Status of Financial Regulatory Leadership Changes
|
|
- Nathan Carter
- 5 years ago
- Views:
Transcription
1 Secretary Mnuchin Treasury Deputy Secretary Muzinich Under Secretary for Domestic Finance Status of Financial Regulatory Leadership Changes McWilliams FDIC Vice Gruenberg Federal Reserve Under Secretary for International Affairs Malpass Under Secretary for Terrorism and Financial Intelligence Mandelker CFPB Kraninger OCC Comptroller Otting Powell Vice Clarida Vice for Supervision Quarles SEC CFTC Bowman Brainard Clayton Jackson Peirce OCC CFPB Giancarlo Tarbert Behnam Roisman Comptroller Otting Kraninger Berkovitz Quintenz Stump 2019 Davis Polk & Wardwell LLP 450 Lexington Avenue New York, NY 10017
2 Federal Deposit Insurance Corporation Board of s: Jelena McWilliams Term as expires November 2023 Term as expires 2024 Vice Martin J. Gruenberg* Term expires December 2018 Obama Select Division s, Senior Staff and : Comptroller of the Currency Joseph M. Otting Consumer Financial Protection Bureau Kathleen L. Kraninger Chad R. Davis Deputy to the for External Affairs Ricardo R. Delfin, Office of Complex Financial Institutions Doreen R. Eberley, Division of Risk Management Supervision Bret D. Edwards, Division of Resolutions & Receiverships Travis Hill Senior Advisor to the Craig R. Jarvill, Division of Finance Arleas Upton Kea Deputy to the and Chief Operating Officer Brandon Milhorn Chief of Staff Arthur J. Murton Deputy to the for Policy Charles Yi *Under Section 2(c)(3) of the Federal Deposit Insurance Act, each appointed member may continue to serve after the expiration of the term of office to which such member was appointed until a successor has been appointed and qualified. 1
3 Board of s of the Federal Reserve System s: Jerome H. Powell Term as expires 2022 Term as expires 2028 Obama Appointed as by Pres. Vice Richard H. Clarida Term as Vice expires 2022 Term as expires 2022 Vice for Supervision Randal K. Quarles Term as Vice for Supervision expires 2021 Term as expires 2032 Michelle W. Bowman Term expires 2020 Lael Brainard Term expires 2026 Obama Select Division s and : Matthew J. Eichner Michael S. Gibson Thomas Laubach Andreas W. Lehnert Mark E. Van Der Weide, Division of Reserve Bank Operations and Payment Systems, Division of Supervision and Regulation, Division of Monetary Affairs, Division of Financial Stability 2
4 U.S. Securities and Exchange Commission s: Jay Clayton Robert J. Jackson Jr. Hester M. Peirce Elad Roisman Democrat Term expires June 2021 Term expires June 2019 Term expires June 2020 Term expires June 2023 Division s and : Stephanie Avakian Co-, Division of Enforcement Chyhe K. Becker Acting, Division of Economic and Risk Analysis Dalia Blass, Division of Investment Management Peter Driscoll, Office of Compliance Inspections and Examinations William H. Hinman, Division of Corporation Finance Steven R. Peikin Co-, Division of Enforcement Brett W. Redfearn, Division of Trading and Markets Robert B. Stebbins 3
5 Commodity Futures Trading Commission s: J. Christopher Giancarlo Heath P. Tarbert Rostin Behnam Dan M. Berkovitz Brian D. Quintenz Dawn DeBerry Stump Democrat Democrat Term expires April 2019 Term expires April 2024 Term expires June 2021 Term expires 2023 Term expires April 2020 Term expires 2022 Obama Nominated by Pres. Appointed as by Pres. Division s and : Brian A. Bussey Matthew B. Kulkin James McDonald Amir Zaidi Daniel J. Davis, Division of Clearing and Risk, Division of Swap Dealer and Intermediary Oversight, Division of Enforcement, Division of Market Oversight 4
6 The Department of the Treasury Secretary: Deputy Secretary: Secretary Steven T. Mnuchin Deputy Secretary Justin George Muzinich Under Secretaries and : David Malpass Under Secretary for International Affairs Under Secretary for Domestic Finance Sigal Mandelker Under Secretary for Terrorism and Financial Intelligence Brent J. McIntosh 5
7 Office of the Comptroller of the Currency Comptroller: Comptroller Joseph M. Otting Term expires 2022 Select Comptrollers: Toney M. Bland Comptroller for Midsize and Community Bank Supervision Grovetta Gardineer Comptroller for Bank Supervision Policy (effective March 2, 2019) Morris Morgan Comptroller and Chief Operating Officer Comptroller for Large Bank Supervision Jonathan Gould Chief Counsel and Comptroller 6
8 Consumer Financial Protection Bureau : Deputy : Kathleen L. Kraninger Acting Deputy Brian Johnson Select Division s, Senior Staff and : Eric Blankenstein Policy Associate, Division of Supervision, Enforcement and Fair Lending Christopher D Angelo Associate, Division of Supervision, Enforcement and Fair Lending Sheila M. Greenwood Policy Associate, Division of Consumer Education and Engagement Gail Hillebrand Associate, Division of Consumer Education and Engagement Brian Johnson Principal Policy Zixta Martinez Associate, Division of External Affairs Tom Pahl Policy Associate, Division of Research, David Silberman Associate, Division of Research, Markets and Regulations Kirsten Sutton Chief of Staff Anthony Welcher Policy Associate, Division of External Affairs Mary McLeod Markets and Regulations 7
Status of Financial Regulatory Leadership Changes
Secretary Mnuchin Treasury Justin Muzinich Deputy Secretary Under Secretary for Domestic Finance Status of Financial Regulatory Leadership Changes McWilliams FDIC Vice Director Gruenberg Kathleen Kraninger
More informationStatus of Financial Regulatory Leadership Changes
SEC Status of Financial Regulatory Leadership Changes Federal Reserve Chair Clayton Piwowar Stein Chair Yellen Fischer Treasury Brainard Powell CFTC David Malpass Mnuchin FDIC Deputy Under Under Mandelker
More informationSUNDAY, MARCH 10 MONDAY, MARCH 11
PROGRAM SPONSORS SUNDAY, MARCH 10 5:00-7:00 p.m. Sponsored by: IIB s Welcoming Reception Plaza Ballroom MONDAY, MARCH 11 7:30 8:30 a.m. Sponsored by: Registration Ballroom Foyer Continental Breakfast Salon
More informationAnnual Risk Management & Regulatory Examination/Compliance Seminar
PROGRAM Annual Risk Management & Regulatory Examination/Compliance Seminar October 24-25, 2016 CUNY Graduate Center 365 Fifth Avenue, NYC Celebrating 50 Years of Thoughtful Leadership and Advocacy Thank
More informationAgenda ANNUAL SEMINAR ON RISK MANAGEMENT AND REGULATORY EXAMINATION/COMPLIANCE ISSUES. October 16-17, 2017
Agenda ANNUAL SEMINAR ON RISK MANAGEMENT AND REGULATORY EXAMINATION/COMPLIANCE ISSUES October 16-17, 2017 Harold Proshansky Auditorium CUNY Graduate Center 365 Fifth Avenue New York City ANNUAL SEMINAR
More information50 th Annual Securities Regulation Seminar Millennium Biltmore Hotel Friday, October 20, :00 AM - 5:00 PM
50 th Annual Securities Regulation Seminar Millennium Biltmore Hotel Friday, October 20, 2017 8:00 AM - 5:00 PM 8:00 8:30 a.m. Registration 8:25 a.m. Welcome John F. Hartigan Program Chair Morgan, Lewis
More informationConference Location: Hutchins Hall Room 100, University of Michigan Law School, 625 South State Street, Ann Arbor, Michigan.
Third Annual Financial Stability Conference Co-hosted by the U.S. Office of Financial Research and the University of Michigan s Center on Finance, Law, and Policy at the Gerald R. Ford School of Public
More informationReforming Regulatory Reform: What to Expect from the New Leaders at the Financial Regulatory Agencies
Reforming Regulatory Reform: What to Expect from the New Leaders at the Financial Regulatory Agencies Gibson Dunn Webcast September 19, 2017 Reforming Regulatory Reform: Overview 1. U.S. Board of Governors
More informationMarch 5, Ladies and Gentlemen:
March 5, 2012 United States 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Attn: Financial Research Fund Assessment Comments Docket number TREAS-DO-2012-0001 Re: Assessment of Fees on Large Bank
More informationU. S. Securities and Exchange Commission. Washington. D.C (202) FORMATION OF EMERGING MARKETS ADVISORY COMMITTEE
l@> U. S. Securities and Exchange Commission Washington. D.C. 20549 (202) 272-2650 [N] ~~ [Ri ~ @)~ FOR IMMEDIATE RELEASE #90-27 FORMATION OF EMERGING MARKETS ADVISORY COMMITTEE Washington, D.C., May 29,
More informationLESS ACCOMMODATIVE POLICY AMID QUESTIONS ABOUT THE GLOBAL ORDER
FEDERAL RESERVE BANK of NEW YORK DRAFT New York LESS ACCOMMODATIVE POLICY AMID QUESTIONS ABOUT THE GLOBAL ORDER As the U.S. and global economies continue to grow, policy makers in many countries have begun
More informationAccounting and Public Policy Graduate Capstone Course Washington, D.C.
Accounting and Public Policy Graduate Capstone Course Washington, D.C. The Washington Campus is a non-partisan, non-profit 501(c)(3) higher education consortium. Understanding the Critical Role of Public
More informationGRAY EQUITY MANAGEMENT LLC 150 ROYALL STREET, SUITE 102 CANTON, MA (781) (781)
GRAY EQUITY MANAGEMENT LLC 150 ROYALL STREET, SUITE 102 CANTON, MA 02021 (781) 407-0303 www.grayequitymanagement.com This brochure provides information about Daniel Romano, Paul Gerry, Jr., James Branch
More informationLegal and Legislative Issues Conference
Learning Objective: To share information, ideas and experiences on current hot topic regulatory and legislative initiatives with banking/securities attorneys, senior compliance officers, risk managers,
More informationPhase II - Curriculum (draft as of 10/6/16)
IOSCO/PIFS-Harvard Law School for Regulators of Securities Markets December 4-9, 2016, Cambridge, MA, United States Phase II - Curriculum (draft as of 10/6/16) In-Person Module on Ahead of the Curve Issues
More informationBanking & securities accounting and reporting update
Banking & securities accounting and reporting update Tuesday, May 22, 2018 Agenda Subject to change Topic Time Speaker(s) Registration/lunch 12:30 p.m. 1:00 p.m. Welcome/introduction 1:00 p.m. 1:05 p.m.
More informationPhase II - Curriculum (as of 8/31/2018)
IOSCO/PIFS-Harvard Law School for Regulators of Securities Markets December 3-7, 2018, Cambridge, MA, United States Phase II - Curriculum (as of 8/31/2018) Location: Harvard Law School Campus- Wasserstein
More informationGREG NORTON, PRESIDENT/CEO
RCRC STAFF GREG NORTON, PRESIDENT/CEO Greg Norton is President/CEO of RCRC. Greg is responsible for the overall operations of the organization, including oversight of the affiliate entities, the Golden
More informationUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) EVINE Live, Inc. (Name of Issuer) COMMON STOCK, $0.01 par
More informationTHE MANAGEMENT BOARD. MEMBERS OF THE MANAGEMENT BOARD (as at 31 March 2013) CHAIRMAN NON-EXECUTIVE DIRECTORS
THE MANAGEMENT BOARD The role of the Management Board and its supporting committees, the number of meetings held during the year and the attendance rates of members are on pages 66 to 70 in the chapter
More informationAsk the Regulator and Industry Experts Thursday, September 14 3:30 p.m. 4:30 p.m.
Ask the Regulator and Industry Experts Thursday, September 14 3:30 p.m. 4:30 p.m. During this session, panelists answer your questions related to the fixed income regulatory landscape. Panelists also address
More informationMark-Up Disclosure Requirements Thursday, September 14 2:15 p.m. 3:15 p.m.
Mark-Up Disclosure Requirements Thursday, September 14 2:15 p.m. 3:15 p.m. This session focuses on FINRA and MSRB mark-up disclosure requirements. Panelists discuss securities covered by the new rule,
More informationThe Three Lines of Defense: Risk Management Supervision, Compliance and Internal Audit Monday, May 21 3:00 p.m. 4:00 p.m.
The Three Lines of Defense: Risk Management Supervision, Compliance and Internal Audit Monday, May 21 3:00 p.m. 4:00 p.m. Compliance and business supervision roles are becoming difficult to differentiate.
More informationU.S. Bank Regulators at the Onset of the Financial Crisis
Table of Contents About the Author... vii Acknowledgments...ix Introduction...xi Table of Chapters...xv Chapter 1 U.S. Bank Regulators at the Onset of the Financial Crisis 1:1 Introduction... 1-2 1:2 Office
More informationWHO WE SERVE. Regulators Business and Law Schools. Executives and Staff Job Seekers & Students
RCA MISSION Protect investors and financial markets as the exclusive authority for compliance education, training, accreditation, certification, skills assessment, and employee development. 1 WHO WE SERVE
More informationAPPENDIX 9 IDENTIFICATION OF AVISTA AND HYDRO ONE OFFICERS AND EXECUTIVES
APPENDIX 9 IDENTIFICATION OF AVISTA AND HYDRO ONE OFFICERS AND EXECUTIVES Appendix 9 to Application Page 1 of 9 Appendix 9 to Application Page 2 of 9 Appendix 9 to Application Page 3 of 9 Appendix 9 to
More informationRecent SEC Developments For Foreign Private Issuers Paul Dudek
11 December 2017 Tel Aviv Recent SEC Developments For Foreign Private Issuers Paul Dudek Latham & Watkins operates worldwide as a limited liability partnership organized under the laws of the State of
More informationKENNETH E. BENTSEN, JR. President and CEO SIFMA
TUESDAY, NOVEMBER 10 7:00 AM 5:00 PM REGISTRATION HOURS Event Lobby 7:00 AM 8:15 AM BREAKFAST The Ritz-Carlton Ballroom Foyer HOSTED BY McGraw Hill Financial 7:30 AM 7:45 AM WELCOME The Ritz-Carlton Ballroom,
More informationCORRECTED 1/27/2018 7/29/ , , /10/2018 5,657.04
CORRECTED X 1/27/ 7/29/ 13,000.00 13,000.00 5,657.04 9/10/ ATTACHMENT TO RAMSEY COUNTY CAMPAIGN FINANCIAL REPORT FORM FOR THE PERIOD JANUARY 27, THROUGH JULY 29,, DUE AUGUST 3,, FOR THE ROBINS KAPLAN MINNESOTA
More information4:30-5:30 pm An Update on Chinese Domestic Politics: Implications for American Business
Tuesday, April 26 2:30-3:00 pm Registration 3:00-3:15 pm Introductory Remarks Tami Overby, Senior Vice President for Asia, U.S. Chamber of Commerce James Zimmerman, Chairman, American Chamber of Commerce
More informationMaryland Judicial Council 2015
Maryland Judicial Council 2015 Honorable Mary Ellen Barbera, Chair Chief Judge, Court of Appeals Judicial Center 50 Maryland Avenue Rockville, MD 20850 Phone: (240) 777-9320 mary.ellen.barbera@mdcourts.gov
More informationLISA ROTH MONAHAN & ROTH, LLC 630 FIRST AVENUE SAN DIEGO, CA 92101
LISA ROTH MONAHAN & ROTH, LLC 630 FIRST AVENUE SAN DIEGO, CA 92101 BACKGROUND Lisa Roth is the of Monahan & Roth, LLC, a regulatory compliance company providing services including professional consultations,
More informationA Brief History of the Economics & Statistics Office
A Brief History of the Economics & Statistics Office Economic and Statistical Reporting in the Early Years The very first official statistics on the Cayman Islands was the 1802 census, which was conducted
More informationAIG Fall 2014 Training Event AGENDA October 20 th to 24 th, 2014 Page 1 of 6. Wednesday, October 22, 2014 Salons 4-8
AIG Fall 204 Training Event October 20 th to 24 th, 204 Page of 6 Wednesday, October 22, 204 Salons 4-8 TIME SESSION CPE 7:00am 8:00am Continental Breakfast Welcome to Training Event Melinda Miguel, National
More informationDai-ichi Life Announces Changes to Directors as of October 1, 2016
[Unofficial Translation] May 13, 2016 Koichiro Watanabe President and Representative Code: 8750 (TSE First section) Dai-ichi Life Announces Changes to s as of October 1, 2016 (the Company ; President:
More informationAsk FINRA Staff Wednesday, December 2 4:30 p.m. 5:30 p.m.
Ask FINRA Staff Wednesday, December 2 4:30 p.m. 5:30 p.m. FINRA senior staff provides updates on regulatory key issues, enforcement and hot topics facing the industry. They address questions relating to
More information1004: Corporate Communications and Attorney-Client Privilege: What You Need to Know
Print Page 2016 ACC Annual Meeting October 16-19, San Francisco, CA Wednesday, October 19, 2016 11:00 AM - 12:30 PM 1004: Corporate Communications and Attorney-Client Privilege: What You Need to Know Edward
More informationVantiv, now Worldpay Investor Relations
Vantiv, now Worldpay Investor Relations Connecting to financial markets Conversing with investors and shareholders Executive Officers Charles Drucker Executive Chairman and Co-Chief Executive Officer Charles
More information150 YEARS OF BUILDING COMMERCE
150 YEARS OF BUILDING COMMERCE C ommerce Bank s history stretches back to the time when the American heartland was being opened for settlement and development, following the introduction of railroads and
More informationPlenary Session III: Dispelling Myths around the FINRA Board Monday, May 21 4:15 p.m. 5:15 p.m.
Plenary Session III: Dispelling Myths around the FINRA Board Monday, May 21 4:15 p.m. 5:15 p.m. During this session, panelists discuss what goes on at a FINRA Board meeting. Moderator: Panelist: Marcia
More informationThe Island of Jersey...2. The Commissioners Chairman s Statement IMF Report Introduction Balance Sheet...
2003 ANNUAL REPORT Contents The Island of Jersey...........................................................................2 The Jersey Financial Services Commission........................................................3
More informationSEC Chairman Cox Announces Members of Advisory Committee on Improvements to Financial Reporting
Home Previous Page SEC Chairman Cox Announces Members of Advisory Committee on Improvements to Financial Reporting Committee to Hold First Meeting on August 2 FOR IMMEDIATE RELEASE 2007-154 Washington,
More informationLCLD Sustainable Partnership Program Advisors Circle Advisor Biographies
LCLD Sustainable Partnership Program Advisors Circle Advisor Biographies Margaret Chase is Vice President and Deputy General Counsel at Fannie Mae, reporting to the Senior Vice President and Deputy General
More informationFixed Income Sales and Trading: Current Issues Tuesday, May 22 11:15 a.m. 12:15 p.m.
Fixed Income Sales and Trading: Current Issues Tuesday, May 22 11:15 a.m. 12:15 p.m. This session discusses the current trends in, and their potential implications for, the fixed income markets and how
More informationTuesday, 7/31 Agenda
July 31 August 2 in Cliff House Maine Tuesday, 7/31 Agenda Pre-Summit Sponsored by The Bureaus, Inc. Agenda is subject to change 8:30 9:00 am Pre-Summit Registration 9:00 am 4:00 pm Golf Cape Neddick Country
More information2013 Best Practices Forum
Day 1 Monday, October 7, 2013 12:00 PM 1:30 PM Registration and Lunch 1:30 PM 1:45 PM Welcome David Zachry Zachry Construction Corporation 1:45 PM 3:00 PM Day-to-Day Challenges of Managing a Compliance
More informationHearing Type: Violation Hearing ST. of TN vs. TRAVIS WAYNE BRILEY (et. al)
Date: 02/09/2018 4:05PM Sumner County Circuit Court - Criminal Court Docket Page 1 of 5 02/12/2018 08:30AM 83CC1-2016-CR-242 83CC1-2017-CR-416 83CC1-2015-CR-686 83CC1-2015-CR-896 83CC1-2018-CR-4 83CC1-2016-CR-185
More informationParkway Properties Annual Report
Parkway Properties Annual Report 2002 ON THE COVER The award-winning Toyota Center redevelopment project in Memphis, Tennessee, embodies many of the attributes of Parkway s culture commitment to excellence
More informationInvesting in Digital Assets and Blockchain Technology. Thursday, August 3, 2017
Investing in Digital Assets and Blockchain Technology Thursday, August 3, 2017 Disclaimer This information and any presentation accompanying it (the Content ) has been prepared by Schulte Roth & Zabel
More informationForm ADV Part 2B Investment Adviser Brochure Supplement Dividend Assets Capital, LLC Portfolio Management Team
Form ADV Part 2B Investment Adviser Brochure Supplement Dividend Assets Capital, LLC Portfolio Management Team Team Members: C. Troy Shaver, Jr. John C. Cheshire, III Peter G. Gerry, III James Haley, CFP
More informationLive Telephone Seminar/Audio Webcast Financial Services Industry Today: Enforcement Issues February 23, 2009 TABLE OF CONTENTS
Live Telephone Seminar/Audio Webcast Financial Services Industry Today: Enforcement Issues February 23, 2009 PROGRAM FACULTY PARTICIPANTS FACULTY BIOGRAPHIES STUDY MATERIALS TABLE OF CONTENTS 1. Defending
More informationEmerging FinTech Trends (FinTech Track) Tuesday, May 22 10:00 a.m. 11:00 a.m.
Emerging FinTech Trends (FinTech Track) Tuesday, May 22 10:00 a.m. 11:00 a.m. Join FINRA staff and industry representatives as they discuss how recent developments in financial technology (FinTech) are
More informationIOSCO/PIFS-Harvard Law School. Global Certificate Program for Regulators of Securities Markets
IOSCO/PIFS-Harvard Law School Global Certificate Program for Regulators of Securities Markets June 17-28, 2019, Madrid, Spain (Phase I at IOSCO) December 9-13, 2019, Cambridge, MA, United States (Phase
More informationNOTICE OF ANNUAL MEETING OF SHAREHOLDERS
TRI CITY BANKSHARES CORPORATION 6400 South 27 th Street Oak Creek, Wisconsin 53154 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS To be held on June 13, 2018 TO THE SHAREHOLDERS OF TRI CITY BANKSHARES CORPORATION:
More information12 th November 2015 Radisson Blu, Golden Lane, Dublin 8
12 th November 2015 Radisson Blu, Golden Lane, Dublin 8 Sponsors The ACOI wish to thank all our sponsors for their support in 2015. We are grateful for their support and participation to help provide ACOI
More informationUpdated Conference at a Glance. Agenda. F. Scott Fitzgerald D, Pre-Conference Workshop: Data Driven Solutions for Strategic and Responsible Lending
Updated Conference at a Glance Agenda June 22, 2011 3:00 pm -4:30 pm F. Scott Fitzgerald D, Pre-Conference Workshop: Data Driven Solutions for Strategic and Responsible Lending Speaker/Moderator Maurice
More informationUNITED STATES OF AMERICA BEFORE THE FEDERAL ENERGY REGULATORY COMMISSION
UNITED STATES OF AMERICA BEFORE THE FEDERAL ENERGY REGULATORY COMMISSION San Diego Gas & Electric Company Sellers of Energy and Ancillary Services Investigation of Practices of the California Independent
More informationST. MARY S COUNTY GOVERNMENT BOARD OF ELECTRICAL EXAMINERS Don Haskin, Chairman Danny Johnson, Secretary
ST. MARY S COUNTY GOVERNMENT BOARD OF ELECTRICAL EXAMINERS Don Haskin, Chairman Danny Johnson, Secretary Francis Jack Russell, President Lawrence D. Jarboe, Commissioner Cynthia L. Jones, Commissioner
More informationConference on the U.S.-India Economic and Financial Partnership
Programme 0800 0900 hrs: Registration 0900 0930 hrs: Inaugural Session Opening Remarks Introduction Special Remarks Address S Gopalakrishnan Vice President Confederation of Indian Industry and Chief Executive
More information<Proposal> Item Election of 13 Directors due to expiration of the term of office of all Directors
Reference Documentation Item Election of 13 Directors due to expiration of the term of office of all Directors Due to expiration of the term of office of all Directors at the close of this Meeting,
More informationmg Doc 17 Filed 02/21/12 Entered 02/21/12 13:33:37 Main Document Pg 1 of 5
Pg 1 of 5 Pg 2 of 5 Exhibit A Exhibit A Core Email Pg 3 Service of 5 List Party / Function Company Contact Email BankDirect Capital Finance Kristin Reade kreade@bankdirectcapital.com Bart Pucci Bart Pucci
More informationEBC Program Series with MassDEP Leadership Commissioner Suuberg and the DEP Headquarters Leadership Team Hot Issues & Ongoing Challenges
EBC Program Series with MassDEP Leadership Commissioner Suuberg and the DEP Headquarters Leadership Team Hot Issues & Ongoing Challenges Tuesday, January 8, 2019 CDM Smith Boston Thank you to our Sponsor
More informationU.S. REGULATORY/COMPLIANCE ORIENTATION PROGRAM
CONFERENCE OF STATE BANK SUPERVISORS 2009 U.S. REGULATORY/COMPLIANCE ORIENTATION PROGRAM July 28 29, 2009 Association of the Bar of the City of New York 42 West 44 th Street A PROGRAM FOR HEAD OFFICE,
More informationSpringfield Office 910 E. St. Louis St., Suite 200 P.O. Box 2202 Springfield MO,
October 1, 2013 Springfield Office 910 E. St. Louis St., Suite 200 P.O. Box 2202 Springfield MO, 65801-2202 www.bkdwa.com Advisors presented in this supplement: Rhonda Christopher Michael Blumreich Leia
More informationTHE REGIONAL ECONOMIC BRIEFING FEDERAL RESERVE BANK OF NEW YORK SPEAKERS BIOGRAPHIES AT THE 33 LIBERTY STREET NEW YORK, NY
THE REGIONAL ECONOMIC BRIEFING AT THE FEDERAL RESERVE BANK OF NEW YORK SPEAKERS BIOGRAPHIES FEDERAL RESERVE BANK OF NEW YORK 33 LIBERTY STREET NEW YORK, NY 10045 WWW.NEWYORKFED.ORG MONDAY, FEBRUARY 14,
More informationLeadership Meeting. February 26 28, 2013 Indianapolis, IN
Leadership Meeting February 26 28, 2013 Indianapolis, IN Sanjiv Agrawal Business Operations Scott Anderson Controller Jay Bahel Strategic Initiatives Jeff Barber Senior Human Resources Administration John
More informationCandidate Profile Form District Committee Election Joel Glasco
Candidate Profile Form District Committee Election Joel Glasco Candidate Name: Title: Managing Director - Market Manager Firm: Wells Fargo Adviso Candidate Biography and Personal Statement Candidate Biography
More informationBEFORE THE PUBLIC UTILITIES COMMISSION OF THE STATE OF CALIFORNIA SOUTHERN CALIFORNIA EDISON COMPANY S (U338-E) NOTICE OF EX PARTE COMMUNICATION
BEFORE THE PUBLIC UTILITIES COMMISSION OF THE STATE OF CALIFORNIA Application of Southern California Edison Company (U 338-E) to Establish the Wildfire Expense Memorandum Account Application 18-04-001
More informationIntroduction: The Fifth Annual A.A. Sommer, Jr. Lecture on Corporate, Securities & Financial Law
Georgetown University Law Center Scholarship @ GEORGETOWN LAW 2005 Introduction: The Fifth Annual A.A. Sommer, Jr. Lecture on Corporate, Securities & Financial Law William Michael Treanor Georgetown University
More informationMEMORANDUM FOR THE PRESIDENT
January 13, 1964 MEMORANDUM FOR THE PRESIDENT 1. Appointment of a Governor of the Federal Reserve Board will be due before January 31. On that date, the present term expires for James L. Robertson, 56,
More informationMr. Timothy Bridges Assistant Deputy Chief of Staff for Logistics, Engineering and Force Protection U.S. Air Force
BLACK ENGINEER OF THE YEAR Mrs. Alicia Boler Davis Executive Vice President, Global Manufacturing General Motors CAREER ACHIEVEMENT - GOVERNMENT Mr. Timothy Bridges Assistant Deputy Chief of Staff for
More informationSUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK. PHOENIX LIGHT SF LIMITED, et al., Index No /2012. Plaintiffs,
SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK PHOENIX LIGHT SF LIMITED, et al., Plaintiffs, vs. J.P. MORGAN SECURITIES LLC, et al., Defendants. X X Index No. 651755/2012 STIPULATION AND [PROPOSED]
More informationThe Promise and Prospect of a new Fiduciary Environment
YOUR GUIDE TO GLOBAL FIDUCIARY INSIGHTS The Promise and Prospect of a new Fiduciary Environment Blaine Aikin & Kristina Fausti Topics Proposals for a fiduciary standard Proposals for regulatory oversight
More informationElection Notice. Notice of Annual Meeting of FINRA Firms and Proxy. July 23, Summary. Suggested Routing. Executive Representatives
Election Notice Notice of Annual Meeting of FINRA Firms and Proxy Summary FINRA will conduct its Annual Meeting of firms on Tuesday, August 28, 2018, at 2: p.m. Eastern Time in the FINRA Visitors Center
More informationCHAIRMAN & PRESIDENT S REPORT
DRIVEN TO DISCOVER CHAIRMAN & PRESIDENT S REPORT Walter Jackson Chairman Linda Powell President / CEO NRL Federal Credit Union celebrated a year of self-discovery in 2017. We closely examined where we
More informationMINUTES OF THE BOARD OF RETIREMENT RETREAT March 16, 2016 Riviera Ballroom, The Canary 5650 Calle Real Goleta, California
SANTA BARBARA COUNTY EMPLOYEES RETIREMENT SYSTEM 3916 State Street Suite 100 Santa Barbara, CA 93105 Phone (805) 568-2940 Fax (805) 560-1086 Chief Executive Officer BOARD OF RETIREMENT Chair-Jennifer Christensen
More informationEffective Processes for Suspicious Activity Monitoring and Investigations (AML Track) Tuesday, May 22 3:00 p.m. 4:00 p.m.
Effective Processes for Suspicious Activity Monitoring and Investigations (AML Track) Tuesday, May 22 3:00 p.m. 4:00 p.m. Join FINRA staff and industry practitioners as they discuss effective processes
More informationCharles Price P 1 Board - of Directors http://www.texaco.com/compinfo/l996ar/board.htm Emeritus, The Prudential Insurance Company of America, Newark, NJ Peter I. Bijur and Chief Executive Officer, Texaco
More informationABCs of. Banking Law MARCH 22 ALSTON & BIRD. School of Law The University of North Carolina - Chapel Hill THE
School of Law The University of North Carolina - Chapel Hill THE 2017 ABCs of Banking Law MARCH 22 ALSTON & BIRD Program Highlights Include: An Overview of Bank Regulatory Structure and Law Industry Structure,
More informationUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event
More informationTHE REGIONAL ECONOMIC BRIEFING FEDERAL RESERVE BANK OF NEW YORK SPEAKERS BIOGRAPHIES AT THE 33 LIBERTY STREET NEW YORK, NY
THE REGIONAL ECONOMIC BRIEFING AT THE FEDERAL RESERVE BANK OF NEW YORK SPEAKERS BIOGRAPHIES FEDERAL RESERVE BANK OF NEW YORK 33 LIBERTY STREET NEW YORK, NY 10045 WWW.NEWYORKFED.ORG THURSDAY, JULY 22, 2010
More informationCase 1:04-cv JLK Document 195 Filed 10/18/2006 Page 1 of 5 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA
Case 1:04-cv-22572-JLK Document 195 Filed 10/18/2006 Page 1 of 5 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA CASE NO. 04-22572-CIV-KING-GARBER EMMA YAIZA DIAZ; AMERICAN FEDERATION OF LABOR
More informationForm ADV Part 2B Investment Adviser Brochure Supplement Dividend Assets Capital, LLC Portfolio Management Team
Form ADV Part 2B Investment Adviser Brochure Supplement Dividend Assets Capital, LLC Portfolio Management Team Team Members: C. Troy Shaver, Jr. Peter G. Gerry III James Haley, CFP Alan E. Johnson, CFP
More informationList of Preparers. Federal Highway Administration. Maine Department of Transportation. James F. Linker. Raymond Faucher, P.E. Judith Lindsey-Foster
7 List of Preparers Federal Highway Administration James F. Linker Mr. Linker is the Manager of the Environmental Program at the Maine Division of FHWA. He has over 30 years experience in FHWA Right of
More information2000's Past Grand Lodge Officers of Iowa
2000's Past Grand Lodge Officers of Iowa Year Office Name 2000 Grand Master Richard L. Campbell 2000 Senior Grand Warden Donald G. Keck 2000 Junior Grand Warden Charles L. Brinkerhoff 2000 Grand Treasurer
More informationSunday, Sept. 17. Monday, Sept. 18
4:00 6:00 p.m. 7:00 a.m. 5:00 p.m. 7:00 8:30 a.m. 8:30 9:45 a.m. Conference Registration & Customer Relations Conference Registration & Customer Relations Continental Breakfast and Networking Opening General
More informationCommunity Bankers Association of Oklahoma A Passion to Keep You Competitive!
February 8-10 Harvey s Resort South Lake Tahoe, NV Community Bankers Association of Oklahoma A Passion to Keep You Competitive! 2012 CBAO Winter Leadership Conference Agenda Wednesday, February 8 Travel
More informationEBC Program Series with MassDEP Regional Offices: Meet the MassDEP Headquarters Leadership Team
EBC Program Series with MassDEP Regional Offices: Meet the MassDEP Headquarters Leadership Team Thursday, January 14, 2016 CDM Smith Boston, Massachusetts AGENDA 8:00 a.m. Welcome Daniel K. Moon, President,
More informationAGENDA II. NOTE: All items on agenda may result in Board action. Page 1 of 7
AGENDA New Mexico Gaming Control Board Board and Staff One-Day Regular Board Meeting (Gaming) Wednesday, June 20, 2018, 9:00 am - 12:00 pm GCB Board Room NOTE: All items on agenda may result in Board action.
More informationThe Terhune Group at Morgan Stanley Smith Barney
The Terhune Group at Morgan Stanley Smith Barney 1101 FIFTH AVENUE SAN RAFAEL, CA 94901 415-451-1400 / MAIN 800-505-1220 / TOLL-FREE 415-532-1981 / FAX www.morganstanley.com/fa/jerold. terhune jerold.terhune@mssb.com
More informationUNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 8-K. DEERE & COMPANY (Exact name of registrant as specified in its charter)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report: September 12, 2016
More informationALLIANCE MEDIA HOLDINGS INC. NOTICE OF AN ANNUAL MEETING OF STOCKHOLDERS
ALLIANCE MEDIA HOLDINGS INC. NOTICE OF AN ANNUAL MEETING OF STOCKHOLDERS Notice is hereby given that the Annual Meeting of Stockholders of Alliance Media Holdings Inc. (the "Company") will be held at the
More informationLouisiana School Employees Retirement System Investment Committee Meeting
Louisiana School Employees Retirement System Investment Committee Meeting Monday, July 10, 2006 9:00 a.m. The Louisiana School Employees Retirement System s Board Investment Committee convened in the boardroom
More informationUNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA MIAMI DIVISION CASE NO CIV-KING
Case 1:04-cv-22572-JLK Document 246 Entered on FLSD Docket 05/10/2007 Page 1 of 5 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA MIAMI DIVISION CASE NO. 04-22572-CIV-KING EMMA YAIZA DIAZ; JOHN
More informationTHE NEW YORK RACING ASSOCIATION, INC. Board of Directors Meeting
THE NEW YORK RACING ASSOCIATION, INC. Board of Directors Meeting October 21, 2015 The New York Racing Association, Inc. Meeting of the Board of Directors TABLE OF CONTENTS TAB Meeting Agenda...1 August
More informationRegistration List Winter Workshops on Energy Law February 9-11, 2014 Sponsored by the Energy & Mineral Law Foundation
William Larry Adams President Cumberland Surety Co. 340 S. Broadway, Ste. 100 Lexington, KY 40508 Phone: 859.254.8622 badams@cumberlandsurety.com Gregory E. Conrad Executive Director Interstate Mining
More informationThe Health of the Scientific and Technical Enterprise: An Advisory Panel Report to the Office of Technology Assessment.
The Health of the Scientific and Technical Enterprise: An Advisory Panel Report to the Office of Technology Assessment October 1978 NTIS order #PB-291770 Library of Congress Catalog Card Number 77-600130
More informationBuilding Wealth and Prosperity in the Communities We Call Home
Building Wealth and Prosperity in the Communities We Call Home Executive Summary EDA exclusively represents the equity capital market interests for the retail and institutional operations of middle market
More informationFIRST Consultative Group Meeting 2015, Rabat, Morocco AGENDA
FIRST Consultative Group Meeting 2015, Rabat, Morocco AGENDA Venue: Hotel Sofitel Rabat Jardin des Roses, Salle Alba Maxima Meeting Room Tuesday, June 09, 2015 8:00 AM to 8:30 AM Breakfast (Hosted in El
More informationA SELECTED SCORECARD THE ADMINISTRATION S FOREIGN AND TRADE POLICY ONE YEAR IN: OMAHA AMBASSADORS FORUM PRESENTS SPRING 2018
SPRING 2018 OMAHA AMBASSADORS FORUM PRESENTS THE ADMINISTRATION S FOREIGN AND TRADE POLICY ONE YEAR IN: A SELECTED SCORECARD Moderator: Tom Gouttierre Meet the Presenting ambassadors: James F. Collins
More information