Utilizing Batch Processing for GNSS Signal Tracking

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1 Utilizing Batch Processing for GNSS Signal Tracking Andrey Soloviev Avionics Engineering Center, Ohio University Presented to: ION Alberta Section, Calgary, Canada February 27, 2007

2 Motivation: Outline Clean up the record: resolve confusion between different definitions used for processing of digitized GNSS signals. Deliver new material: explore new applications utilizing batch processing techniques. Introduction to sequential and batch processing (filtering example). Generalized architectures of sequential and batch processing of GNSS signals. Complementary features of batch and sequential processing. Receiver design implementations that utilize a combination of sequential and batch processing techniques. Implementation examples: Deep GPS/IMU integration (urban tests and flight tests).

3 Motivation Existing terminology for processing of digitized GNSS signals Block processing Software receiver Sequential processing FLL-aided PLL Batch processing Massive parallel correlator banks Deep integration No loop Phase lock loop High-sensitivity receivers Software-defined Parallel FFT-based Deep GPS/INS integration radio frequency search DLL FPGA-based receiver design Parallel FFT-based Sequential code Ultra-tight processing Space Batch frequency processing adaptive processing search integration recognized overlooked Joint time-frequency Frequency lock loop tracking Space time adaptive processing Usage of batch processing techniques to overcome limitations of sequential processing for practical application areas, e.g.: Indoor navigation; Tracking under foliage; Framework for GNSS receiver design Navigation in interference environments. CONFUSING Case study: Deep GPS/INS integration

4 Introduction to Sequential and Batch Processing Filtering example: smoothing of 5 measurements x~ measurements (constant value plus noise) - filter estimates - xˆ Sequential approach 6.5 Batch approach value xˆ time n (1 αn ) xˆ n 1 + αn ~ x n 1 = xˆ 5 = αk ~ x Perform recursive computations: estimates are updated with every new measurement k= 1 Wait till all measurements have arrived and then do all the computations at once. k

5 Introduction to Sequential and Batch Processing (cont.) Sequential vs. batch: first glance Computational aspects sequential xˆ n = (1 αn ) xˆ n 1 + αn ~ x n 1 vs. n batch 3 elements in memory xˆ n = α ~ x k= 1 4 operations per update (20 operations total) Sequential processing requires less memory. k k 10 elements in memory 10 operations Sequential processing spreads computations over time fewer operations are therefore required to compute an estimate. Signal observability Example: measurement noise spike Sequential Batch processing noise spike sequential batch observation Batch processing delivers better observability.

6 Next Step Next step is to consider applications of sequential and batch approaches for processing of GNSS signals. Consideration provided is independent of the receiver implementation platform (ASIC, software receiver, software radio, DSP, FPGA)

7 Sequential Acquisition of GNSS Signals Generalized Architecture Sequential Correlator Incoming signal Correlator output Sequential search Replica signal Acquired code phase and Doppler shift NCO Search space

8 Sequential Tracking of GNSS Signals Generalized Architecture Sequential correlator Incoming signal Correlator output Discriminator time domain sequential Code phase, Doppler shift, carrier phase Replica signal Closed loop tracking architecture Raw error measurement Measurements NCO Error signal Loop filter

9 Batch Processing of GNSS Signals Generalized Architecture Incoming signal batch Batch Correlator time-frequency domain correlation Batch of correlator outputs Batch processing does not need to separate acquisition and tracking stages. Batch estimator Replica signal batch Signal energy time-domain parallel frequency-domain joint time-frequency domain τˆ, fˆ, ϕˆ NCO Search space Open loop tracking architecture Estimates of GNSS signal parameters (code phase, Doppler shift, carrier phase) Measurements

10 Measurement Exploitation for the Batch Processing Approach Full search: no measurement exploitation. Local search: signal parameter estimates from the previous measurement batch can be used to reduce the computational load by narrowing the replica search space (local search instead of full search). Either way: signal parameter estimation for the current batch is independent from previous batches.

11 Measurement Exploitation for the Batch Processing Approach (cont.) Example: CA-code phase search 1 st estimation (1 st batch) No a priori knowledge of the code phase Full search Code autocorrelation ˆτ code phase, ms 1 reducing the search space 2 nd estimation (2 nd batch) Code phase is searched within [ τˆ 2T, τˆ + 2 ] Local search Code autocorrelation ˆτ code phase, ms 1 chip 1 Tchip statistically independent from ˆτ 1 ˆτ 1 only helps to reduce the search space, but does not influence the estimation computation.

12 Main Features of the Batch-Based Approach for GNSS Signal Processing Improved signal observability Enhancement of observability of signal parameters utilizing parallel time domain, frequency domain and joint time-frequency domain techniques: E.g.: Short-Time Fourier Transform and median filtering for high dynamic frequency tracking. Parallel signal processing capabilities: E.g. parallel code search via FFT. Open loop tracking architecture: Immediate tracking recovery after a temporary signal loss; Minimization of tracking dynamic sensitivity.

13 Why Still Do Sequential? To minimize memory and computational resources CA code correlator spacing Increasing signal parameter resolution does not require additional resources; Batch processing Sequential processing 1 chip 1024 FFT 100 correlators 3 correlators (early, prompt, late) 0.25 chip 4096 FFT 320 correlators 3 correlators (early, prompt, late) Sequential processing is computationally cheaper for high-accuracy, wide-bandwidth tracking.

14 Combining Complementary Features of Sequential and Batch Processing Consider receiver designs that utilize both sequential and batch processing techniques. Key processing components include: correlation; measurement computation; measurement exploitation.

15 Receiver Design Implementations Sequential processing Batch processing Combination of sequential/batch Correlation Sequential correlation (time-domain). Batch parallel correlation (joint timefrequency domain). Batch-based parallel correlation for coarse signal localization combined with sequential correlation for fine signal zoom. Measurement computation Time-domain sequential. Time-domain parallel; Frequency-domain; Joint time frequency domain. Combination of time-domain sequential estimation of signal parameters with batch-based parallel estimation of signal parameters. E.g.: time-frequency-domain estimation of the Doppler shift with sequential estimation of the code phase. Measurement exploitation Measurement feedback via a closed tracking loop. No feedback; Define local search space. Batch-based measurements aid sequential correlators via: a) multiple passes through the same data batch or b) feed-forward aiding.

16 Example of Batch/Sequential Combination Processing Incoming signal batch Averaging into 1024 samples Replica carrier batch f k Batch processing: coarse signal zoom FFT ()* FFT ()* FFT ()* FFT IFFT coarse zoom Signal energy Sequential processing: fine signal zoom Estimator fine zoom Prompt Early ϕˆ I τˆ Late Q -f max f f max frequency search space Replica code batch (1024 samples) resolution f T chip f τ acq acq Replica code (early, prompt, and late) Replica carrier (inphase and quadrature)

17 Case Study: Deep GPS/IMU Integration Deep integration: fusion of GPS signal samples and IMU measurements. Deep integration goal: to increase the signal integration time (e.g. to improve the GPS tracking margin by ~17 db). Deep integration implementation is determined by the integration mode: Deep integration for the code tracking only; Deep integration for the code and frequency tracking with known nav data bits; Deep integration for the code and carrier phase tracking with known nav data bits; Deep integration for the code and carrier phase tracking with data bit recovery.

18 Deeply Integrated GPS/IMU [1] : General Structure Software GPS receiver Correlators Front-end Down-sampled GPS signal Replica signal 1.2s Estimation of GPS signal parameters Key features: Combine RF GPS samples and inertial samples; Inertial aiding of GPS signal integration inside correlators; No tracking loops are implemented, batch estimators are used instead. Dynamic aiding Inertial computations IMU INS Inertial calibration Inertial corrections [1] R. E. Phillips, G. T. Schmidt, GPS/INS Integration, AGARD Lecture Series, 1996.

19 Motivation for Deep Integration Conventional unaided GPS receiver: GPS signal integration time: ms; CNR required: > 32 db-hz; Limited usage for a number of applications, e.g.: Navigation in a presence of a wideband interference source; Urban application; Navigation under dense canopy, etc. Deeply integrated GPS/IMU: Inertial aiding of GPS signal integration is implemented to significantly increase the coherent integration time; Low CNR GPS signals (CNR << 32 db-hz) can be acquired and tracked.

20 SEQUENTIAL Deep GPS/IMU Integration for Additional 17 db Tracking Margin Example case: Deep integration for the code and carrier phase tracking with/without data bit recovery Inertially aided signal integration: correlation followed by loop filter averaging. not feasible with unknown data bits pulls the signal out of the noise floor T corr = 0.1 s 1 s averaging interval Doppler shift Tracking pull-in range Carrier phase tracking 2.5 Hz 0.25 chip (0.5 chip correlator spacing) 1 4T corr code phase Limited tracking capabilities Dynamic aiding is required Strong signal tracking Sequential re-acquisition Temporary signal loss Initialization Tracking recovery Low CNR signal tracking Challenging Example 1: 2: Indoor Frequency tracking walk scenario due to where code a low-cost phase jumps inertial due drift to during switching the between multipath sequential and frequency direct signal. search.

21 Doppler shift BATCH Deep GPS/IMU Integration for Additional 17 db Tracking Margin Example case: Deep integration for the code and carrier phase tracking with/without data bit recovery Inertially aided signal integration: correlation integration only. No knowledge of nav 1 s integration + batch-based bit estimation data bits is required 10 Hz 10 KHz Tracking pull-in range Defined by the local search space Local search space No Navigation knowledge data of navigation bits are known data bits time-domain batch-based search for the bit combination Strong signal that Tracking maximizes the tracking signal energy over recovery the integration interval* Low CNR signal Inertial drift is restricted to 1 cm/s to tracking: maintain sign consistency of bit sequences Batch-based estimated by the batch-based algorithm. local search; Fine signal zoom. Initialization (not required) 1023 chips Full search code phase Temporary signal loss

22 Batch-Based Wipe-Off of Navigation Data Bits Energy-Based Bit Guessing Approach I and Q are computed for all possible bit combinations for the tracking integration interval (0.1 s). Bit combination that maximizes the signal energy (I 2 +Q 2 ) is chosen. No additional corellators are required to compute energy for possible bit combinations.

23 Batch-Based Wipe-Off of Navigation Data Bits Energy estimation for possible bit combinations Accumulation of I and Q over intervals with no bit transitions i (20ms)m, q (20ms)m, m=1,,5 Computation of possible I and Q values for the 0.1-s tracking integration interval ~ I Q ~ 1 q 1 i (20ms)1 (20ms)1 =, where H contains possible Q ~ H = H ~ I bit combinations (sign polarity of 16 q 16 i (20ms)5 (20ms)5 bit combinations is resolved at a Example: i later stage) (20ms)1 ~ I 2 = [ ] = (1) i(20ms) ( 1) i(20ms)5 bit combination 2 i(20ms)5 Energy computation ~ E ~ I 1 Q ~ 1 1 bit E ~ max(e ~ E ~ ~ max = 1,..., 16) I ± = Imax, Q± = Q ~ max = ~ E ~ I 16 Q ~ combination index Sign polarity of the energy-based bit detection 16 16

24 Deep Integration Case Studies Flight tests Assessment of GPS signal quality in urban environments

25 Software GPS receiver Gyro drift System Hardware Components Front-end developed at Ohio University Avionics Engineering Center Downconverted carrier frequency: f IF = 1.27 MHz; Sample rate: 5 Msamples/s. Low-cost MEMS IMU American GNC coremicro Sensor specs Parameter Typical value 0.1 deg/s Gyro noise 0.07 dg/ s (sigma) Accelerometer bias Accelerometer noise Axis misalignment R 2 mg 1 mg 1 deg

26 Case Study 1: Flight Test GPS antenna Test scenarios: Straight flight 90-deg turn Ohio U AEC front-end Processing durations Initialization phase: 5 s; Weak signal processing: 20 s. Signal attenuation Simulated attenuating noise Downsampled GPS signal Data collection computer (AGNC IMU mounted inside) Attenuated GPS signal

27 90-deg Turn: Trajectory Flight trajectory is defined by relative position derived from strong signal accumulated Doppler measurements. Ground track North relative position, m East relative position, m

28 90-deg Turn: Velocity Profile Velocity profile is derived from strong signal accumulated Doppler measurements. Vertical North East

29 Test Results (90-deg Turn) IMU-aided GPS Signal Acquisition (1.2-s signal integration) Examples of Acquisition Plots SV 4 (CNR ~ 17 db-hz) Signal energy SV 30 (CNR ~ 15 db-hz) Signal energy Code shift, chips Doppler adjustment, Hz Code shift, chips

30 Test Results (90-deg Turn) IMU-aided GPS Signal Tracking (0.4-s signal integration) Phase = (Carrier phase) strong signal - (Carrier phase) low CNR signal SV 10 (CNR range is [17,18] db-hz) Doppler, m Initial integration conditions SV 30 (CNR range is [15,18] db-hz) Doppler, m Initial integration conditions time, s time, s SVID CNR range (db-hz) Phase std (cm) 4 [18,20] [18,20] [17,19] [17,18] [15,18] 1.04

31 Deep GPS/IMU Integration: Flight Test Results for Batch and Sequential Processing Strategies Deep GPS/low-cost IMU integration for code and carrier phase tracking with data bit recovery Flight ground track Stressful, but practical example North relative position, m Sequential processing SV 30 (CNR range is [21, 24] db-hz) Carrier phase error, m half a cycle slip time, s East relative position, m 6 db lower Flight test results demonstrate that batch processing provides at least a 8 db increase in the tracking margin as compared to the sequential approach. Batch processing SV 30 (CNR range is [15,18] db-hz) Carrier phase error, m continuous carrier phase tracking time, s 15 20

32 Case Study 2: Urban Navigation Study GPS signals in urban environments: Use batch processing techniques to observe the entire image of the signal Apply long signal integration (~ 1 s) to improve the signal availability

33 Equipment Setup NovAtel L1/L2 pinwheel antenna substituted here GPS antennas Laser sensor potential augmentation to GPS NovAtel OEM-4 GPS receivers for sequential processing Controller for laser sensor Software radio RF components Software radio digital components Inertial Measurement Unit and circuitry for batch processing

34 Example Stationary Test Results Data collection scenery 5 satellites were acquired and tracked. SV LOS unit vectors SV Sky Plot Vertical Up Elevation, deg stop 2 Examples of 3D signal images Azimuth, deg SV 2 (CNR ~ 19 db-hz) SV 6 (CNR ~ 12 db-hz) Relative signal energy Relative signal energy

35 Example Stationary Test Results GPS signal tracking quality: tracking consistency Consistency of carrier phase measurements for individual SV channels Accumulated Doppler measurements compensated for SV motion; and receiver clock, iono and tropo first-order drifts components SV 2 δ(accumulated Doppler), m consistent carrier phase tracking SV 4 δ(accumulated Doppler), m half-cycle slips time, s CNR, db-hz time, s CNR, db-hz Carrier phase tracking threshold ~ 12 db-hz time, s time, s

36 Example Stationary Test Results GPS signal tracking quality: tracking consistency Consistency of carrier phase measurements for individual SV channels Accumulated Doppler measurements compensated for SV motion; and receiver clock, iono and tropo first-order drifts components SV 6 δ(accumulated Doppler), m half-cycle slip SV 10 δ(accumulated Doppler), m consistent carrier phase tracking SV 30 δ(accumulated Doppler), m half-cycle slips inconsistent tracking time, s CNR, db-hz Carrier phase tracking threshold ~ 12 db-hz time, s CNR, db-hz time, s CNR, db-hz Carrier phase tracking threshold ~ 12 db-hz time, s Carrier phase tracking threshold ~ 12 db-hz time, s time, s

37 Example Stationary Test Results GPS signal tracking quality: accuracy performance Integrated velocity derived from carrier phase measurements Integrated velocity errors, m East std = 1.38 cm North std = 0.84 cm Vertical std = 2.59 cm time, s

38 Dynamic Test: Effect of Frequency Multipath SV multipath signal direct signal V direct reflection object (e.g. wall of a building) V Direct signal frequency Multipath frequency ~ V V rcvr receiver Multipath frequency can differ significantly from the direct signal frequency due to: Non-zero receiver velocity; V multipath Difference between SV - receiver Line-of-Sight (LOS) vector and reflecting object receiver LOS vector. direct signal Signal energy multipath

39 Dynamic Test: Illustration of Frequency Multipath 3D signal images: signal integration over 0.1 s intervals Integration interval: [0, 0.1] s Signal energy Integration interval: [0.1, 0.2] s Signal energy Integration interval: [0.2, 0.3] s Signal energy multipath direct signal direct signal multipath direct signal Integration interval: [0.3, 0.4] s Integration interval: [0.4, 0.5] s Integration interval: [0.5, 0.6] s Signal energy Signal energy Signal energy multipath multipath multipath Batch processing is instrumental to observe these signals!

40 Conclusion For improved tracking performance, receiver design needs to be considered in terms of BATCH vs. SEQUENTIAL processing not in terms of the implementation platform (ASIC, software receiver, software radio, DSP, FPGA)

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