United States District Court District of Massachusetts (Boston) CIVIL DOCKET FOR CASE #: 1:96-cv DPW

Transcription

1 US District Court Civil Docket as of 11/13/1999 Retrieved from the court on Wednesday, March 29, 2006 United States District Court District of Massachusetts (Boston) CIVIL DOCKET FOR CASE #: 1:96-cv DPW Cooperman, et al v. Individual Inc., et al Assigned to: Judge Douglas P. Woodlock Demand: $0 Related Case: 1:97-cv DPW Cause: 15:77 Securities Fraud Consolidated Plaintiff Vincent Cerasuolo Date Filed: 11/13/1996 Jury Demand: Plaintiff Nature of Suit: 160 Stockholders Suits Jurisdiction: Federal Question represented by Janine L. Pollack Milberg, Weiss, Bershad, Hynes & Lerach One Penn Plaza New York City, NY Jeffrey C Block Berman DeValerio Pease Tabacco Burt & Pucillo One Liberty Square 8th Floor Boston, MA Fax: jblock@bermanesq.com Consolidated Plaintiff Owen O'Brien represented by Janine L. Pollack Jeffrey C Block Consolidated Plaintiff Sivan Partners represented by Janine L. Pollack

2 Jeffrey C Block Consolidated Plaintiff James W. Lindenthal represented by Janine L. Pollack Jeffrey C Block Plaintiff Steven G. Cooperman on behalf of himself and all others similarly situated represented by David J. Bershad Milberg Weiss Bershad Hynes & Lerach LLP One Pennsylvania Plaza 49th Floor New York, NY Glen DeValerio Berman DeValerio Pease One Liberty Square 8th Floor Boston, MA / Fax: gdevalerio@bermanesq.com Janine L. Pollack Nadeem Faruqi

3 Faruqi & Faruqi 320 East 39th Street New York, NY Robert M. Roseman Spector & Roseman 1818 Market Street Suite 2500 Philadelphia, PA Steven G. Schulman Milberg Weiss Bershad Hynes & Lerach LLP One Pennsylvania Plaza 49th Floor New York, NY Plaintiff Scott Sklar on behalf of himself and all others similaary situtated represented by David J. Bershad Glen DeValerio Janine L. Pollack Nadeem Faruqi Robert M. Roseman

4 Steven G. Schulman V. Individual Inc. Goodwin Procter LLP Exchange Place 53 State Street Boston, MA Fax: Testa, Hurwitz & Thibeault, LLP 125 High Street High Street Tower Boston, MA Testa, Hurwitz & Thibeault, LLP 125 High Street High Street Tower Boston, MA Fax: Joseph A. Amram

5 Bruce D. Glabe William A. Devereaux Manuel A. Fernandez

6 Frank A. Ungari Elon Kohlberg Marino R. Polestra

7 Daniel Rosen Sharon L. Studer Robertson, Stephens & Company, L.P. represented by Thomas J. Dougherty

8 Skadden, Arps, Slate, Meagher & Flom LLP One Beacon Street Boston, MA Fax: Hambrecht & Quist, Inc. represented by Thomas J. Dougherty Oppenheimer & Co., Inc. represented by Thomas J. Dougherty Furman Selz LLC Piper Jaffray Inc. Unterberg Harris Wessels, Arnold & Henderson, L.L.C. Southcoast Capital Corp.

9 Date Filed # Docket Text 11/13/ Complaint filed. Case assigned to Judge: Woodlock. Receipt #: Amount:$ Fee Status: paid (fmr) (Entered: 11/15/1996) 11/20/ Return of service executed as to Individual Inc., Bruce D. Glabe, William A. Devereaux, Manuel A. Fernandez, Frank A. Ungari, Elon Kohlberg, Marino R. Polestra, Daniel Rosen, Sharon L. Studer, Robertson, Stephens, Hambrecht & Quist, I, Oppenheimer & Co. with service on 11/14/96 filed. Answer due on 12/4/96 for Oppenheimer & Co., for Hambrecht & Quist, I, for Robertson, Stephens, for Sharon L. Studer, for Daniel Rosen, for Marino R. Polestra, for Elon Kohlberg, for Frank A. Ungari, for Manuel A. Fernandez, for William A. Devereaux, for Bruce D. Glabe, for Individual Inc. (mqc) (Entered: 11/20/1996) 12/03/ Return of service executed as to Joseph A. Amram with service on 11/20/96 filed. Answer due on 12/10/96 for Joseph A. Amram (mqc) (Entered: 12/03/1996) 12/13/ STIPULATION (Motion) by Steven G. Cooperman, Scott Sklar, Individual Inc., Joseph A. Amram, Bruce D. Glabe, William A. Devereaux, Manuel A. Fernandez, Frank A. Ungari, Elon Kohlberg, Marino R. Polestra, Daniel Rosen, Sharon L. Studer, Robertson, Stephens, Hambrecht & Quist, I, Oppenheimer & Co., to extend time to answer complaint, filed. (mqc) (Entered: 12/16/1996) 12/19/ Notice of appearance of attorney for Robertson, Stephens, Hambrecht & Quist, I, Oppenheimer & Co. by Thomas J. Dougherty, filed. (mqc) (Entered: 12/20/1996) 12/20/ Judge Douglas P. Woodlock. Notice of Hearing/conference: set scheduling conference for 2:30 2/27/97 before Judge Douglas P. Woodlock. (cc/cl) (mqc) (Entered: 12/20/1996) 01/15/ Motion by Steven G. Cooperman, Scott Sklar for appointment of lead plaintiffs and to appoint lead counsel, filed. (c/s) (mqc) (Entered: 01/15/1997) 01/15/ Memorandum by Steven G. Cooperman, Scott Sklar in support of [7-1] motion for appointment of lead plaintiffs and to appoint lead counsel, filed. (c/s) (mqc) (Entered: 01/15/1997) 01/15/ Affidavit of Jeffrey C. Block for Steven G. Cooperman, Scott Sklar, re: [7-1] motion for appointment of lead plaintiffs and to appoint lead counsel, filed. (c/s) (mqc) (Entered: 01/15/1997) 01/21/ Judge Douglas P. Woodlock. Notice of Hearing/conference: reset scheduling conference for 2:30 2/13/97 before Judge Douglas P. Woodlock. (cc/cl) (mqc) (Entered: 01/21/1997) 01/28/ Notice of reservation of rights by Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96-cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv-12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, filed. (mqc) (Entered: 01/29/1997) 01/29/ Response by Robertson, Stephens in 1:96-cv-12272, Hambrecht & Quist, I in 1:96- cv-12272, Oppenheimer & Co. in 1:96-cv in opposition to [7-1] motion for

10 appointment of lead plaintiffs and to appoint lead counsel, filed. (c/s) (mqc) (Entered: 01/29/1997) 02/07/ Joint statement by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv , Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96-cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv-12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv-12272, Robertson, Stephens in 1:96- cv-12272, Hambrecht & Quist, I in 1:96-cv-12272, Oppenheimer & Co. in 1:96-cv , re: Rule 16.1, filed. (mqc) (Entered: 02/07/1997) 02/10/ Motion by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv for Janine L. Pollack to appear pro hac vice, filed. (c/s) (mqc) (Entered: 02/11/1997) 02/11/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [14-1] motion for Janine L. Pollack to appear pro hac vice. (cc/cl) (mqc) (Entered: 02/11/1997) 02/13/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [7-1] motion for appointment of lead plaintiffs and to appoint lead counsel. cc/cl (sad) (Entered: 02/14/1997) 02/13/ Rule 16.1 Certification filed by Daniel Rosen in 1:96-cv (sad) (Entered: 02/14/1997) 02/13/ Rule 16.1 Certification filed by Marino R. Polestra in 1:96-cv (sad) (Entered: 02/14/1997) 02/13/ Rule 16.1 Certification filed by Elon Kohlberg in 1:96-cv (sad) (Entered: 02/14/1997) 02/13/ Rule 16.1 Certification filed by Frank A. Ungari in 1:96-cv (sad) (Entered: 02/14/1997) 02/13/ Rule 16.1 Certification filed by Manuel A. Fernandez in 1:96-cv (sad) (Entered: 02/14/1997) 02/13/ Rule 16.1 Certification filed by William A. Devereaux in 1:96-cv (sad) (Entered: 02/14/1997) 02/13/ Rule 16.1 Certification filed by Bruce D. Glabe in 1:96-cv (sad) (Entered: 02/14/1997) 02/13/ Rule 16.1 Certification filed by Joseph A. Amram in 1:96-cv (sad) (Entered: 02/14/1997) 02/13/ Rule 16.1 Certification filed by Individual Inc. in 1:96-cv (sad) (Entered: 02/14/1997) 02/13/1997 Scheduling conference held. (mqc) (Entered: 02/19/1997) 02/13/ Judge Douglas P. Woodlock. Clerk's Notes: re: scheduling conference; Case are consolidated; Scheduling set; Court Reporter: Pam Owens (mqc) (Entered: 02/19/1997)

11 02/13/ Judge Douglas P. Woodlock. Order entered, consolidating cases 96cv12272 and 97cv (cc/cl) (mqc) (Entered: 02/19/1997) 02/13/1997 Consolidated Lead Case 96cv12272 with member case 97cv10073 (mqc) (Entered: 02/19/1997) 02/13/ Judge Douglas P. Woodlock. Scheduling Order entered setting Deadline for filing of motion to file consolidated class action complaint by 2/28/97. Motion to dismiss by 4/15/97, response by 5/16/97, reply by 6/25/97, Motion hearing set for 6/25/97 at 2:30pm, Motion for class certification by 3/31/97. (cc/cl) (mqc) (Entered: 02/19/1997) 02/13/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [4-1] stipulation motion to extend time to answer complaint (mqc) (Entered: 03/24/1998) 02/14/ Rule 16.1 Certification filed by Robertson, Stephens in 1:96-cv-12272, Hambrecht & Quist, I in 1:96-cv-12272, Oppenheimer & Co. in 1:96-cv (mqc) (Entered: 02/19/1997) 02/21/ Transcript of proceedings for held on proceeding date: 2/13/97 before Judge: Woodlock. Court Reporter: Pam Owens (mqc) (Entered: 02/24/1997) 02/28/ Amended consolidated complaint by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv-12272, Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan in 1:96-cv-12272, James W. Lindenthal in 1:96-cv filed. (Answer due 3/10/97 for Oppenheimer & Co., for Hambrecht & Quist, I, for Robertson, Stephens, for Sharon Studer, for Daniel Rosen, for Marino R. Polestra, for Elon Kohlberg, for Frank A. Ungari, for Manuel A. Fernandez, for William A. Devereaux, for Bruce D. Glabe, for Joseph A. Amram, for Individual Inc. ). Amended complaint amends [1-1] complaint. (mqc) (Entered: 03/03/1997) 02/28/ Appendix/exhibits by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96- cv-12272, Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan Partners in 1:96-cv-12272, James W. Lindenthal in 1:96-cv in support of [29-1] amended complaint, filed. (mqc) (Entered: 03/03/1997) 03/06/ Rule 16.1 Certification filed by Steven G. Cooperman in 1:96-cv (mqc) (Entered: 03/07/1997) 03/06/ Rule 16.1 Certification filed by Scott Sklar in 1:96-cv (mqc) (Entered: 03/07/1997) 03/06/ Rule 16.1 Certification filed by Vincent Cerasuolo in 1:96-cv (mqc) (Entered: 03/07/1997) 03/06/ Rule 16.1 Certification filed by Owen O'Brien in 1:96-cv (mqc) (Entered: 03/07/1997) 03/06/ Rule 16.1 Certification filed by Sivan Partners in 1:96-cv (mqc) (Entered: 03/07/1997) 03/06/ Rule 16.1 Certification filed by James W. Lindenthal in 1:96-cv (mqc) (Entered: 03/07/1997) 03/31/ Motion by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv-12272,

12 Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan Partners in 1:96-cv-12272, James W. Lindenthal in 1:96-cv to certify class action, filed. (c/s) (mqc) (Entered: 04/02/1997) 03/31/ Memorandum by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv , Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan Partners in 1:96-cv-12272, James W. Lindenthal in 1:96-cv in support of [37-1] motion to certify class action, filed. (c/s) (mqc) (Entered: 04/02/1997) 04/15/ Return of service executed as to Furman Selz LLC in 1:96-cv with service on 4/4/97 filed. Answer due on 4/24/97 for Furman Selz LLC (mqc) (Entered: 04/15/1997) 04/15/ Motion by Robertson, Stephens in 1:96-cv-12272, Hambrecht & Quist, I in 1:96- cv-12272, Oppenheimer & Co. in 1:96-cv to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/15/ Memorandum by Robertson, Stephens in 1:96-cv-12272, Hambrecht & Quist, I in 1:96-cv-12272, Oppenheimer & Co. in 1:96-cv in support of [40-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/15/ Motion by Sharon L. Studer in 1:96-cv to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/15/ Memorandum by Sharon L. Studer in 1:96-cv in support of [42-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/15/ Motion by Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96-cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv-12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/15/ Memorandum by Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96-cv , Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv-12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv in support of [44-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/15/ Appendix/exhibits by Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96- cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv , Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv in support of [44-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 04/16/1997) 04/25/ Return of service executed as to Unterberg Harris in 1:96-cv with service on 4/4/97 filed. Answer due on 4/24/97 for Unterberg Harris (mqc) (Entered: 04/28/1997) 05/15/ Assented to Motion by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv to extend time to 5/21/97 to file opposition to motion, filed. (c/s)

13 (mqc) (Entered: 05/16/1997) 05/15/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [48-1] motion to extend time to 5/21/97 to file opposition to motion. (cc/cl) (mqc) (Entered: 05/16/1997) 05/21/ Memorandum by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv , Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan Partners in 1:96-cv-12272, James W. Lindenthal in 1:96-cv in opposition to [42-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 05/22/1997) 05/21/ Memorandum by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv , Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan Partners in 1:96-cv-12272, James W. Lindenthal in 1:96-cv in opposition to [44-1] motion to dismiss, [40-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 05/22/1997) 05/23/ Judge Douglas P. Woodlock. Notice of Hearing/conference: Motion hearing before Judge Douglas P. Woodlock set for 3:30 7/2/97 for [44-1] motion to dismiss, set for 3:30 7/2/97 for [42-1] motion to dismiss, set for 3:30 7/2/97 for [40-1] motion to dismiss, set for 3:30 7/2/97 for [37-1] motion to certify class action. (cc/cl) (mqc) (Entered: 05/23/1997) 06/09/1997 Summons issued for Southcoast Capital in 1:96-cv (mqc) (Entered: 06/09/1997) 06/11/ Reply/response memorandum by Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96-cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv-12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv in support of [44-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 06/13/1997) 06/11/ Appendix/exhibits by Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96- cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv , Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv in support of [52-1] reply, filed. (c/s) (mqc) (Entered: 06/13/1997) 06/11/ Reply/response memorandum by Robertson, Stephens in 1:96-cv-12272, Hambrecht & Quist, I in 1:96-cv-12272, Oppenheimer & Co. in 1:96-cv to [40-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 06/13/1997) 06/11/ Reply/response memorandum by Sharon L. Studer in 1:96-cv in support of [42-1] motion to dismiss, filed. (c/s) (mqc) (Entered: 06/13/1997) 06/12/ STIPULATION (Motion) by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96-cv-12272, Furman Selz LLC in 1:96-cv-12272, to stay proceedings, filed. (mqc) (Entered: 06/16/1997) 06/16/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [56-1] stipulation motion to stay proceedings. (cc/cl) (mqc) (Entered: 06/17/1997)

14 06/18/ Return of service executed as to Southcoast Capital in 1:96-cv with service on 6/10/97 filed. Answer due on 6/30/97 for Southcoast Capital (mqc) (Entered: 06/18/1997) 06/26/ STIPULATION (Motion) by Steven G. Cooperman in 1:96-cv-12272, Southcoast Capital in 1:96-cv-12272, to stay discovery, filed. (seh) (Entered: 06/27/1997) 06/26/ STIPULATION (Motion) by Steven G. Cooperman in 1:96-cv-12272, Wessels, Arnold in 1:96-cv-12272, to stay discovery filed. (seh) (Entered: 06/27/1997) 07/02/1997 Motion hearing re: [44-1] motion to dismiss Motion hearing held, [42-1] motion to dismiss Motion hearing held, [40-1] motion to dismiss Motion hearing held, [37-1] motion to certify class action Motion hearing held (mqc) (Entered: 07/03/1997) 07/02/ Judge Douglas P. Woodlock. Clerk's Notes: re: motion hearing held; Motion taken under advisement; Court Reporter: Pam Owens (mqc) (Entered: 07/03/1997) 07/20/ STIPULATION by Steven G. Cooperman in 1:96-cv-12272, Robertson, Stephens in 1:96-cv-12272, Hambrecht & Quist, I in 1:96-cv-12272, Oppenheimer & Co. in 1:96-cv-12272, Piper Jaffray Inc. in 1:96-cv-12272, Unterberg Harris in 1:96-cv , staying proceedings pending determination of motion to dismiss, to extend time to file answer to 30 days from entry of order denying motion to dismiss (cc/cl), filed. (mqc) (Entered: 07/23/1997) 07/20/ STIPULATION by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96- cv-12272, Individual Inc. in 1:96-cv-12272, Joseph A. Amram in 1:96-cv-12272, Bruce D. Glabe in 1:96-cv-12272, William A. Devereaux in 1:96-cv-12272, Manuel A. Fernandez in 1:96-cv-12272, Frank A. Ungari in 1:96-cv-12272, Elon Kohlberg in 1:96-cv-12272, Marino R. Polestra in 1:96-cv-12272, Daniel Rosen in 1:96-cv-12272, Sharon L. Studer in 1:96-cv-12272, Robertson, Stephens in 1:96- cv-12272, Hambrecht & Quist, I in 1:96-cv-12272, Oppenheimer & Co. in 1:96-cv , Vincent Cerasuolo in 1:96-cv-12272, Owen O'Brien in 1:96-cv-12272, Sivan Partners in 1:96-cv-12272, James W. Lindenthal in 1:96-cv-12272, Furman Selz LLC in 1:96-cv-12272, Piper Jaffray Inc. in 1:96-cv-12272, Unterberg Harris in 1:96-cv-12272, Wessels, Arnold in 1:96-cv-12272, Southcoast Capital in 1:96- cv-12272, dismissing certain claims of plaintiff (Counts II, IV and V, filed. (cc/cl) (mqc) (Entered: 07/23/1997) 07/20/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [62-2] relief to extend time to file answer to 30 days from entry of order denying motion to dismiss, granting [62-3] relief to stay. (mr) (Entered: 06/02/1998) 07/20/1997 Judge Douglas P. Woodlock. Endorsed Order entered granting [63-2] relief to dismiss. (mr) (Entered: 06/02/1998) 07/21/ Transcript of proceedings for held on proceeding date: 7/2/97 before Judge: Woodlock. Court Reporter: Pam Owens (mqc) (Entered: 07/22/1997) 12/19/ Letter by Thomas J. Dougherty in 1:96-cv dated: 12/19/97 to: Judge Woodlock re: Judge Harrington ruling filed. (mqc) (Entered: 12/22/1997) 01/05/ Letter by Brian E. Pastuszenski in 1:96-cv dated: 1/5/98 to: Judge Woodlock re: motion to dismiss filed. (mqc) (Entered: 01/06/1998)

15 01/13/ Letter by Brian E. Pastuszenski in 1:96-cv dated: 1/13/98 to: Judge Woodlock re: in response to letter dated 1/13/98; filed. (mqc) (Entered: 01/14/1998) 01/13/ Letter by Janine L. Pollack in 1:96-cv-12272, Jeffrey C. Block in 1:96-cv dated: 1/13/98 to: Judge Woodlock re: In response to letters dated 12/19/97 and 1/5/98; filed. (mqc) (Entered: 01/14/1998) 04/09/ Letter by Janine L. Pollack in 1:96-cv dated: 4/9/98 to: Judge Woodlock re: new case law filed. (fmr) (Entered: 04/09/1998) 04/21/ Letter by Brian E. Pastuszenski in 1:96-cv dated: 4/21/98 to: Judge Woodlock re: reponse to plaintiffs letter filed. (fmr) (Entered: 04/22/1998) 05/27/ Judge Douglas P. Woodlock. Memorandum and Order entered. granting [44-1] motion to dismiss, granting [42-1] motion dismiss, granting [40-1] motion to dismiss. Notice sent to counsel. (mr) (Entered: 05/28/1998) 05/27/ Judge Douglas P. Woodlock. Order of Dismissal entered. In accordance with memorandum and order granting s' motion to dismiss. Notice sent to counsel (mr) (Entered: 05/28/1998) 05/27/1998 Case closed. (mr) (Entered: 05/28/1998) 06/19/ Notice of appeal by Steven G. Cooperman in 1:96-cv-12272, Scott Sklar in 1:96- cv filed. Fee Status: pd Fee Amount: $ Receipt #: 7175 Appeal record due on 7/19/98 (fmr) (Entered: 06/25/1998) 06/19/1998 Copy of Notice of Appeal mailed to all counsel of record. Transcript Notice and Order form provided to appellant's counsel. (fmr) (Entered: 06/25/1998) 06/26/1998 Notice of Docketing Record on Appeal from USCA re: [72-1] appeal, received. USCA NUMBER: (fmr) (Entered: 06/29/1998) 01/05/ Notice of change of address filed by Robert M. Roseman in 1:96-cv c/s (mgl) (Entered: 01/06/1999) 02/09/ Notice of change of address filed by Stanley D. Bernstein, Mel E. Lifshitz, and Sandy A. Liebhard, Attorneys for Plaintiffs Steven G. Cooperman in 1:96-cv , Scott Sklar in 1:96-cv c/s (mgl) (Entered: 02/10/1999) 04/22/ Mandate of US Court of Appeals re: [72-1] appeal affirming. (lau) (Entered: 04/23/1999) 04/29/1999 Record on appeal returned from U.S. Court of Appeals, re:. (lau) (Entered: 04/29/1999) 11/13/2009 Summons issued for Individual Inc., Joseph A. Amram, Bruce D. Glabe, William A. Devereaux, Manuel A. Fernandez, Frank A. Ungari, Elon Kohlberg, Marino R. Polestra, Daniel Rosen, Sharon L. Studer, Robertson, Stephens, Hambrecht & Quist, I, Oppenheimer & Co. (fmr) (Entered: 11/15/1996) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out

16 one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at