAL INC FORM 8-K. (Current report filing) Filed 09/15/11 for the Period Ending 09/15/11

US GEOTHERMAL INC FORM 8-K. (Current report filing) Filed 09/15/11 for the Period Ending 09/15/11 US GEOTHERMAL INC FORM 8-K (Current report filing) Filed 09/15/11 for the Period Ending 09/15/11 Address 390 E. PARK CENTER BLVD, SUITE 250 BOISE, ID 83706 Telephone 208-424-1027 CIK 0001172136 Symbol

More information

Modern Corporate Legal and Business Ethics: Backdating, Pretexting and Other Lapses

Modern Corporate Legal and Business Ethics: Backdating, Pretexting and Other Lapses Modern Corporate Legal and Business Ethics: Backdating, Pretexting and Other Lapses Gregory M. Coplans, Senior Vice President, Corporate Affairs, Hitachi Data Systems Thomas R. Kintner, Sr. Corporate Counsel,

More information

Union Pacific Corporation

Union Pacific Corporation UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

Experienced. Focused. Reliable.

Experienced. Focused. Reliable. Experienced. Focused. Reliable. Trusted advice during uncertain times. Argus Capital Partners LLC is an independent merchant banking firm focused on providing flexible and creative private equity solutions.

More information

Brookfield Investment Partners, LLC 330 South Executive Drive #307 Brookfield, WI July 29, 2011

Brookfield Investment Partners, LLC 330 South Executive Drive #307 Brookfield, WI July 29, 2011 Item 1- Cover Page Michael J. Steppe William H. Bergner Lora J. Olenchek Brookfield Investment Partners, LLC 330 South Executive Drive #307 Brookfield, WI 53005 262-785-6751 July 29, 2011 This Brochure

More information

FORM 6-K SECURITIES AND EXCHANGE COMMISSION. Washington, D.C Report of Foreign Issuer. Pursuant To Rule 13a-16 Or 15d-16

FORM 6-K SECURITIES AND EXCHANGE COMMISSION. Washington, D.C Report of Foreign Issuer. Pursuant To Rule 13a-16 Or 15d-16 ˆ200FZR647P8&Y7no*Š 200FZR647P8&Y7no* 12.1.14 LSWdossf0bz 28-Mar-2017 18:28 EST 363100 COV 1 3* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Issuer Pursuant To Rule 13a-16

More information

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO JR. Director, Markets and Securities Regulation Department

ATTENTION : DIR. VICENTE GRACIANO P. FELIZMENIO JR. Director, Markets and Securities Regulation Department February 21, 2017 via fascimile (632) 584-5593 and by hand SECURITIES AND EXCHANGE COMMISSION Secretariat Building, PICC Complex, Roxas Boulevard, Pasay City, 1307 ATTENTION : DIR. VICENTE GRACIANO P.

More information

Solomon Darwin Executive Director Center for Financial Reporting & Management, Haas School of Business

Solomon Darwin Executive Director Center for Financial Reporting & Management, Haas School of Business Moderator Solomon Darwin Executive Director Center for Financial Reporting & Management, Haas School of Business Solomon Darwin is the Executive Director, Center for Financial Reporting and Management,

More information

AmeriGas Partners, L.P.

AmeriGas Partners, L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event

More information

BOVIE MEDICAL CORPORATION

BOVIE MEDICAL CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event

More information

LBP LEASING and FINANCE CORPORATION

LBP LEASING and FINANCE CORPORATION LBP LEASING and FINANCE CORPORATION RESUMES OF BOARD MEMBERS: (as of 17 May 2018) ALEX V. BUENAVENTURA Chairman Alex Valdez Buenaventura, 65 years old, assumed as LANDBANK's 9th President and CEO in November

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION. Form 8-K BMC STOCK HOLDINGS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION. Form 8-K BMC STOCK HOLDINGS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event

More information

CLIFFS NATURAL RESOURCES INC.

CLIFFS NATURAL RESOURCES INC. CLIFFS NATURAL RESOURCES INC. FORM 8-K (Current report filing) Filed 10/17/07 for the Period Ending 10/15/07 Address 200 PUBLIC SQUARE STE. 3300 CLEVELAND, OH 44114-2315 Telephone 216-694-5700 CIK 0000764065

More information

Gardner Denver Holdings, Inc. (Exact name of registrant as specified in its charter)

Gardner Denver Holdings, Inc. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date Earliest Event

More information

Newmont Mining Corporation

Newmont Mining Corporation SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported):

More information

LAW ENFORCEMENT ASSOCIATES CORP

LAW ENFORCEMENT ASSOCIATES CORP LAW ENFORCEMENT ASSOCIATES CORP FORM 8-K (Current report filing) Filed 08/31/09 for the Period Ending 08/27/09 Address 2609 DISCOVERY DRIVE SUITE 125 RALEIGH, NC, 27616 Telephone (919) 872-6210 CIK 0001165921

More information

UNION PACIFIC CORPORATION (Exact name of registrant as specified in its charter)

UNION PACIFIC CORPORATION (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event

More information

AgriNurture, Inc. Subject : Compliance with SEC Memorandum Circular No. 1 Series of 2014

AgriNurture, Inc. Subject : Compliance with SEC Memorandum Circular No. 1 Series of 2014 AgriNurture, Inc. 54 National Road, Dampol 2 nd A, Pulilan, Bulacan 3005, Philippines Telefax: (632)299.8305 www.ani.com.ph Manila Office: (632) 879.3256 / (632) 879.3135 Fax (632) 879.3215 CORPORATE GOVERNANCE

More information

Siebert Financial Corp. (Exact name of registrant as specified in its charter)

Siebert Financial Corp. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For

More information

United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K

United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 19, 2016 Date of report (date

More information

Page 1 of 7 6-K 1 pemex-6k_0114.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES

More information