Status of Financial Regulatory Leadership Changes
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1 Secretary Mnuchin Treasury Justin Muzinich Deputy Secretary Under Secretary for Domestic Finance Status of Financial Regulatory Leadership Changes McWilliams FDIC Vice Director Gruenberg Kathleen Kraninger Federal Reserve Under Secretary for International Affairs Malpass Under Secretary for Terrorism and Financial Intelligence Mandelker BCFP Acting BCFP Director Director Mulvaney OCC Comptroller Otting Powell Vice Clarida Marvin Goodfriend Vice for Supervision Quarles Nellie Liang SEC CFTC Bowman Brainard Clayton Jackson Peirce OCC BCFP Kathleen Kraninger Giancarlo Behnam Berkovitz Roisman Stein Comptroller Otting Acting Director Mulvaney Director Quintenz Stump Davis Polk & Wardwell LLP
2 Board of s of the Federal Reserve System s: Jerome H. Powell Term as expires 2022 Term as expires 2028 Obama Appointed as by Pres. Vice Richard H. Clarida Term as Vice expires 2022 Term as expires 2022 Vice for Supervision Randal K. Quarles Term as Vice for Supervision expires 2021 Term as expires 2032 Michelle W. Bowman* Term expires 2020 Lael Brainard Term expires 2026 Obama Marvin Goodfriend Nominated by Pres. Nellie Liang Nominated by Select Division Directors and : Matthew J. Eichner Michael S. Gibson Thomas Laubach Andreas W. Lehnert Mark E. Van Der Weide Reserve Bank Operations and Payment Systems Supervision and Regulation Monetary Affairs Financial Stability *Confirmed; to be sworn in. 1
3 Federal Deposit Insurance Corporation Board of Directors: Jelena McWilliams Term as expires November 2023 Term as Director expires 2024 Vice Director Martin J. Gruenberg Term expires December 2018 Obama Comptroller of the Currency Joseph M. Otting Appointed by Select Division Directors, Senior Staff and : Bureau of Consumer Financial Protection Acting Director Mick Mulvaney Appointed by Bureau of Consumer Financial Protection Director Kathleen L. Kraninger Nominated by Chad R. Davis Deputy to the for External Affairs Ricardo R. Delfin Director, Office of Complex Financial Institutions Doreen R. Eberley Risk Management Supervision Bret D. Edwards Resolutions & Receiverships Travis Hill Senior Advisor to the Craig R. Jarvill Finance Arleas Upton Kea Deputy to the and Chief Operating Officer Brandon Milhorn Chief of Staff Arthur J. Murton Deputy to the for Policy Charles Yi 2
4 U.S. Securities and Exchange Commission s: Jay Clayton Robert J. Jackson Jr. Hester M. Peirce Elad Roisman Kara M. Stein Democrat Democrat Term expires June 2021 Term expires June 2019 Term expires June 2020 Term expires June 2023 Term expired June 2017* Obama Division Directors and : Stephanie Avakian Co-Director, Division of Enforcement Chyhe K. Becker Acting Director, Division of Economic and Risk Analysis Dalia Blass Director, Division of Investment Management Peter Driscoll Director, Office of Compliance Inspections and Examinations William H. Hinman Director, Division of Corporation Finance Steven R. Peikin Co-Director, Division of Enforcement Brett W. Redfearn Director, Division of Trading and Markets Robert B. Stebbins *Under Section 4(a) of the Securities Exchange Act of 1934, each commissioner shall hold office for five years and until a successor is appointed and has qualified, subject to the condition that no commissioner may serve beyond the expiration of the next session of Congress subsequent to the expiration of a five-year term. 3
5 Commodity Futures Trading Commission s: J. Christopher Giancarlo Rostin Behnam Dan M. Berkovitz Brian D. Quintenz Dawn DeBerry Stump Democrat Democrat Term expires April 2019 Term expires June 2021 Term expires 2023 Term expires April 2020 Term expires 2022 Obama Appointed as by Division Directors and : Brian A. Bussey Matthew B. Kulkin James McDonald Amir Zaidi Daniel J. Davis Clearing and Risk Swap Dealer and Intermediary Oversight Enforcement Market Oversight 4
6 The Department of the Treasury Secretary: Deputy Secretary: Secretary Steven T. Mnuchin Deputy Secretary Justin Muzinich Nominated by Under Secretaries and : David Malpass Under Secretary for International Affairs Under Secretary for Domestic Finance Sigal Mandelker Under Secretary for Terrorism and Financial Intelligence Brent J. McIntosh 5
7 Office of the Comptroller of the Currency Comptroller: Comptroller Joseph M. Otting Term expires 2022 Select Senior Deputy Comptrollers: Toney M. Bland Senior Deputy Comptroller for Midsize and Community Bank Supervision Grace E. Dailey Senior Deputy Comptroller for Bank Supervision Policy and Chief National Bank Examiner Morris Morgan Senior Deputy Comptroller for Large Bank Supervision Senior Deputy Comptroller and Chief of Staff Bao Nguyen Acting Senior Deputy Comptroller and Chief Counsel 6
8 Bureau of Consumer Financial Protection Director: Deputy Director: Acting Director* Mick Mulvaney Appointed by Director Kathleen L. Kraninger Nominated by Acting Deputy Director Brian Johnson Select Division Directors, Senior Staff and : Eric Blankenstein Policy Associate Director, Division of Supervision, Enforcement and Fair Lending Christopher D Angelo Associate Director, Division of Supervision, Enforcement and Fair Lending Sheila M. Greenwood Policy Associate Director, Division of Consumer Education and Engagement Gail Hillebrand Associate Director, Division of Consumer Education and Engagement Brian Johnson Principal Policy Director Zixta Martinez Associate Director, Division of External Affairs Tom Pahl Policy Associate Director, Division of Research, David Silberman Associate Director, Division of Research, Markets and Regulations Kirsten Sutton Chief of Staff Anthony Welcher Policy Associate Director, Division of External Affairs Mary McLeod Markets and Regulations * Mr. Mulvaney s term as Acting Director expired on June 22, 2018, but he may serve until his replacement is confirmed. See 5 U.S.C On June 21, 2018, a New York district court held the BCFP s structure unconstitutional, contrary to a prior D.C. Circuit decision. 7
Status of Financial Regulatory Leadership Changes
Secretary Mnuchin Treasury Deputy Secretary Muzinich Under Secretary for Domestic Finance Status of Financial Regulatory Leadership Changes McWilliams FDIC Vice Gruenberg Federal Reserve Under Secretary
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