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1 TS V ( ) TECHNICAL SPECIFICATION LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS) radio transmission and reception (3GPP TS version Release 14)

2 1 TS V ( ) Reference RTS/TSGR ve60 Keywords LTE 650 Route des Lucioles F Sophia Antipolis Cedex - FRANCE Tel.: Fax: Siret N NAF 742 C Association à but non lucratif enregistrée à la Sous-Préfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other documents is available at If you find errors in the present document, please send your comment to one of the following services: Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of. The content of the PDF version shall not be modified without the written authorization of. The copyright and the foregoing restriction extend to reproduction in all media All rights reserved. DECT TM, PLUGTESTS TM, UMTS TM and the logo are trademarks of registered for the benefit of its Members. 3GPP TM and LTE are trademarks of registered for the benefit of its Members and of the 3GPP Organizational Partners. onem2m logo is protected for the benefit of its Members. GSM and the GSM logo are trademarks registered and owned by the GSM Association.

3 2 TS V ( ) Intellectual Property Rights Essential patents IPRs essential or potentially essential to the present document may have been declared to. The information pertaining to these essential IPRs, if any, is publicly available for members and non-members, and can be found in SR : "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to in respect of standards", which is available from the Secretariat. Latest updates are available on the Web server ( Pursuant to the IPR Policy, no investigation, including IPR searches, has been carried out by. No guarantee can be given as to the existence of other IPRs not referenced in SR (or the updates on the Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners. claims no ownership of these except for any which are indicated as being the property of, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does not constitute an endorsement by of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding deliverables. The cross reference between GSM, UMTS, 3GPP and identities can be found under Modal verbs terminology In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and "cannot" are to be interpreted as described in clause 3.2 of the Drafting Rules (Verbal forms for the expression of provisions). "must" and "must not" are NOT allowed in deliverables except when used in direct citation.

4 3 TS V ( ) Contents Intellectual Property Rights... 2 Foreword... 2 Modal verbs terminology... 2 Foreword Scope References Definitions, symbols and abbreviations Definitions Symbols Abbreviations General Relationship between minimum requirements and test requirements Base station classes Regional requirements Applicability of requirements Requirements for BS capable of multi-band operation Operating bands and channel arrangement General Void Void Void Operating bands Channel bandwidth Channel arrangement Channel spacing A CA Channel spacing Channel raster Carrier frequency and EARFCN EARFCN sets for uplink transmissions on multiple Scells configured in Band Requirements for contiguous and non-contiguous spectrum Transmitter characteristics General Base station output power Minimum requirement Additional requirement (regional) Home BS output power for adjacent UTRA channel protection Home BS output power for adjacent E-UTRA channel protection Home BS Output Power for co-channel E-UTRA protection Output power dynamics RE Power control dynamic range Minimum requirements Total power dynamic range Minimum requirements NB-IoT RB power dynamic range for in-band or guard band operation Minimum Requirement Transmit ON/OFF power Transmitter OFF power Minimum Requirement Transmitter transient period Minimum requirements Transmitted signal quality Frequency error... 58

5 4 TS V ( ) Minimum requirement Error Vector Magnitude Time alignment error Minimum Requirement DL RS power Minimum requirements Unwanted emissions Occupied bandwidth Minimum requirement Adjacent Channel Leakage power Ratio (ACLR) Minimum requirement Cumulative ACLR requirement in non-contiguous spectrum Operating band unwanted emissions Minimum requirements for Wide Area BS (Category A) Minimum requirements for Wide Area BS (Category B) Category B requirements (Option 1) Category B (Option 2) A Minimum requirements for Local Area BS (Category A and B) B Minimum requirements for Home BS (Category A and B) C Minimum requirements for Medium Range BS (Category A and B) D Minimum requirements for Local Area and Medium Range BS in Band 46 (Category A and B) E Minimum requirements for standalone NB-IoT Wide Area BS Additional requirements Transmitter spurious emissions Mandatory Requirements Spurious emissions (Category A) Spurious emissions (Category B) Protection of the BS receiver of own or different BS Minimum Requirement Additional spurious emissions requirements Minimum Requirement Co-location with other base stations Minimum Requirement Transmitter intermodulation Minimum requirement Additional requirement for Band Receiver characteristics General Reference sensitivity level Minimum requirement Dynamic range Minimum requirement In-channel selectivity Minimum requirement Adjacent Channel Selectivity (ACS) and narrow-band blocking Minimum requirement Blocking General blocking requirement Minimum requirement Co-location with other base stations Minimum requirement Additional requirement (regional) Receiver spurious emissions Minimum requirement Receiver intermodulation Minimum requirement Performance requirement General Performance requirements for PUSCH Requirements in multipath fading propagation conditions

6 5 TS V ( ) Minimum requirements Requirements for UL timing adjustment Minimum requirements Requirements for high speed train Minimum requirements Requirements for HARQ-ACK multiplexed on PUSCH Minimum requirement Requirements for PUSCH with TTI bundling and enhanced HARQ pattern Minimum requirements Enhanced performance requirement type A in multipath fading propagation conditions with synchronous interference Minimum requirements A Enhanced performance requirement type A in multipath fading propagation conditions with asynchronous interference A.1 Minimum requirements Requirements for PUSCH supporting coverage enhancement Requirements for PUSCH of Frame structure type Performance requirements for PUCCH DTX to ACK performance Minimum requirement ACK missed detection requirements for single user PUCCH format 1a Minimum requirements CQI performance requirements for PUCCH format Minimum requirements ACK missed detection requirements for multi user PUCCH format 1a Minimum requirement ACK missed detection requirements for PUCCH format 1b with Channel Selection Minimum requirements ACK missed detection requirements for PUCCH format Minimum requirements NACK to ACK requirements for PUCCH format Minimum requirement CQI performance requirements for PUCCH format 2 with DTX detection Minimum requirements PUCCH performance requirements for coverage enhancement DTX to ACK performance Minimum requirement ACK missed detection requirements for single user PUCCH format 1a Minimum requirements CQI performance requirements for PUCCH format Minimum requirements ACK missed detection requirements for PUCCH format Minimum requirements ACK missed detection requirements for PUCCH format Minimum requirements Performance requirements for PRACH PRACH False alarm probability Minimum requirement PRACH detection requirements Minimum requirements Performance requirements for Narrowband IoT Requirements for NPUSCH format Requirements Minimum requirements Performance requirements for NPUSCH format DTX to ACK performance Minimum requirement ACK missed detection requirements Minimum requirements Performance requirements for NPRACH NPRACH False alarm probability Minimum requirement

7 6 TS V ( ) NPRACH detection requirements Minimum requirements Channel access procedures Downlink channel access procedure Channel access parameters Minimum requirement Annex A (normative): Reference measurement channels A.1 Fixed Reference Channels for reference sensitivity and in-channel selectivity (QPSK, R=1/3) A.2 Fixed Reference Channels for dynamic range (16QAM, R=2/3) A.3 Fixed Reference Channels for performance requirements (QPSK 1/3) A.4 Fixed Reference Channels for performance requirements (16QAM 3/4) A.5 Fixed Reference Channels for performance requirements (64QAM 5/6) A.6 PRACH Test preambles A.7 Fixed Reference Channels for UL timing adjustment (Scenario 1) A.8 Fixed Reference Channels for UL timing adjustment (Scenario 2) A.9 Multi user PUCCH test A.10 PUCCH transmission on two antenna ports test A.11 Fixed Reference Channel for PUSCH with TTI bundling and enhanced HARQ pattern A.12 Fixed Reference Channels for performance requirements (QPSK 0.36) A.13 Fixed Reference Channels for performance requirements (16QAM 1/2) A.14 Fixed Reference Channels for NB-IOT reference sensitivity (π/2 BPSK, R=1/3) A.15 Fixed Reference Channels for NB-IoT dynamic range (π/4 QPSK, R=2/3) A.16 Fixed Reference Channels for NB-IoT NPUSCH format A.16.1 One PRB A.17 Fixed Reference Channels for performance requirements (256QAM 5/6) A.18 Fixed Reference Channels for PUSCH transmission in UpPTS (16QAM 0.65) A.19 Fixed Reference Channels for PUSCH transmission in UpPTS (256QAM 0.69) A.20 Fixed Reference Channels for PUSCH of Frame structure type Annex B (normative): Propagation conditions B.1 Static propagation condition B.2 Multi-path fading propagation conditions B.3 High speed train condition B.4 Moving propagation conditions B.5 Multi-Antenna channel models B.5.1 Definition of MIMO Correlation Matrices B.5.2 MIMO Correlation Matrices at High, Medium and Low Level B.5A Multi-Antenna channel models using cross polarized antennas B.5A.1 Definition of MIMO Correlation Matrices using cross polarized antennas B.5A.2 Spatial Correlation Matrices at UE and enb sides B.5A.2.1 Spatial Correlation Matrices at UE side B.5A.2.2 Spatial Correlation Matrices at enb side B.5A.3 MIMO Correlation Matrices using cross polarized antennas

8 7 TS V ( ) B.6 Interference model for enhanced performance requirements type A B.6.1 Dominant interferer proportion B.6.2 Interference model for synchronous scenario B.6.3 Interference model for asynchronous scenario Annex C (normative): Annex D (normative): Annex E (normative): Characteristics of the interfering signals Environmental requirements for the BS equipment Error Vector Magnitude E.1 Reference point for measurement E.2 Basic unit of measurement E.3 Modified signal under test E.4 Estimation of frequency offset E.5 Estimation of time offset E.5.1 Window length E.6 Estimation of TX chain amplitude and frequency response parameters E.7 Averaged EVM Annex F (Informative): Unwanted emission requirements for multi-carrier BS F.1 General F.2 Multi-carrier BS of different E-UTRA channel bandwidths F.3 Multi-carrier BS of E-UTRA and UTRA Annex G (Informative): Regional requirement for protection of DTT G.1 Regional requirement for protection of DTT G.2 Regional requirement for Public Safety LTE BS in Korea Annex H (Informative): Calculation of EIRP based on manufacturer declarations and site specific conditions H.1 Calculation of EIRP based on manufacturer declarations and site specific conditions Annex I (Informative): Change history History

9 8 TS V ( ) Foreword This Technical Specification has been produced by the 3 rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document.

10 9 TS V ( ) 1 Scope The present document establishes the minimum RF characteristics and minimum performance requirements of E- UTRA, E-UTRA with NB-IoT or NB-IoT Base Station (BS). 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. [1] 3GPP TR : "Vocabulary for 3GPP Specifications". [2] ITU-R Recommendation SM.329: "Unwanted emissions in the spurious domain". [3] ITU-R Recommendation M.1545: "Measurement uncertainty as it applies to test limits for the terrestrial component of International Mobile Telecommunications-2000". [4] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS) conformance testing". [5] ITU-R recommendation SM.328: "Spectra and bandwidth of emissions". [6] 3GPP TS : "Base Station (BS) radio transmission and reception (FDD)". [7] 3GPP TS : "Base Station (BS) radio transmission and reception (TDD)". [8] 3GPP TR : "RF system scenarios". [9] 3GPP TR : "E-UTRA RF system scenarios". [10] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Channels and Modulation". [11] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures". [12] ECC/DEC/(09)03 Harmonised conditions for MFCN in the band MHz, 30 Oct [13] IEC (2002): "Classification of environmental conditions - Part 3: Classification of groups of environmental parameters and their severities - Section 3: Stationary use at weather protected locations". [14] IEC (1995): "Classification of environmental conditions - Part 3: Classification of groups of environmental parameters and their severities - Section 4: Stationary use at non-weather protected locations". [15] 3GPP TS : "E-UTRA, UTRA and GSM/EDGE; Multi-Standard Radio (MSR) Base Station (BS) radio transmission and reception ". [16] CEPT ECC Decision (13)03, "The harmonised use of the frequency band MHz for Mobile/Fixed Communications Networks Supplemental Downlink (MFCN SDL)". [17] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical channels and modulation".

11 10 TS V ( ) [18] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures". 3 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in TR [1] and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TR [1]. Aggregated Channel Bandwidth: RF bandwidth in which a base station transmits and/or receives multiple contiguously aggregated carriers. NOTE: The Aggregated Channel Bandwidth is measured in MHz. Base station receive period: time during which the base station is receiving data subframes or UpPTS. Base Station RF Bandwidth: RF bandwidth in which a base station transmits and/or receives single or multiple carrier(s) within a supported operating band. NOTE: In single carrier operation, the Base Station RF Bandwidth is equal to the channel bandwidth. Base Station RF Bandwidth edge: frequency of one of the edges of the Base Station RF Bandwidth. Carrier: modulated waveform conveying the E-UTRA or UTRA physical channels Carrier aggregation: aggregation of two or more component carriers in order to support wider transmission bandwidths Carrier aggregation band: a set of one or more operating bands across which multiple carriers are aggregated with a specific set of technical requirements. NOTE: Carrier aggregation band(s) for an E-UTRA BS is declared by the manufacturer according to the designations in Tables to Channel bandwidth: RF bandwidth supporting a single E-UTRA RF carrier with the transmission bandwidth configured in the uplink or downlink of a cell. NOTE: The channel bandwidth is measured in MHz and is used as a reference for transmitter and receiver RF requirements. Channel edge: lowest or highest frequency of the E-UTRA carrier, separated by the channel bandwidth. Contiguous carriers: set of two or more carriers configured in a spectrum block where there are no RF requirements based on co-existence for un-coordinated operation within the spectrum block. Contiguous spectrum: spectrum consisting of a contiguous block of spectrum with no sub-block gap(s). DL RS power: resource element power of Downlink Reference Symbol. DL NRS power: resource element power of Downlink Narrowband Reference Signal. Downlink operating band: part of the operating band designated for downlink. Enhanced performance requirements type A: This defines performance requirements assuming baseline receiver as demodulation reference signal based linear minimum mean square error interference rejection combining. Highest carrier: carrier with the highest carrier centre frequency transmitted/received in a specified operating band. Inter RF Bandwidth gap: frequency gap between two consecutive Base Station RF Bandwidths that are placed within two supported operating bands. Inter-band carrier aggregation: carrier aggregation of component carriers in different operating bands.

12 11 TS V ( ) NOTE: Carriers aggregated in each band can be contiguous or non-contiguous. Inter-band gap: The frequency gap between two supported consecutive operating bands. Intra-band contiguous carrier aggregation: contiguous carriers aggregated in the same operating band. Intra-band non-contiguous carrier aggregation: non-contiguous carriers aggregated in the same operating band. Lower sub-block edge: frequency at the lower edge of one sub-block. NOTE: It is used as a frequency reference point for both transmitter and receiver requirements. Lowest carrier: carrier with the lowest carrier centre frequency transmitted/received in a specified operating band. Maximum output power: mean power level per carrier of the base station measured at the antenna connector in a specified reference condition. Maximum throughput: maximum achievable throughput for a reference measurement channel. Mean power: power measured in the channel bandwidth of the carrier. NOTE: The period of measurement shall be at least one subframe (1ms), unless otherwise stated. Measurement bandwidth: RF bandwidth in which an emission level is specified. Multi-band base station: base station characterized by the ability of its transmitter and/or receiver to process two or more carriers in common active RF components simultaneously, where at least one carrier is configured at a different operating band (which is not a sub-band or superseding-band of another supported operating band) than the other carrier(s). Multi-band transmitter: transmitter characterized by the ability to process two or more carriers in common active RF components simultaneously, where at least one carrier is configured at a different operating band (which is not a subband or superseding-band of another supported operating band) than the other carrier(s). Multi-band receiver: receiver characterized by the ability to process two or more carriers in common active RF components simultaneously, where at least one carrier is configured at a different operating band (which is not a subband or superseding-band of another supported operating band) than the other carrier(s). Multi-carrier transmission configuration: set of one or more contiguous or non-contiguous carriers that a BS is able to transmit simultaneously according to the manufacturer s specification. NB-IoT In-band operation: NB-IoT is operating in-band when it utilizes the resource block(s) within a normal E- UTRA carrier NB-IoT guard band operation: NB-IoT is operating in guard band when it utilizes the unused resource block(s) within a E-UTRA carrier s guard-band. NB-IoT standalone operation: NB-IoT is operating standalone when it utilizes its own spectrum, for example the spectrum currently being used by GERAN systems as a replacement of one or more GSM carriers, as well as scattered spectrum for potential IoT deployment. Non-contiguous spectrum: spectrum consisting of two or more sub-blocks separated by sub-block gap(s). Occupied bandwidth: width of a frequency band such that, below the lower and above the upper frequency limits, the mean powers emitted are each equal to a specified percentage β/2 of the total mean power of a given emission. Operating band: frequency range in which E-UTRA operates (paired or unpaired), that is defined with a specific set of technical requirements. NOTE: The operating band(s) for an E-UTRA BS is declared by the manufacturer according to the designations in table Output power: mean power of one carrier of the base station, delivered to a load with resistance equal to the nominal load impedance of the transmitter. Radio Bandwidth: frequency difference between the upper edge of the highest used carrier and the lower edge of the lowest used carrier.

13 12 TS V ( ) Rated output power: mean power level per carrier that the manufacturer has declared to be available at the antenna connector during the transmitter ON period. RE power control dynamic range: difference between the power of a RE and the average RE power for a BS at maximum output power for a specified reference condition. RRC filtered mean power: mean power of an UTRA carrier as measured through a root raised cosine filter with rolloff factor α and a bandwidth equal to the chip rate of the radio access mode. NOTE 1: The RRC filtered mean power of a perfectly modulated UTRA signal is db lower than the mean power of the same signal. Sub-band: A sub-band of an operating band contains a part of the uplink and downlink frequency range of the operating band. Sub-block: one contiguous allocated block of spectrum for transmission and reception by the same base station. NOTE: There may be multiple instances of sub-blocks within abase Station RF Bandwidth. Sub-block bandwidth: bandwidth of one sub-block. Sub-block gap: frequency gap between two consecutive sub-blocks within a Bae Station RF Bandwidth, where the RF requirements in the gap are based on co-existence for un-coordinated operation. Superseding-band: A superseding-band of an operating band includes the whole of the uplink and downlink frequency range of the operating band. Synchronized operation: operation of TDD in two different systems, where no simultaneous uplink and downlink occur. Throughput: number of payload bits successfully received per second for a reference measurement channel in a specified reference condition. Total power dynamic range: difference between the maximum and the minimum transmit power of an OFDM symbol for a specified reference condition. Transmission bandwidth: RF Bandwidth of an instantaneous transmission from a UE or BS, measured in resource block units. Transmission bandwidth configuration: highest transmission bandwidth allowed for uplink or downlink in a given channel bandwidth, measured in resource block units. Transmitter ON period: time period during which the BS transmitter is transmitting data and/or reference symbols, i.e. data subframes or DwPTS. Transmitter OFF period: time period during which the BS transmitter is not allowed to transmit. Transmitter transient period: time period during which the transmitter is changing from the OFF period to the ON period or vice versa. Unsynchronized operation: operation of TDD in two different systems, where the conditions for synchronized operation are not met. Uplink operating band: part of the operating band designated for uplink. Upper sub-block edge: frequency at the upper edge of one sub-block. NOTE: It is used as a frequency reference point for both transmitter and receiver requirements.

14 13 TS V ( ) 3.2 Symbols For the purposes of the present document, the following symbols apply: α β BW BW Channel BW Channel_CA BW Channel,block BW Config CA_X CA_X-X CA_X-Y CA_X-X-Y f Δf Δf max F C F C,block, high F C,block, low F C_low F C_high F edge_low F edge_high F edge,block,low F edge,block,high F offset F filter f_offset f_offset max F DL_low F DL_high F UL_low F UL_high G ant M DL M UL N ant N DL N Offs-DL N Offs-UL N CS N RB N UL P 10MHz P EIRP,N P EIRP,N,MAX P EM,N P EM,B32,ind P max,c Pout Roll-off factor Percentage of the mean transmitted power emitted outside the occupied bandwidth on the assigned channel Bandwidth Channel bandwidth Aggregated Channel Bandwidth, expressed in MHz. BW Channel_CA= F edge_high- F edge_low. Sub-block bandwidth, expressed in MHz. BW Channel,block= F edge,block,high- F edge,block,low. Transmission bandwidth configuration, expressed in MHz, where BW Config = N RB x 180 khz in the uplink and BW Config = 15 khz + N RB x 180 khz in the downlink. Intra-band contiguous CA of component carriers in one sub-block within band X where X is the applicable E-UTRA operating band Intra-band non-contiguous CA of component carriers in two sub-blocks within band X where X is the applicable E-UTRA operating band Inter-band CA of component carrier(s) in one sub-block within band X and component carrier(s) in one sub-block within Band Y where X and Y are the applicable E-UTRA operating bands CA of component carriers in two sub-blocks within Band X and component carrier(s) in one subblock within Band Y where X and Y are the applicable E-UTRA operating bands Frequency Separation between the channel edge frequency and the nominal -3dB point of the measuring filter closest to the carrier frequency The largest value of Δf used for defining the requirement Carrier centre frequency Centre frequency of the highest transmitted/received carrier in a sub-block. Centre frequency of the lowest transmitted/received carrier in a sub-block. The carrier centre frequency of the lowest carrier, expressed in MHz. The carrier centre frequency of the highest carrier, expressed in MHz. The lower edge of Aggregated Channel Bandwidth, expressed in MHz. F edge_low = F C_low - F offset. The upper edge of Aggregated Channel Bandwidth, expressed in MHz. F edge_high = F C_high + F offset. The lower sub-block edge, where F edge,block,low = F C,block,low - F offset. The upper sub-block edge, where F edge,block,high = F C,block,high + F offset. Frequency offset from F C_high to the upper Base Station RF Bandwidth edge, or from F C,block, high to the upper sub-block edge, or F C_low to the lower Base Station RF Bandwidth edge, or from F C,block, low to the lower sub-block edge. Filter centre frequency Separation between the channel edge frequency and the centre of the measuring filter The maximum value of f_offset used for defining the requirement The lowest frequency of the downlink operating band The highest frequency of the downlink operating band The lowest frequency of the uplink operating band The highest frequency of the uplink operating band Net antenna gain Offset of NB-IoT Downlink channel number to Downlink EARFCN Offset of NB-IoT Uplink channel number to Uplink EARFCN Number of transmitter antennas Downlink EARFCN Offset used for calculating downlink EARFCN Offset used for calculating uplink EARFCN Number of Cyclic shifts for preamble generation in PRACH Transmission bandwidth configuration, expressed in units of resource blocks Uplink EARFCN Maximum output Power within 10 MHz EIRP level for channel N Maximum EIRP level for channel N Declared emission level for channel N Declared emission level in Band 32, ind=a, b, c, d, e Maximum carrier output power Output power (per carrier)

15 14 TS V ( ) P rated,c Rated output power (per carrier) P REFSENS Reference Sensitivity power level T A Timing advance command, as defined in [11] T s Basic time unit, as defined in [10] Sub-block gap or Inter RF Bandwidth gap size W gap 3.3 Abbreviations For the purposes of the present document, the abbreviations given in TR [1] and the following apply. An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in TR [1]. ACLR ACK ACS AWGN BS CA CACLR CP CRC CW DC DFT DIP DTT DTX DwPTS EARFCN EIRP EPA ETU E-UTRA EVA EVM FDD FFT FRC GP GSM HARQ ICS ITU-R LA LNA MCS MR NB-IoT NPDSCH NPUSCH NRS OFDM OOB PA PBCH PDCCH PDSCH PUSCH PUCCH PRACH Adjacent Channel Leakage Ratio Acknowledgement (in HARQ protocols) Adjacent Channel Selectivity Additive White Gaussian Noise Base Station Carrier Aggregation Cumulative ACLR Cyclic prefix Cyclic Redundancy Check Continuous Wave Direct Current Discrete Fourier Transformation Dominant Interferer Proportion Digital Terrestrial Television Discontinuous Transmission Downlink part of the special subframe (for TDD operation) E-UTRA Absolute Radio Frequency Channel Number Effective Isotropic Radiated Power Extended Pedestrian A model Extended Typical Urban model Evolved UTRA Extended Vehicular A model Error Vector Magnitude Frequency Division Duplex Fast Fourier Transformation Fixed Reference Channel Guard Period (for TDD operation) Global System for Mobile communications Hybrid Automatic Repeat Request In-Channel Selectivity Radiocommunication Sector of the ITU Local Area Low Noise Amplifier Modulation and Coding Scheme Medium Range Narrowband Internet of Things Narrowband Physical Downlink Shared Channel Narrowband Physical Uplink Shared Channel Narrowband Refernce Signal Orthogonal Frequency Division Multiplex Out-of-band Power Amplifier Physical Broadcast Channel Physical Downlink Control Channel Physical Downlink Shared Channel Physical Uplink Shared Channel Physical Uplink Control Channel Physical Random Access Channel

16 15 TS V ( ) QAM QPSK RAT RB RE RF RMS RS RX RRC SINR SNR TA TDD TX UE WA Quadrature Amplitude Modulation Quadrature Phase-Shift Keying Radio Access Technology Resource Block Resource Element Radio Frequency Root Mean Square (value) Reference Symbol Receiver Root Raised Cosine Signal-to-Interference-and-Noise Ratio Signal-to-Noise Ratio Timing Advance Time Division Duplex Transmitter User Equipment Wide Area

17 16 TS V ( ) 4 General 4.1 Relationship between minimum requirements and test requirements The Minimum Requirements given in this specification make no allowance for measurement uncertainty. The test specification TS [4] Annex G defines Test Tolerances. These Test Tolerances are individually calculated for each test. The Test Tolerances are used to relax the Minimum Requirements in this specification to create Test Requirements. The measurement results returned by the Test System are compared - without any modification - against the Test Requirements as defined by the shared risk principle. The Shared Risk principle is defined in ITU-R M.1545 [3]. 4.2 Base station classes The requirements in this specification apply to Wide Area Base Stations, Medium Range Base Stations, Local Area Base Stations and Home Base Stations unless otherwise stated. Wide Area Base Stations are characterised by requirements derived from Macro Cell scenarios with a BS to UE minimum coupling loss equal to 70 db. The Wide Area Base Station class has the same requirements as the base station for General Purpose application in Release 8. Medium Range Base Stations are characterised by requirements derived from Micro Cell scenarios with a BS to UE minimum coupling loss equal to 53 db. Local Area Base Stations are characterised by requirements derived from Pico Cell scenarios with a BS to UE minimum coupling loss equal to 45 db. Home Base Stations are characterised by requirements derived from Femto Cell scenarios. 4.3 Regional requirements Some requirements in the present document may only apply in certain regions either as optional requirements or set by local and regional regulation as mandatory requirements. It is normally not stated in the 3GPP specifications under what exact circumstances that the requirements apply, since this is defined by local or regional regulation. Table lists all requirements that may be applied differently in different regions.

18 17 TS V ( ) Table 4.3-1: List of regional requirements Clause Requirement Comments number 5.5 Operating bands Some bands may be applied regionally. 5.6 Channel bandwidth Some channel bandwidths may be applied regionally. 5.7 Channel arrangement The requirement is applied according to what operating bands in clause 5.5 that are supported by the BS. 6.2 Base station maximum output power In certain regions, the minimum requirement for normal conditions may apply also for some conditions outside the range of conditions defined as normal Additional requirement (regional) For Band 34 and Band 41 operation in certain regions, the rated output power declared by the manufacturer shall be less than or equal to the values specified in Table and , respectively. In addition for Band 46 operation, the BS may have to comply with the applicable BS power limits established regionally, when deployed in regions where those limits apply and under the conditions declared by the manufacturer Occupied bandwidth For Band 46 operation in certain regions, the occupied bandwidth for each 20MHz channel bandwidth E-UTRA carrier shall be less than or equal to 19MHz or 19.7MHz Operating band unwanted emissions (Category A) Operating band unwanted emissions (Category B) This requirement is mandatory for regions where Category A limits for spurious emissions, as defined in ITU-R Recommendation SM.329 [2] apply. This requirement is mandatory for regions where Category B limits for spurious emissions, as defined in ITU-R Recommendation SM.329 [2], apply Additional requirements These requirements may apply in certain regions as additional Operating band unwanted emission limits. In addition for Band 46 operation, the BS may have to comply with the applicable operating band unwanted emission limits established regionally, when deployed in regions where those limits apply and under the conditions declared by the manufacturer Spurious emissions (Category A) Spurious emissions (Category B) Additional spurious emission requirements Co-location with other base stations This requirement is mandatory for regions where Category A limits for spurious emissions, as defined in ITU-R Recommendation SM.329 [2] apply. This requirement is mandatory for regions where Category B limits for spurious emissions, as defined in ITU-R Recommendation SM.329 [2], apply. These requirements may be applied for the protection of system operating in frequency ranges other than the E-UTRA BS operating band. In addition for Band 46 operation, the BS may have to comply with the applicable spurious emission limits established regionally, when deployed in regions where those limits apply and under the conditions declared by the manufacturer. These requirements may be applied for the protection of other BS receivers when a BS operating in another frequency band is co-located with an E- UTRA BS Additional requirements These requirements may apply in certain regions Co-location with other base stations These requirements may be applied for the protection of the BS receiver when a BS operating in another frequency band is co-located with an E-UTRA BS. 4.4 Applicability of requirements For BS that is E-UTRA (single-rat), E-UTRA with NB-IoT (in band and/or guard band) or standalone NB-IoT capable only, MBMS (including 15 khz, 7.5 khz and 1.25 khz subcarrier spacing), the requirements in the present document are applicable and additional conformance to TS [15] is optional. For a BS additionally conforming to TS [15], conformance to some of the RF requirements in the present document can be demonstrated through the corresponding requirements in TS [15] as listed in Table

19 18 TS V ( ) Table 4.4-1: Alternative RF minimum requirements for a BS additionally conforming to TS [15] RF requirement Clause in the present document Alternative clause in TS [15] Base station output power Transmit ON/OFF power Unwanted emissions Transmitter spurious emissions (except for ) Operating band unwanted emissions , (NOTE 1) (except for and ) Transmitter intermodulation Narrowband blocking Blocking Out-of-band blocking Co-location with other base stations Receiver spurious emissions Intermodulation Narrowband intermodulation NOTE 1: This does not apply when the lowest or highest carrier frequency is configured as 1.4 or 3 MHz carrier in bands of Band Category 1 or 3 according to clause 4.5 in TS [15]. 4.5 Requirements for BS capable of multi-band operation For BS capable of multi-band operation, the RF requirements in clause 6 and 7 apply for each supported operating band unless otherwise stated. For some requirements it is explicitly stated that specific additions or exclusions to the requirement apply for BS capable of multi-band operation. For BS capable of multi-band operation, various structures in terms of combinations of different transmitter and receiver implementations (multi-band or single band) with mapping of transceivers to one or more antenna port(s) in different ways are possible. In the case where multiple bands are mapped on an antenna connector, the exclusions or provisions for multi-band capable BS are applicable to this antenna connector. In the case where a single band is mapped on an antenna connector, the following applies: - Single-band ACLR, operating band unwanted emissions, transmitter spurious emissions, transmitter intermodulation and receiver spurious emissions requirements apply to this antenna connector that is mapped to single-band. - If the BS is configured for single-band operation, single-band requirements shall apply to this antenna connector configured for single-band operation and no exclusions or provisions for multi-band capable BS are applicable. Single-band requirements are tested separately at the antenna connector configured for single-band operation, with all other antenna connectors terminated. For a band supported by a Base Station where the transmitted carriers are not processed in active RF components together with carriers in any other band, single-band transmitter requirements shall apply. For a band supported by a Base Station where the received carriers are not processed in active RF components together with carriers in any other band, single-band receiver requirements shall apply. For a BS capable of multi-band operation supporting bands for TDD, the RF requirements in the present specification assume synchronized operation, where no simultaneous uplink and downlink occur between the supported operating bands. The RF requirements in the present specification are FFS for multi-band operation supporting bands for both FDD and TDD.

20 19 TS V ( ) 5 Operating bands and channel arrangement 5.1 General The channel arrangements presented in this clause are based on the operating bands and channel bandwidths defined in the present release of specifications. NOTE: Other operating bands and channel bandwidths may be considered in future releases. 5.2 Void 5.3 Void 5.4 Void 5.5 Operating bands E-UTRA is designed to operate in the operating bands defined in Table Unless stated otherwise, requirements specified for the TDD duplex mode apply for downlink and uplink operations in Frame Structure Type 2 [4]. NB-IoT is designed to operate in the E-UTRA operating bands 1, 2, 3, 5, 8, 11, 12, 13, 17, 18, 19, 20, 21, 25, 26, 28, 31, 66, 70 which are defined in Table

21 20 TS V ( ) Table E-UTRA frequency bands

22 21 TS V ( ) E-UTRA Operatin g Band Uplink (UL) operating band BS receive UE transmit Downlink (DL) operating band BS transmit UE receive Duplex Mode FUL_low FUL_high FDL_low FDL_high MHz 1980 MHz 2110 MHz 2170 MHz FDD MHz 1910 MHz 1930 MHz 1990 MHz FDD MHz 1785 MHz 1805 MHz 1880 MHz FDD MHz 1755 MHz 2110 MHz 2155 MHz FDD MHz 849 MHz 869 MHz 894MHz FDD 6 FDD 830 MHz 840 MHz 875 MHz 885 MHz (NOTE 1) MHz 2570 MHz 2620 MHz 2690 MHz FDD MHz 915 MHz 925 MHz 960 MHz FDD FDD MHz MHz MHz MHz MHz 1770 MHz 2110 MHz 2170 MHz FDD MHz FDD MHz MHz MHz MHz 716 MHz 729 MHz 746 MHz FDD MHz 787 MHz 746 MHz 756 MHz FDD MHz 798 MHz 758 MHz 768 MHz FDD 15 Reserved Reserved FDD 16 Reserved Reserved FDD MHz 716 MHz 734 MHz 746 MHz FDD MHz 830 MHz 860 MHz 875 MHz FDD MHz 845 MHz 875 MHz 890 MHz FDD MHz 862 MHz 791 MHz 821 MHz MH MHz MH FDD z z MHz MHz 3490 MHz 3510 MHz 3590 MHz FDD MHz 2020 MHz 2180 MHz 2200 MHz FDD MH MHz 1525 MHz 1559 MHz FDD z MHz 1915 MHz 1930 MHz 1995 MHz FDD MHz 849 MHz 859 MHz 894 MHz FDD MHz 824 MHz 852 MHz 869 MHz FDD MHz 748 MHz 758 MHz 803 MHz FDD 29 N/A 717 MHz 728 MHz FDD (NOTE 2) MHz 2315 MHz 2350 MHz 2360 MHz FDD MHz MHz MHz MHz FDD N/A 1452 MHz 1496 MHz FDD (NOTE 2) MHz 1920 MHz 1900 MHz 1920 MHz TDD MHz 2025 MHz 2010 MHz 2025 MHz TDD MHz 1910 MHz 1850 MHz 1910 MHz TDD MHz 1990 MHz 1930 MHz 1990 MHz TDD MHz 1930 MHz 1910 MHz 1930 MHz TDD MHz 2620 MHz 2570 MHz 2620 MHz TDD MHz 1920 MHz 1880 MHz 1920 MHz TDD MHz 2400 MHz 2300 MHz 2400 MHz TDD MHz 2690 MHz 2496 MHz 2690 MHz TDD MHz 3600 MHz 3400 MHz 3600 MHz TDD MHz 3800 MHz 3600 MHz 3800 MHz TDD MHz 803 MHz 703 MHz 803 MHz TDD MHz 1467 MHz 1447 MHz 1467 MHz TDD MHz 5925 MHz 5150 MHz 5925 MHz TDD (NOTE 3, NOTE 4) MHz 5925 MHz 5855 MHz 5925 MHz TDD MHz 3700 MHz 3550 MHz 3700 MHz TDD MHz 2010 MHz 2110 MHz 2200 MHz FDD MHz 1780 MHz 2110 MHz 2200 MHz FDD (NOTE 5)

23 22 TS V ( ) 67 N/A 738 MHz 758 MHz FDD (NOTE 2) MHz 728 MHz 753 MHz 783 MHz FDD 69 N/A 2570 MHz 2620 MHz FDD (NOTE 2) MHz 1710 MHz 1995 MHz 2020 MHz FDD 6 NOTE 1: Band 6, 23 are not applicable. NOTE 2: Restricted to E-UTRA operation when carrier aggregation is configured. The downlink operating band is paired with the uplink operating band (external) of the carrier aggregation configuration that is supporting the configured Pcell. NOTE 3: This band is an unlicensed band restricted to licensed-assisted operation using Frame Structure Type 3. NOTE 4: Band 46 is divided into four sub-bands as in Table 5.5-1A. NOTE 5: The range MHz of the DL operating band is restricted to E-UTRA operation when carrier aggregation is configured. NOTE 6: The range MHz of the DL operating band is restricted to E-UTRA operation when carrier aggregation is configured and TX-RX separation is 300 MHz. The range MHz of the DL operating band is restricted to E- UTRA operation when carrier aggregation is configured and TX-RX separation is 295 MHz. NOTE 7: Void Table 5.5-1A Sub-bands for Band 46 E-UTRA Operatin g Band Uplink (UL) operating band BS receive UE transmit FUL_low FUL_high Downlink (DL) operating band BS transmit UE receive FDL_low FDL_high 46a 5150 MHz 5250 MHz 5150 MHz 5250 MHz 46b 5250 MHz 5350 MHz 5250 MHz 5350 MHz 46c 5470 MHz 5725 MHz 5470 MHz 5725 MHz 46d 5725 MHz 5925 MHz 5725 MHz 5925 MHz E-UTRA is designed to operate for the carrier aggregation bands defined in Tables to Table Intra-band contiguous carrier aggregation bands CA Band E-UTRA operating band CA_1 1 CA_2 2 CA_3 3 CA_5 5 CA_7 7 CA_8 8 CA_12 12 CA_23 23 CA_27 27 CA_38 38 CA_39 39 CA_40 40 CA_41 41 CA_42 42 CA_43 43 CA_48 48 CA_66 66 CA_70 70

24 23 TS V ( ) Table Inter-band carrier aggregation bands (two bands)

25 24 TS V ( ) CA Band E-UTRA operating bands CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

26 25 TS V ( ) 12 CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

27 26 TS V ( ) CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_5-12 5

28 27 TS V ( ) 12 CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

29 28 TS V ( ) CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

30 29 TS V ( ) 67 CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

31 30 TS V ( ) CA_ CA_46-70 CA_48-66 CA_ Table 5.5-3A. Inter-band carrier aggregation bands (three bands) CA Band E-UTRA operating bands CA_ CA_ CA_ CA_ CA_ CA_

32 31 TS V ( ) CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

33 32 TS V ( ) CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

34 33 TS V ( ) 5 CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

35 34 TS V ( ) 5 66 CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

36 35 TS V ( ) CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

37 36 TS V ( ) CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

38 37 TS V ( ) 12 CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

39 38 TS V ( ) CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ Table 5.5-3B. Inter-band carrier aggregation bands (four bands) CA Band E-UTRA operating bands CA_ CA_

40 39 TS V ( ) CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

41 40 TS V ( ) CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_

42 41 TS V ( ) CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ Table 5.5-3C. Inter-band carrier aggregation bands (five bands) CA Band E-UTRA operating bands CA_ CA_

43 42 TS V ( ) Table Intra-band non-contiguous carrier aggregation bands (with two sub-blocks) CA Band E-UTRA operating band CA_1-1 1 CA_2-2 2 CA_3-3 3 CA_4-4 4 CA_5-5 5 CA_7-7 7 CA_ CA_ CA_ CA_ CA_ CA_ CA_ CA_ Channel bandwidth For E-UTRA, requirements in present document are specified for the channel bandwidths listed in Table Table Transmission bandwidth configuration NRB in E-UTRA channel bandwidths Channel bandwidth BWChannel [MHz] Transmission bandwidth configuration NRB For E-UTRA, figure shows the relation between the channel bandwidth (BW Channel) and the transmission bandwidth configuration (N RB). The channel edges are defined as the lowest and highest frequencies of the carrier separated by the channel bandwidth, i.e. at F C +/- BW Channel /2. Channel Bandwidth [MHz] Transmission Bandwidth Configuration [RB] Channel edge Resource block Transmission Bandwidth [RB] Channel edge Active Resource Blocks Center subcarrier (corresponds to DC in baseband) is not transmitted in downlink Figure Definition of Channel Bandwidth and Transmission Bandwidth Configuration for one E-UTRA carrier

44 43 TS V ( ) Figure illustrates the Aggregated Channel Bandwidth for intra-band carrier aggregation. Aggregated Channel Bandwidth, BWchannel_CA [MHz] Lower Edge Lowest Carrier Transmission Bandwidth Configuration [RB] Highest Carrier Transmission Bandwidth Configuration [RB] Upper Edge Resource block Foffset Foffset Fedge_low FC_low For each carrier, the center sub carrier (corresponds to DC in baseband) is not transmitted in downlink FC_high Fedge_high Figure Definition of Aggregated Channel Bandwidth for intra-band carrier aggregation The lower edge of the Aggregated Channel Bandwidth (BW Channel_CA) is defined as F edge_low = F C_low - F offset. The upper edge of the Aggregated Channel Bandwidth is defined as F edge_high = F C_high + F offset. The Aggregated Channel Bandwidth, BW Channel_CA, is defined as follows: BW Channel_CA F edge_high - F edge_low [MHz] Figure illustrates the sub-block bandwidth for a BS operating in non-contiguous spectrum Sub-block Bandwidth, BW Channel,block [MHz] Sub-block Bandwidth, BW Channel,block [MHz] Lower Sub-block Edge Transmission Bandwidth Configuration of the lowest carrier in a subblock [RB] Resource block Transmission Bandwidth Configuration of the highest carrier in a sub-block [RB] Upper Sub-block Edge... Lower Sub-block Edge Transmission Bandwidth Configuration of the lowest carrier in a sub-block [RB] Resource block Transmission Bandwidth Configuration of the highest carrier in a sub-block [RB] Upper Sub-block Edge Foffset F offset F offset Foffset Fedge,block 1, low F For C,block each 1,low carrier, the center sub carrier (corresponds to DC in baseband) is not transmitted in downlink Fedge,block 1,high F C,block n,low For each carrier, the center sub carrier (corresponds to DC in baseband) is not transmitted in downlink F C,block n,high F edge,block n,high Sub block 1 Sub block n Base Station RF Bandwidth Figure Definition of sub-block bandwidth for intra-band non-contiguous spectrum The lower sub-block edge of the sub-block bandwidth (BW Channel,block) is defined as F edge,block, low = F C,block,low - F offset. The upper sub-block edge of the sub-block bandwidth is defined as F edge,block,high = F C,block,high + F offset. The sub-block bandwidth, BW Channel,block, is defined as follows: BW Channel,block F edge,block,high - F edge,block,low [MHz]

45 44 TS V ( ) F offset is defined in Table below where BW Channel is defined in Table Table 5.6-2: Definition of F offset Channel Bandwidth of the Lowest or Foffset[MHz] Highest Carrier: BWChannel[MHz] 5, 10, 15, 20 BWChannel/2 NOTE 1: F offset is calculated separately for each Base Station RF Bandwidth edge / sub-block edge. NOTE 2: The values of BW Channel_CA/BW Channel,block for UE and BS are the same if the channel bandwidths of lowest and the highest component carriers are identical. For NB-IoT, requirements in present document are specified for the channel bandwidths listed in Table Table 5.6-3: Transmission bandwidth configuration N RB, N tone 15kHz and N tone 3.75kHz in NB-IoT channel bandwidth NB-IoT Standalone In-band Guard Band Channel bandwidth BWChannel [khz] Transmission bandwidth configuration NRB Transmission bandwidth configuration Ntone 15kHz Transmission bandwidth configuration Ntone 3.75kHz 200 E-UTRA channel bandwidth in Table for BWChannel>1.4MHz E-UTRA channel bandwidth in Table for BWChannel >3MHz For NB-IoT standalone operation, figure shows the relation between the channel bandwidth (BW Channel) and the transmission bandwidth configuration (N RB, N tone 15kHz and N tone 3.75kHz) for NB-IoT standalone operation. The channel edges are defined as the lowest and highest frequencies of the carrier separated by the channel bandwidth, i.e. at F C +/- BW Channel /2. For NB-IoT standalone operation, NB-IoT requirements for receiver and transmitter shall apply with a frequency offset Foffset as defined in Table 5.6-3A. Table 5.6-3A: F offset for NB-IoT standalone operation Lowest or Highest Carrier Standalone NB-IoT Foffset 200 khz

46 45 TS V ( ) Figure Definition of Channel Bandwidth and Transmission Bandwidth Configuration for NB-IoT standalone operation For NB-IoT in-band operation, figure shows the relation between the channel bandwidth (BW Channel) and the transmission bandwidth configuration (N RB, N tone 15kHz and N tone 3.75kHz). The channel edges are defined as the lowest and highest frequencies of the carrier separated by the channel bandwidth, i.e. at F C +/- BW Channel /2. Figure Definition of Channel Bandwidth and Transmission Bandwidth Configuration for NB-IoT in-band operation

47 46 TS V ( ) For NB-IoT guard band operation, figure shows the relation between the channel bandwidth (BW Channel) and the transmission bandwidth configuration (N RB, N tone 15kHz and N tone 3.75kHz). The channel edges are defined as the lowest and highest frequencies of the carrier separated by the channel bandwidth, i.e. at F C +/- BW Channel /2. Figure Definition of Channel Bandwidth and Transmission Bandwidth Configuration for NB-IoT guard band operation 5.7 Channel arrangement Channel spacing The spacing between carriers will depend on the deployment scenario, the size of the frequency block available and the channel bandwidths. The nominal channel spacing between two adjacent E-UTRA carriers is defined as following: Nominal Channel spacing = (BW Channel(1) + BW Channel(2))/2 where BW Channel(1) and BW Channel(2) are the channel bandwidths of the two respective E-UTRA carriers. The channel spacing can be adjusted to optimize performance in a particular deployment scenario. For 20MHz carriers in Band 46, the requirements apply for both 19.8 MHz and 20.1 MHz nominal carrier spacing A CA Channel spacing For intra-band contiguously aggregated carriers the channel spacing between adjacent component carriers shall be multiple of 300 khz. The nominal channel spacing between two adjacent aggregated E-UTRA carriers is defined as follows: Nominal channel spacing = BW Channel(1) + BW Channel(2) 0.1BW 0.6 Channel(1) BW Channel(2) 0.3 where BW Channel(1) and BW Channel(2) are the channel bandwidths of the two respective E-UTRA component carriers according to Table with values in MHz. The channel spacing for intra-band contiguous carrier aggregation can be adjusted to any multiple of 300 khz less than the nominal channel spacing to optimize performance in a particular deployment scenario.

48 47 TS V ( ) For intra-band contiguous carrier aggregation with two or more component carriers in Band 46, the requirements apply for both 19.8 MHz and 20.1 MHz nominal carrier spacing between two 20 MHz component carriers, and for 15.0 MHz nominal carrier spacing between 10 MHz and 20 MHz component carriers Channel raster The channel raster is 100 khz for all bands, which means that the carrier centre frequency must be an integer multiple of 100 khz Carrier frequency and EARFCN The carrier frequency in the uplink and downlink is designated by the E-UTRA Absolute Radio Frequency Channel Number (EARFCN) in the range The relation between EARFCN and the carrier frequency in MHz for the downlink is given by the following equation, where F DL_low and N Offs-DL are given in table and N DL is the downlink EARFCN. F DL = F DL_low + 0.1(N DL N Offs-DL) The relation between EARFCN and the carrier frequency in MHz for the uplink is given by the following equation where F UL_low and N Offs-UL are given in table and N UL is the uplink EARFCN. F UL = F UL_low + 0.1(N UL N Offs-UL) The carrier frequency of NB-IoT in the downlink is designated by the E-UTRA Absolute Radio Frequency Channel Number (EARFCN) in the range and the Offset of NB-IoT Channel Number to EARFCN in the range {- 10,-9,-8,-7,-6,-5,-4,-3,-2,-1,-0.5,0,1,2,3,4,5,6,7,8,9}. The relation between EARFCN, Offset of NB-IoT Channel Number to EARFCN and the carrier frequency in MHz for the downlink is given by the following equation, where F DL is the downlink carrier frequency of NB-IoT, F DL_low and N Offs-DL are given in table , N DL is the downlink EARFCN, M DL is the Offset of NB-IoT Channel Number to downlink EARFCN. F DL = F DL_low + 0.1(N DL N Offs-DL) *(2M DL+1) The carrier frequency of NB-IoT in the uplink is designated by the E-UTRA Absolute Radio Frequency Channel Number (EARFCN) in the range and the Offset of NB-IoT Channel Number to EARFCN in the range {-10,- 9,-8,-7,-6,-5,-4,-3,-2,-1,0,1,2,3,4,5,6,7,8,9}. The relation between EARFCN, Offset of NB-IoT Channel Number to EARFCN and the carrier frequency in MHz for the uplink is given by the following equation, where F UL is the uplink carrier frequency of NB-IoT, F UL_low and N Offs-UL are given in table , N UL is the uplink EARFCN, M UL is the Offset of NB-IoT Channel Number to uplink EARFCN. F UL = F UL_low + 0.1(N UL N Offs-UL) *(2M UL) NOTE 1: For NB-IoT, N DL or N UL is different than the value of EARFCN that corresponds to E-UTRA downlink or uplink carrier frequency for in-band and guard band operation. NOTE 2: M DL = -0.5 is not applicable for in-band and guard band operation. NOTE 3: For the carrier including NPSS/NSSS for in-band and guard band operation, MDL is selected from {-2,- 1,0,1}. NOTE 4: For the carrier including NPSS/NSSS for stand-alone operation, MDL = -0.5.

49 48 TS V ( ) Table : E-UTRA channel numbers

50 49 TS V ( ) E-UTRA Downlink Uplink Operating FDL_low [MHz] NOffs-DL Range of NDL FUL_low [MHz] NOffs-UL Range of NUL Band N/A (NOTE 2) N/A (NOTE 2) (NOTE 3) (NOTE 4) N/A (NOTE 2) N/A (NOTE 2) 70 (NOTE 5)

51 50 TS V ( ) NOTE 1: The channel numbers that designate carrier frequencies so close to the operating band edges that the carrier extends beyond the operating band edge shall not be used. This implies that the first 7, 15, 25, 50, 75 and 100 channel numbers at the lower operating band edge and the last 6, 14, 24, 49, 74 and 99 channel numbers at the upper operating band edge shall not be used for channel bandwidths of 1.4, 3, 5, 10, 15 and 20 MHz respectively. NOTE 2: Restricted to E-UTRA operation when carrier aggregation is configured. NOTE 3: The following NDL and NUL are allowed for operation in Band 46 assuming 20MHz channel bandwidth: NDL =NUL = {n-2, n-1, n, n+1, n+2 n = (5160 MHz), (5180 MHz), (5200 MHz), (5220 MHz), (5240 MHz), (5260 MHz), (5280 MHz), (5300 MHz), (5320 MHz), (5340 MHz), (5480 MHz), (5500 MHz), (5520 MHz), (5540 MHz), (5560 MHz), (5580 MHz), (5600 MHz), (5620 MHz), (5640 MHz), (5660 MHz), (5680 MHz), (5700 MHz), (5720 MHz), (5745 MHz), (5765 MHz), (5785 MHz), (5805 MHz), (5825 MHz), (5845 MHz), (5865 MHz), (5885 MHz), (5905 MHz)}. And the following NDL and NUL are allowed for operation in Band 46 assuming 10MHz channel bandwidth: NDL =NUL = {n-2, n-1, n, n+1, n+2 n = (5730 MHz), (5830 MHz)}. 10 MHz channel bandwidth shall only apply in certain regions where the absence of non 3GPP technologies can be guaranteed on a long term basis in this version of specification. NOTE 4: Downlink frequency range MHz is restricted to E-UTRA operation when carrier aggregation is configured. NOTE 5: The range MHz of the DL operating band is restricted to E-UTRA operation when carrier aggregation is configured and TX-RX separation is 300 MHz. The range MHz of the DL operating band is restricted to E-UTRA operation when carrier aggregation is configured and TX-RX separation is 295 MHz EARFCN sets for uplink transmissions on multiple Scells configured in Band 46 On a configured set of carriers with carrier frequencies that are a subset of any of the following sets of EARFCN, if the enb schedules a UE to transmit in a subframe on the configured set of carriers, and if the UL grants scheduling PUSCH transmissions on any of the said set of carriers indicate Type 1 channel access procedure, and if the same PUSCH starting position is indicated for all carriers, transmissions in accordance with the conditions for Type 2 channel access specified in clause of [11] are allowed: - for sets of two Scells: {47090, 47290}, {47490, 47690}, {47890, 48090}, {48290, 48490}, {50290, 50490}, {50690, 50890}, {51090, 51290}, {51490, 51690}, {51890, 52090} - for sets of four Scells: {47090, 47290, 47490, 47690}, {47890, 48090, 48290, 48490}, {50290, 50490, 50690, 50890}, {51090, 51290, 51490, 51690} - [for sets of eight Scells: {47090, 47290, 47490, 47690, 47890, 48090, 48290, 48490}, {50290, 50490, 50690, 50890, 51090, 51290, 51490, 51690}] 5.8 Requirements for contiguous and non-contiguous spectrum A spectrum allocation where the BS operates can either be contiguous or non-contiguous. Unless otherwise stated, the requirements in the present specification apply for BS configured for both contiguous spectrum operation and noncontiguous spectrum operation. For BS operation in non-contiguous spectrum, some requirements apply also inside the sub-block gaps. For each such requirement, it is stated how the limits apply relative to the sub-block edges. 6 Transmitter characteristics 6.1 General Unless otherwise stated, the requirements in clause 6 are expressed for a single transmitter antenna connector. In case of multi-carrier transmission with one or multiple transmitter antenna connectors, transmit diversity or MIMO transmission, the requirements apply for each transmitter antenna connector.

52 51 TS V ( ) Unless otherwise stated, the transmitter characteristics are specified at the BS antenna connector (test port A) with a full complement of transceivers for the configuration in normal operating conditions. If any external apparatus such as a TX amplifier, a filter or the combination of such devices is used, requirements apply at the far end antenna connector (port B). Unless otherwise stated the requirements in clause 6 applies at all times, i.e. during the Transmitter ON period, the Transmitter OFF period and the Transmitter transient period. Unless otherwise stated the requirements for NB-IoT in clause 6 applies for all operation modes (In-band operation, Guard-band operation and Stand-alone operation). BS cabinet External PA (if any) External device e.g. TX filter (if any) Towards antenna connector Test port A Test port B Figure 6.1-1: Transmitter test ports 6.2 Base station output power Output power, Pout, of the base station is the mean power of one carrier delivered to a load with resistance equal to the nominal load impedance of the transmitter. Rated total output power of the base station is the mean power for BS operating in single carrier, multi-carrier, or carrier aggregation configurations that the manufacturer has declared to be available at the antenna connector during the transmitter ON period. Maximum output power (P max,c) of the base station is the mean power level per carrier measured at the antenna connector during the transmitter ON period in a specified reference condition. Rated output power, P rated,c, of the base station is the mean power level per carrier for BS operating in single carrier, multi-carrier, or carrier aggregation configurations that the manufacturer has declared to be available at the antenna connector during the transmitter ON period. NOTE: NOTE: Different P rated,c may be declared for different configurations. For NB-IoT in-band and guard band operation, the LTE carrier and NB-IoT carrier shall be seen as a single carrier occupied LTE channel bandwidth, the output power over this carrier is shared between LTE and NB-IoT. This note is applied for Pout, Rated total output power, Pmax,c and Prated,c. The rated output power, P rated,c, of the BS shall be as specified in Table

53 52 TS V ( ) Table 6.2-1: Base Station rated output power BS class Wide Area BS Prated,c - (note) NOTE: Medium Range BS < + 38 dbm Local Area BS < + 24 dbm Home BS < + 20 dbm (for one transmit antenna port) < + 17 dbm (for two transmit antenna ports) < + 14dBm (for four transmit antenna ports) < + 11dBm (for eight transmit antenna ports) There is no upper limit for the rated output power of the Wide Area Base Station. In addition for Band 46 operation, the BS may have to comply with the applicable BS power limits established regionally, when deployed in regions where those limits apply and under the conditions declared by the manufacturer. The regional requirements may be in the form of conducted power, power spectral density, EIRP and other types of limits. In case of regulatory limits based on EIRP, assessment of the EIRP level is described in Annex H Minimum requirement In normal conditions, the base station maximum output power, P max,c, shall remain within +2 db and -2 db of the rated output power, P rated,c, declared by the manufacturer. In extreme conditions, the base station maximum output power, P max,c, shall remain within +2.5 db and -2.5 db of the rated output power, P rated,c, declared by the manufacturer. In certain regions, the minimum requirement for normal conditions may apply also for some conditions outside the range of conditions defined as normal Additional requirement (regional) For Band 34 operation in Japan, the rated output power, P rated,c, declared by the manufacturer shall be less than or equal to the values specified in Table Table : Regional requirements for Band 34 for rated output power declared by the manufacturer. Channel bandwidth BWChannel [MHz] Maximum output power Pmax,c [W] N/A N/A N/A For Band 41 operation in Japan, the rated output power, P rated,c, per BS declared by the manufacturer shall be less than or equal to the values specified in Table Table : Regional requirements for Band 41 for rated output power declared by the manufacturer. Channel bandwidth BWChannel [MHz] Maximum output power Pmax,c [W] N/A N/A N/A 20 N/A 40

54 53 TS V ( ) Home BS output power for adjacent UTRA channel protection The Home BS shall be capable of adjusting the transmitter output power to minimize the interference level on the adjacent channels licensed to other operators in the same geographical area while optimize the Home BS coverage. These requirements are only applicable to Home BS. The requirements in this clause are applicable for AWGN radio propagation conditions. The output power, Pout, of the Home BS shall be as specified in Table under the following input conditions: - CPICH Êc, measured in dbm, is the code power of the Primary CPICH on one of the adjacent channels present at the Home BS antenna connector for the CPICH received on the adjacent channels. If Tx diversity is applied on the Primary CPICH, CPICH Êc shall be the sum in [W] of the code powers of the Primary CPICH transmitted from each antenna. - Ioh, measured in dbm, is the total received power density, including signals and interference but excluding the own Home BS signal, present at the Home BS antenna connector on the Home BS operating channel. In case that both adjacent channels are licensed to other operators, the most stringent limit shall apply for Pout. In the case when one of the adjacent channels is licensed to an E-UTRA operator while the other adjacent channel is licensed to an UTRA operator, the more stringent limit of this subclause and subclause shall apply for Pout. In case the Home BS s operating channel and both adjacent channels are licensed to the same operator, the requirements of this clause do not apply. The input conditions defined for the requirements in this section are specified at the antenna connector of the Home BS. For Home BS receivers with diversity, the requirements apply to each antenna connector separately, with the other one(s) terminated or disabled. The requirements are otherwise unchanged. For Home BS(s) without measurement capability, a reference antenna with a gain of 0 dbi is assumed for converting these power levels into field strength requirements. Table : Home BS output power for adjacent operator UTRA channel protection Input Conditions Ioh > CPICH Êc + 43 db And CPICH Êc - 105dBm Ioh CPICH Êc + 43 db and CPICH Êc - 105dBm Output power, Pout 10 dbm max(8 dbm, min(20 dbm, CPICH Êc db)) Note 1: Note 2: Note 3: The Home BS transmitter output power specified in Table assumes a Home BS reference antenna gain of 0 dbi, an target outage zone of 47dB around the Home BS for an UE on the adjacent channel, with an allowance of 2 db for measurement errors, an ACIR of 33 db, an adjacent channel UE CPICH Ec/Io target of -18 db and the same CPICH Êc value at the adjacent channel UE as for the Home BS. For CPICH Êc < -105dBm, the requirements in subclauses and apply. The output power Pout is the sum transmit power across all the antennas of the Home BS, with each transmit power measured at the respective antenna connectors Home BS output power for adjacent E-UTRA channel protection The Home BS shall be capable of adjusting the transmitter output power to minimize the interference level on the adjacent channels licensed to other operators in the same geographical area while optimize the Home BS coverage. These requirements are only applicable to Home BS. The requirements in this clause are applicable for AWGN radio propagation conditions. The output power, Pout, of the Home BS shall be as specified in Table under the following input conditions: - CRS Ês, measured in dbm, is the Reference Signal Received Power per resource element on one of the adjacent channels present at the Home BS antenna connector for the Reference Signal received on the adjacent channels. For CRS Ês determination, the cell-specific reference signal R0 according TS [3] shall be used. If the Home BS can reliably detect that multiple TX antennas are used for transmission on the adjacent channel, it may use the average in [W] of the CRS Ês on all detected antennas.

55 54 TS V ( ) - Ioh, measured in dbm, is the total received power density, including signals and interference but excluding the own Home BS signal, present at the Home BS antenna connector on the Home BS operating channel. In case that both adjacent channels are licensed to other operators, the most stringent limit shall apply for Pout. In the case when one of the adjacent channels is licensed to an E-UTRA operator while the other adjacent channel is licensed to an UTRA operator, the more stringent limit of this subclause and subclause shall apply for Pout. In case the Home BS s operating channel and both adjacent channels are licensed to the same operator, the requirements of this clause do not apply. The input conditions defined for the requirements in this section are specified at the antenna connector of the Home BS. For Home BS receivers with diversity, the requirements apply to each antenna connector separately, with the other one(s) terminated or disabled. The requirements are otherwise unchanged. For Home BS(s) without measurement capability, a reference antenna with a gain of 0 dbi is assumed for converting these power levels into field strength requirements. Table : Home BS output power for adjacent operator E-UTRA channel protection Input Conditions Ioh > CRS Ês + 10 log db and CRS Ês -127dBm Ioh CRS Ês + 10 log db and CRS Ês -127dBm DL RB ( N N ) RB sc DL RB ( N N ) RB sc Output power, Pout 10 dbm max(8 dbm, min(20 dbm, CRS Ês + 10 log db)) DL RB ( N N ) RB sc Note 1: Note 2: Note 3: Note 4: Note 5: The Home BS transmitter output power specified in Table assumes a Home BS reference antenna gain of 0 dbi, an target outage zone of 47dB around the Home BS for an UE on the adjacent channel, with an allowance of 2 db for measurement errors, an ACIR of 30 db, an adjacent channel UE Ês/Iot target of - 6 db and the same CRS Ês value at the adjacent channel UE as for the Home BS. For CRS Ês < -127dBm, the requirements in subclauses and apply. The output power Pout is the sum transmit power across all the antennas of the Home BS, with each transmit power measured at the respective antenna connectors. DL N RB is the number of downlink resource blocks in the own Home BS channel. RB N is the number of subcarriers in a resource block, = 12 RB sc N. sc Home BS Output Power for co-channel E-UTRA protection To minimize the co-channel DL interference to non-csg macro UEs operating in close proximity while optimizing the CSG Home BS coverage, Home BS may adjust its output power according to the requirements set out in this clause. These requirements are only applicable to Home BS. The requirements in this clause are applicable for AWGN radio propagation conditions. For Home BS that supports the requirements in this clause, the output power, Pout, of the Home BS shall be as specified in Table under the following input conditions: - CRS Ês, measured in dbm, is the Reference Signal Received Power per resource element present at the Home BS antenna connector received from the co-channel Wide Area BS. For CRS Ês determination, the cell-specific reference signal R0 according TS [10] shall be used. If the Home BS can reliably detect that multiple TX antenna ports are used for transmission by the co-channel Wide Area Base Station, it may use the average in [W] of the CRS Ês on all detected TX antenna ports, including R0. - Ioh, measured in dbm, is the total received DL power, including all interference but excluding the own Home BS signal, present at the Home BS antenna connector on the Home BS operating channel.

56 55 TS V ( ) - Iob, measured in dbm, is the uplink received interference power, including thermal noise, within one physical RB resource block s bandwidth of Nsc resource elements as defined in TS , present at the Home BS antenna connector on the Home BS operating channel. The input conditions defined for the requirements in this section are specified at the antenna connector of the Home BS. For Home BS receivers with diversity, the requirements apply to each antenna connector separately, with the other one(s) terminated or disabled. The requirements are otherwise unchanged. For Home BS(s) without measurement capability, a reference antenna with a gain of 0 dbi is assumed for converting these power levels into field strength requirements. Table : Home BS output power for co-channel E-UTRA channel protection Input Conditions DL RB Ioh (DL) > CRS Ês + 10log10( N RB N sc ) + 30 db Output power, Pout 10 dbm and Option 1: CRS Ês -127 dbm or Option 2: CRS Ês -127 dbm and Iob > -103 dbm DL RB Ioh (DL) CRS Ês + 10log10( N RB N sc ) + 30 db and Option 1: CRS Ês -127 dbm or max (Pmin, min (Pmax,c CRS Ês + DL RB 10log10( N RB N sc ) + X )) 30 db X 70 db Pmin = - 10 dbm Option 2. CRS Ês -127 dbm and Iob > -103 dbm Note 1: Note 2: Note 3: Note 4: Note 5: Note 6: Note 7: Only the option supported by the Home BS shall be tested. For CRS Ês < -127dBm, or Iob -103 dbm when Option 2 is supported, the requirements in sub-clauses and apply. The output power, Pout, is the sum of transmits power across all the antennas of the Home BS, with each transmit power measured at the respective antenna connectors. DL N RB is the number of downlink resource blocks in the own Home BS channel. RB N is the number of subcarriers in a resource block, = 12 RB sc X is a network configurable parameter. N. Pmin can be lower dependent on the Home BS total dynamic range. sc Note 8: Other input conditions and output power to be applied for network scenarios other than co-channel E- UTRA macro channel protection shall not be precluded. 6.3 Output power dynamics The requirements in subclause 6.3 apply during the transmitter ON period. Transmit signal quality (as specified in subclause 6.5) shall be maintained for the output power dynamics requirements of this Clause. Power control is used to limit the interference level.

57 56 TS V ( ) RE Power control dynamic range The RE power control dynamic range is the difference between the power of an RE and the average RE power for a BS at maximum output power for a specified reference condition Minimum requirements RE power control dynamic range: Table E-UTRA BS RE power control dynamic range Modulation scheme used on the RE RE power control dynamic range (db) (down) (up) QPSK (PDCCH) QPSK (PDSCH) QAM (PDSCH) QAM (PDSCH) QAM (PDSCH) 0 0 NOTE 1: The output power per carrier shall always be less or equal to the maximum output power of the base station Total power dynamic range The total power dynamic range is the difference between the maximum and the minimum transmit power of an OFDM symbol for a specified reference condition. NOTE 1: The upper limit of the dynamic range is the OFDM symbol power for a BS at maximum output power. The lower limit of the dynamic range is the OFDM symbol power for a BS when one resource block is transmitted. The OFDM symbol shall carry PDSCH and not contain RS, PBCH or synchronisation signals. NOTE 2: The requirement does not apply to Band Minimum requirements The downlink (DL) total power dynamic range for each E-UTRA carriershall be larger than or equal to the level in Table Table E-UTRA BS total power dynamic range E-UTRA channel bandwidth (MHz) Total power dynamic range (db) NB-IoT RB power dynamic range for in-band or guard band operation The NB-IoT RB power dynamic range (or NB-IoT power boosting) for guard-band operation is the difference between the power of NB-IoT carrier (which occupies 180kHz in guard band) and the average power over all carriers (both E- UTRA and NB-IoT).

58 57 TS V ( ) The NB-IoT RB power dynamic range (or NB-IoT power boosting) for in-band operation is the difference between the average power of NB-IoT REs (which occupies certain REs in a PRB of E-UTRA carrier) and the average power over all REs (both E-UTRA and NB-IoT) Minimum Requirement NB-IoT power dynamic range shall be larger than or equal to +6dB, except for guard band operation with E-UTRA 5 MHz channel bandwidth signal where BS manufacturer shall declare the NB-IoT dynamic range power it could support. (in this version of the specification). The +6 db power dynamic range is only required for one NB-IoT PRB for both in-band and guard band operation modes. For guard band operation, this NB-IoT PRB should be placed adjacent to the LTE PRB edge as close as possible (i.e., away from edge of channel bandwidth). 6.4 Transmit ON/OFF power The requirements in subclause 6.4 are only applied for E-UTRA TDD BS Transmitter OFF power Transmitter OFF power is defined as the mean power measured over 70 us filtered with a square filter of bandwidth equal to the transmission bandwidth configuration of the BS (BW Config) centred on the assigned channel frequency during the transmitter OFF period. For BS supporting intra-band contiguous CA, the transmitter OFF power is defined as the mean power measured over 70 us filtered with a square filter of bandwidth equal to the Aggregated Channel Bandwidth BW Channel_CA centred on (F edge_high+f edge_low)/2 during the transmitter OFF period Minimum Requirement The transmitter OFF power spectral density shall be less than -85dBm/MHz. For BS capable of multi-band operation, the requirement is only applicable during the transmitter OFF period in all supported operating bands Transmitter transient period The transmitter transient period is the time period during which the transmitter is changing from the OFF period to the ON period or vice versa. The transmitter transient period is illustrated in Figure

59 58 TS V ( ) ON power level (Informative) Transmitter Output Power UL Subframe Transmitter ON period (DL Subframe and DwPTS) GP and UpPTS OFF power level Transmitter OFF period Transmitter transient period Time Transmitter OFF period Figure Illustration of the relations of transmitter ON period, transmitter OFF period and transmitter transient period Minimum requirements The transmitter transient period shall be shorter than the values listed in Table Table Minimum requirements for the transmitter transient period Transition Transient period length [us] OFF to ON 17 ON to OFF Transmitted signal quality The requirements in subclause 6.5 apply to the transmitter ON period Frequency error Frequency error is the measure of the difference between the actual BS transmit frequency and the assigned frequency. The same source shall be used for RF frequency and data clock generation Minimum requirement For E-UTRA, the modulated carrier frequency of each E-UTRA carrier configured by the BS shall be accurate to within the accuracy range given in Table observed over a period of one subframe (1ms). For NB-IoT, the modulated carrier frequency of each NB-IoT carrier configured by the BS shall be accurate to within the accuracy range given in Table observed over a period of one subframe (1ms).

60 59 TS V ( ) Table : Frequency error minimum requirement BS class Wide Area BS Medium Range BS Local Area BS Home BS Accuracy ±0.05 ppm ±0.1 ppm ±0.1 ppm ±0.25 ppm Error Vector Magnitude The Error Vector Magnitude is a measure of the difference between the ideal symbols and the measured symbols after the equalization. This difference is called the error vector. The equaliser parameters are estimated as defined in Annex E. The EVM result is defined as the square root of the ratio of the mean error vector power to the mean reference power expressed in percent. For E-UTRA, for all bandwidths, the EVM measurement shall be performed for each E-UTRA carrier over all allocated resource blocks and downlink subframes within 10ms measurement periods. The boundaries of the EVM measurement periods need not be aligned with radio frame boundaries. The EVM value is then calculated as the mean square root of the measured values. The EVM of each E-UTRA carrier for different modulation schemes on PDSCH shall be better than the limits in table : Table : EVM requirements for E-UTRA carrier Modulation scheme for PDSCH Required EVM [%] QPSK 17.5 % 16QAM 12.5 % 64QAM 8 % 256QAM 3.5 % For NB-IoT, for all bandwidths, the EVM measurement shall be performed for each NB-IoT carrier over all allocated resource and downlink subframes within 10ms measurement periods. The boundaries of the EVM measurement periods need not be aligned with radio frame boundaries. The EVM value is then calculated as the mean square root of the measured values. The EVM of each NB-IoT carrier on NB-PDSCH shall be better than the limits in Table : Table : EVM requirements for NB-IoT carrier Modulation scheme for NB-PDSCH Required EVM [%] QPSK 17.5 % Time alignment error This requirement applies to frame timing in TX diversity, MIMO transmission, carrier aggregation and their combinations. Frames of the LTE signals present at the BS transmitter antenna port(s) are not perfectly aligned in time. In relation to each other, the RF signals present at the BS transmitter antenna port(s) experience certain timing differences. For a specific set of signals/transmitter configuration/transmission mode, time alignment error (TAE) is defined as the largest timing difference between any two signals Minimum Requirement For E-UTRA: - For MIMO or TX diversity transmissions, at each carrier frequency, TAE shall not exceed 65 ns.

61 60 TS V ( ) - For intra-band contiguous carrier aggregation, with or without MIMO or TX diversity, TAE shall not exceed 130 ns. - For intra-band non-contiguous carrier aggregation, with or without MIMO or TX diversity, TAE shall not exceed 260 ns. - For inter-band carrier aggregation, with or without MIMO or TX diversity, TAE shall not exceed 260ns. For NB-IoT: - For TX diversity transmissions, at each carrier frequency, TAE shall not exceed 65 ns DL RS power For E-UTRA, DL RS power is the resource element power of the Downlink Reference Symbol. The absolute DL RS power is indicated on the DL-SCH. The absolute accuracy is defined as the maximum deviation between the DL RS power indicated on the DL-SCH and the DL RS power of each E-UTRA carrier at the BS antenna connector. For NB-IoT, DL NRS power is the resource element power of the Downlink Narrow-band Reference Signal. The absolute DL NRS power is indicated on the DL-SCH. The absolute accuracy is defined as the maximum deviation between the DL NRS power indicated on the DL-SCH and the DL NRS power of each NB-IoT carrier at the BS antenna connector Minimum requirements For E-UTRA, DL RS power of each E-UTRA carrier shall be within ± 2.1 db of the DL RS power indicated on the DL- SCH. For NB-IoT, DL NRS power of each NB-IoT carrier shall be within ± 2.1 db of the DL NRS power indicated on the DL-SCH. 6.6 Unwanted emissions Unwanted emissions consist of out-of-band emissions and spurious emissions [2]. Out of band emissions are unwanted emissions immediately outside the channel bandwidth resulting from the modulation process and non-linearity in the transmitter but excluding spurious emissions. Spurious emissions are emissions which are caused by unwanted transmitter effects such as harmonics emission, parasitic emission, intermodulation products and frequency conversion products, but exclude out of band emissions. The out-of-band emissions requirement for the BS transmitter is specified both in terms of Adjacent Channel Leakage power Ratio (ACLR) and Operating band unwanted emissions. The Operating band unwanted emissions define all unwanted emissions in each supported downlink operating band plus the frequency ranges 10 MHz above and 10 MHz below each band. Unwanted emissions outside of this frequency range are limited by a spurious emissions requirement. For a BS supporting multi-carrier or intra-band contiguous CA, the unwanted emissions requirements apply to channel bandwidths of the outermost carrier larger than or equal to 5 MHz. There is in addition a requirement for occupied bandwidth Occupied bandwidth The occupied bandwidth is the width of a frequency band such that, below the lower and above the upper frequency limits, the mean powers emitted are each equal to a specified percentage β/2 of the total mean transmitted power. See also ITU-R Recommendation SM.328 [5]. The value of β/2 shall be taken as 0.5%. The requirement applies during the transmitter ON period.

62 61 TS V ( ) Minimum requirement For E-UTRA, the occupied bandwidth for each E-UTRA carrier shall be less than the channel bandwidth as defined in Table For intra-band contiguous CA, the occupied bandwidth shall be less than or equal to the Aggregated Channel Bandwidth as defined in subclause 5.6. For Band 46 operation in Japan, the occupied bandwidth for each 20MHz channel bandwidth E-UTRA carrier assigned within MHz and MHz shall be less than or equal to 19 MHz and 19.7MHz respectively. For NB-IoT in-band operation, the occupied bandwidth for each E-UTRA carrier with NB-IoT shall be less than the channel bandwidth as defined in Table For NB-IoT guard band operation, the occupied bandwidth for each E-UTRA carrier with NB-IoT shall be less than the channel bandwidth as defined in Table for channel bandwidth larger than or equal to 5 MHz. For NB-IoT standalone operation, the occupied bandwidth for each NB-IoT carrier shall be less than the channel bandwidth as defined in Table Adjacent Channel Leakage power Ratio (ACLR) Adjacent Channel Leakage power Ratio (ACLR) is the ratio of the filtered mean power centred on the assigned channel frequency to the filtered mean power centred on an adjacent channel frequency. The requirements shall apply outside the Base Station RF Bandwidth or Radio Bandwidth whatever the type of transmitter considered (single carrier or multi-carrier) and for all transmission modes foreseen by the manufacturer's specification. For a E-UTRA or E-UTRA with NB-IoT (in-band and/or guard band) BS operating in non-contiguous spectrum, the ACLR also applies for the first adjacent channel inside any sub-block gap with a gap size W gap 15MHz or W gap 60MHz for Band 46. The ACLR requirement for the second adjacent channel applies inside any sub-block gap with a gap size W gap 20 MHz or W gap 80MHz for Band 46. The CACLR requirement in subclause applies in sub block gaps for the frequency ranges defined in Table /2/2a. For a E-UTRA or E-UTRA with NB-IoT (in-band and/or guard band) BS operating in multiple bands, where multiple bands are mapped onto the same antenna connector, the ACLR also applies for the first adjacent channel inside any Inter RF Bandwidth gap with a gap size W gap 15MHz. The ACLR requirement for the second adjacent channel applies inside any Inter RF Bandwidth gap with a gap size W gap 20 MHz. The CACLR requirement in subclause applies in Inter RF Bandwidth gaps for the frequency ranges defined in Table /2. The requirement applies during the transmitter ON period Minimum requirement The ACLR is defined with a square filter of bandwidth equal to the transmission bandwidth configuration of the transmitted signal (BW Config) centred on the assigned channel frequency and a filter centred on the adjacent channel frequency according to the tables below. For Category A Wide Area BS, either the ACLR limits in the tables below or the absolute limit of -13dBm/MHz shall apply, whichever is less stringent. For Category B Wide Area BS, either the ACLR limits in the tables below or the absolute limit of -15dBm/MHz shall apply, whichever is less stringent. For Medium Range BS, either the ACLR limits in the tables below or the absolute limit of -25 dbm/mhz shall apply, whichever is less stringent. For Local Area BS, either the ACLR limits in the tables below or the absolute limit of -32dBm/MHz shall apply, whichever is less stringent. For Home BS, either the ACLR limits in the tables below or the absolute limit of -50dBm/MHz shall apply, whichever is less stringent. The ACLR requirements in Tables to (except Table b) apply to BS that supports E-UTRA or E-UTRA with NB-IoT (in-band and/or guard band), in any operating band except for Band 46. The ACLR

63 62 TS V ( ) requirements for Band 46 are in Table a and The ACLR requirements in Table b and apply to BS that supports standalone NB-IoT. For operation in paired spectrum, the ACLR shall be higher than the value specified in Table Channel bandwidth of E-UTRA lowest/highest carrier transmitted BWChannel [MHz] Table : Base Station ACLR in paired spectrum BS adjacent channel centre frequency offset below the lowest or above the highest carrier centre frequency transmitted Assumed adjacent channel carrier (informative) Filter on the adjacent channel frequency and corresponding filter bandwidth ACLR limit 1.4, 3.0, 5, 10, 15, 20 BWChannel E-UTRA of same BW Square (BWConfig) 45 db 2 x BWChannel E-UTRA of same BW Square (BWConfig) 45 db BWChannel / MHz 3.84 Mcps UTRA RRC (3.84 Mcps) 45 db BWChannel / MHz 3.84 Mcps UTRA RRC (3.84 Mcps) 45 db NOTE 1: BWChannel and BWConfig are the channel bandwidth and transmission bandwidth configuration of the E- UTRA lowest/highest carrier transmitted on the assigned channel frequency. NOTE 2: The RRC filter shall be equivalent to the transmit pulse shape filter defined in TS [6], with a chip rate as defined in this table. For operation in unpaired spectrum, the ACLR shall be higher than the value specified in Table Table : Base Station ACLR in unpaired spectrum with synchronized operation Channel bandwidth of E-UTRA lowest/highest carrier transmitted BWChannel [MHz] BS adjacent channel centre frequency offset below the lowest or above the highest carrier centre frequency transmitted Assumed adjacent channel carrier (informative) Filter on the adjacent channel frequency and corresponding filter bandwidth ACLR limit 1.4, 3 BWChannel E-UTRA of same BW Square (BWConfig) 45 db 2 x BWChannel E-UTRA of same BW Square (BWConfig) 45 db BWChannel / MHz 1.28 Mcps UTRA RRC (1.28 Mcps) 45 db BWChannel / MHz 1.28 Mcps UTRA RRC (1.28 Mcps) 45 db 5, 10, 15, 20 BWChannel E-UTRA of same BW Square (BWConfig) 45 db 2 x BWChannel E-UTRA of same BW Square (BWConfig) 45 db BWChannel / MHz 1.28 Mcps UTRA RRC (1.28 Mcps) 45 db BWChannel / MHz 1.28 Mcps UTRA RRC (1.28 Mcps) 45 db BWChannel / MHz 3.84 Mcps UTRA RRC (3.84 Mcps) 45 db BWChannel / MHz 3.84 Mcps UTRA RRC (3.84 Mcps) 45 db BWChannel /2 + 5 MHz 7.68 Mcps UTRA RRC (7.68 Mcps) 45 db BWChannel / MHz 7.68 Mcps UTRA RRC (7.68 Mcps) 45 db NOTE 1: BWChannel and BWConfig are the channel bandwidth and transmission bandwidth configuration of the E- UTRA lowest/highest carrier transmitted on the assigned channel frequency. NOTE 2: The RRC filter shall be equivalent to the transmit pulse shape filter defined in TS [7], with a chip rate as defined in this table. For operation in Band 46, the ACLR shall be higher than the value specified in Table a. Channel bandwidth of E-UTRA lowest/highest carrier transmitted BWChannel [MHz] Table a: Base Station ACLR in Band 46 BS adjacent channel centre frequency offset below the lowest or above the highest carrier centre frequency transmitted Assumed adjacent channel carrier (informative) Filter on the adjacent channel frequency and corresponding filter bandwidth ACLR limit 10, 20 BWChannel E-UTRA of same BW Square (BWConfig) 35 db 2 x BWChannel E-UTRA of same BW Square (BWConfig) 40 db NOTE 1: BWChannel and BWConfig are the channel bandwidth and transmission bandwidth configuration of the E- UTRA lowest/highest carrier transmitted on the assigned channel frequency.

64 63 TS V ( ) For standalone NB-IoT operation in paired spectrum, the ACLR shall be higher than the value specified in Table b. Table b: Base Station ACLR for standalone NB-IoT operation in paired spectrum Channel bandwidth of NB-IoT lowest/highest carrier transmitted BWChannel [khz] BS adjacent channel centre frequency offset below the lowest or above the highest carrier centre frequency transmitted Assumed adjacent channel carrier (informative) Filter on the adjacent channel frequency and corresponding filter bandwidth ACLR limit khz Standalone NB-IoT Square (180 khz) 40 db 500 khz Standalone NB-IoT Square (180 khz) 50 db For operation in non-contiguous paired spectrum or multiple bands, the ACLR shall be higher than the value specified in Table Table : Base Station ACLR in non-contiguous paired spectrum or multiple bands Sub-block or Inter RF Bandwidth gap size (Wgap) where the limit applies BS adjacent channel centre frequency offset below or above the sub-block edge or the Base Station RF Bandwidth edge (inside the gap) Assumed adjacent channel carrier (informative) Filter on the adjacent channel frequency and corresponding filter bandwidth ACLR limit Wgap 15 MHz 2.5 MHz 3.84 Mcps UTRA RRC (3.84 Mcps) 45 db Wgap 20 MHz 7.5 MHz 3.84 Mcps UTRA RRC (3.84 Mcps) 45 db NOTE: The RRC filter shall be equivalent to the transmit pulse shape filter defined in TS [6], with a chip rate as defined in this table. For operation in non-contiguous unpaired spectrum or multiple bands, the ACLR shall be higher than the value specified in Table Table : Base Station ACLR in non-contiguous unpaired spectrum or multiple bands Sub-block or Inter RF Bandwidth gap size (Wgap) where the limit applies BS adjacent channel centre frequency offset below or above the sub-block edge or the Base Station RF Bandwidth edge (inside the gap) Assumed adjacent channel carrier (informative) Wgap 15 MHz 2.5 MHz 5MHz E-UTRA carrier Wgap 20 MHz 7.5 MHz 5MHz E-UTRA carrier Filter on the adjacent channel frequency and corresponding filter bandwidth Square (BWConfig) Square (BWConfig) ACLR limit 45 db 45 db For operation in non-contiguous spectrum in Band 46, the ACLR shall be higher than the value specified in Table Table : Base Station ACLR in non-contiguous spectrum in Band 46 Sub-block gap size (Wgap) where the limit applies BS adjacent channel centre frequency offset below or above the sub-block edge (inside the gap) Assumed adjacent channel carrier (informative) Wgap 60 MHz 10 MHz 20MHz E-UTRA carrier Wgap 80 MHz 30 MHz 20MHz E-UTRA carrier Filter on the adjacent channel frequency and corresponding filter bandwidth Square (BWConfig) Square (BWConfig) ACLR limit 35 db 40 db

65 64 TS V ( ) Cumulative ACLR requirement in non-contiguous spectrum The following requirement applies for the sub-block or Inter RF Bandwidth gap sizes listed in Table /2/2a, - Inside a sub-block gap within an operating band for a BS operating in non-contiguous spectrum. - Inside an Inter RF Bandwidth gap for a BS operating in multiple bands, where multiple bands are mapped on the same antenna connector. The Cumulative Adjacent Channel Leakage power Ratio (CACLR) in a sub-block gap or the Inter RF Bandwidth gap is the ratio of: a) the sum of the filtered mean power centred on the assigned channel frequencies for the two carriers adjacent to each side of the sub-block gap or the Inter RF Bandwidth gap, and b) the filtered mean power centred on a frequency channel adjacent to one of the respective sub-block edges or Base Station RF Bandwidth edges. The assumed filter for the adjacent channel frequency is defined in Table /2/2a and the filters on the assigned channels are defined in Table For Wide Area Category A BS, either the CACLR limits in Table /2 or the absolute limit of -13dBm/MHz shall apply, whichever is less stringent. For Wide Area Category B BS, either the CACLR limits in Table /2 or the absolute limit of -15dBm/MHz shall apply, whichever is less stringent. For Medium Range BS, either the CACLR limits in Table /2/2a or the absolute limit of -25 dbm/mhz shall apply, whichever is less stringent. For Local Area BS, either the CACLR limits in Table /2/2a or the absolute limit of -32 dbm/mhz shall apply, whichever is less stringent. The ACLR requirements in Tables and apply to BS that supports E-UTRA, in any operating band except for Band 46. The ACLR requirements for Band 46 are in Table a. For operation in non-contiguous spectrum or multiple bands, the CACLR for E-UTRA carriers located on either side of the sub-block gap or the Inter RF Bandwidth gap shall be higher than the value specified in Table /2.

66 65 TS V ( ) Table : Base Station CACLR in non-contiguous paired spectrum or multiple bands Sub-block or Inter RF Bandwidth gap size (Wgap) where the limit applies 5 MHz Wgap < 15 MHz 10 MHz < Wgap < 20 MHz NOTE: BS adjacent channel centre frequency offset below or above the sub-block edge or the Base Station RF Bandwidth edge (inside the gap) Assumed adjacent channel carrier (informative) Filter on the adjacent channel frequency and corresponding filter bandwidth CACLR limit 2.5 MHz 3.84 Mcps UTRA RRC (3.84 Mcps) 45 db 7.5 MHz 3.84 Mcps UTRA RRC (3.84 Mcps) 45 db The RRC filter shall be equivalent to the transmit pulse shape filter defined in TS [6], with a chip rate as defined in this table. Table : Base Station CACLR in non-contiguous unpaired spectrum or multiple bands Sub-block or Inter RF Bandwidth gap size (Wgap) where the limit applies 5 MHz Wgap < 15 MHz 10 MHz < Wgap < 20 MHz BS adjacent channel centre frequency offset below or above the sub-block edge or the Base Station RF Bandwidth edge (inside the gap) Assumed adjacent channel carrier (informative) 2.5 MHz 5MHz E-UTRA carrier 7.5 MHz 5MHz E-UTRA carrier Filter on the adjacent channel frequency and corresponding filter bandwidth Square (BWConfig) Square (BWConfig) CACLR limit 45 db 45 db For operation in non-contiguous spectrum in Band 46, the CACLR for E-UTRA carriers located on either side of the sub-block gap shall be higher than the value specified in Table a. Table a: Base Station CACLR in non-contiguous spectrum in Band 46 Sub-block gap size (Wgap) where the limit applies 20 MHz Wgap < 60 MHz 40 MHz < Wgap < 80 MHz BS adjacent channel centre frequency offset below or above the sub-block edge (inside the gap) Assumed adjacent channel carrier (informative) 10 MHz 20MHz E-UTRA carrier 30 MHz 20MHz E-UTRA carrier Filter on the adjacent channel frequency and corresponding filter bandwidth Square (BWConfig) Square (BWConfig) CACLR limit 35 db 35 db Table : Filter parameters for the assigned channel RAT of the carrier adjacent to the sub-block or Inter RF Bandwidth gap E-UTRA Filter on the assigned channel frequency and corresponding filter bandwidth E-UTRA of same bandwidth Operating band unwanted emissions Unless otherwise stated, the Operating band unwanted emission limits are defined from 10 MHz below the lowest frequency of each supported downlink operating band up to 10 MHz above the highest frequency of each supported downlink operating band. The requirements shall apply whatever the type of transmitter considered (single carrier or multi-carrier) and for all transmission modes foreseen by the manufacturer's specification. In addition, for a BS operating in non-contiguous

67 66 TS V ( ) spectrum, the requirements apply inside any sub-block gap. In addition, for a BS operating in multiple bands, the requirements apply inside any Inter RF Bandwidth gap. For BS capable of multi-band operation where multiple bands are mapped on separate antenna connectors, the singleband requirements apply and the cumulative evaluation of the emission limit in the Inter RF Bandwidth gap are not applicable. For a BS supporting E-UTRA with NB-IoT guard band operation, the Operating band unwanted emissions requirements apply to E-UTRA carrier with channel bandwidth larger than or equal to 5 MHz. The unwanted emission limits in the part of the downlink operating band that falls in the spurious domain are consistent with ITU-R Recommendation SM.329 [2]. Emissions shall not exceed the maximum levels specified in the tables below, where: - Δf is the separation between the channel edge frequency and the nominal -3dB point of the measuring filter closest to the carrier frequency. - f_offset is the separation between the channel edge frequency and the centre of the measuring filter. - f_offset max is the offset to the frequency 10 MHz outside the downlink operating band. - Δf max is equal to f_offset max minus half of the bandwidth of the measuring filter. For E-UTRA or E-UTRA with NB-IoT (in-band and/or guard band) BS operating in multiple bands, inside any Inter RF Bandwidth gaps with W gap < 20 MHz, emissions shall not exceed the cumulative sum of the minimum requirements specified at the Base Station RF Bandwidth edges on each side of the Inter RF Bandwidth gap. The minimum requirement for Base Station RF Bandwidth edge is specified in Tables to below, where in this case: - Δf is the separation between the Base Station RF Bandwidth edge frequency and the nominal -3 db point of the measuring filter closest to the Base Station RF Bandwidth edge. - f_offset is the separation between the Base Station RF Bandwidth edge frequency and the centre of the measuring filter. - f_offset max is equal to the Inter RF Bandwidth gap minus half of the bandwidth of the measuring filter. - Δf max is equal to f_offset max minus half of the bandwidth of the measuring filter. For BS capable of multi-band operation where multiple bands are mapped on the same antenna connector, the operating band unwanted emission limits apply also in a supported operating band without any carrier transmitted, in the case where there are carrier(s) transmitted in other supported operating band(s). In this case where there is no carrier transmitted in an operating band, the operating band unwanted emission limit, as defined in the tables of the present subclause for the largest frequency offset (Δf max), of a band where there is no carrier transmitted shall apply from 10 MHz below the lowest frequency, up to 10 MHz above the highest frequency of the supported downlink operating band without any carrier transmitted. And no cumulative limit is applied in the inter-band gap between a supported downlink operating band with carrier(s) transmitted and a supported downlink operating band without any carrier transmitted. For a multicarrier E-UTRA BS or BS configured for intra-band contiguous or non-contiguous carrier aggregation the definitions above apply to the lower edge of the carrier transmitted at the lowest carrier frequency and the upper edge of the carrier transmitted at the highest carrier frequency within a specified frequency band. In addition inside any sub-block gap for a BS operating in non-contiguous spectrum, emissions shall not exceed the cumulative sum of the minimum requirements specified for the adjacent sub blocks on each side of the sub block gap. The minimum requirement for each sub block is specified in Tables to below, where in this case: - Δf is the separation between the sub block edge frequency and the nominal -3 db point of the measuring filter closest to the sub block edge. - f_offset is the separation between the sub block edge frequency and the centre of the measuring filter. - f_offset max is equal to the sub block gap bandwidth minus half of the bandwidth of the measuring filter. - Δf max is equal to f_offset max minus half of the bandwidth of the measuring filter.

68 67 TS V ( ) For Wide Area BS, the requirements of either subclause (Category A limits) or subclause (Category B limits) shall apply. For Local Area BS, the requirements of subclause A shall apply (Category A and B). For Home BS, the requirements of subclause B shall apply (Category A and B). For Medium Range BS, the requirements in subclause C shall apply (Category A and B). The application of either Category A or Category B limits shall be the same as for Transmitter spurious emissions (Mandatory Requirements) in subclause The requirements of subclauses and apply to BS that supports E-UTRA or E-UTRA with NB-IoT (inband and/or guard band). The requirements for BS that supports NB-IoT standalone are in subclause E Minimum requirements for Wide Area BS (Category A) For E-UTRA BS operating in Bands 5, 6, 8, 12, 13, 14, 17, 18, 19, 26, 27, 28, 29, 31, 44, 68 emissions shall not exceed the maximum levels specified in Tables to Table : Wide Area BS operating band unwanted emission limits for 1.4 MHz channel bandwidth (E-UTRA bands <1GHz) for Category A Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 100 khz 0 MHz Δf < f _ offset 0.05 MHz f_offset < 1.45 MHz 1dBm db MHz 1.4 MHz 1.4 MHz Δf < MHz f_offset < 2.85 MHz -11 dbm 100 khz MHz 2.8 MHz Δf Δfmax 2.85 MHz f_offset < f_offsetmax -13 dbm 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the subblock gap, where the minimum requirement within sub-block gaps shall be -13dBm/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap. Table : Wide Area BS operating band unwanted emission limits for 3 MHz channel bandwidth (E-UTRA bands <1GHz) for Category A Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset 0 MHz Δf < 3 MHz 0.05 MHz f_offset < 3.05 MHz Minimum requirement (Note 1, 2) 10 f _ offset 5dBm db Measurement bandwidth (Note 8) 100 khz 3 MHz 3 MHz Δf < 6 MHz 3.05 MHz f_offset < 6.05 MHz -15 dbm 100 khz 6 MHz Δf Δfmax 6.05 MHz f_offset < f_offsetmax -13 dbm 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the subblock gap, where the minimum requirement within sub-block gaps shall be -13dBm/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap.

69 68 TS V ( ) Table : Wide Area BS operating band unwanted emission limits for 5, 10, 15 and 20 MHz channel bandwidth (E-UTRA bands <1GHz) for Category A Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 0 MHz Δf < 5 MHz 0.05 MHz f_offset < 5.05 MHz 7 f _ offset 100 khz 7dBm db 5 MHz 5 MHz Δf < 5.05 MHz f_offset < -14 dbm 100 khz min(10 MHz, Δfmax) min(10.05 MHz, f_offsetmax) 10 MHz Δf Δfmax MHz f_offset < f_offsetmax -13 dbm (Note 10) 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the subblock gap, where the minimum requirement within sub-block gaps shall be -13dBm/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap. For E-UTRA BS operating in Bands 1, 2, 3, 4, 7, 9, 10, 11, 21, 22, 23, 24, 25, 30, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42, 43, 45, 48, 65, 66, 69, 70, emissions shall not exceed the maximum levels specified in Tables to : Table : Wide Area BS operating band unwanted emission limits for 1.4 MHz channel bandwidth (E-UTRA bands >1GHz) for Category A Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 100 khz 0 MHz Δf < f _ offset 0.05 MHz f_offset < 1.45 MHz 1dBm db MHz 1.4 MHz 1.4 MHz Δf < MHz f_offset < 2.85 MHz -11 dbm 100 khz MHz 2.8 MHz Δf Δfmax 3.3 MHz f_offset < f_offsetmax -13 dbm 1MHz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap, where the contribution from the far-end sub-block shall be scaled according to the measurement bandwidth of the near-end sub-block. Exception is Δf 10MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be - 13dBm/1MHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap, where the contribution from the far-end sub-block or RF Bandwidth shall be scaled according to the measurement bandwidth of the near-end subblock or RF Bandwidth.

70 69 TS V ( ) Table : Wide Area BS operating band unwanted emission limits for 3 MHz channel bandwidth (E-UTRA bands >1GHz) for Category A Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset 0 MHz Δf < 3 MHz 0.05 MHz f_offset < 3.05 MHz Minimum requirement (Note 1, 2) 10 f _ offset 5dBm db Measurement bandwidth (Note 8) 100 khz 3 MHz 3 MHz Δf < 6 MHz 3.05 MHz f_offset < 6.05 MHz -15 dbm 100 khz 6 MHz Δf Δfmax 6.5 MHz f_offset < f_offsetmax -13 dbm 1MHz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap, where the contribution from the far-end sub-block shall be scaled according to the measurement bandwidth of the near-end sub-block. Exception is Δf 10MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be - 13dBm/1MHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap, where the contribution from the far-end sub-block or RF Bandwidth shall be scaled according to the measurement bandwidth of the near-end subblock or RF Bandwidth. Table : Wide Area BS operating band unwanted emission limits for 5, 10, 15 and 20 MHz channel bandwidth (E-UTRA bands >1GHz) for Category A Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 0 MHz Δf < 5 MHz 0.05 MHz f_offset < 5.05 MHz 7 f _ offset 100 khz 7dBm db 5 MHz 5 MHz Δf < 5.05 MHz f_offset < -14 dbm 100 khz min(10 MHz, Δfmax) min(10.05 MHz, f_offsetmax) 10 MHz Δf Δfmax 10.5 MHz f_offset < f_offsetmax -13 dbm (Note 10) 1MHz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap, where the contribution from the far-end sub-block shall be scaled according to the measurement bandwidth of the near-end sub-block. Exception is Δf 10MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be - 13dBm/1MHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap, where the contribution from the far-end sub-block or RF Bandwidth shall be scaled according to the measurement bandwidth of the near-end subblock or RF Bandwidth.

71 70 TS V ( ) Minimum requirements for Wide Area BS (Category B) For Category B Operating band unwanted emissions, there are two options for the limits that may be applied regionally. Either the limits in subclause or subclause shall be applied Category B requirements (Option 1) For E-UTRA BS operating in Bands 5, 8, 12, 13, 14, 17, 20, 26, 27, 28, 29, 31, 44, 68, 67 emissions shall not exceed the maximum levels specified in Tables to : Table : Wide Area BS operating band unwanted emission limits for 1.4 MHz channel bandwidth (E-UTRA bands <1GHz) for Category B Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 100 khz 0 MHz Δf < f _ offset 0.05 MHz f_offset < 1.45 MHz 1dBm db MHz 1.4 MHz 1.4 MHz Δf < MHz f_offset < 2.85 MHz -11 dbm 100 khz MHz 2.8 MHz Δf Δfmax 2.85 MHz f_offset < f_offsetmax -16 dbm 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the subblock gap, where the minimum requirement within sub-block gaps shall be -16dBm/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap. Table : Wide Area BS operating band unwanted emission limits for 3 MHz channel bandwidth (E-UTRA bands <1GHz) for Category B Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset 0 MHz Δf < 3 MHz 0.05 MHz f_offset < 3.05 MHz Minimum requirement (Note 1, 2) 10 f _ offset 5dBm db Measurement bandwidth (Note 8) 100 khz 3 MHz 3 MHz Δf < 6 MHz 3.05 MHz f_offset < 6.05 MHz -15 dbm 100 khz 6 MHz Δf Δfmax 6.05 MHz f_offset < f_offsetmax -16 dbm 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the subblock gap, where the minimum requirement within sub-block gaps shall be -16dBm/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap.

72 71 TS V ( ) Table : Wide Area BS operating band unwanted emission limits for 5, 10, 15 and 20 MHz channel bandwidth (E-UTRA bands <1GHz) for Category B Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 0 MHz Δf < 5 MHz 0.05 MHz f_offset < 5.05 MHz 7 f _ offset 100 khz 7dBm db 5 MHz 5 MHz Δf < 5.05 MHz f_offset < -14 dbm 100 khz min(10 MHz, Δfmax) min(10.05 MHz, f_offsetmax) 10 MHz Δf Δfmax MHz f_offset < f_offsetmax -16 dbm (Note 10) 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the subblock gap, where the minimum requirement within sub-block gaps shall be -16dBm/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap. For E-UTRA BS operating in Bands 1, 2, 3, 4, 7, 10, 22, 25, 30, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42, 43, 45, 48, 65, 66, 69, 70, emissions shall not exceed the maximum levels specified in Tables to : Table : Wide Area BS operating band unwanted emission limits for 1.4 MHz channel bandwidth (E-UTRA bands >1GHz) for Category B Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 100 khz 0 MHz Δf < f _ offset 0.05 MHz f_offset < 1.45 MHz 1dBm db MHz 1.4 MHz 1.4 MHz Δf < MHz f_offset < 2.85 MHz -11 dbm 100 khz MHz 2.8 MHz Δf Δfmax 3.3 MHz f_offset < f_offsetmax -15 dbm 1MHz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap, where the contribution from the far-end sub-block shall be scaled according to the measurement bandwidth of the near-end sub-block. Exception is Δf 10MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be - 15dBm/1MHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap, where the contribution from the far-end sub-block or RF Bandwidth shall be scaled according to the measurement bandwidth of the near-end subblock or RF Bandwidth.

73 72 TS V ( ) Table : Wide Area BS operating band unwanted emission limits for 3 MHz channel bandwidth (E-UTRA bands >1GHz) for Category B Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset 0 MHz Δf < 3 MHz 0.05 MHz f_offset < 3.05 MHz Minimum requirement (Note 1, 2) 10 f _ offset 5dBm db Measurement bandwidth (Note 8) 100 khz 3 MHz 3 MHz Δf < 6 MHz 3.05 MHz f_offset < 6.05 MHz -15 dbm 100 khz 6 MHz Δf Δfmax 6.5 MHz f_offset < f_offsetmax -15 dbm 1MHz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap, where the contribution from the far-end sub-block shall be scaled according to the measurement bandwidth of the near-end sub-block. Exception is Δf 10MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be - 15dBm/1MHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap, where the contribution from the far-end sub-block or RF Bandwidth shall be scaled according to the measurement bandwidth of the near-end subblock or RF Bandwidth. Table : Wide Area BS operating band unwanted emission limits for 5, 10, 15 and 20 MHz channel bandwidth (E-UTRA bands >1GHz) for Category B Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 0 MHz Δf < 5 MHz 0.05 MHz f_offset < 5.05 MHz 7 f _ offset 100 khz 7dBm db 5 MHz 5 MHz Δf < 5.05 MHz f_offset < -14 dbm 100 khz min(10 MHz, Δfmax) min(10.05 MHz, f_offsetmax) 10 MHz Δf Δfmax 10.5 MHz f_offset < f_offsetmax -15 dbm (Note 10) 1MHz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap, where the contribution from the far-end sub-block shall be scaled according to the measurement bandwidth of the near-end sub-block. Exception is Δf 10MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be - 15dBm/1MHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap, where the contribution from the far-end sub-block or RF Bandwidth shall be scaled according to the measurement bandwidth of the near-end subblock or RF Bandwidth.

74 73 TS V ( ) Category B (Option 2) The limits in this subclause are intended for Europe and may be applied regionally for BS operating in band 1, 3, 8, 32, 33, 34 or 65. For a BS operating in band 1, 3, 8, 32, 33, 34 or 65 emissions shall not exceed the maximum levels specified in Table below for 5, 10, 15 and 20 MHz channel bandwidth: Table : Regional Wide Area BS operating band unwanted emission limits in band 1, 3, 8, 32, 33, 34 or 65 for 5, 10, 15 and 20 MHz channel bandwidth for Category B Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 0 MHz Δf < 0.2 MHz 0.015MHz f_offset < 0.215MHz -14 dbm 30 khz 0.2 MHz Δf < 1 MHz 0.215MHz f_offset < 1.015MHz f _ offset 30 khz 14 dbm db MHz (Note 9) 1.015MHz f_offset < 1.5 MHz -26 dbm 30 khz 1 MHz Δf 1.5 MHz f_offset < -13 dbm 1 MHz min( 10 MHz, Δfmax) min(10.5 MHz, f_offsetmax) 10 MHz Δf Δfmax 10.5 MHz f_offset < f_offsetmax -15 dbm (Note 10) 1 MHz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap, where the contribution from the far-end sub-block shall be scaled according to the measurement bandwidth of the near-end sub-block. Exception is Δf 10MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be -15dBm/1MHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent sub-blocks or RF Bandwidth on each side of the Inter RF Bandwidth gap, where the contribution from the far-end sub-block or RF Bandwidth shall be scaled according to the measurement bandwidth of the near-end sub-block or RF Bandwidth. For a BS operating in band 3, 8 or 65, emissions shall not exceed the maximum levels specified in Table below for 3 MHz channel bandwidth: Table : Regional Wide Area BS operating band unwanted emission limits in band 3, 8 or 65 for 3 MHz channel bandwidth for Category B

75 74 TS V ( ) Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 30 khz 0 MHz Δf < 0.05 MHz MHz f_offset < MHz f offset 5 dbm db MHz 0.05 MHz Δf < MHz f_offset < MHz f offset 30 khz MHz 2 dbm db MHz 0.15 MHz Δf < 0.2 MHz 0.165MHz f_offset < 0.215MHz -14 dbm 30 khz 0.2 MHz Δf < 1 MHz 0.215MHz f_offset < 1.015MHz f _ offset 30 khz 14dBm MHz (Note 9) 1.015MHz f_offset < 1.5 MHz -26 dbm 30 khz 1 MHz Δf 1.5 MHz f_offset < -13 dbm 1 MHz 6 MHz 6.5 MHz 6 MHz Δf Δfmax 6.5 MHz f_offset < f_offsetmax -15 dbm 1 MHz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap, where the contribution from the far-end sub-block shall be scaled according to the measurement bandwidth of the near-end sub-block. Exception is Δf 10MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be - 15dBm/1MHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap, where the contribution from the far-end sub-block or RF Bandwidth shall be scaled according to the measurement bandwidth of the near-end subblock or RF Bandwidth. For a BS operating in band 3, 8 or 65, emissions shall not exceed the maximum levels specified in Table below for 1.4 MHz channel bandwidth: Table : Regional Wide Area BS operating band unwanted emission limits in band 3, 8 or 65 for 1.4 MHz channel bandwidth for Category B Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 30 khz 0 MHz Δf < 0.05 MHz MHz f_offset < MHz f offset 5 dbm db MHz 0.05 MHz Δf < MHz f_offset < MHz f offset 30 khz MHz 2 dbm db MHz 0.15 MHz Δf < 0.2 MHz 0.165MHz f_offset < 0.215MHz -14 dbm 30 khz 0.2 MHz Δf < 1 MHz 0.215MHz f_offset < 1.015MHz f _ offset 30 khz 14dBm MHz (Note 9) 1.015MHz f_offset < 1.5 MHz -26 dbm 30 khz 1 MHz Δf 2.8 MHz 1.5 MHz f_offset < 3.3 MHz -13 dbm 1 MHz 2.8 MHz Δf Δfmax 3.3 MHz f_offset < f_offsetmax -15 dbm 1 MHz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap, where the contribution from the far-end sub-block shall be scaled according to the measurement bandwidth of the near-end sub-block. Exception is Δf 10MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be - 15dBm/1MHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap, where the contribution from the far-end sub-block or RF Bandwidth shall be scaled according to the measurement bandwidth of the near-end subblock or RF Bandwidth.

76 75 TS V ( ) A Minimum requirements for Local Area BS (Category A and B) For Local Area BS, emissions shall not exceed the maximum levels specified in Tables A-1 to A-3. Table A-1: Local Area BS operating band unwanted emission limits for 1.4 MHz channel bandwidth Frequency offset of measurement filter -3dB point, Δf 0 MHz Δf < 1.4 MHz Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 100 khz 0.05 MHz f_offset < 1.45 MHz 10 f _ offset 21dBm 0.05 db 1.4 MHz 1.45 MHz f_offset < 2.85 MHz -31 dbm 100 khz 1.4 MHz Δf < 2.8 MHz 2.8 MHz Δf Δfmax 2.85 MHz f_offset < f_offsetmax -31 dbm 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the subblock gap, where the minimum requirement within sub-block gaps shall be -31dBm/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap. Table A-2: Local Area BS operating band unwanted emission limits for 3 MHz channel bandwidth Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 100 khz 10 f _ offset 0 MHz Δf < 3 MHz 0.05 MHz f_offset < 3.05 MHz 25 dbm db 3 MHz 3 MHz Δf < 6 MHz 3.05 MHz f_offset < 6.05 MHz -35 dbm 100 khz 6 MHz Δf Δfmax 6.05 MHz f_offset < f_offsetmax -35 dbm 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the subblock gap, where the minimum requirement within sub-block gaps shall be -35dBm/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap. Table A-3: Local Area BS operating band unwanted emission limits for 5, 10, 15 and 20 MHz channel bandwidth Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset 0 MHz Δf < 5 MHz 0.05 MHz f_offset < 5.05 MHz Minimum requirement (Note 1, 2)) Measurement bandwidth (Note 8) 7 f _ offset 100 khz 30 dbm db 5 MHz -37 dbm 100 khz 5 MHz Δf < min( MHz f_offset < min(10.05 MHz, fmax) MHz, f_offsetmax) 10 MHz Δf Δfmax MHz f_offset < f_offsetmax -37 dbm (Note 10) 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the subblock gap, where the minimum requirement within sub-block gaps shall be -37dBm/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap.

77 76 TS V ( ) B Minimum requirements for Home BS (Category A and B) For Home BS, emissions shall not exceed the maximum levels specified in Tables B-1 to B-3. Table B-1: Home BS operating band unwanted emission limits for 1.4 MHz channel bandwidth Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement Measurement bandwidth (Note 8) 100 khz 0 MHz Δf < 1.4 MHz 0.05 MHz f_offset < 1.45 MHz 6 f _ offset 30dBm 0.05 db 1.4 MHz 1.4 MHz Δf < 2.8 MHz 1.45 MHz f_offset < 2.85 MHz -36 dbm 100 khz 2.8 MHz Δf Δfmax 3.3 MHz f_offset < f_offsetmax P 52 db, 2dBm P 20dBm 1MHz 50 dbm, P<2dBm (Note 11) Table B-2: Home BS operating band unwanted emission limits for 3 MHz channel bandwidth Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement Measurement bandwidth (Note 8) 100 khz 0 MHz Δf < 3 MHz 0.05 MHz f_offset < 3.05 MHz f _ offset 34dBm db MHz 3 MHz Δf < 6 MHz 3.05 MHz f_offset < 6.05 MHz -40 dbm 100 khz 6 MHz Δf Δfmax 6.5 MHz f_offset < f_offsetmax P 52 db, 2dBm P 20dBm 1MHz 50 dbm, P<2dBm (Note 11) Table B-3: Home BS operating band unwanted emission limits for 5, 10, 15 and 20 MHz channel bandwidth Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement Measurement bandwidth (Note 8) 100 khz 0 MHz Δf < 5 MHz 0.05 MHz f_offset < 5.05 MHz 6 f _ offset 36dBm 0.05 db 5 MHz 5 MHz Δf < min( MHz f_offset < min( dbm 100 khz MHz, Δfmax) MHz, f_offsetmax) 10 MHz Δf Δfmax 10.5 MHz f_offset < f_offsetmax P 52 db, 2dBm P 20dBm 1MHz 50 dbm, P<2dBm (Note 10, Note 11)

78 77 TS V ( ) C Minimum requirements for Medium Range BS (Category A and B) For Medium Range BS, emissions shall not exceed the maximum levels specified in Tables C-1 to C-6. Table C-1: Medium Range BS operating band unwanted emission limits for 1.4 MHz channel bandwidth, 31 < P max,c 38 dbm Frequency offset of measurement filter -3dB point, Δf 0 MHz Δf < 1.4 MHz Frequency offset of measurement filter centre frequency, f_offset 0.05 MHz f_offset < 1.45 MHz Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 100 khz 10 f _ offset Pmax, c 45dB db 1.4 MHz 1.45 MHz f_offset < 2.85 MHz Pmax,c-55dB 100 khz 1.4 MHz Δf < 2.8 MHz 2.8 MHz Δf Δfmax 2.85 MHz f_offset < f_offsetmax -25dBm 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the subblock gap, where the minimum requirement within sub-block gaps shall be -25dBm/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap. Table C-2: Medium Range BS operating band unwanted emission limits for 1.4 MHz channel bandwidth, P max,c 31 dbm Frequency offset of measurement filter -3dB point, Δf 0 MHz Δf < 1.4 MHz Frequency offset of measurement filter centre frequency, f_offset 0.05 MHz f_offset < 1.45 MHz Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 100 khz 10 f _ offset 14 dbm db 1.4 MHz 1.45 MHz f_offset < 2.85 MHz -24 dbm 100 khz 1.4 MHz Δf < 2.8 MHz 2.8 MHz Δf Δfmax 2.85 MHz f_offset < f_offsetmax -25dBm 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the subblock gap, where the minimum requirement within sub-block gaps shall be -25dBm/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap. Table C-3: Medium Range BS operating band unwanted emission limits for 3 MHz channel bandwidth, 31 < P max,c 38 dbm Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset 0 MHz Δf < 3 MHz 0.05 MHz f_offset < 3.05 MHz Minimum requirement (Note 1, 2) 10 f _ offset Pmax, c - 49dB db 3 MHz Measurement bandwidth (Note 8) 100 khz 3 MHz Δf < 6 MHz 3.05 MHz f_offset < 6.05 MHz Pmax,c-59dB 100 khz 6 MHz Δf Δfmax 6.05 MHz f_offset < f_offsetmax Min(Pmax,c-59dB, -25dBm) 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be Min(Pmax,c-59dB, -25dBm)/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent sub-blocks or RF Bandwidth on each side of the Inter RF Bandwidth gap.

79 78 TS V ( ) Table C-4: Medium Range BS operating band unwanted emission limits for 3 MHz channel bandwidth, P max,c 31 dbm Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset 0 MHz Δf < 3 MHz 0.05 MHz f_offset < 3.05 MHz Minimum requirement (Note 1, 2) 10 f _ offset - 18dBm db 3 MHz Measurement bandwidth (Note 8) 100 khz 3 MHz Δf < 6 MHz 3.05 MHz f_offset < 6.05 MHz -28 dbm 100 khz 6 MHz Δf Δfmax 6.05 MHz f_offset < f_offsetmax -28 dbm 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be -28dBm/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent sub-blocks or RF Bandwidth on each side of the Inter RF Bandwidth gap. Table C-5: Medium Range BS operating band unwanted emission limits for 5, 10, 15 and 20 MHz channel bandwidth, 31< P max,c 38 dbm Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 100 khz 0 MHz Δf < 5 MHz 0.05 MHz f_offset < 5.05 MHz 7 f _ offset Pmax, c - 53dB db 5 MHz 5 MHz Δf < min( MHz f_offset < min(10.05 Pmax,c-60dB 100 khz MHz, fmax) MHz, f_offsetmax) 10 MHz Δf Δfmax MHz f_offset < f_offsetmax Min(Pmax,c-60dB, -25dBm) (Note 9) 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be Min(Pmax,c-60dB, -25dBm)/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent sub-blocks or RF Bandwidth on each side of the Inter RF Bandwidth gap. Table C-6: Medium Range BS operating band unwanted emission limits for 5, 10, 15 and 20 MHz channel bandwidth, P max,c 31 dbm Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2) Measurement bandwidth (Note 8) 100 khz 0 MHz Δf < 5 MHz 0.05 MHz f_offset < 5.05 MHz 7 f _ offset - 22 dbm db 5 MHz 5 MHz Δf < min( MHz f_offset < min( dbm 100 khz MHz, fmax) MHz, f_offsetmax) 10 MHz Δf Δfmax MHz f_offset < f_offsetmax -29 dbm (Note 9) 100 khz NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be -29dBm/100kHz. NOTE 2: For BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent sub-blocks or RF Bandwidth on each side of the Inter RF Bandwidth gap.

80 79 TS V ( ) D Minimum requirements for Local Area and Medium Range BS in Band 46 (Category A and B) For Local Area and Medium Range BS operating in Band 46, emissions shall not exceed the maximum levels specified in Tables D-1 and Tables D-2. Table D-1: Local Area and Medium Range BS operating band unwanted emission limits in Band 46 for 20MHz channel bandwidth Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1) 0 MHz Δf < 1 MHz 0.05 MHz f_offset < 1.05 MHz f _ offset Pmax,c 32.6 db db MHz 1 MHz Δf < min( MHz f_offset < min( f _ offset MHz, Δfmax) MHz, f_offsetmax) Pmax,c 42.6dB 1.05 db 9 MHz 10 MHz Δf < min( MHz f_offset < min( f _ offset MHz, Δfmax) MHz, f_offsetmax) Pmax,c 50.6dB db 10 MHz 20 MHz Δf < min( MHz f_offset < Max(Pmax,c dB, -40dBm) MHz, Δfmax) min( MHz, f_offsetmax) 170 MHz Δf < MHz f_offset < Max(Pmax,c dB, -40dBm) min(206 MHz, Δfmax) min( MHz, f_offsetmax) 206 MHz Δf Δfmax MHz f_offset < Max(Pmax,c dB, -40dBm) Measurement bandwidth (Note 8) 100 khz 100 khz 100 khz 100 khz 100 khz 100 khz f_offsetmax NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 20 MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be Max(Pmax,c dB, -40 dbm)/100khz. Table D-2: Local Area and Medium Range BS operating band unwanted emission limits in Band 46 for 10MHz channel bandwidth Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset 0 MHz Δf < 0.5 MHz 0.05 MHz f_offset < 0.55 MHz 0.5 MHz Δf < 5 MHz 0.55 MHz f_offset < min(5.05 MHz, f_offsetmax) 5 MHz Δf < min(10 MHz, Δfmax) 5.05 MHz f_offset < min(10.05 MHz, f_offsetmax) 10 MHz Δf < min(85 MHz, Δfmax) MHz f_offset < min(85.05 MHz, f_offsetmax) 85 MHz Δf < min( MHz f_offset < MHz, Δfmax) min( MHz, f_offsetmax) 103 MHz Δf Δfmax MHz f_offset < Minimum requirement (Note 1) f _ offset Pmax, c-29.5db db MHz 16 f _ offset Pmax, c-39.5db db 9 MHz 12 f _ offset Pmax, c-47.5db db 5 MHz Max(Pmax,c 59.5dB, -40dBm) Max(Pmax,c 61.5dB, -40dBm) Max(Pmax,c 66.5dB, -40dBm) Measurement bandwidth (Note 8) 100 khz 100 khz 100 khz 100 khz 100 khz 100 khz f_offsetmax NOTE 1: For a BS supporting non-contiguous spectrum operation within any operating band, the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. Exception is Δf 10 MHz from both adjacent sub blocks on each side of the sub-block gap, where the minimum requirement within sub-block gaps shall be Max (Pmax,c 59.5dB, -40 dbm)/100khz.

81 80 TS V ( ) E Minimum requirements for standalone NB-IoT Wide Area BS For standalone NB-IoT BS, emissions shall not exceed the maximum levels specified in Tables E-1. Table E-1: Standalone NB-IoT BS operating band unwanted emission limits Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement (Note 1, 2, 3, 4, 5) Measuremen t bandwidth (Note 8) 0 MHz Δf < MHz f_offset < f offset 30 khz MHz MHz Max(5dBm db + XdB, MHz 14dBm) 0.05 MHz Δf < MHz f_offset < f offset 30 khz MHz MHz Max(2dBm db + XdB, MHz 14dBm) 0.15 MHz Δf < 0.2 MHz MHz f_offset < MHz -14 dbm 30 khz 0.2 MHz Δf < MHz f_offset < f _ offset 30 khz MHz MHz 14dBm db MHz (Note 9) MHz f_offset < dbm 30 khz MHz 1 MHz Δf 1.5 MHz f_offset < -13 dbm 1 MHz min(δfmax, 10 MHz) min(f_offsetmax, 10.5 MHz) 10 MHz Δf Δfmax 10.5 MHz f_offset < -15 dbm (Note 10) 1 MHz f_offsetmax NOTE 1: The limits in this table only apply for operation with a NB-IoT carrier adjacent to the Base Station RF Bandwidth edge. NOTE 2: For a BS supporting non-contiguous spectrum operation within any operating band the minimum requirement within sub-block gaps is calculated as a cumulative sum of contributions from adjacent sub blocks on each side of the sub block gap. NOTE 3: For a BS supporting multi-band operation with Inter RF Bandwidth gap < 20MHz the minimum requirement within the Inter RF Bandwidth gaps is calculated as a cumulative sum of contributions from adjacent subblocks or RF Bandwidth on each side of the Inter RF Bandwidth gap.] NOTE 4: In case the carrier adjacent to the RF bandwidth edge is a NB-IoT carrier, the value of X = PNB-IoTcarrier 43, where PNB-IoTcarrier is the power level of the NB-IoT carrier adjacent to the RF bandwidth edge. In other cases, X = 0. NOTE 5: For BS that only support E-UTRA and NB-IoT multi-carrier operation, the requirements in this table do not apply to an E-UTRA BS from Release 8, which is upgraded to support E-UTRA and NB-IoT multi-carrier operation, where the upgrade does not affect existing RF parts of the radio unit related to the requirements in this table. In this case, the requirements in subclauses and shall apply Additional requirements These requirements may be applied for the protection of other systems operating inside or near each supported E-UTRA BS downlink operating band. The limits may apply as an optional protection of such systems that are deployed in the same geographical area as the E-UTRA BS, or they may be set by local or regional regulation as a mandatory requirement for an E-UTRA operating band. It is in some cases not stated in the present document whether a

82 81 TS V ( ) requirement is mandatory or under what exact circumstances that a limit applies, since this is set by local or regional regulation. An overview of regional requirements in the present document is given in subclause 4.3. In certain regions the following requirement may apply. For E-UTRA BS operating in Bands 5, 26, 27 or 28, emissions shall not exceed the maximum levels specified in Tables Table : Additional operating band unwanted emission limits for E-UTRA bands <1GHz Channel bandwidth Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement Measurement bandwidth (Note 8) 200 khz 0 MHz Δf < 1 MHz MHz f_offset < MHz -6 dbm 10 khz 1.4 MHz 0 MHz Δf < 1 MHz MHz f_offset < MHz -14 dbm 10 khz 3 MHz 0 MHz Δf < 1 MHz MHz f_offset < MHz -13 dbm 30 khz 5 MHz 0 MHz Δf < 1 MHz MHz f_offset < MHz -15 dbm 30 khz 10 MHz 0 MHz Δf < 1 MHz 0.05 MHz f_offset < 0.95 MHz -13 dbm 100 khz 15 MHz 0 MHz Δf < 1 MHz 0.05 MHz f_offset < 0.95 MHz -13 dbm 100 khz 20 MHz 0 MHz Δf < 1 MHz 0.05 MHz f_offset < 0.95 MHz -13 dbm 100 khz All 1 MHz Δf < Δfmax 1.05 MHz f_offset < f_offsetmax -13 dbm 100 khz In certain regions the following requirement may apply. For E-UTRA BS operating in Bands 2, 4, 10, 23, 25, 30, 35, 36, 41, 66, 70, emissions shall not exceed the maximum levels specified in Table Table : Additional operating band unwanted emission limits for E-UTRA bands>1ghz Channel bandwidth Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement Measurement bandwidth (Note 8) 200 khz 0 MHz Δf < 1 MHz MHz f_offset < MHz -6 dbm 10 khz 1.4 MHz 0 MHz Δf < 1 MHz MHz f_offset < MHz -14 dbm 10 khz 3 MHz 0 MHz Δf < 1 MHz MHz f_offset < MHz -13 dbm 30 khz 5 MHz 0 MHz Δf < 1 MHz MHz f_offset < MHz -15 dbm 30 khz 10 MHz 0 MHz Δf < 1 MHz 0.05 MHz f_offset < 0.95 MHz -13 dbm 100 khz 15 MHz 0 MHz Δf < 1 MHz 0.05 MHz f_offset < 0.95 MHz -15 dbm 100 khz 20 MHz 0 MHz Δf < 1 MHz 0.05 MHz f_offset < 0.95 MHz -16 dbm 100 khz All 1 MHz Δf < Δfmax 1.5 MHz f_offset < f_offsetmax -13 dbm 1 MHz In certain regions the following requirement may apply. For E-UTRA BS operating in Bands 12, 13, 14, 17, 29 emissions shall not exceed the maximum levels specified in Table Table : Additional operating band unwanted emission limits for E-UTRA (bands 12, 13, 14, 17 and 29) Channel bandwidth Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement Measurement bandwidth (Note 8) All 0 MHz Δf < 100 khz MHz f_offset < MHz -13 dbm 30 khz All 100 khz Δf < Δfmax 150 khz f_offset < f_offsetmax -13 dbm 100 khz In certain regions, the following requirements may apply to an E-UTRA TDD BS operating in the same geographic area and in the same operating band as another E-UTRA TDD system without synchronisation. For this case the emissions shall not exceed -52 dbm/mhz in each supported downlink operating band except in: - The frequency range from 10 MHz below the lower channel edge to the frequency 10 MHz above the upper channel edge of each supported band. In certain regions the following requirement may apply for protection of DTT. For E-UTRA BS operating in Band 20, the level of emissions in the band MHz, measured in an 8MHz filter bandwidth on centre frequencies F filter according to Table , shall not exceed the maximum emission level P EM,N declared by the manufacturer. This requirement applies in the frequency range MHz even though part of the range falls in the spurious domain.

83 82 TS V ( ) Table : Declared emissions levels for protection of DTT Filter centre frequency, Ffilter Ffilter = 8*N (MHz); 21 N 60 Measurement Declared emission level bandwidth [dbm] 8 MHz PEM,N Note: The regional requirement is defined in terms of EIRP (effective isotropic radiated power), which is dependent on both the BS emissions at the antenna connector and the deployment (including antenna gain and feeder loss). The requirement defined above provides the characteristics of the base station needed to verify compliance with the regional requirement. Compliance with the regional requirement can be determined using the method outlined in Annex G. In certain regions the following requirement may apply for the protection of systems operating in frequency bands adjacent to band 1 as defined in clause 5.5, in geographic areas in which both an adjacent band service E-UTRA are deployed. The power of any spurious emission shall not exceed: Table : Emissions limits for protection of adjacent band services Operating Band Frequency range Maximum Level Measurement Bandwidth MHz (f MHz) dbm 1 MHz MHz (2180 MHz - f) dbm 1 MHz In regions where FCC regulation applies, requirements for protection of GPS according to FCC Order DA applies for operation in Band 24. The following normative requirement covers the base station, to be used together with other information about the site installation to verify compliance with the requirement in FCC Order DA The requirement applies to BS operating in Band 24 to ensure that appropriate interference protection is provided to the MHz band. This requirement applies to the frequency range MHz, even though part of this range falls within the spurious domain. The level of emissions in the MHz band, measured in measurement bandwidth according to Table shall not exceed the maximum emission levels P E_1MHz and P E_1kHz declared by the manufacturer. Table : Declared emissions levels for protection of the MHz band Operating Band Frequency range Declared emission level [dbw] (Measurement bandwidth = 1 MHz) Declared emission level [dbw] of discrete emissions of less than 700 Hz bandwidth (Measurement bandwidth = 1 khz) MHz PE_1MHz PE_1kHz Note: The regional requirement in FCC Order DA is defined in terms of EIRP (effective isotropic radiated power), which is dependent on both the BS emissions at the antenna connector and the deployment (including antenna gain and feeder loss). The EIRP level is calculated using: P EIRP = P E + G ant where P E denotes the BS unwanted emission level at the antenna connector, G ant equals the BS antenna gain minus feeder loss. The requirement defined above provides the characteristics of the base station needed to verify compliance with the regional requirement. The following requirement may apply to E-UTRA BS operating in Band 41 in certain regions. Emissions shall not exceed the maximum levels specified in Table

84 83 TS V ( ) Channel bandwidth Table : Additional operating band unwanted emission limits for Band 41 Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement Measurement bandwidth (Note 8) 10 MHz 10 MHz Δf < 20 MHz 10.5 MHz f_offset < 19.5 MHz -22 dbm 1 MHz 20 MHz 20 MHz Δf < 40 MHz 20.5 MHz f_offset < 39.5 MHz -22 dbm 1 MHz NOTE: This requirement applies for carriers allocated within MHz or MHz. In certain regions, the following requirements may apply to E-UTRA BS operating in Band 32 within MHz. The level of operating band unwanted emissions, measured on centre frequencies f_offset with filter bandwidth, according to Table , shall neither exceed the maximum emission level P EM,B32,a, P EM,B32,b nor P EM,B32,c declared by the manufacturer. Table : Declared operating band 32 unwanted emission within MHz Frequency offset of measurement filter centre frequency, f_offset Declared emission level [dbm] Measurement bandwidth 2.5 MHz PEM,B32,a 5 MHz 7.5 MHz PEM,B32,b 5 MHz 12.5 MHz f_offset f_offsetmax,b32 PEM,B32,c 5 MHz NOTE: f_offsetmax,b32 denotes the frequency difference between the lower channel edge and MHz, and the frequency difference between the upper channel edge and MHz for the set channel position. NOTE: The regional requirement, included in [16], is defined in terms of EIRP per antenna, which is dependent on both the BS emissions at the antenna connector and the deployment (including antenna gain and feeder loss). The requirement defined above provides the characteristics of the base station needed to verify compliance with the regional requirement. The assessment of the EIRP level is described in Annex H. In certain regions, the following requirement may apply to E-UTRA BS operating in Band 32 within MHz for the protection of services in spectrum adjacent to the frequency range MHz. The level of emissions, measured on centre frequencies F filter with filter bandwidth according to Table , shall neither exceed the maximum emission level P EM,B32,d nor P EM,B32,e declared by the manufacturer. This requirement applies in the frequency range MHz even though part of the range falls in the spurious domain. Table : Operating band 32 declared emission outside MHz Filter centre frequency, Ffilter Declared emission level [dbm] Measurement bandwidth MHz Ffilter MHz PEM,B32,d 1 MHz Ffilter = MHz PEM,B32,e 3 MHz Ffilter = MHz PEM,B32,e 3 MHz MHz Ffilter MHz PEM,B32,d 1 MHz NOTE: The regional requirement, included in [16], is defined in terms of EIRP, which is dependent on both the BS emissions at the antenna connector and the deployment (including antenna gain and feeder loss). The requirement defined above provides the characteristics of the base station needed to verify compliance with the regional requirement. The assessment of the EIRP level is described in Annex H. In addition for Band 46 operation, the BS may have to comply with the applicable operating band unwanted emission limits established regionally, when deployed in regions where those limits apply and under the conditions declared by the manufacturer. The regional requirements may be in the form of conducted power, power spectral density, EIRP and other types of limits. In case of regulatory limits based on EIRP, assessment of the EIRP level is described in Annex H. In certain regions the following requirement may apply to E-UTRA BS operating in Band 45. Emissions shall not exceed the maximum levels specified in Table

85 84 TS V ( ) Table : Emissions limits for protection of adjacent band services Operating Band Filter centre frequency, Ffilter Maximum Level [dbm] 45 Ffilter = MHz Ffilter = MHz Ffilter = MHz Ffilter = MHz Ffilter = MHz MHz Ffilter MHz MHz Measurement Bandwidth The following requirement may apply to E-UTRA BS operating in Band 48 in certain regions. Emissions shall not exceed the maximum levels specified in Table Channel bandwidth Table : Additional operating band unwanted emission limits for Band 48 Frequency offset of measurement filter -3dB point, Δf Frequency offset of measurement filter centre frequency, f_offset Minimum requirement Measurement bandwidth (Note 8) All 0 MHz Δf < 10 MHz 0.5 MHz f_offset < 9.5 MHz -13 dbm 1 MHz The following notes are common to all subclauses in 6.6.3: NOTE 6: Local or regional regulations may specify another excluded frequency range, which may include frequencies where synchronised E-UTRA TDD systems operate. NOTE 7: E-UTRA TDD base stations that are synchronized can transmit without these additional co-existence requirements. NOTE 8: As a general rule for the requirements in subclause 6.6.3, the resolution bandwidth of the measuring equipment should be equal to the measurement bandwidth. However, to improve measurement accuracy, sensitivity and efficiency, the resolution bandwidth may be smaller than the measurement bandwidth. When the resolution bandwidth is smaller than the measurement bandwidth, the result should be integrated over the measurement bandwidth in order to obtain the equivalent noise bandwidth of the measurement bandwidth. NOTE 9: This frequency range ensures that the range of values of f_offset is continuous. NOTE 10: The requirement is not applicable when Δf max < 10 MHz. NOTE 11: For Home BS, the parameter P is defined as the aggregated maximum output power of all transmit antenna connectors of Home BS Transmitter spurious emissions The transmitter spurious emission limits apply from 9 khz to GHz, excluding the frequency range from 10 MHz below the lowest frequency of the downlink operating band up to 10 MHz above the highest frequency of the downlink operating band. For BS capable of multi-band operation where multiple bands are mapped on the same antenna connector, this exclusion applies for each supported operating band. For BS capable of multi-band operation where multiple bands are mapped on separate antenna connectors, the single-band requirements apply and the multi-band exclusions and provisions are not applicable. Exceptions are the requirements in Table , Table , and specifically stated exceptions in Table that apply also closer than 10 MHz from the downlink operating band and Table a that applies inside the downlink operating band. For some operating bands the upper frequency limit is higher than GHz. The requirements shall apply to BS that supports E-UTRA or E-UTRA with NB-IoT in-band/guard band operation or NB-IoT standalone operation. The requirements shall apply whatever the type of transmitter considered (single carrier or multi-carrier). It applies for all transmission modes foreseen by the manufacturer's specification. Unless otherwise stated, all requirements are measured as mean power (RMS).

86 85 TS V ( ) Mandatory Requirements The requirements of either subclause (Category A limits) or subclause (Category B limits) shall apply. The application of either Category A or Category B limits shall be the same as for Operating band unwanted emissions in subclause Spurious emissions (Category A) Minimum Requirement The power of any spurious emission shall not exceed the limits in Table Table : BS Spurious emission limits, Category A Frequency range Maximum level Measurement Note Bandwidth 9kHz - 150kHz 1 khz Note 1 150kHz - 30MHz 10 khz Note 1 30MHz - 1GHz 100 khz Note 1 1GHz GHz 1 MHz Note GHz - 5 th harmonic -13 dbm 1 MHz Note 2, Note 3 of the upper frequency edge of the DL operating band in GHz GHz - 26 GHz 1 MHz Note 2, Note 4 NOTE 1: Bandwidth as in ITU-R SM.329 [2], s4.1 NOTE 2: Bandwidth as in ITU-R SM.329 [2], s4.1. Upper frequency as in ITU-R SM.329 [2], s2.5 table 1 NOTE 3: Applies only for Bands 22, 42, 43 and 48. NOTE 4: Applies only for Band Spurious emissions (Category B) Minimum Requirement The power of any spurious emission shall not exceed the limits in Table Table : BS Spurious emissions limits, Category B Frequency range Maximum Measurement Note Level Bandwidth 9 khz 150 khz -36 dbm 1 khz Note khz 30 MHz -36 dbm 10 khz Note 1 30 MHz 1 GHz -36 dbm 100 khz Note 1 1 GHz GHz -30 dbm 1 MHz Note GHz 5 th harmonic of the -30 dbm 1 MHz Note 2, Note 3 upper frequency edge of the DL operating band in GHz GHz 26 GHz -30 dbm 1 MHz Note 2, Note 4 NOTE 1: Bandwidth as in ITU-R SM.329 [2], s4.1 NOTE 2: Bandwidth as in ITU-R SM.329 [2], s4.1. Upper frequency as in ITU-R SM.329 [2], s2.5 table 1 NOTE 3: Applies only for Bands 22, 42, 43 and 48. NOTE 4: Applies only for Band Protection of the BS receiver of own or different BS This requirement shall be applied for E-UTRA FDD operation in order to prevent the receivers of the BSs being desensitised by emissions from a BS transmitter. It is measured at the transmit antenna port for any type of BS which has common or separate Tx/Rx antenna ports.

87 86 TS V ( ) Minimum Requirement The power of any spurious emission shall not exceed the limits in Table Table : BS Spurious emissions limits for protection of the BS receiver Frequency range Maximum Level Measurement Bandwidth Note Wide Area BS FUL_low FUL_high -96 dbm 100 khz Medium Range BS FUL_low FUL_high -91 dbm 100 khz Local Area BS FUL_low FUL_high -88 dbm 100 khz Home BS FUL_low FUL_high -88 dbm 100 khz Note 1: For E-UTRA Band 28 BS operating in regions where Band 28 is only partially allocated for E-UTRA operations, this requirement only apllies in the UL frequency range of the partial allocation Additional spurious emissions requirements These requirements may be applied for the protection of system operating in frequency ranges other than the E-UTRA BS downlink operating band. The limits may apply as an optional protection of such systems that are deployed in the same geographical area as the E-UTRA BS, or they may be set by local or regional regulation as a mandatory requirement for an E-UTRA operating band. It is in some cases not stated in the present document whether a requirement is mandatory or under what exact circumstances that a limit applies, since this is set by local or regional regulation. An overview of regional requirements in the present document is given in subclause 4.3. Some requirements may apply for the protection of specific equipment (UE, MS and/or BS) or equipment operating in specific systems (GSM, CDMA, UTRA, E-UTRA, etc.) as listed below Minimum Requirement The power of any spurious emission shall not exceed the limits of Table for a BS where requirements for coexistence with the system listed in the first column apply. For BS capable of multi-band operation, the exclusions and conditions in the Note column of Table apply for each supported operating band. For BS capable of multi-

88 87 TS V ( ) band operation where multiple bands are mapped on separate antenna connectors, the exclusions and conditions in the Note column of Table apply for the operating band supported at that antenna connector. Table : BS Spurious emissions limits for E-UTRA BS for co-existence with systems operating in other frequency bands

89 88 TS V ( ) System type for E-UTRA to co-exist with Frequency range for co-existence requirement Maximu m Level Measurement Bandwidth GSM MHz -57 dbm 100 khz This requirement does not apply to E-UTRA BS operating in band MHz -61 dbm 100 khz For the frequency range MHz, this requirement does not apply to E-UTRA BS operating in band 8, since it is already covered by the requirement in sub-clause DCS MHz -47 dbm 100 khz This requirement does not apply to E-UTRA BS operating in band MHz -61 dbm 100 khz This requirement does not apply to E-UTRA BS operating in band 3, since it is already covered by the requirement in sub-clause PCS MHz -47 dbm 100 khz This requirement does not apply to E-UTRA BS operating in band 2, band 25, band 36 or band MHz -61 dbm 100 khz This requirement does not apply to E-UTRA BS operating in band 2 or 25, since it is already covered by the requirement in sub-clause This requirement does not apply to E-UTRA BS operating in band 35. GSM850 or CDMA850 UTRA FDD Band I or E-UTRA Band 1 UTRA FDD Band II or E-UTRA Band 2 UTRA FDD Band III or E-UTRA Band 3 UTRA FDD Band IV or E-UTRA Band 4 UTRA FDD Band V or E-UTRA Band MHz -57 dbm 100 khz This requirement does not apply to E-UTRA BS operating in band 5 or 26. This requirement applies to E-UTRA BS operating in Band 27 for the frequency range MHz MHz -61 dbm 100 khz This requirement does not apply to E-UTRA BS operating in band 5 or 26, since it is already covered by the requirement in sub-clause For E-UTRA BS operating in Band 27, it applies 3 MHz below the Band 27 downlink operating band MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 1 or MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 1 or 65, since it is already covered by the requirement in sub-clause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 2, 25 or MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 2 or 25, since it is already covered by the requirement in sub-clause Note MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 3 or MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 3, since it is already covered by the requirement in sub-clause For E-UTRA BS operating in band 9, it applies for 1710 MHz to MHz and MHz to 1785 MHz, while the rest is covered in sub-clause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 4, 10 or MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 4, 10 or 66, since it is already covered by the requirement in sub-clause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 5 or 26. This requirement applies to E-UTRA BS operating in Band 27 for the frequency range MHz MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 5 or 26, since it is already covered by the requirement in sub-clause For E-UTRA BS operating in Band 27, it applies 3 MHz below the Band 27 downlink operating band MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 6, 18, 19.

90 89 TS V ( ) UTRA FDD Band VI, XIX or E-UTRA Band 6, 18, 19 UTRA FDD Band VII or E-UTRA Band 7 UTRA FDD Band VIII or E-UTRA Band 8 UTRA FDD Band IX or E-UTRA Band 9 UTRA FDD Band X or E-UTRA Band 10 UTRA FDD Band XI or XXI or E-UTRA Band 11 or 21 UTRA FDD Band XII or E-UTRA Band 12 UTRA FDD Band XIII or E-UTRA Band 13 UTRA FDD Band XIV or E-UTRA Band 14 E-UTRA Band MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 18, since it is already covered by the requirement in sub-clause MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 6, 19, since it is already covered by the requirement in sub-clause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 7, since it is already covered by the requirement in sub-clause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 8, since it is already covered by the requirement in sub-clause MHz MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 3 or dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 3 or 9, since it is already covered by the requirement in sub-clause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 4, 10 or MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 10 or 66, since it is already covered by the requirement in sub-clause For E-UTRA BS operating in Band 4, it applies for 1755 MHz to 1770 MHz, while the rest is covered in sub-clause MHz MHz MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 11, 21 or 32, -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 11, since it is already covered by the requirement in sub-clause For E-UTRA BS operating in band 32, this requirement applies for carriers allocated within MHz and MHz. -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 21, since it is already covered by the requirement in sub-clause For E-UTRA BS operating in band 32, this requirement applies for carriers allocated within MHz and MHz MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 12, since it is already covered by the requirement in sub-clause For E-UTRA BS operating in Band 29, it applies 1 MHz below the Band 29 downlink operating band (Note 6) MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 13, since it is already covered by the requirement in sub-clause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 14, since it is already covered by the requirement in sub-clause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 17, since it is already covered by the requirement in subclause For E-UTRA BS operating in Band 29, it applies 1 MHz below the Band 29 downlink operating band (Note 6) MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 20 or 28.

91 90 TS V ( ) UTRA FDD Band XX or E- UTRA Band 20 UTRA FDD Band XXII or E-UTRA Band 22 E-UTRA Band 24 UTRA FDD Band XXV or E-UTRA Band 25 UTRA FDD Band XXVI or E-UTRA Band 26 E-UTRA Band 27 E-UTRA Band 28 E-UTRA Band 29 E-UTRA Band 30 E-UTRA Band MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 20, since it is already covered by the requirement in subclause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 22, 42 or MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 22, since it is already covered by the requirement in subclause This requirement does not apply to E-UTRA BS operating in Band MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS MHz operating in band dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 24, since it is already covered by the requirement in subclause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 2, 25 or MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 25, since it is already covered by the requirement in subclause For E-UTRA BS operating in Band 2, it applies for 1910 MHz to 1915 MHz, while the rest is covered in sub-clause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 5 or 26. This requirement applies to E-UTRA BS operating in Band 27 for the frequency range MHz MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 26, since it is already covered by the requirement in subclause For E-UTRA BS operating in Band 5, it applies for 814 MHz to 824 MHz, while the rest is covered in sub-clause For E-UTRA BS operating in Band 27, it applies 3 MHz below the Band 27 downlink operating band MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in Band 5, 26 or MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in Band 27, since it is already covered by the requirement in subclause For E-UTRA BS operating in Band 26, it applies for 807 MHz to 814 MHz, while the rest is covered in sub-clause This requirement also applies to E-UTRA BS operating in Band 28, starting 4 MHz above the Band 28 downlink operating band (Note 5) MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 20, 28, 44, 67 or MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 28, since it is already covered by the requirement in subclause This requirement does not apply to E-UTRA BS operating in Band 44. For E-UTRA BS operating in Band 67, it applies for 703 MHz to 736 MHz. For E-UTRA BS operating in Band 68, it applies for 728MHz to 733MHz MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in Band MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 30 or MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 30, since it is already covered by the requirement in subclause This requirement does not apply to E-UTRA BS operating in Band MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 31, since it is already covered by the requirement in subclause

92 91 TS V ( ) UTRA FDD band XXXII or E-UTRA band 32 UTRA TDD Band a) or E- UTRA Band 33 UTRA TDD Band a) or E- UTRA Band 34 UTRA TDD Band b) or E- UTRA Band 35 UTRA TDD Band b) or E- UTRA Band 36 UTRA TDD Band c) or E- UTRA Band 37 UTRA TDD Band d) or E- UTRA Band 38 UTRA TDD Band f) or E- UTRA Band 39 UTRA TDD Band e) or E- UTRA Band 40 E-UTRA Band 41 E-UTRA Band 42 E-UTRA Band 43 E-UTRA Band 44 E-UTRA Band 45 E-UTRA Band 46 E-UTRA Band 47 E-UTRA Band 48 E-UTRA Band 65 E-UTRA Band 66 E-UTRA Band 67 E-UTRA Band MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 11, 21 or MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in Band MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in Band MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in Band MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in Band 2 and MHz -52 dbm 1 MHz This is not applicable to E-UTRA BS operating in Band 37. This unpaired band is defined in ITU-R M.1036, but is pending any future deployment MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in Band 38 or MHz -52 dbm 1 MHz This is not applicable to E-UTRA BS operating in Band MHz -52 dbm 1 MHz This is not applicable to E-UTRA BS operating in Band 30 or MHz -52 dbm 1 MHz This is not applicable to E-UTRA BS operating in Band MHz -52 dbm 1 MHz This is not applicable to E-UTRA BS operating in Band 22, 42, 43 or MHz -52 dbm 1 MHz This is not applicable to E-UTRA BS operating in Band 42, 43 or MHz -52 dbm 1 MHz This is not applicable to E-UTRA BS operating in Band 28 or MHz -52 dbm 1 MHz This is not applicable to E-UTRA BS operating in Band MHz -52 dbm 1 MHz This is not applicable to E-UTRA BS operating in Band MHz -52 dbm 1 MHz MHz -52 dbm 1 MHz This is not applicable to E-UTRA BS operating in Band 22, 42, 43 or MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 1 or 65, MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 65, since it is already covered by the requirement in sub-clause For E-UTRA BS operating in Band 1, it applies for 1980 MHz to 2010 MHz, while the rest is covered in sub-clause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 4, 10, 23 or MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 66, since it is already covered by the requirement in sub-clause For E-UTRA BS operating in Band 4, it applies for 1755 MHz to 1780 MHz, while the rest is covered in sub-clause For E-UTRA BS operating in Band 10, it applies for 1770 MHz to 1780 MHz, while the rest is covered in sub-clause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in Band 28 or MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 28, or 68.

93 92 TS V ( ) E-UTRA Band 69 E-UTRA Band 70 NOTE 4: Void MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 68, since it is already covered by the requirement in sub-clause For E-UTRA BS operating in Band 28, it applies between 698 MHz and 703 MHz, while the rest is covered in sub-clause MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in Band 38 or MHz -52 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 2, 25 or MHz -49 dbm 1 MHz This requirement does not apply to E-UTRA BS operating in band 70, since it is already covered by the requirement in sub-clause Additional co-existence requirements in Table a may apply for some regions. Table a: BS Spurious emissions limits for E-UTRA BS for co-existence with systems operating in Band 46 System type for E-UTRA to co-exist with E-UTRA Band 46a E-UTRA Band 46b E-UTRA Band 46c E-UTRA Band 46d Frequency range for co-existence requirement Maximu m Level Measurement Bandwidth Note MHz -40 dbm 1 MHz This is only applicable to E-UTRA BS operating in Band 46c or 46d MHz -40 dbm 1 MHz This is only applicable to E-UTRA BS operating in Band 46c or 46d MHz -40 dbm 1 MHz This is only applicable to E-UTRA BS operating in Band 46a or 46b MHz -40 dbm 1 MHz This is only applicable to E-UTRA BS operating in Band 46a or 46b. NOTE 1: This requirement may apply to E-UTRA BS operating in certain regions. NOTE 1: As defined in the scope for spurious emissions in this clause, except for the cases where the noted requirements apply to a BS operating in Band 25, Band 27, Band 28 or Band 29, the co-existence requirements in Table do not apply for the 10 MHz frequency range immediately outside the downlink operating band (see Table 5.5-1). Emission limits for this excluded frequency range may be covered by local or regional requirements. NOTE 2: Table assumes that two operating bands, where the frequency ranges in Table would be overlapping, are not deployed in the same geographical area. For such a case of operation with overlapping frequency arrangements in the same geographical area, special co-existence requirements may apply that are not covered by the 3GPP specifications. NOTE 3: TDD base stations deployed in the same geographical area, that are synchronized and use the same or adjacent operating bands can transmit without additional co-existence requirements. For unsynchronized base stations (except in Band 46), special co-existence requirements may apply that are not covered by the 3GPP specifications. NOTE 5: For E-UTRA Band 28 BS, specific solutions may be required to fulfil the spurious emissions limits for E- UTRA BS for co-existence with E-UTRA Band 27 UL operating band. NOTE 6: For E-UTRA Band 29 BS, specific solutions may be required to fulfil the spurious emissions limits for E- UTRA BS for co-existence with UTRA Band XII or E-UTRA Band 12 UL operating band or E-UTRA Band 17 UL operating band.

94 93 TS V ( ) The power of any spurious emission shall not exceed the limits of Table A for a Home BS where requirements for co-existence with a Home BS type listed in the first column apply. Table A: Home BS Spurious emissions limits for co-existence with Home BS operating in other frequency bands

95 94 TS V ( ) Type of coexistence BS UTRA FDD Band I or E- UTRA Band 1 UTRA FDD Band II or E- UTRA Band 2 UTRA FDD Band III or E- UTRA Band 3 UTRA FDD Band IV or E- UTRA Band 4 UTRA FDD Band V or E- UTRA Band 5 UTRA FDD Band VI, XIX or E-UTRA Band 6, 18, 19 UTRA FDD Band VII or E-UTRA Band 7 UTRA FDD Band VIII or E-UTRA Band 8 UTRA FDD Band IX or E- UTRA Band 9 UTRA FDD Band X or E- UTRA Band 10 Frequency range for co-location requirement Maximum Level Measurement Bandwidth Note MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 1 or 65, since it is already covered by the requirement in sub-clause MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 2 or 25, since it is already covered by the requirement in sub-clause MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 3, since it is already covered by the requirement in sub-clause For Home BS operating in band 9, it applies for 1710 MHz to MHz and MHz to 1785 MHz, while the rest is covered in sub-clause MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 4, 10 or 66, since it is already covered by the requirement in sub-clause MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 5 or 26, since it is already covered by the requirement in sub-clause For E-UTRA BS operating in Band 27, it applies 3 MHz below the Band 27 downlink operating band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 18, since it is already covered by the requirement in sub-clause MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 6, 19, since it is already covered by the requirement in sub-clause MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 7, since it is already covered by the requirement in sub-clause MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 8, since it is already covered by the requirement in sub-clause MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 3 or 9, since it is already covered by the requirement in sub-clause MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 10 or 66, since it is already covered by the requirement in sub-clause For Home BS operating in Band 4, it applies for 1755 MHz to 1770 MHz, while the rest is covered in sub-clause

96 95 TS V ( ) UTRA FDD Band XI, XXI or E-UTRA Band 11, 21 UTRA FDD Band XII or E-UTRA Band 12 UTRA FDD Band XIII or E-UTRA Band 13 UTRA FDD Band XIV or E-UTRA Band MHz MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 11, since it is already covered by the requirement in sub-clause For Home BS operating in band 32, this requirement applies for carriers allocated within MHz and MHz. -71 dbm 100 khz This requirement does not apply to Home BS operating in band 21, since it is already covered by the requirement in sub-clause For Home BS operating in band 32, this requirement applies for carriers allocated within MHz and MHz MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 12, since it is already covered by the requirement in sub-clause For Home BS operating in Band 29, it applies 1 MHz below the Band 29 downlink operating band (Note 5) MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 13, since it is already covered by the requirement in sub-clause MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 14, since it is already covered by the requirement in sub-clause E-UTRA Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 17, since it is already covered by the requirement in sub-clause For Home BS operating in Band 29, it applies 1 MHz below the Band 29 downlink operating band (Note 5) UTRA FDD Band XX or E-UTRA Band 20 UTRA FDD Band XXII or E-UTRA Band 22 E-UTRA Band MHz UTRA FDD Band XXV or E-UTRA Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 20, since it is already covered by the requirement in sub-clause MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 22, since it is already covered by the requirement in sub-clause This requirement does not apply to Home BS operating in Band dbm 100 khz This requirement does not apply to Home BS operating in band 24, since it is already covered by the requirement in sub-clause MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 25, since it is already covered by the requirement in sub-clause

97 96 TS V ( ) UTRA FDD Band XXVI or E-UTRA Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 26, since it is already covered by the requirement in sub-clause For Home BS operating in Band 5, it applies for 814 MHz to 824 MHz, while the rest is covered in subclause For E-UTRA BS operating in Band 27, it applies 3 MHz below the Band 27 downlink operating band. E-UTRA Band MHz -71 dbm 100 khz This requirement does not apply to E-UTRA BS operating in Band 27, since it is already covered by the requirement in subclause For E-UTRA BS operating in Band 26, it applies for 807 MHz to 814 MHz, while the rest is covered in sub-clause This requirement also applies to E- UTRA BS operating in Band 28, starting 4 MHz above the Band 28 downlink operating band (Note 4). E-UTRA Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 28, since it is already covered by the requirement in sub-clause This requirement does not apply to Home BS operating in Band 44. For E-UTRA BS operating in Band 67, it applies for 703 MHz to 736 MHz. For E-UTRA BS operating in Band 68, it applies for 728MHz to 733MHz. E-UTRA Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 30, since it is already covered by the requirement in sub-clause This requirement does not apply to Home BS operating in Band 40. UTRA TDD Band a) or E- UTRA Band 33 UTRA TDD Band a) or E- UTRA Band 34 UTRA TDD Band b) or E- UTRA Band 35 UTRA TDD Band b) or E- UTRA Band 36 UTRA TDD Band c) or E- UTRA Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in Band 2 and MHz -71 dbm 100 khz This is not applicable to Home BS operating in Band 37. This unpaired band is defined in ITU-R M.1036, but is pending any future deployment. UTRA TDD Band d) or E- UTRA Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in Band 38. UTRA TDD Band f) or E- UTRA Band MHz -71 dbm 100 khz This is not applicable to Home BS operating in Band 39 UTRA TDD Band e) or E- UTRA Band MHz -71 dbm 100 khz This is not applicable to Home BS operating in Band 30 or 40 E-UTRA Band MHz -71 dbm 100 khz This is not applicable to Home BS operating in Band 41 E-UTRA Band MHz -71 dbm 100 khz This is not applicable to Home BS operating in Band 22, 42, 43 or 48. E-UTRA Band MHz -71 dbm 100 khz This is not applicable to Home BS operating in Band 42, 43 or 48. E-UTRA Band MHz -71 dbm 100 khz This is not applicable to Home BS operating in Band 28 or 44

98 97 TS V ( ) E-UTRA Band MHz -71 dbm 100 khz This is not applicable to Home BS operating in Band 22, 42, 43 or 48. E-UTRA Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 65, since it is already covered by the requirement in sub-clause For Home BS operating in Band 1, it applies for 1980 MHz to 2010 MHz, while the rest is covered in sub-clause E-UTRA Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 66, since it is already covered by the requirement in sub-clause For Home BS operating in Band 4, it applies for 1755 MHz to 1780 MHz, while the rest is covered in sub-clause For Home BS operating in Band 10, it applies for 1770 MHz to 1780 MHz, while the rest is covered in sub-clause E-UTRA Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 68, since it is already covered by the requirement in sub-clause For Home BS operating in Band 28, it applies between 698 MHz and 703 MHz, while the rest is covered in sub-clause E-UTRA Band MHz -71 dbm 100 khz This requirement does not apply to Home BS operating in band 70, since it is already covered by the requirement in sub-clause NOTE 1: As defined in the scope for spurious emissions in this clause, except for the cases where the noted requirements apply to a BS operating in Band 27, Band 28 or Band 29, the coexistence requirements in Table A do not apply for the 10 MHz frequency range immediately outside the Home BS transmit frequency range of a downlink operating band (see Table 5.5-1). Emission limits for this excluded frequency range may be covered by local or regional requirements. NOTE 2: Table A assumes that two operating bands, where the frequency ranges in Table would be overlapping, are not deployed in the same geographical area. For such a case of operation with overlapping frequency arrangements in the same geographical area, special co-existence requirements may apply that are not covered by the 3GPP specifications. NOTE 3: TDD base stations deployed in the same geographical area, that are synchronized and use the same or adjacent operating bands can transmit without additional co-existence requirements. For unsynchronized base stations, special co-existence requirements may apply that are not covered by the 3GPP specifications. NOTE 4: For E-UTRA Band 28 BS, specific solutions may be required to fulfil the spurious emissions limits for E- UTRA BS for co-existence with E-UTRA Band 27 UL operating band. NOTE 5: For E-UTRA Band 29 BS, specific solutions may be required to fulfil the spurious emissions limits for E- UTRA BS for co-existence with UTRA Band XII or E-UTRA Band 12 UL operating band or E-UTRA Band 17 UL operating band. The following requirement may be applied for the protection of PHS. This requirement is also applicable at specified frequencies falling between 10 MHz below the lowest BS transmitter frequency of the downlink operating band and 10 MHz above the highest BS transmitter frequency of the downlink operating band. The power of any spurious emission shall not exceed:

99 98 TS V ( ) Table : E-UTRA BS Spurious emissions limits for BS for co-existence with PHS Frequency range Maximum Measurement Note Level Bandwidth MHz -41 dbm 300 khz Applicable when co-existence with PHS system operating in MHz The following requirement shall be applied to BS operating in Bands 13 and 14 to ensure that appropriate interference protection is provided to 700 MHz public safety operations. This requirement is also applicable at the frequency range from 10 MHz below the lowest frequency of the BS downlink operating band up to 10 MHz above the highest frequency of the BS downlink operating band. The power of any spurious emission shall not exceed: Table : BS Spurious emissions limits for protection of 700 MHz public safety operations Operating Band Frequency range Maximum Level Measurement Bandwidth MHz -46 dbm 6.25 khz MHz -46 dbm 6.25 khz MHz -46 dbm 6.25 khz MHz -46 dbm 6.25 khz Note Table : Void The following requirement shall be applied to BS operating in Band 26 to ensure that appropriate interference protection is provided to 800 MHz public safety operations. This requirement is also applicable at the frequency range from 10 MHz below the lowest frequency of the BS downlink operating band up to 10 MHz above the highest frequency of the BS downlink operating band. The power of any spurious emission shall not exceed: Table : BS Spurious emissions limits for protection of 800 MHz public safety operations Operating Band Frequency range Maximum Measurement Note Level Bandwidth MHz -13 dbm 100 khz Applicable for offsets > 37.5kHz from the channel edge The following requirement may apply to E-UTRA BS operating in Band 41 in certain regions. This requirement is also applicable at the frequency range from 10 MHz below the lowest frequency of the BS downlink operating band up to 10 MHz above the highest frequency of the BS downlink operating band. The power of any spurious emission shall not exceed: Table : Additional E-UTRA BS Spurious emissions limits for Band 41 Frequency range Maximum Measurement Note Level Bandwidth 2505MHz 2535MHz -42dBm 1 MHz 2535MHz 2655MHz -22dBm 1 MHz Applicable at offsets 250% of channel bandwidth from carrier frequency. NOTE: This requirement applies for 10 or 20 MHz E-UTRA carriers allocated within MHz or MHz.

100 99 TS V ( ) The following requirement may apply to E-UTRA BS operating in Band 30 in certain regions. This requirement is also applicable at the frequency range from 10 MHz below the lowest frequency of the BS downlink operating band up to 10 MHz above the highest frequency of the BS downlink operating band. The power of any spurious emission shall not exceed: Table : Additional E-UTRA BS Spurious emissions limits for Band 30 Frequency range Maximum Level Measurement Bandwidth 2200MHz 2345MHz -45dBm 1 MHz MHz 2365MHz -25dBm 1 MHz 2365MHz MHz -40dBm 1 MHz MHz 2370MHz -42dBm 1 MHz 2370MHz 2395MHz -45dBm 1 MHz Note In addition for Band 46 operation, the BS may have to comply with the applicable spurious emission limits established regionally, when deployed in regions where those limits apply and under the conditions declared by the manufacturer. The regional requirements may be in the form of conducted power, power spectral density, EIRP and other types of limits. In case of regulatory limits based on EIRP, assessment of the EIRP level is described in Annex H. The following requirement may apply to E-UTRA BS operating in Band 48 in certain regions. The power of any spurious emission shall not exceed: Table : Additional E-UTRA BS Spurious emissions limits for Band 48 Frequency range Maximum Measurement Note Level Bandwidth 3530MHz 3720MHz -25dBm 1 MHz Applicable 10MHz from the assigned channel edge 3100MHz 3530MHz 3720MHz 4200MHz -40dBm 1 MHz Co-location with other base stations These requirements may be applied for the protection of other BS receivers when GSM900, DCS1800, PCS1900, GSM850, CDMA850, UTRA FDD, UTRA TDD and/or E-UTRA BS are co-located with an E-UTRA BS. The requirements assume a 30 db coupling loss between transmitter and receiver and are based on co-location with base stations of the same class Minimum Requirement The power of any spurious emission shall not exceed the limits of Table for a Wide Area BS where requirements for co-location with a BS type listed in the first column apply. For BS capable of multi-band operation, the exclusions and conditions in the Note column of Table apply for each supported operating band. For BS

101 100 TS V ( ) capable of multi-band operation where multiple bands are mapped on separate antenna connectors, the exclusions and conditions in the Note column of Table apply for the operating band supported at that antenna connector. Table : BS Spurious emissions limits for Wide Area BS co-located with another BS

102 101 TS V ( ) Type of co-located BS Frequency range for colocation Maximum Measurement Note requirement Level Bandwidth Macro GSM MHz -98 dbm 100 khz Macro DCS MHz -98 dbm 100 khz Macro PCS MHz -98 dbm 100 khz Macro GSM850 or MHz -98 dbm 100 khz CDMA850 WA UTRA FDD Band I or MHz -96 dbm 100 khz E-UTRA Band 1 WA UTRA FDD Band II MHz -96 dbm 100 khz or E-UTRA Band 2 WA UTRA FDD Band III MHz -96 dbm 100 khz or E-UTRA Band 3 WA UTRA FDD Band IV MHz -96 dbm 100 khz or E-UTRA Band 4 WA UTRA FDD Band V MHz -96 dbm 100 khz or E-UTRA Band 5 WA UTRA FDD Band VI, MHz -96 dbm 100 khz XIX or E-UTRA Band 6, 19 WA UTRA FDD Band VII MHz -96 dbm 100 khz or E-UTRA Band 7 WA UTRA FDD Band VIII MHz -96 dbm 100 khz or E-UTRA Band 8 WA UTRA FDD Band IX MHz -96 dbm 100 khz or E-UTRA Band 9 WA UTRA FDD Band X MHz -96 dbm 100 khz or E-UTRA Band 10 WA UTRA FDD Band XI MHz -96 dbm 100 khz or E-UTRA Band 11 WA UTRA FDD Band XII MHz -96 dbm 100 khz or E-UTRA Band 12 WA UTRA FDD Band XIII MHz -96 dbm 100 khz or E-UTRA Band 13 WA UTRA FDD Band XIV MHz -96 dbm 100 khz or E-UTRA Band 14 WA E-UTRA Band MHz -96 dbm 100 khz WA E-UTRA Band MHz -96 dbm 100 khz WA UTRA FDD Band XX MHz -96 dbm 100 khz or E-UTRA Band 20 WA UTRA FDD Band XXI MHz -96 dbm 100 khz or E-UTRA Band 21 WA UTRA FDD Band XXII or E-UTRA Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 42 WA E-UTRA Band MHz -96 dbm 100 khz WA E-UTRA Band MHz -96 dbm 100 khz WA UTRA FDD Band MHz -96 dbm 100 khz XXV or E-UTRA Band 25 WA UTRA FDD Band MHz -96 dbm 100 khz XXVI or E-UTRA Band 26 WA E-UTRA Band MHz -96 dbm 100 khz WA E-UTRA Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 44 WA E-UTRA Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 40 WA E-UTRA Band MHz -96 dbm 100 khz

103 102 TS V ( ) WA UTRA TDD Band a) or E-UTRA Band 33 WA UTRA TDD Band a) or E-UTRA Band 34 WA UTRA TDD Band b) or E-UTRA Band 35 WA UTRA TDD Band b) or E-UTRA Band 36 WA UTRA TDD Band c) or E-UTRA Band 37 WA UTRA TDD Band d) or E-UTRA Band 38 WA UTRA TDD Band f) or E-UTRA Band 39 WA UTRA TDD Band e) or E-UTRA Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 2 and MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 37. This unpaired band is defined in ITU-R M.1036, but is pending any future deployment MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 33 and MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 30 or 40 WA E-UTRA Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 41 WA E-UTRA Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 22, 42, 43 or 48 WA E-UTRA Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 42, 43 or 48 WA E-UTRA Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 28 or 44 WA E-UTRA Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 45 WA E-UTRA Band MHz -96 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 42, 43 or 48 WA E-UTRA Band MHz -96 dbm 100 khz WA E-UTRA Band MHz -96 dbm 100 khz WA E-UTRA Band MHz -96 dbm 100 khz WA E-UTRA Band MHz -96 dbm 100 khz

104 103 TS V ( ) The power of any spurious emission shall not exceed the limits of Table for a Local Area BS where requirements for co-location with a BS type listed in the first column apply. For BS capable of multi-band operation, the exclusions and conditions in the Note column of Table apply for each supported operating band. For BS

105 104 TS V ( ) capable of multi-band operation where multiple bands are mapped on separate antenna connectors, the exclusions and conditions in the Note column of Table apply for the operating band supported at that antenna connector. Table : BS Spurious emissions limits for Local Area BS co-located with another BS

106 105 TS V ( ) Type of co-located BS Frequency range for colocation Maximum Measurement Note requirement Level Bandwidth Pico GSM MHz -70 dbm 100 khz Pico DCS MHz -80 dbm 100 khz Pico PCS MHz -80 dbm 100 khz Pico GSM MHz -70 dbm 100 khz LA UTRA FDD Band I or MHz -88 dbm 100 khz E-UTRA Band 1 LA UTRA FDD Band II or MHz -88 dbm 100 khz E-UTRA Band 2 LA UTRA FDD Band III or MHz -88 dbm 100 khz E-UTRA Band 3 LA UTRA FDD Band IV MHz -88 dbm 100 khz or E-UTRA Band 4 LA UTRA FDD Band V or MHz -88 dbm 100 khz E-UTRA Band 5 LA UTRA FDD Band VI, MHz -88 dbm 100 khz XIX or E-UTRA Band 6, 19 LA UTRA FDD Band VII MHz -88 dbm 100 khz or E-UTRA Band 7 LA UTRA FDD Band VIII MHz -88 dbm 100 khz or E-UTRA Band 8 LA UTRA FDD Band IX MHz -88 dbm 100 khz or E-UTRA Band 9 LA UTRA FDD Band X or MHz -88 dbm 100 khz E-UTRA Band 10 LA UTRA FDD Band XI MHz -88 dbm 100 khz or E-UTRA Band 11 LA UTRA FDD Band XII MHz -88 dbm 100 khz or E-UTRA Band 12 LA UTRA FDD Band XIII MHz -88 dbm 100 khz or E-UTRA Band 13 LA UTRA FDD Band XIV MHz -88 dbm 100 khz or E-UTRA Band 14 LA E-UTRA Band MHz -88 dbm 100 khz LA E-UTRA Band MHz -88 dbm 100 khz LA UTRA FDD Band XX MHz -88 dbm 100 khz or E-UTRA Band 20 LA UTRA FDD Band XXI MHz -88 dbm 100 khz or E-UTRA Band 21 LA UTRA FDD Band XXII or E-UTRA Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 42 LA E-UTRA Band MHz -88 dbm 100 khz LA E-UTRA Band MHz -88 dbm 100 khz LA UTRA FDD Band MHz -88 dbm 100 khz XXV or E-UTRA Band 25 LA UTRA FDD Band MHz -88 dbm 100 khz XXVI or E-UTRA Band 26 LA E-UTRA Band MHz -88 dbm 100 khz LA E-UTRA Band MHz -88 dbm 100 KHz This is not applicable to E- UTRA BS operating in Band 44 LA E-UTRA Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 40 LA E-UTRA Band MHz -88 dbm 100 KHz LA UTRA TDD Band a) or E-UTRA Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 33

107 106 TS V ( ) LA UTRA TDD Band a) or E-UTRA Band 34 LA UTRA TDD Band b) or E-UTRA Band 35 LA UTRA TDD Band b) or E-UTRA Band 36 LA UTRA TDD Band c) or E-UTRA Band 37 LA UTRA TDD Band d) or E-UTRA Band 38 LA LUTRA TDD Band f) or E-UTRA Band 39 LA UTRA TDD Band e) or E-UTRA Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 2 and MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 37. This unpaired band is defined in ITU-R M.1036, but is pending any future deployment MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 33 and MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 30 or 40 LA E-UTRA Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 41 LA E-UTRA Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 22, 42, 43 or 48 LA E-UTRA Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 42, 43 or 48 LA E-UTRA Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 28 or 44 LA E-UTRA Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 45 LA E-UTRA Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 46 LA E-UTRA Band MHz -88 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 42, 43 or 48 LA E-UTRA Band MHz -88 dbm 100 khz LA E-UTRA Band MHz -88 dbm 100 khz LA E-UTRA Band MHz -88 dbm 100 khz LA E-UTRA Band MHz -88 dbm 100 khz

108 107 TS V ( ) The power of any spurious emission shall not exceed the limits of Table for a Medium Range BS where requirements for co-location with a BS type listed in the first column apply. For BS capable of multi-band operation, the exclusions and conditions in the Note column of Table apply for each supported operating band. For BS capable of multi-band operation where multiple bands are mapped on separate antenna connectors, the exclusions and conditions in the Note column of Table apply for the operating band supported at that antenna connector. Table : BS Spurious emissions limits for Medium range BS co-located with another BS Type of co-located BS Frequency range for colocation Maximum Measurement Note requirement Level Bandwidth Micro/MR GSM MHz -91 dbm 100 khz Micro/MR DCS MHz -91 dbm 100 khz Micro/MR PCS MHz -91 dbm 100 khz Micro/MR GSM MHz -91 dbm 100 khz MR UTRA FDD Band I or MHz -91 dbm 100 khz E-UTRA Band 1 MR UTRA FDD Band II or MHz -91 dbm 100 khz E-UTRA Band 2 MR UTRA FDD Band III MHz -91 dbm 100 khz or E-UTRA Band 3 MR UTRA FDD Band IV MHz -91 dbm 100 khz or E-UTRA Band 4 MR UTRA FDD Band V MHz -91 dbm 100 khz or E-UTRA Band 5 MR UTRA FDD Band VI, MHz -91 dbm 100 khz XIX or E-UTRA Band 6, 19 MR UTRA FDD Band VII MHz -91 dbm 100 KHz or E-UTRA Band 7 MR UTRA FDD Band VIII MHz -91 dbm 100 KHz or E-UTRA Band 8 MR UTRA FDD Band IX MHz -91 dbm 100 KHz or E-UTRA Band 9 MR UTRA FDD Band X MHz -91 dbm 100 khz or E-UTRA Band 10 MR UTRA FDD Band XI MHz -91 dbm 100 khz or E-UTRA Band 11 MR UTRA FDD Band XII MHz -91 dbm 100 khz or E-UTRA Band 12 MR UTRA FDD Band XIII MHz -91 dbm 100 khz or E-UTRA Band 13 MR UTRA FDD Band XIV MHz -91 dbm 100 khz or E-UTRA Band 14 MR E-UTRA Band MHz -91 dbm 100 khz MR E-UTRA Band MHz -91 dbm 100 KHz MR UTRA FDD Band XX MHz -91 dbm 100 KHz or E-UTRA Band 20 MR UTRA FDD Band XXI MHz -91 dbm 100 KHz or E-UTRA Band 21 MR UTRA FDD Band XXII or E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 42 MR E-UTRA Band MHz -91 dbm 100 khz MR E-UTRA Band MHz -91 dbm 100 KHz MR UTRA FDD Band MHz -91 dbm 100 khz XXV or E-UTRA Band 25 MR UTRA FDD Band MHz -91 dbm 100 khz XXVI or E-UTRA Band 26 MR E-UTRA Band MHz -91 dbm 100 khz MR E-UTRA Band MHz -91 dbm 100 KHz This is not applicable to E- UTRA BS operating in Band 44

109 108 TS V ( ) MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 40 MR E-UTRA Band MHz -91 dbm 100 KHz MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 33 MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 34 MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 35 MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 2 and 36 MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 37. This unpaired band is defined in ITU-R M.1036, but is pending any future deployment. MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 38. MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 33 and 39 MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 30 or 40 MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 41 MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 22, 42, 43 or 48 MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 42, 43 or 48 MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 28 or 44

110 109 TS V ( ) MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 45 MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 46 MR E-UTRA Band MHz -91 dbm 100 khz This is not applicable to E- UTRA BS operating in Band 42, 43 or 48 MR E-UTRA Band MHz -91 dbm 100 khz MR E-UTRA Band MHz -91 dbm 100 khz MR E-UTRA Band MHz -91 dbm 100 khz MR E-UTRA Band MHz -91 dbm 100 khz NOTE 1: As defined in the scope for spurious emissions in this clause, the co-location requirements in Table to Table do not apply for the 10 MHz frequency range immediately outside the BS transmit frequency range of a downlink operating band (see Table 5.5-1). The current state-of-theart technology does not allow a single generic solution for co-location with other system on adjacent frequencies for 30dB BS-BS minimum coupling loss. However, there are certain site-engineering solutions that can be used. These techniques are addressed in TR [8]. NOTE 2: Table to Table assume that two operating bands, where the corresponding BS transmit and receive frequency ranges in Table would be overlapping, are not deployed in the same geographical area. For such a case of operation with overlapping frequency arrangements in the same geographical area, special co-location requirements may apply that are not covered by the 3GPP specifications. NOTE 3: Co-located TDD base stations that are synchronized and using the same or adjacent operating band can transmit without special co-locations requirements. For unsynchronized base stations (except in Band 46), special co-location requirements may apply that are not covered by the 3GPP specifications. 6.7 Transmitter intermodulation The transmit intermodulation requirement is a measure of the capability of the transmitter to inhibit the generation of signals in its non linear elements caused by presence of the wanted signal and an interfering signal reaching the transmitter via the antenna. The requirement applies during the transmitter ON period and the transmitter transient period. For BS capable of multi-band operation where multiple bands are mapped on separate antenna connectors, the singleband requirements apply regardless of the interfering signals position relative to the Inter RF Bandwidth gap Minimum requirement The transmitter intermodulation level is the power of the intermodulation products when an E-UTRA signal of channel bandwidth 5 MHz as an interfering signal is injected into the antenna connector. The transmitter intermodulation level shall not exceed the unwanted emission limits in subclauses 6.6.2, and in the presence of an E-UTRA interfering signal according to Table , Table and Table The requirement is applicable outside the Base Station RF Bandwidth or Radio Bandwidth. The interfering signal offset is defined relative to the Base Station RF Bandwidth edges or Radio Bandwidth edges. For a BS operating in non-contiguous spectrum, the requirement is also applicable inside a sub-block gap for interfering signal offsets where the interfering signal falls completely within the sub-block gap. The interfering signal offset is defined relative to the sub-block edges. For a BS capable of multi-band operation, the requirement applies relative to the Base Station RF Bandwidth edges of each supported operating band. In case the Inter RF Bandwidth gap is less than 15 MHz, the requirement in the gap

111 110 TS V ( ) applies only for interfering signal offsets where the interfering signal falls completely within the Inter RF Bandwidth gap. For E-UTRA, the wanted signal and interfering signal centre frequency offset shall be as in Table Table Interfering and wanted signals for the Transmitter intermodulation requirement for E- UTRA Parameter Value Wanted signal E-UTRA single carrier, or multi-carrier, or multiple intra-band contiguously or non-contiguously aggregated carriers Interfering signal type E-UTRA signal of channel bandwidth 5 MHz Interfering signal level Rated total output power in the operating band 30 db Interfering signal centre frequency offset from ± 2.5 MHz the lower/upper edge of the wanted signal or ± 7.5 MHz edge of sub-block inside a sub-block gap ± 12.5 MHz NOTE1: Interfering signal positions that are partially or completely outside of any downlink operating band of the base station are excluded from the requirement, unless the interfering signal positions fall within the frequency range of adjacent downlink operating bands in the same geographical area. In case that none of the interfering signal positions fall completely within the frequency range of the downlink operating band, TS [4] provides further guidance regarding appropriate test requirements. NOTE2: In certain regions, NOTE1 is not applied in Band 1, 3, 8, 9, 11, 18, 19, 21, 28, 32 operating within MHz, 34. For NB-IoT in-band and guard band operation, the wanted signal and interfering signal centre frequency offset shall be as in Table Table Interfering and wanted signals for the Transmitter intermodulation requirement for NB- IoT in-band and guard band operations Parameter Value Wanted signal E-UTRA single carrier, or multi-carrier, or multiple intra-band contiguously or non-contiguously aggregated carriers with NB- IoT in-band and/or guard band operation Interfering signal type E-UTRA signal of channel bandwidth 5 MHz Interfering signal level Rated total output power in the operating band 30 db Interfering signal centre frequency offset from ± 2.5 MHz the lower/upper edge of the wanted signal or ± 7.5 MHz edge of sub-block inside a sub-block gap ± 12.5 MHz NOTE1: Interfering signal positions that are partially or completely outside of any downlink operating band of the base station are excluded from the requirement, unless the interfering signal positions fall within the frequency range of adjacent downlink operating bands in the same geographical area. In case that none of the interfering signal positions fall completely within the frequency range of the downlink operating band, TS [4] provides further guidance regarding appropriate test requirements. NOTE2: In certain regions, NOTE1 is not applied in Band 1, 3, 8, 9, 11, 18, 19, 21, 28, 32 operating within MHz, 34. For NB-IoT standalone operation, the wanted signal and interfering signal centre frequency offset shall be as in Table

112 111 TS V ( ) Table Interfering and wanted signals for the Transmitter intermodulation requirement for standalone NB-IoT Parameter Value Wanted signal Standalone NB-IoT carrier Interfering signal type E-UTRA signal of channel bandwidth 5 MHz Interfering signal level Rated total output power in the operating band 30 db Interfering signal centre frequency offset from ± 2.5 MHz the lower/upper edge of the wanted signal or ± 7.5 MHz edge of sub-block inside a sub-block gap ± 12.5 MHz NOTE1: Interfering signal positions that are partially or completely outside of any downlink operating band of the base station are excluded from the requirement, unless the interfering signal positions fall within the frequency range of adjacent downlink operating bands in the same geographical area. In case that none of the interfering signal positions fall completely within the frequency range of the downlink operating band, TS [4] provides further guidance regarding appropriate test requirements. NOTE2: In certain regions, NOTE1 is not applied in Band 1, 3, 8, 9, 11, 18, 19, 21, 28, 32 operating within MHz, Additional requirement for Band 41 In certain regions the following requirement may apply. For E-UTRA BS operating in Band 41, the transmitter intermodulation level shall not exceed the maximum levels specified in Table with a square filter in the first adjacent channel, Table and Table in the presence of an interfering signal according to Table Table Interfering and wanted signals for the additional transmitter intermodulation requirement for Band 41 Parameter Wanted signal Interfering signal type Value E-UTRA single carrier (NOTE) E-UTRA signal of the same channel bandwidth as the wanted signal Rated total output power in the operating band 30 db ± BWChannel ± 2 x BWChannel Interfering signal level Interfering signal centre frequency offset from the lower/upper carrier centre frequency of the wanted signal NOTE: This requirement applies for 10 or 20 MHz E-UTRA carriers allocated within MHz or MHz. 7 Receiver characteristics 7.1 General The requirements in clause 7 are expressed for a single receiver antenna connector. For receivers with antenna diversity, the requirements apply for each receiver antenna connector. Unless otherwise stated, the receiver characteristics are specified at the BS antenna connector (test port A) with a full complement of transceivers for the configuration in normal operating conditions. For FDD operation the requirements in clause 7 shall be met with the transmitter(s) on. If any external apparatus such as a RX amplifier, a filter or the combination of such devices is used, requirements apply at the far end antenna connector (port B). NOTE: In normal operating conditions the BS in FDD operation is configured to transmit and receive at the same time. The transmitter may be off for some of the tests as specifed in [4]. Unless otherwise stated the requirements in clause 7 apply during the base station receive period.

113 112 TS V ( ) BS cabinet External LNA (if any) External device e.g. RX filter (if any) From antenna connector Test port A Test port B Figure 7.1: Receiver test ports The throughput requirements defined for the receiver characteristics in this clause do not assume HARQ retransmissions. When the BS is configured to receive multiple carriers, all the throughput requirements are applicable for each received carrier. For ACS, blocking and intermodulation characteristics, the negative offsets of the interfering signal apply relative to the lower Base Station RF Bandwidth edge and positive offsets of the interfering signal apply relative to the upper Base Station RF Bandwidth edge. NOTE: NOTE: Requirements may only be supported for certain frequency ranges within the operating band(s). These frequency ranges could be different for NB.-IoT comparing to E-UTRA. For E-UTRA BS with NB-IoT (in band and/or guard band) or standalone NB-IoT BS, requirements are defined for 15 khz sub-carrier spacing and 3.75 khz sub-carrier spacing. A NB-IoT Base Station supports 15 khz sub-carrier spacing, 3.75 khz sub-carrier spacing, or both. 7.2 Reference sensitivity level The reference sensitivity power level P REFSENS is the minimum mean power received at the antenna connector at which a throughput requirement shall be met for a specified reference measurement channel Minimum requirement For E-UTRA, the throughput shall be 95% of the maximum throughput of the reference measurement channel as specified in Annex A with parameters specified in Table for Wide Area BS, in Table for Local Area BS, in Table for Home BS and in Table for Medium Range BS.

114 113 TS V ( ) E-UTRA channel bandwidth [MHz] Note 1: Note 2: Note 3: Note 4: Table : E-UTRA Wide Area BS reference sensitivity levels Reference measurement channel Reference sensitivity power level, PREFSENS [dbm] 1.4 FRC A1-1 in Annex A FRC A1-2 in Annex A FRC A1-6 in Annex A.1 for E-UTRA with NB-IoT inband operation (Note 3) (Note 2) 5 FRC A1-3 in Annex A FRC A1-7 in Annex A.1 for E-UTRA with NB-IoT inband operation (Note 2) 10 FRC A1-3 in Annex A.1 (Note 1) FRC A1-7 in Annex A.1 for E-UTRA with NB-IoT inband operation (Note 4) (Note 2) 15 FRC A1-3 in Annex A.1 (Note 1) FRC A1-7 in Annex A.1 for E-UTRA with NB-IoT inband operation (Note 4) (Note 2) 20 FRC A1-3 in Annex A.1 (Note 1) FRC A1-7 in Annex A.1 for E-UTRA with NB-IoT inband operation (Note 4) (Note 2) PREFSENS is the power level of a single instance of the reference measurement channel. This requirement shall be met for each consecutive application of a single instance of FRC A1-3 mapped to disjoint frequency ranges with a width of 25 resource blocks each. The requirements apply to BS that supports E-UTRA with NB-IoT in-band operation. PREFSENS is the power level of a single instance of the reference measurement channel. This requirement shall be met for a single instance of FRC A1-6 mapped to the 12 E-UTRA resource blocks adjacent to the NB-IoT PRB. PREFSENS is the power level of a single instance of the reference measurement channel. This requirement shall be met for a single instance of FRC A1-7 mapped to the 24 E-UTRA resource blocks adjacent to the NB-IoT PRB, and for each consecutive application of a single instance of FRC A1-3 mapped to disjoint frequency ranges with a width of 25 resource blocks each. E-UTRA channel bandwidth [MHz] Note 1: Table : E-UTRA Local Area BS reference sensitivity levels Reference measurement channel Reference sensitivity power level, PREFSENS [dbm] 1.4 FRC A1-1 in Annex A FRC A1-2 in Annex A FRC A1-3 in Annex A FRC A1-3 in Annex A.1 (Note 1) FRC A1-8 in Annex A.1 (Note 2) FRC A1-3 in Annex A.1 (Note 1) FRC A1-3 in Annex A.1(Note 1) FRC A1-9 in Annex A.1 (Note 2) PREFSENS is the power level of a single instance of the reference measurement channel. This requirement shall be met for each consecutive application of a single instance of FRC A1-3 mapped to disjoint frequency ranges with a width of 25 resource blocks each. This reference measurement channel is not applied for Band 46. Note 2: P REFSENS is the power level of a single instance of the reference measurement channel. This requirement shall be met for each single interlace of FRC A1-8 and A1-9. This reference measurement channel is only applied for Band 46.

115 114 TS V ( ) E-UTRA channel bandwidth [MHz] Note: Table : E-UTRA Home BS reference sensitivity levels Reference measurement channel Reference sensitivity power level, PREFSENS [dbm] 1.4 FRC A1-1 in Annex A FRC A1-2 in Annex A FRC A1-3 in Annex A FRC A1-3 in Annex A.1 (Note) FRC A1-3 in Annex A.1 (Note) FRC A1-3 in Annex A.1 (Note) PREFSENS is the power level of a single instance of the reference measurement channel. This requirement shall be met for each consecutive application of a single instance of FRC A1-3 mapped to disjoint frequency ranges with a width of 25 resource blocks each E-UTRA channel bandwidth [MHz] Note 1: Note 2: Table : E-UTRA Medium Range BS reference sensitivity levels Reference measurement channel Reference sensitivity power level, PREFSENS [dbm] 1.4 FRC A1-1 in Annex A FRC A1-2 in Annex A FRC A1-3 in Annex A FRC A1-3 in Annex A.1 (Note 1) FRC A1-8 in Annex A.1 (Note 2) FRC A1-3 in Annex A.1 (Note 1) FRC A1-3 in Annex A.1 (Note 1) FRC A1-9 in Annex A.1 (Note 2) PREFSENS is the power level of a single instance of the reference measurement channel. This requirement shall be met for each consecutive application of a single instance of FRC A1-3 mapped to disjoint frequency ranges with a width of 25 resource blocks each. This reference measurement channel is not applied for Band 46. PREFSENS is the power level of a single instance of the reference measurement channel. This requirement shall be met for each single interlace of FRC A1-8 and A1-9. This reference measurement channel is only applied for Band 46. For NB-IoT standalone BS or E-UTRA BS with NB-IoT (in-band and/or guard band), NB-IoT throughput shall be 95% of the maximum throughput of the reference measurement channel as specified in Annex A with parameters specified in Table for Wide Area BS. NB-IoT channel bandwidth [khz] Table : NB-IoT Wide Area BS reference sensitivity levels NB-IoT Sub-carrier spacing [khz] Reference measurement channel Reference sensitivity power level, PREFSENS [dbm] FRC A14-1 in Annex A FRC A14-2 in Annex A Dynamic range Table : Void The dynamic range is specified as a measure of the capability of the receiver to receive a wanted signal in the presence of an interfering signal inside the received channel bandwidth. In this condition a throughput requirement shall be met for a specified reference measurement channel. The interfering signal for the dynamic range requirement is an AWGN signal.

116 115 TS V ( ) Minimum requirement For E-UTRA, the throughput shall be 95% of the maximum throughput of the reference measurement channel as specified in Annex A with parameters specified in Table for Wide Area BS, in Table for Local Area BS, in Table for Home BS and in Table for Medium Range BS. E-UTRA channel bandwidth [MHz] Note*: Table : Wide Area BS dynamic range for E-UTRA carrier Reference measurement channel Wanted signal mean power [dbm] Interfering signal mean power [dbm] / BWConfig Type of interfering signal FRC A2-1 in Annex A AWGN FRC A2-2 in Annex A AWGN FRC A2-3 in Annex A AWGN FRC A2-3 in Annex A.2* AWGN FRC A2-3 in Annex A.2* AWGN FRC A2-3 in Annex A.2* AWGN The wanted signal mean power is the power level of a single instance of the reference measurement channel. This requirement shall be met for each consecutive application of a single instance of FRC A2-3 mapped to disjoint frequency ranges with a width of 25 resource blocks each.

117 116 TS V ( ) Table : Local Area BS dynamic range for E-UTRA carrier E-UTRA channel bandwidth [MHz] Note 1: Note 2: Reference measurement channel Wanted signal mean power [dbm] Interfering signal mean power [dbm] / BWConfig Type of interfering signal FRC A2-1 in Annex A AWGN FRC A2-2 in Annex A AWGN FRC A2-3 in Annex A AWGN FRC A2-3 in Annex A.2 (Note 1) FRC A2-4 in AWGN Annex A.2 (Note 2) FRC A2-3 in Annex A AWGN (Note 1) FRC A2-3 in Annex A.2 (Note 1) FRC A2-5 in AWGN Annex A.2 (Note 2) The wanted signal mean power is the power level of a single instance of the reference measurement channel. This requirement shall be met for each consecutive application of a single instance of FRC A2-3 mapped to disjoint frequency ranges with a width of 25 resource blocks each. This reference measurement channel is not applied for Band 46. The wanted signal mean power is the power level of a single instance of the reference measurement channel. This requirement shall be met for each single interlace of FRC A2-4 and A2-5. This reference measurement channel is only applied for Band 46. E-UTRA channel bandwidth [MHz] Note*: Table : Home BS dynamic range for E-UTRA carrier Reference measurement channel Wanted signal mean power [dbm] Interfering signal mean power [dbm] / BWConfig Type of interfering signal FRC A2-1 in Annex A AWGN FRC A2-2 in Annex A AWGN FRC A2-3 in Annex A AWGN FRC A2-3 in Annex A.2* AWGN FRC A2-3 in Annex A.2* AWGN FRC A2-3 in Annex A.2* AWGN The wanted signal mean power is the power level of a single instance of the reference measurement channel. This requirement shall be met for each consecutive application of a single instance of FRC A2-3 mapped to disjoint frequency ranges with a width of 25 resource blocks each.

118 117 TS V ( ) Table : Medium Range BS dynamic range for E-UTRA carrier E-UTRA channel bandwidth [MHz] Note 1: Note 2: Reference measurement channel Wanted signal mean power [dbm] Interfering signal mean power [dbm] / BWConfig Type of interfering signal FRC A2-1 in Annex A AWGN FRC A2-2 in Annex A AWGN FRC A2-3 in Annex A AWGN FRC A2-3 in Annex A.2 (Note 1) FRC A2-4 in AWGN Annex A.2 (Note 2) FRC A2-3 in Annex A AWGN (Note 1) FRC A2-3 in Annex A.2 (Note 1) FRC A2-5 in AWGN Annex A.2 (Note 2) The wanted signal mean power is the power level of a single instance of the reference measurement channel. This requirement shall be met for each consecutive application of a single instance of FRC A2-3 mapped to disjoint frequency ranges with a width of 25 resource blocks each. This reference measurement channel is not applied for Band 46. The wanted signal mean power is the power level of a single instance of the reference measurement channel. This requirement shall be met for each single interlace of FRC A2-4 and A2-5. This reference measurement channel is only applied for Band 46. For NB-IoT standalone operation, the throughput shall be 95% of the maximum throughput of the reference measurement channel as specified in Annex A with parameters specified in Table for Wide Area BS. Table : Wide Area BS dynamic range for NB-IoT standalone operation NB-IoT channel bandwidth [khz] Reference measurement channel FRC A15-1 in Annex A.15 FRC A15-2 in Annex A.15 Wanted signal mean power [dbm] Interfering signal mean power [dbm] / BWChannel Type of interfering signal AWGN AWGN For NB-IoT in-band or guard band operation, the throughput shall be 95% of the maximum throughput of the reference measurement channel as specified in Annex A with parameters specified in Table for Wide Area BS.

119 118 TS V ( ) Table : Wide Area BS dynamic range for NB-IoT in-band or guard band operation NB-IoT channel bandwidth [MHz] Reference measurement channel Wanted signal mean power [dbm] Interfering signal mean power [dbm] / BWChannel Type of interfering signal FRC A15-1 in * Annex A.15 FRC A15-2 in Annex A AWGN 5 FRC A15-1 in Annex A FRC A15-2 in Annex A AWGN 10 FRC A15-1 in Annex A FRC A15-2 in Annex A AWGN 15 FRC A15-1 in Annex A FRC A15-2 in Annex A AWGN 20 FRC A15-1 in Annex A FRC A15-2 in Annex A AWGN Note*: 3 MHz channel bandwidth is not applicable to guard band operation. 7.4 In-channel selectivity In-channel selectivity (ICS) is a measure of the receiver ability to receive a wanted signal at its assigned resource block locations in the presence of an interfering signal received at a larger power spectral density. In this condition a throughput requirement shall be met for a specified reference measurement channel. The interfering signal shall be an E-UTRA signal as specified in Annex C and shall be time aligned with the wanted signal Minimum requirement For E-UTRA, the throughput shall be 95% of the maximum throughput of the reference measurement channel as specified in Annex A with parameters specified in Table for Wide Area BS, in Table for Local Area BS, in Table for Home BS and in Table for Medium Range BS. E-UTRA channel bandwidth (MHz) Note: Table Wide Area BS in-channel selectivity for E-UTRA Reference measurement channel Wanted signal mean power [dbm] Interfering signal mean power [dbm] Type of interfering signal A1-4 in Annex 1.4 MHz E-UTRA A.1 signal, 3 RBs A1-5 in Annex 3 MHz E-UTRA A.1 signal, 6 RBs A1-2 in Annex 5 MHz E-UTRA A.1 signal, 10 RBs A1-3 in Annex 10 MHz E-UTRA A.1 signal, 25 RBs 15 MHz E-UTRA A1-3 in Annex signal, 25 RBs A.1 (Note) (Note) 20 MHz E-UTRA A1-3 in Annex signal, 25 RBs A.1 (Note) (Note) Wanted and interfering signal are placed adjacently around Fc

120 119 TS V ( ) E-UTRA channel bandwidth (MHz) Note 1: Note 2: Note 3: Table Local Area BS in-channel selectivity for E-UTRA Reference measurement channel Wanted signal mean power [dbm] Interfering signal mean power [dbm] Type of interfering signal A1-4 in Annex 1.4 MHz E-UTRA A.1 signal, 3 RBs A1-5 in Annex 3 MHz E-UTRA A.1 signal, 6 RBs A1-2 in Annex 5 MHz E-UTRA A.1 signal, 10 RBs 10 MHz E-UTRA A1-3 in Annex signal, 25 RBs (Note A.1 (Note 3) ) A1-8 in Annex MHz E-UTRA A.1 (Note 2) interlace signal, 10 RBs (Note 2) 15 MHz E-UTRA A1-3 in Annex signal, 25 RBs (Note A.1 (Note 1) 1) 20 MHz E-UTRA A1-3 in Annex signal, 25 RBs (Note A.1 (Note 1) ) A1-9 in Annex MHz E-UTRA A.1 (Note 2) interlace signal, 10 RBs (Note 2) Wanted and interfering signal are placed adjacently around Fc, this reference measurement channel and interfering signal are not applied for Band 46. Wanted and interfering signal interlaces are mirrored around Fc, this reference measurement channel and interfering signal are only applied for Band 46. This reference measurement channel and interfering signal are not applied for Band 46. E-UTRA channel bandwidth (MHz) Note: Table Home BS in-channel selectivity for E-UTRA Reference measurement channel Wanted signal mean power [dbm] Interfering signal mean power [dbm] Type of interfering signal A1-4 in Annex 1.4 MHz E-UTRA A.1 signal, 3 RBs A1-5 in Annex 3 MHz E-UTRA A.1 signal, 6 RBs A1-2 in Annex 5 MHz E-UTRA A.1 signal, 10 RBs A1-3 in Annex 10 MHz E-UTRA A.1 signal, 25 RBs 15 MHz E-UTRA A1-3 in Annex signal, 25 RBs A.1 (Note) (Note) 20 MHz E-UTRA A1-3 in Annex signal, 25 RBs A.1 (Note) (Note) Wanted and interfering signal are placed adjacently around Fc

121 120 TS V ( ) E-UTRA channel bandwidth (MHz) Note 1: Note 2: Note 3: Table Medium Range BS in-channel selectivity for E-UTRA Reference measurement channel Wanted signal mean power [dbm] Interfering signal mean power [dbm] Type of interfering signal A1-4 in Annex 1.4 MHz E-UTRA A.1 signal, 3 RBs A1-5 in Annex 3 MHz E-UTRA A.1 signal, 6 RBs A1-2 in Annex 5 MHz E-UTRA A.1 signal, 10 RBs 10 MHz E-UTRA A1-3 in Annex signal, 25 RBs (Note A.1 (Note 3) ) A1-8 in Annex MHz E-UTRA A.1 (Note 2) interlace signal, 10 RBs (Note 2) 15 MHz E-UTRA A1-3 in Annex signal, 25 RBs (Note A.1 (Note 1) 1) 20 MHz E-UTRA A1-3 in Annex signal, 25 RBs (Note A.1 (Note 1) ) A1-9 in Annex MHz E-UTRA A.1 (Note 2) interlace signal, 10 RBs (Note 2) Wanted and interfering signal are placed adjacently around Fc, this reference measurement channel and interfering signal are not applied for Band 46. Wanted and interfering signal interlaces are mirrored around Fc, this reference measurement channel and interfering signal are only applied for Band 46. This reference measurement channel and interfering signal are not applied for Band 46.

122 121 TS V ( ) For NB-IoT in-band operation, the throughput shall be 95% of the maximum throughput of the reference measurement channel as specified in Annex A with parameters specified in Table and Table for Wide Area BS. Table Wide Area BS in-channel selectivity for NB-IoT in-band operation with 15kHz channel spacing E-UTRA channel bandwidth (MHz) Note 1: Note 2: Reference measurement channel FRC A14-1 in Annex A.14 FRC A14-1 in Annex A.14 FRC A14-1 in Annex A.14 FRC A14-1 in Annex A.14 FRC A14-1 in Annex A.14 Wanted signal mean power [dbm] Interfering signal mean power [dbm] [3] [3] [3] [3] [3] -77 Type of interfering signal 3 MHz E-UTRA signal, 6 RBs (Note 2) 5 MHz E-UTRA signal, 10 RBs (Note 1) 10 MHz E-UTRA signal, 25 RBs (Note 1) 15 MHz E-UTRA signal, 25 RBs (Note 1) 20 MHz E-UTRA signal, 25 RBs (Note 1) Interfering signal is placed in one side of the Fc, while the NB-IoT PRB is placed on the other side. Both interfering signal and NB-IoT PRB are placed at the middle of the available PRB locations. The wanted NB-IoT tone is placed at the centre of this NB-IoT PRB. Interfering signal is placed from the edge of BWConfig, while the NB-IoT PRB is placed at the middle of the remaining PRB locations. The wanted NB-IoT tone is placed at the centre of this NB-IoT PRB. Table Wide Area BS in-channel selectivity for NB-IoT in-band operation with 3.75kHz channel spacing E-UTRA channel bandwidth (MHz) Note 1: Note 2: Reference measurement channel FRC A14-2 in Annex A.14 FRC A14-2 in Annex A.14 FRC A14-2 in Annex A.14 FRC A14-2 in Annex A.14 FRC A14-2 in Annex A.14 Wanted signal mean power [dbm] Interfering signal mean power [dbm] [3] [3] [3] [3] [3] -77 Type of interfering signal 3 MHz E-UTRA signal, 6 RBs (Note 2) 5 MHz E-UTRA signal, 10 RBs (Note 1) 10 MHz E-UTRA signal, 25 RBs (Note 1) 15 MHz E-UTRA signal, 25 RBs (Note 1) 20 MHz E-UTRA signal, 25 RBs (Note 1) Interfering signal is placed in one side of the Fc, while the NB-IoT PRB is placed on the other side. Both interfering signal and NB-IoT PRB are placed at the middle of the available PRB locations. The wanted NB-IoT tone is placed at the centre of this NB-IoT PRB. Interfering signal is placed from the edge of BWConfig, while the NB-IoT PRB is placed at the middle of the remaining PRB locations. The wanted NB-IoT tone is placed at the centre of this NB-IoT PRB.

123 122 TS V ( ) 7.5 Adjacent Channel Selectivity (ACS) and narrow-band blocking Adjacent channel selectivity (ACS) is a measure of the receiver ability to receive a wanted signal at its assigned channel frequency in the presence of an adjacent channel signal with a specified centre frequency offset of the interfering signal to the band edge of a victim system. For E-UTRA or E-UTRA with NB-IoT (in-band and/or guard band operation) BS, the interfering signal shall be an E-UTRA signal as specified in Annex C. For NB-IoT standalone BS, the interfering signal shall be a NB-IoT signal as specified in Annex C Minimum requirement The throughput shall be 95% of the maximum throughput of the reference measurement channel. For E-UTRA Wide Area BS, the wanted and the interfering signal coupled to the BS antenna input are specified in Tables and for narrowband blocking and in Table for ACS. The reference measurement channel for the wanted signal is identified in Table for each channel bandwidth and further specified in Annex A. For E-UTRA Medium Range BS, the wanted and the interfering signal coupled to the BS antenna input are specified in Tables and for narrowband blocking and in Table for ACS. Narrowband blocking requirements are not applied for Band 46. The reference measurement channel for the wanted signal is identified in Table for each channel bandwidth and further specified in Annex A. For E-UTRA Local Area BS, the wanted and the interfering signal coupled to the BS antenna input are specified in Tables and for narrowband blocking and in Table for ACS. Narrowband blocking requirements are not applied for Band 46. The reference measurement channel for the wanted signal is identified in Table for each channel bandwidth and further specified in Annex A. For E-UTRA Home BS, the wanted and the interfering signal coupled to the BS antenna input are specified in Tables and for narrowband blocking and in Table for ACS. The reference measurement channel for the wanted signal is identified in Table for each channel bandwidth and further specified in Annex A. For NB-IoT in-band operation Wide Area BS, the wanted signal and the interfering signal coupled to the BS antenna input are specified in Tables a and for narrowband blocking and in Table a for ACS. The reference measurement channel for the NB-IoT wanted signal is identified in Table for each sub-carrier spacing and further specified in Annex A. For NB-IoT guard band operation Wide Area BS, the wanted signal and the interfering signal coupled to the BS antenna input are specified in Tables b and for narrowband blocking and in Table b for ACS. The reference measurement channel for the NB-IoT wanted signal is identified in Table for each sub-carrier spacing and further specified in Annex A. For NB-IoT standalone operation Wide Area BS, the wanted signal and the interfering signal coupled to the BS antenna input are specified in Tables c and a for narrowband blocking and in Table c for ACS. The reference measurement channel for the NB-IoT wanted signal is identified in Table for each sub-carrier spacing and further specified in Annex A. The ACS and narrowband blocking requirement is applicable outside the Base Station RF Bandwidth or Radio Bandwidth. The interfering signal offset is defined relative to the Base station RF Bandwidth edges or Radio Bandwidth edges. For a E-UTRA BS operating in non-contiguous spectrum within any operating band, the ACS requirement applies in addition inside any sub-block gap, in case the sub-block gap size is at least as wide as the E-UTRA interfering signal in Table , and The interfering signal offset is defined relative to the sub-block edges inside the subblock gap. For a E-UTRA BS capable of multi-band operation, the ACS requirement applies in addition inside any Inter RF Bandwidth gap, in case the Inter RF Bandwidth gap size is at least as wide as the E-UTRA interfering signal in Tables , and The interfering signal offset is defined relative to the Base Station RF Bandwidth edges inside the Inter RF Bandwidth gap. For a E-UTRA BS operating in non-contiguous spectrum within any operating band, the narrowband blocking requirement applies in addition inside any sub-block gap, in case the sub-block gap size is at least as wide as the

124 123 TS V ( ) channel bandwidth of the E-UTRA interfering signal in Table The interfering signal offset is defined relative to the sub-block edges inside the sub-block gap. For a E-UTRA BS capable of multi-band operation, the narrowband blocking requirement applies in addition inside any Inter RF Bandwidth gap, in case the Inter RF Bandwidth gap size is at least as wide as the E-UTRA interfering signal in Table The interfering signal offset is defined relative to the Base Station RF Bandwidth edges inside the Inter RF Bandwidth gap. Table : Narrowband blocking requirement for E-UTRA BS Wanted signal mean power [dbm] Interfering signal mean power [dbm] Type of interfering signal Wide Area BS PREFSENS + 6dB (Note 1) -49 See Table Medium Range PREFSENS + 6dB BS (Note 4) -44 See Table Local Area BS PREFSENS + 6dB (Note 2) -41 See Table Home BS PREFSENS + 14dB (Note 3) -33 See Table Note 1: PREFSENS depends on the channel bandwidth as specified in Table Note 2: PREFSENS depends on the channel bandwidth as specified in Table Note 3: PREFSENS depends on the channel bandwidth as specified in Table Note 4: PREFSENS depends on the channel bandwidth as specified in Table Table a: Narrowband blocking requirement for NB-IoT in-band operation BS depends on the sub-carrier spacing as specified in Table Wide Area BS E-UTRA channel BW of the lowest/highest carrier received [MHz] NB-IoT Wanted signal mean power [dbm] 3 PREFSENS + 11 db (Note) 5 PREFSENS + 8 db (Note) 10 PREFSENS + 6 db (Note) 15 PREFSENS + 6 db (Note) 20 PREFSENS + 6 db (Note) Interfering signal mean power [dbm]

125 124 TS V ( ) Table b: Narrowband blocking requirement for NB-IoT guard band operation BS E-UTRA channel BW of the lowest/highest carrier received [MHz] NB-IoT Wanted signal mean power [dbm] Interfering signal mean power [dbm] Type of interfering signal 5 PREFSENS + 11 db -49 See Table (Note 1) 10 PREFSENS + 6 db -49 See Table Wide Area BS (Note 1) 15 PREFSENS + 6 db -49 See Table (Note 1) 20 PREFSENS + 6 db (Note 1) -49 See Table Note: The mentioned desens values consider only one NB-IoT PRB in the guard band, which is placed adjacent to the E-UTRA PRB edge as close as possible (i.e., away from edge of channel bandwidth). Note 1: PREFSENS depends on the sub-carrier spacing as specified in Table Table c: Narrowband blocking requirement for NB-IoT standalone Note: PREFSENS depends on the sub-carrier spacing as specified in Table NB-IoT channel bandwidth of the lowest/highest carrier received [khz] Wide Area BS 200 Wanted signal mean power [dbm] PREFSENS + 12 db (Note) Interfering signal mean power [dbm] -49 Type of interfering signal See Table a Table : Interfering signal for Narrowband blocking requirement for E-UTRA BS E-UTRA channel BW of the lowest/highest carrier received [MHz] Note*: Interfering RB centre frequency offset to the lower/upper Base Station RF Type of interfering signal Bandwdith edge or sub-block edge inside a sub-block gap [khz] ±(252.5+m*180), 1.4 MHz E-UTRA signal, 1 RB* m=0, 1, 2, 3, 4, 5 ±(247.5+m*180), m=0, 1, 2, 3, 4, 7, 10, 3 MHz E-UTRA signal, 1 RB* 13 ±(342.5+m*180), m=0, 1, 2, 3, 4, 9, 14, 5 MHz E-UTRA signal, 1 RB* 19, 24 ±(347.5+m*180), m=0, 1, 2, 3, 4, 9, 14, 5 MHz E-UTRA signal, 1 RB* 19, 24 ±(352.5+m*180), m=0, 1, 2, 3, 4, 9, 14, 5 MHz E-UTRA signal, 1 RB* 19, 24 ±(342.5+m*180), m=0, 1, 2, 3, 4, 9, 14, 5 MHz E-UTRA signal, 1 RB* 19, 24 Interfering signal consisting of one resource block is positioned at the stated offset, the channel bandwidth of the interfering signal is located adjacently to the lower/upper Base Station RF Bandwidth edge.

126 125 TS V ( ) Table a: Interfering signal for Narrowband blocking requirement for NB-IoT standalone operation BS NB-IoT channel bandwidth of the lowest/highest carrier received [khz] 200 Note*: Interfering RB centre frequency offset to the lower/upper Base Station RF Type of interfering signal Bandwdith edge or sub-block edge inside a sub-block gap [khz] ±(240 +m*180), 3 MHz E-UTRA signal, 1 RB* m=0, 1, 2, 3, 4, 9, 14 Interfering signal consisting of one resource block is positioned at the stated offset, the channel bandwidth of the interfering signal is located adjacently to the lower/upper Base Station RF Bandwidth edge. E-UTRA channel bandwidth of the lowesthighest carrier received [MHz] Table : Adjacent channel selectivity for E-UTRA Wide Area BS Wanted signal mean power [dbm] Interfering signal mean power [dbm] Interfering signal centre frequency offset from the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [MHz] Type of interfering signal 1.4 PREFSENS + 11dB (Note) -52 ± MHz E-UTRA signal 3 PREFSENS + 8dB (Note) -52 ± MHz E-UTRA signal 5 PREFSENS + 6dB (Note) -52 ± MHz E-UTRA signal 10 PREFSENS + 6dB (Note) -52 ± MHz E-UTRA signal 15 PREFSENS + 6dB (Note) -52 ± MHz E-UTRA signal 20 PREFSENS + 6dB (Note) -52 ± MHz E-UTRA signal Note: PREFSENS depends on the channel bandwidth as specified in Table

127 126 TS V ( ) Table a: Adjacent channel selectivity for NB-IoT in-band operation Wide Area BS E-UTRA channel bandwidth of the lowesthighest carrier received [MHz] NB-IoT wanted signal mean power [dbm] Interfering signal mean power [dbm] Interfering signal centre frequency offset from the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a subblock gap [MHz] Type of interfering signal 3 PREFSENS + 8dB (Note) -52 ± MHz E-UTRA signal 5 PREFSENS + 6dB (Note) -52 ± MHz E-UTRA signal 10 PREFSENS + 6dB (Note) -52 ± MHz E-UTRA signal 15 PREFSENS + 6dB (Note) -52 ± MHz E-UTRA signal 20 PREFSENS + 6dB (Note) -52 ± MHz E-UTRA signal Note: PREFSENS depends on the sub-carrier spacing as specified in Table Table b: Adjacent channel selectivity NB-IoT guard band operation Wide Area BS E-UTRA channel bandwidth of the lowesthighest carrier received [MHz] NB-IoT wanted signal mean power [dbm] Interfering signal mean power [dbm] Interfering signal centre frequency offset from the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a subblock gap [MHz] Type of interfering signal 5 PREFSENS + 10 db (Note) -52 ± MHz E-UTRA signal 10 PREFSENS + 8 db (Note) -52 ± MHz E-UTRA signal 15 PREFSENS + 6 db (Note) -52 ± MHz E-UTRA signal 20 PREFSENS + 6 db (Note) -52 ± MHz E-UTRA signal Note: PREFSENS depends on the sub-carrier spacing as specified in Table NB-IoT channel bandwidth of the lowest/highest carrier received [khz] Table c: Adjacent channel selectivity for NB-IoT standalone Wide Area BS Wanted signal mean power [dbm] Interfering signal mean power [dbm] Interfering signal centre frequency offset to the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [khz] Type of interfering signal PREFSENS dB ± khz NB-IoT signal (Note) Note: PREFSENS depends on the sub-carrier spacing as specified in Table

128 127 TS V ( ) E-UTRA channel bandwidth of the lowest/highest carrier received [MHz] Table : Adjacent channel selectivity for E-UTRA Local Area BS Wanted signal mean power [dbm] PREFSENS + 11dB (Note 1) PREFSENS + 8dB (Note 1) PREFSENS + 6dB (Note 1) PREFSENS + 6dB (Note 1) PREFSENS + 6dB (Note 1) PREFSENS + 6dB (Note 1) Interfering signal mean power [dbm] Interfering signal centre frequency offset from the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [MHz] Type of interfering signal -44 ± MHz E-UTRA signal -44 ± MHz E-UTRA signal -44 ± MHz E-UTRA signal -44 ± ± MHz E-UTRA signal (Note 2) 20 MHz E-UTRA signal (Note 3) -44 ± MHz E-UTRA signal -44 ± ± Note 1: PREFSENS depends on the channel bandwidth as specified in Table Note 2: This type of interfering signal is not applied for Band 46. Note 3: This type of interfering signal is only applied for Band 46. 5MHz E-UTRA signal (Note 2) 20 MHz E-UTRA signal (Note 3) E-UTRA channel bandwidth [MHz] Table : Adjacent channel selectivity for E-UTRA Home BS Wanted signal mean power [dbm] Interfering signal mean power [dbm] Interfering signal centre frequency offset from the channel edge of the wanted signal [MHz] Type of interfering signal 1.4 PREFSENS + 27dB (Note) MHz E-UTRA signal 3 PREFSENS + 24dB (Note) MHz E-UTRA signal 5 PREFSENS + 22dB (Note) MHz E-UTRA signal 10 PREFSENS + 22dB (Note) MHz E-UTRA signal 15 PREFSENS + 22dB (Note) MHz E-UTRA signal 20 PREFSENS + 22dB (Note) MHz E-UTRA signal Note: PREFSENS depends on the channel bandwidth as specified in Table

129 128 TS V ( ) E-UTRA channel bandwidth of the lowest/highest carrier received [MHz] Table : Adjacent channel selectivity for E-UTRA Medium Range BS Wanted signal mean power [dbm] PREFSENS + 11dB (Note 1) PREFSENS + 8dB (Note 1) PREFSENS + 6dB (Note 1) PREFSENS + 6dB (Note 1) PREFSENS + 6dB (Note 1) PREFSENS + 6dB (Note 1) Interfering signal mean power [dbm] Interfering signal centre frequency offset to the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [MHz] Type of interfering signal -47 ± MHz E-UTRA signal -47 ± MHz E-UTRA signal -47 ± MHz E-UTRA signal -47 ± ± MHz E-UTRA signal (Note 2) 20 MHz E-UTRA signal (Note 3) -47 ± MHz E-UTRA signal -47 ± ± Note 1: PREFSENS depends on the channel bandwidth as specified in Table Note 2: This type of interfering signal is not applied for Band 46. Note 3: This type of interfering signal is only applied for Band 46. 5MHz E-UTRA signal (Note 2) 20 MHz E-UTRA signa (Note 3) 7.6 Blocking General blocking requirement The blocking characteristics is a measure of the receiver ability to receive a wanted signal at its assigned channel in the presence of an unwanted interferer, which are either a 1.4MHz, 3MHz or 5MHz E-UTRA signal for in-band blocking or a CW signal for out-of-band blocking. The interfering signal shall be an E-UTRA signal as specified in Annex C Minimum requirement For E-UTRA, the throughput shall be 95% of the maximum throughput of the reference measurement channel, with a wanted and an interfering signal coupled to BS antenna input using the parameters in Tables , a, b, c and The reference measurement channel for the wanted signal is identified in Table , , and for each channel bandwidth and further specified in Annex A. The blocking requirement is applicable outside the Base Station RF Bandwidth or Radio Bandwidth. The interfering signal offset is defined relative to the Base Station RF Bandwidth edges or Radio Bandwidth edges. For a BS operating in non-contiguous spectrum within any operating band, the blocking requirement applies in addition inside any sub-block gap, in case the sub-block gap size is at least as wide as twice the interfering signal minimum

130 129 TS V ( ) offset in Table The interfering signal offset is defined relative to the sub-block edges inside the sub-block gap. For a BS capable of multi-band operation, the requirement in the in-band blocking frequency ranges applies for each supported operating band. The requirement applies in addition inside any Inter RF Bandwidth gap, in case the Inter RF Bandwidth gap size is at least as wide as twice the interfering signal minimum offset in Table For a BS capable of multi-band operation, the requirement in the out-of-band blocking frequency ranges apply for each operating band, with the exception that the in-band blocking frequency ranges of all supported operating bands according to Tables , a and c shall be excluded from the out-of-band blocking requirement. Operating Band 1-7, 9-11, 13, 14, 18,19, 21-23, 24, 27, 30, 33-45, 48, 65, 66, 68, 70 Table : Blocking performance requirement for Wide Area BS for E-UTRA Centre Frequency of Interfering Signal [MHz] Interfering Signal mean power [dbm] Wanted Signal mean power [dbm] Interfering signal centre frequency minimum frequency offset from the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [MHz] Type of Interfering Signal (FUL_low -20) to (FUL_high +20) -43 PREFSENS +6dB* See table See table (FUL_high +20) to to (FUL_low -20) PREFSENS +6dB* CW carrier 8, 26, 28 (FUL_low -20) to (FUL_high +10) -43 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +10) to (FUL_low -20) to (FUL_high +13) -43 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +13) to (FUL_low -20) to (FUL_high +18) -43 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +18) to (FUL_low -11) to (FUL_high +20) -43 PREFSENS +6dB* See table See table to (FUL_low -11) -15 PREFSENS +6dB* CW carrier (FUL_high +20) to (FUL_low -20) to (FUL_high +15) -43 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +15) to (FUL_low -20) to (FUL_high +5) -43 PREFSENS +6dB* See table See table (FUL_high +5) to to (FUL_low -20) PREFSENS +6dB* CW carrier Note*: PREFSENS depends on the channel bandwidth as specified in Table Note**: For a BS capable of multiband operation, in case of interfering signal that is not in the in-band blocking frequency range of the operating band where the wanted signal is present, and not in an adjacent or overlapping band, the wanted signal mean power is equal to PREFSENS db. NOTE: Table assumes that two operating bands, where the downlink operating band (see Table 5.5-1) of one band would be within the in-band blocking region of the other band, are not deployed in the same geographical area.

131 130 TS V ( ) Operating Band 1-7, 9-11, 13-14, 18,19, 21-23, 24, 27, 30, 33-45, 48, 65, 66, 68, 70 Table a: Blocking performance requirement for Local Area BS for E-UTRA Centre Frequency of Interfering Signal [MHz] Interfering Signal mean power [dbm] Wanted Signal mean power [dbm] Interfering signal centre frequency minimum frequency offset from the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [MHz] Type of Interfering Signal (FUL_low -20) to (FUL_high +20) -35 PREFSENS +6dB* See table See table (FUL_high +20) to to (FUL_low -20) PREFSENS +6dB* CW carrier 8, 26, 28 (FUL_low -20) to (FUL_high +10) -35 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +10) to (FUL_low -20) to (FUL_high +13) -35 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +13) to (FUL_low -20) to (FUL_high +18) -35 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +18) to (FUL_low -11) to (FUL_high +20) -35 PREFSENS +6dB* See table See table to (FUL_low -11) -15 PREFSENS +6dB* CW carrier (FUL_high +20) to (FUL_low -20) to (FUL_high +15) -35 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +15) to (FUL_low -20) to (FUL_high +5) -35 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +5) to (FUL_low -20) to (FUL_high +20) -35 PREFSENS +6dB* See table See table (FUL_low - 500) to to (FUL_low -20) (FUL_high -35 PREFSENS +6dB* CW carrier (FUL_high +20) +500) 1 (FUL_high +500) to to (FUL_low -500) PREFSENS +6dB* CW carrier Note*: PREFSENS depends on the channel bandwidth as specified in Table Note**: For a BS capable of multiband operation, in case of interfering signal that is not in the in-band blocking frequency range of the operating band where the wanted signal is present, and not in an adjacent or overlapping band, the wanted signal mean power is equal to PREFSENS db. NOTE: Table a assumes that two operating bands, where the downlink operating band (see Table 5.5-1) of one band would be within the in-band blocking region of the other band, are not deployed in the same geographical area.

132 131 TS V ( ) Operating Band 1-7, 9-11, 13, 14, 18, 19, 21-23, 24, 27, 30, 33-44, 48, 65, 66, 68, 70 Table b: Blocking performance requirement for Home BS for E-UTRA Centre Frequency of Interfering Signal [MHz] Interfering Signal mean power [dbm] Wanted Signal mean power [dbm] Interfering signal centre frequency minimum frequency offset from the channel edge of the wanted signal [MHz] Type of Interfering Signal (FUL_low -20) to (FUL_high +20) -27 PREFSENS +14dB* See table See table (FUL_high +20) to to (FUL_low -20) PREFSENS +14dB* CW carrier 8, 26, 28 (FUL_low -20) to (FUL_high +10) -27 PREFSENS +14dB* See table See table to (FUL_low -20) -15 PREFSENS +14dB* CW carrier (FUL_high +10) to (FUL_low -20) to (FUL_high +13) -27 PREFSENS +14dB* See table See table to (FUL_low -20) -15 PREFSENS +14dB* CW carrier (FUL_high +13) to (FUL_low -20) to (FUL_high +18) -27 PREFSENS +14dB* See table See table to (FUL_low -20) -15 PREFSENS +14dB* CW carrier (FUL_high +18) to (FUL_low -11) to (FUL_high +20) -27 PREFSENS +14dB* See table See table to (FUL_low -11) -15 PREFSENS +14dB* CW carrier (FUL_high +20) to (FUL_low -20) to (FUL_high +15) -27 PREFSENS +14dB* See table See table (FUL_high +15) to to (FUL_low -20) PREFSENS +14dB* CW carrier Note*: PREFSENS depends on the channel bandwidth as specified in Table NOTE: Table b assumes that two operating bands, where the downlink operating band (see Table 5.5-1) of one band would be within the in-band blocking region of the other band, are not deployed in the same geographical area.

133 132 TS V ( ) Operating Band 1-7, 9-11, 13, 14, 18,19, 21-23, 24, 27, 30, 33-45, 48, 65, 66, 68, 70 Table c: Blocking performance requirement for Medium Range BS for E-UTRA Centre Frequency of Interfering Signal [MHz] Interfering Signal mean power [dbm] Wanted Signal mean power [dbm] Interfering signal centre frequency minimum frequency offset to the lower/higher Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [MHz] Type of Interfering Signal (FUL_low -20) to (FUL_high +20) -38 PREFSENS +6dB* See table See table (FUL_high +20) to to (FUL_low -20) PREFSENS +6dB* CW carrier 8, 26, 28 (FUL_low -20) to (FUL_high +10) -38 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +10) to (FUL_low -20) to (FUL_high +13) -38 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +13) to (FUL_low -20) to (FUL_high +18) -38 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +18) to (FUL_low -11) to (FUL_high +20) -38 PREFSENS +6dB* See table See table to (FUL_low -11) -15 PREFSENS +6dB* CW carrier (FUL_high +20) to (FUL_low -20) to (FUL_high +15) -38 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +15) to (FUL_low -20) to (FUL_high +5) -38 PREFSENS +6dB* See table See table to (FUL_low -20) -15 PREFSENS +6dB* CW carrier (FUL_high +5) to (FUL_low -20) to (FUL_high +20) -38 PREFSENS +6dB* See table See table (FUL_low - 500) to to (FUL_low -20) (FUL_high -35 PREFSENS +6dB* CW carrier (FUL_high +20) +500) 1 (FUL_high +500) to to (FUL_low -500) PREFSENS +6dB* CW carrier Note*: PREFSENS depends on the channel bandwidth as specified in Table Note**: For a BS capable of multiband operation, in case of interfering signal that is not in the in-band blocking frequency range of the operating band where the wanted signal is present, and not in an adjacent or overlapping band, the wanted signal mean power is equal to PREFSENS db. NOTE: Table c assumes that two operating bands, where the downlink operating band (see Table 5.5-1) of one band would be within the in-band blocking region of the other band, are not deployed in the same geographical area.

134 133 TS V ( ) Table : Interfering signals for blocking performance requirement E-UTRA channel BW of the lowest/highest carrier received [MHz] Interfering signal centre frequency minimum offset to the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [MHz] Type of interfering signal 1.4 ± MHz E-UTRA signal 3 ±4.5 3 MHz E-UTRA signal 5 ±7.5 5 MHz E-UTRA signal 10 ±7.5 5 MHz E-UTRA signal 15 ±7.5 5 MHz E-UTRA signal 20 ± ±30 5 MHz E-UTRA signal (Note 1) 20 MHz E-UTRA signal (Note 2) Note 1: This type of interfering signal is not applied for Band 46. Note 2: This type of interfering signal is only applied for Band 46. For NB-IoT standalone operation, the throughput shall be 95% of the maximum throughput of the reference measurement channel, with a wanted and an interfering signal coupled to BS antenna input using the parameters in

135 134 TS V ( ) Tables and The reference measurement channel for the wanted signal is identified in Table and further specified in Annex A. The blocking requirement is applicable outside the Base Station RF Bandwidth or Radio Bandwidth. The interfering signal offset is defined relative to the Base Station RF Bandwidth edges or Radio Bandwidth edges. Table : Blocking performance requirement for Wide Area BS for NB-IoT standalone operation Operating Band Centre Frequency of Interfering Signal [MHz] Interfering Signal mean power [dbm] Wanted Signal mean power [dbm] Interfering signal centre frequency minimum frequency offset from the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [MHz] Type of Interfering Signal 1-3, 5, 11, 13,18,19, (FUL_low -20) to (FUL_high +20) -43 PREFSENS +6dB* See table See table , 66, 70 1 to (FUL_low -20) -15** PREFSENS +6dB* CW carrier (FUL_high +20) to , 26, 28 (FUL_low -20) to (FUL_high +10) -43 PREFSENS +6dB* See table See table to (FUL_low -20) -15** PREFSENS +6dB* CW carrier (FUL_high +10) to (FUL_low -20) to (FUL_high +13) -43 PREFSENS +6dB* See table See table to (FUL_low -20) -15** PREFSENS +6dB* CW carrier (FUL_high +13) to (FUL_low -20) to (FUL_high +18) -43 PREFSENS +6dB* See table See table to (FUL_low -20) -15** PREFSENS +6dB* CW carrier (FUL_high +18) to (FUL_low -11) to (FUL_high +20) -43 PREFSENS +6dB* See table See table to (FUL_low -11) -15** PREFSENS +6dB* CW carrier (FUL_high +20) to (FUL_low -20) to (FUL_high +15) -43 PREFSENS +6dB* See table See table to (FUL_low -20) -15** PREFSENS +6dB* CW carrier (FUL_high +15) to (FUL_low -20) to (FUL_high +5) -43 PREFSENS +6dB* See table See table (FUL_high +5) to to (FUL_low -20) ** PREFSENS +6dB* CW carrier Note*: PREFSENS is specified in Table Note**: Up to 24 exceptions are allowed for spurious response frequencies in each wanted signal frequency when measured using a 1MHz step size. For these exceptions the above throughput requirement shall be met when the blocking signal is set to a level of -40 dbm for 15 khz subcarrier spacing and -46 dbm for 3.75 khz subcarrier spacing. In addition, each group of exceptions shall not exceed three contiguous measurements using a 1MHz step size. NOTE: Table assumes that two operating bands, where the downlink operating band (see Table 5.5-1) of one band would be within the in-band blocking region of the other band, are not deployed in the same geographical area.

136 135 TS V ( ) Table : Interfering signals for blocking performance requirement for NB-IoT standalone operation NB-IoT channel BW of the lowest/highest carrier received [MHz] Interfering signal centre frequency minimum offset to the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [MHz] Type of interfering signal 0.2 ±7.5 5MHz E-UTRA signal For E-UTRA with NB-IoT in-band/guard band operation, the throughput shall be 95% of the maximum throughput of the reference measurement channel, with a wanted and an interfering signal coupled to BS antenna input using the parameters in Tables and The reference measurement channel for the wanted signal is identified in Table , , and for each channel bandwidth for E-UTRA, Table for NB-IoT and further specified in Annex A. The blocking requirement is applicable outside the Base Station RF Bandwidth or Radio Bandwidth. The interfering signal offset is defined relative to the Base Station RF Bandwidth edges or Radio Bandwidth edges. Table : Blocking performance requirement for Wide Area BS for E-UTRA with NB-IoT inband/guard band operation Operating Band Centre Frequency of Interfering Signal [MHz] Interfering Signal mean power [dbm] Wanted Signal mean power [dbm] Interfering signal centre frequency minimum frequency offset from the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [MHz] Type of Interfering Signal 1-3, 5, 11, 13,18,19, (FUL_low -20) to (FUL_high +20) -43 PREFSENS +6dB* See table See table , 66, 70 1 to (FUL_low -20) -15*** PREFSENS +6dB* CW carrier (FUL_high +20) to , 26, 28 (FUL_low -20) to (FUL_high +10) -43 PREFSENS +6dB* See table See table to (FUL_low -20) -15*** PREFSENS +6dB* CW carrier (FUL_high +10) to (FUL_low -20) to (FUL_high +13) -43 PREFSENS +6dB* See table See table to (FUL_low -20) -15*** PREFSENS +6dB* CW carrier (FUL_high +13) to (FUL_low -20) to (FUL_high +18) -43 PREFSENS +6dB* See table See table to (FUL_low -20) -15*** PREFSENS +6dB* CW carrier (FUL_high +18) to (FUL_low -11) to (FUL_high +20) -43 PREFSENS +6dB* See table See table to (FUL_low -11) -15*** PREFSENS +6dB* CW carrier (FUL_high +20) to (FUL_low -20) to (FUL_high +15) -43 PREFSENS +6dB* See table See table to (FUL_low -20) -15*** PREFSENS +6dB* CW carrier (FUL_high +15) to (FUL_low -20) to (FUL_high +5) -43 PREFSENS +6dB* See table See table (FUL_high +5) to to (FUL_low -20) *** PREFSENS +6dB* CW carrier

137 136 TS V ( ) Note*: Note**: Note***: PREFSENS depends on the channel bandwidth as specified in Table for E-UTRA and is specified in Table for NB-IoT. For a BS capable of multiband operation, in case of interfering signal that is not in the in-band blocking frequency range of the operating band where the wanted signal is present, the wanted signal mean power is equal to PREFSENS db. For NB-IoT, up to 24 exceptions are allowed for spurious response frequencies in each wanted signal frequency when measured using a 1MHz step size. For these exceptions the above throughput requirement shall be met when the blocking signal is set to a level of -40 dbm for 15 khz subcarrier spacing and -46 dbm for 3.75 khz subcarrier spacing. In addition, each group of exceptions shall not exceed three contiguous measurements using a 1MHz step size. NOTE: Table assumes that two operating bands, where the downlink operating band (see Table 5.5-1) of one band would be within the in-band blocking region of the other band, are not deployed in the same geographical area. Table : Interfering signals for blocking performance requirement for E-UTRA with NB-IoT inband/guard band operation E-UTRA channel BW of the lowest/highest carrier received [MHz] Note: Interfering signal centre frequency minimum offset to the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [MHz] Type of interfering signal 3(Note) ±4.5 3MHz E-UTRA signal 5 ±7.5 5MHz E-UTRA signal 10 ±7.5 5MHz E-UTRA signal 15 ±7.5 5MHz E-UTRA signal 20 ±7.5 5MHz E-UTRA signal 3 MHz channel bandwidth is not applicable to guard band operation Co-location with other base stations This additional blocking requirement may be applied for the protection of E-UTRA and NB-IoT BS receivers when GSM, CDMA, UTRA, E-UTRA or NB-IoT BS operating in a different frequency band are co-located with an E-UTRA or NB-IoT BS. The requirement is applicable to all channel bandwidths supported by the E-UTRA BS and E-UTRA with NB-IoT in-band/guard band operation. The requirements in this clause assume a 30 db coupling loss between interfering transmitter and E-UTRA or NB-IoT BS receiver and are based on co-location with base stations of the same class Minimum requirement The throughput shall be 95% of the maximum throughput of the reference measurement channel, with a wanted and an interfering signal coupled to BS antenna input using the parameters in Table for Wide Area BS, in Table for Local Area BS and in Table for Medium Range BS. The reference measurement channel for the

138 137 TS V ( ) wanted signal is identified in Tables , and for each channel bandwidth for E-UTRA, Table for NB-IoT and further specified in Annex A. Table : Blocking performance requirement for E-UTRA and NB-IoT Wide Area BS when colocated with BS in other frequency bands.

139 138 TS V ( ) Co-located BS type Centre Frequency of Interfering Signal (MHz) Interfering Signal mean power (dbm) Wanted Signal mean power (dbm) Type of Interfering Signal Macro GSM850 or CDMA ** PREFSENS + 6dB* CW carrier Macro GSM ** PREFSENS + 6dB* CW carrier Macro DCS ** PREFSENS + 6dB* CW carrier Macro PCS ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band I or ** PREFSENS + 6dB* CW carrier E-UTRA Band 1 WA UTRA FDD Band II or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band III or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band IV or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band V or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band VI or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band VII or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band VIII or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band IX or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band X or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band XI or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band XII or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band XIIII or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band XIV or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band XIX ** PREFSENS + 6dB* CW carrier or E-UTRA Band 19 WA UTRA FDD Band XX or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band XXI or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band XXII or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band XXV ** PREFSENS + 6dB* CW carrier or E-UTRA Band 25 WA UTRA FDD Band XXVI or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA FDD Band XXXII or E-UTRA Band 32 WA UTRA TDD Band a) or E-UTRA Band 33 WA UTRA TDD Band a) or E-UTRA Band 34 WA UTRA TDD Band b) or E-UTRA Band (NOTE 3) +16** PREFSENS + 6dB* CW carrier ** PREFSENS + 6dB* CW carrier ** PREFSENS + 6dB* CW carrier ** PREFSENS + 6dB* CW carrier

140 139 TS V ( ) WA UTRA TDD Band b) or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA TDD Band c) or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA TDD Band d) or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA TDD Band f) or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA UTRA TDD Band e) or E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier WA E-UTRA Band ** PREFSENS + 6dB* CW carrier Note*: PREFSENS depends on the channel bandwidth as specified in Table for E-UTRA and is specified in Table for NB-IoT. Note**: For NB-IoT, up to 24 exceptions are allowed for spurious response frequencies in each wanted signal frequency when measured using a 1MHz step size. For these exceptions the above throughput requirement shall be met when the blocking signal is set to a level of -40 dbm for 15 khz subcarrier spacing and -46 dbm for 3.75 khz subcarrier spacing. In addition, each group of exceptions shall not exceed three contiguous measurements using a 1MHz step size. NOTE 1: Except for a BS operating in Band 13, these requirements do not apply when the interfering signal falls within any of the supported uplink operating band or in the 10 MHz immediately outside any of the supported uplink operating band. For a BS operating in band 13 the requirements do not apply when the interfering signal falls within the frequency range MHz. NOTE 2: Some combinations of bands may not be possible to co-site based on the requirements above. The current state-of-the-art technology does not allow a single generic solution for co-location of UTRA TDD or E-UTRA TDD with E-UTRA FDD on adjacent frequencies for 30dB BS-BS minimum coupling loss. However, there are certain site-engineering solutions that can be used. These techniques are addressed in TR [8]. NOTE 3: For a BS operating in band 11 or 21, this requirement applies for interfering signal within the frequency range MHz. NOTE 4: Co-located TDD base stations that are synchronized and using the same or adjacent operating band can receive without special co-location requirements. For unsynchronized base stations, special co-location requirements may apply that are not covered by the 3GPP specifications.

141 140 TS V ( ) Table : Blocking performance requirement for Local Area BS when co-located with BS in other frequency bands.

142 141 TS V ( ) Co-located BS type Centre Frequency of Interfering Signal (MHz) Interfering Signal mean power (dbm) Wanted Signal mean power (dbm) Type of Interfering Signal Pico GSM PREFSENS + 6dB* CW carrier Pico GSM PREFSENS + 6dB* CW carrier Pico DCS PREFSENS + 6dB* CW carrier Pico PCS PREFSENS + 6dB* CW carrier LA UTRA FDD Band I or E PREFSENS + 6dB* CW carrier UTRA Band 1 LA UTRA FDD Band II or E- UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band III or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band IV or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band V or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band VI or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band VII or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band VIII or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band IX or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band X or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band XI or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band XII or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band XIIII or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band XIV or E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band XIX or PREFSENS + 6dB* CW carrier E-UTRA Band 19 LA UTRA FDD Band XX or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band XXI or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band XXII or E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band XXV PREFSENS + 6dB* CW carrier or E-UTRA Band 25 LA UTRA FDD Band XXVI or E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA FDD Band XXXII or E-UTRA Band 32 LA UTRA TDD Band a) or E-UTRA Band 33 LA UTRA TDD Band a) or E-UTRA Band 34 LA UTRA TDD Band b) or E-UTRA Band 35 LA UTRA TDD Band b) or E-UTRA Band (NOTE 3) -6 PREFSENS + 6dB* CW carrier PREFSENS + 6dB* CW carrier PREFSENS + 6dB* CW carrier PREFSENS + 6dB* CW carrier PREFSENS + 6dB* CW carrier

143 142 TS V ( ) LA UTRA TDD Band c) or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA TDD Band d) or E-UTRA Band PREFSENS + 6dB* CW carrier LA UTRA TDD Band f) or E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA UTRA TDD Band e) or Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier LA E-UTRA Band PREFSENS + 6dB* CW carrier Note*: PREFSENS depends on the channel bandwidth as specified in Table NOTE 1: Except for a BS operating in Band 13, these requirements do not apply when the interfering signal falls within any of the supported uplink operating band or in the 10 MHz immediately outside any of the supported uplink operating band. For a BS operating in band 13 the requirements do not apply when the interfering signal falls within the frequency range MHz. NOTE 2: Some combinations of bands may not be possible to co-site based on the requirements above. The current state-of-the-art technology does not allow a single generic solution for co-location of UTRA TDD or E-UTRA TDD with E-UTRA FDD on adjacent frequencies for 30dB BS-BS minimum coupling loss. However, there are certain site-engineering solutions that can be used. These techniques are addressed in TR [8]. NOTE 3: For a BS operating in band 11 or 21, this requirement applies for interfering signal within the frequency range MHz. NOTE 4: Co-located TDD base stations that are synchronized and using the same or adjacent operating band can receive without special co-location requirements. For unsynchronized base stations (except in Band 46), special co-location requirements may apply that are not covered by the 3GPP specifications.

144 143 TS V ( ) Table : Blocking performance requirement for E-UTRA Medium Range BS when co-located with BS in other frequency bands.

145 144 TS V ( ) Co-located BS type Centre Frequency of Interfering Signal (MHz) Interfering Signal mean power (dbm) Wanted Signal mean power (dbm) Type of Interfering Signal Micro/MR GSM PREFSENS + 6dB* CW carrier Micro/MR GSM PREFSENS + 6dB* CW carrier Micro/MR DCS PREFSENS + 6dB* CW carrier Micro/MR PCS PREFSENS + 6dB* CW carrier MR UTRA FDD Band I or PREFSENS + 6dB* CW carrier E-UTRA Band 1 MR UTRA FDD Band II or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band III or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band IV or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band V or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band VI or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band VII or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band VIII or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band IX or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band X or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band XI or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band XII or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band XIIII or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band XIV or E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band XIX PREFSENS + 6dB* CW carrier or E-UTRA Band 19 MR UTRA FDD Band XX or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band XXI or E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band XXII or E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band XXV PREFSENS + 6dB* CW carrier or E-UTRA Band 25 MR UTRA FDD Band XXVI or E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR UTRA FDD Band XXXII or E-UTRA Band 32 (NOTE 3) +8 PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier

146 145 TS V ( ) MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier MR E-UTRA Band PREFSENS + 6dB* CW carrier Note*: PREFSENS depends on the channel bandwidth as specified in Table NOTE 1: Except for a BS operating in Band 13, these requirements do not apply when the interfering signal falls within any of the supported uplink operating band or in the 10 MHz immediately outside any of the supported uplink operating band. For a BS operating in band 13 the requirements do not apply when the interfering signal falls within the frequency range MHz. NOTE 2: Some combinations of bands may not be possible to co-site based on the requirements above. The current state-of-the-art technology does not allow a single generic solution for co-location of UTRA TDD or E-UTRA TDD with E-UTRA FDD on adjacent frequencies for 30dB BS-BS minimum coupling loss. However, there are certain site-engineering solutions that can be used. These techniques are addressed in TR [8]. NOTE 3: For a BS operating in band 11 or 21, this requirement applies for interfering signal within the frequency range MHz. NOTE 4: Co-located TDD base stations that are synchronized and using the same or adjacent operating band can receive without special co-location requirements. For unsynchronized base stations (except in Band 46), special co-location requirements may apply that are not covered by the 3GPP specifications Additional requirement (regional) For the Public Safety LTE BS in Korea from 718 to 728 MHz in band 28, the wanted and the interfering signal coupled to the BS antenna input are specified in Tables G-2.2, G-2.3, G-2.4 and G-2.5 for the blocking requirements. The reference measurement channel for the wanted signal is A.1-3 for 10 MHz channel bandwidth and further specified in Annex A. 7.7 Receiver spurious emissions The spurious emissions power is the power of emissions generated or amplified in a receiver that appear at the BS receiver antenna connector. The requirements apply to all BS with separate RX and TX antenna ports. In this case for FDD BS the test shall be performed when both TX and RX are on, with the TX port terminated. For TDD BS with common RX and TX antenna port the requirement applies during the Transmitter OFF period. For FDD BS with common RX and TX antenna port the transmitter spurious emission as specified in clause is valid. For BS capable of multi-band operation where multiple bands are mapped on separate antenna connectors, the singleband requirements apply and the excluded frequency range is only applicable for the operating band supported on each antenna connector. The requirements shall apply to BS that supports E-UTRA or E-UTRA with NB-IoT in-band/guard band operation or NB-IoT standalone operation Minimum requirement The power of any spurious emission shall not exceed the levels in Table :

147 146 TS V ( ) Table : General spurious emission minimum requirement Frequency range Maximum Measurement Note level Bandwidth 30MHz - 1 GHz -57 dbm 100 khz 1 GHz GHz -47 dbm 1 MHz GHz - 5 th harmonic of the upper frequency -47 dbm 1 MHz Applies only for Bands 22, 42, 43 and 48. edge of the UL operating band in GHz GHz - 26 GHz -47 dbm 1 MHz Applies only for Band 46 NOTE: The frequency range between 2.5 * BWChannel below the first carrier frequency and 2.5 * BWChannel above the last carrier frequency transmitted by the BS, where BWChannel is the channel bandwidth according to Table 5.6-1, may be excluded from the requirement. However, frequencies that are more than 10 MHz below the lowest frequency of any of the BS supported downlink operating band or more than 10 MHz above the highest frequency of any of the BS supported downlink operating band shall not be excluded from the requirement. For BS capable of multiband operation, the exclusion applies for all supported operating bands. For BS capable of multi-band operation where multiple bands are mapped on separate antenna connectors, the single-band requirements apply and the excluded frequency range is only applicable for the operating band supported on each antenna connector. In addition to the requirements in Table , the power of any spurious emission shall not exceed the levels specified for Protection of the E-UTRA FDD BS receiver of own or different BS in subclause and for Coexistence with other systems in the same geographical area in subclause In addition, the co-existence requirements for co-located base stations specified in subclause may also be applied. 7.8 Receiver intermodulation Third and higher order mixing of the two interfering RF signals can produce an interfering signal in the band of the desired channel. Intermodulation response rejection is a measure of the capability of the receiver to receive a wanted signal on its assigned channel frequency in the presence of two interfering signals which have a specific frequency relationship to the wanted signal. Interfering signals shall be a CW signal and an E-UTRA signal as specified in Annex C Minimum requirement For E-UTRA, the throughput shall be 95% of the maximum throughput of the reference measurement channel, with a wanted signal at the assigned channel frequency and two interfering signals coupled to the BS antenna input, with the conditions specified in Tables and for intermodulation performance and in Tables , , and for narrowband intermodulation performance. Narrowband intermodulation requirements are not applied for Band 46. The reference measurement channel for the wanted signal is identified in Table , Table Table and Table for each channel bandwidth and further specified in Annex A. For NB-IoT in-band operation, the throughput shall be 95% of the maximum throughput of the reference measurement channel, with a wanted signal at the assigned channel frequency and two interfering signals coupled to the BS antenna input, with the conditions specified in Tables a and for intermodulation performance and in Tables a for narrowband intermodulation performance. The reference measurement channel for the wanted signal is identified in Table and further specified in Annex A. For NB-IoT guard band operation, the throughput shall be 95% of the maximum throughput of the reference measurement channel, with a wanted signal at the assigned channel frequency and two interfering signals coupled to the BS antenna input, with the conditions specified in Tables b and for intermodulation performance and in Tables b for narrowband intermodulation performance. The reference measurement channel for the wanted signal is identified in Table and further specified in Annex A. For NB-IoT standalone operation, the throughput shall be 95% of the maximum throughput of the reference measurement channel, with a wanted signal at the assigned channel frequency and two interfering signals coupled to the BS antenna input, with the conditions specified in Tables c and a for intermodulation performance and in

148 147 TS V ( ) Tables c for narrowband intermodulation performance. The reference measurement channel for the wanted signal is identified in Table and further specified in Annex A. The receiver intermodulation requirement is applicable outside the Base Station RF Bandwidth or Radio Bandwidth edges. The interfering signal offset is defined relative to the Base Station RF Bandwidth edges or Radio Bandwidth edges. For a BS operating in non-contiguous spectrum within any operating band, the narrowband intermodulation requirement applies in addition inside any sub-block gap in case the sub-block gap is at least as wide as the channel bandwidth of the E-UTRA interfering signal in Table The interfering signal offset is defined relative to the sub-block edges inside the sub-block gap. For a BS capable of multi-band operation, the intermodulation requirement applies in addition inside any Inter RF Bandwidth gap, in case the gap size is at least twice as wide as the E-UTRA interfering signal centre frequency offset from the Base Station RF Bandwidth edge. For a BS capable of multi-band operation, the narrowband intermodulation requirement applies in addition inside any Inter RF Bandwidth gap in case the gap size is at least as wide as the E-UTRA interfering signal in Tables , and The interfering signal offset is defined relative to the Base Station RF Bandwidth edges inside the Inter RF Bandwidth gap. Table : Intermodulation performance requirement for E-UTRA BS type Wanted signal mean Interfering signal power [dbm] mean power [dbm] Type of interfering signal Wide Area BS PREFSENS + 6dB* -52 Medium Range BS PREFSENS + 6dB** -47 Local Area BS PREFSENS + 6dB*** -44 See Table Home BS PREFSENS + 14dB**** -36 Note*: PREFSENS depends on the channel bandwidth as specified in Table Note**: PREFSENS depends on the channel bandwidth as specified in Table Note*** PREFSENS depends on the channel bandwidth as specified in Table Note**** PREFSENS depends on the channel bandwidth as specified in Table Table a: Intermodulation performance requirement for E-UTRA with NB-IoT in-band operation BS BS type Wanted signal mean Interfering signal Type of interfering signal power [dbm] mean power [dbm] Wide Area BS PREFSENS + 6dB* -52 See Table Note*: PREFSENS depends on the sub-carrier spacing as specified in Table Table b: Intermodulation performance requirement for E-UTRA with NB-IoT guard band operation BS BS type Wanted signal mean Interfering signal Type of interfering signal power [dbm] mean power [dbm] Wide Area BS PREFSENS + 6dB* -52 See Table Note*: PREFSENS depends on the sub-carrier spacing as specified in Table

149 148 TS V ( ) Table c: Intermodulation performance requirement for NB-IoT standalone Note*: Wide Area BS PREFSENS depends on the sub-carrier spacing as specified in Table NB-IoT channel bandwidth of the lowest/highest carrier received [khz] 200 Wanted signal mean power [dbm] PREFSENS + 6 db* Interfering signal mean power [dbm] -52 Type of interfering signal See Table a Table : Interfering signal for Intermodulation performance requirement for E-UTRA or E-UTRA with NB-IoT in-band/guard band operation BS E-UTRA channel bandwidth of the lowest/highest carrier received [MHz] Interfering signal centre frequency offset from the lower/upper Base Station RF Bandwidth edge [MHz] Type of interfering signal ±4.5 CW 3 3 MHz E-UTRA signal(note ±10.5 3) 5 ±7.5 CW ± MHz E-UTRA signal 10 ±7.375 CW ± MHz E-UTRA signal 15 ±7.25 CW ± MHz E-UTRA signal ±7.125 CW 20 5 MHz E-UTRA signal(note ±17.5 1) ±7.125 CW MHz E-UTRA ±24 signal(note 2) Note 1: This type of interfering signal is not applied for Band 46. Note 2: This type of interfering signal is only applied for Band 46. Note 3: 3 MHz channel bandwidth is not applicable to guard band operation. Table a: Interfering signal for Intermodulation performance requirement for NB-IoT standalone operation BS Channel bandwidth of the lowest/highest carrier received [MHz] 0.2 Interfering signal centre frequency offset from the lower/upper Base Type of interfering signal Station RF Bandwidth edge [MHz] ±7.575 CW ± MHz E-UTRA signal

150 149 TS V ( ) Table : Narrowband intermodulation performance requirement for Wide Area BS for E-UTRA E-UTRA channel bandwidth of the lowest/highest carrier received [MHz] Wanted signal mean power [dbm] 1.4 PREFSENS + 6dB* 3 PREFSENS + 6dB* 5 PREFSENS + 6dB* PREFSENS + 6dB* (***) PREFSENS + 6dB* (***) PREFSENS + 6dB* (***) Interfering signal mean power [dbm] Interfering RB centre frequency offset from the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [khz] Type of interfering signal -52 ±270 CW -52 ± MHz E-UTRA signal, 1 RB** -52 ±270 CW -52 ± MHz E-UTRA signal, 1 RB** -52 ±360 CW -52 ± MHz E-UTRA signal, 1 RB** -52 ±325 CW -52 ± MHz E-UTRA signal, 1 RB** -52 ±380 CW -52 ±1600 5MHz E-UTRA signal, 1 RB** -52 ±345 CW -52 ±1780 5MHz E-UTRA signal, 1 RB** Note*: PREFSENS is related to the channel bandwidth as specified in Table Note**: Interfering signal consisting of one resource block positioned at the stated offset, the channel bandwidth of the interfering signal is located adjacently to the lower/upper Base Station RF Bandwidth edge. Note***: This requirement shall apply only for a FRC A1-3 mapped to the frequency range at the channel edge adjacent to the interfering signals

151 150 TS V ( ) Table a: Narrowband intermodulation performance requirement for Wide Area BS for E-UTRA with NB-IoT in-band operation BS E-UTRA channel bandwidth of the lowest/highest carrier received [MHz] Wanted signal mean power [dbm] 3 PREFSENS + 6dB* 5 PREFSENS + 6dB* PREFSENS + 6dB* (***) PREFSENS + 6dB* (***) PREFSENS + 6dB* (***) Interfering signal mean power [dbm] Interfering RB centre frequency offset from the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [khz] Type of interfering signal -52 ±270 CW -52 ± MHz E-UTRA signal, 1 RB** -52 ±360**** CW -52 ± MHz E-UTRA signal, 1 RB** -52 ±325**** CW -52 ± MHz E-UTRA signal, 1 RB** -52 ±380**** CW -52 ±1600 5MHz E-UTRA signal, 1 RB** -52 ±345**** CW -52 ±1780 5MHz E-UTRA signal, 1 RB** Note*: PREFSENS depends on the sub-carrier spacing as specified in Table Note**: Interfering signal consisting of one resource block positioned at the stated offset, the channel bandwidth of the interfering signal is located adjacently to the lower/upper Base Station RF Bandwidth edge. Note***: This requirement shall apply only for a FRC A1-3 mapped to the frequency range at the channel edge adjacent to the interfering signals. Note****: The frequency offset shall be adjusted to accommodate the IMD product to fall in the NB-IoT RB for NB-IoT in-band operation. Note*****: If a BS RF receiver fails the test of the requirement, the test shall be performed with the CW interfering signal frequency shifted away from the wanted signal by 180 khz and the E-UTRA interfering signal frequency shifted away from the wanted signal by 360 khz. If the BS RF receiver still fails the test after the frequency shift, then the BS RF receiver shall be deemed to fail the requirement.

152 151 TS V ( ) Table b: Narrowband intermodulation performance requirement for Wide Area BS for E-UTRA with NB-IoT guard band operation BS E-UTRA channel bandwidth of the lowest/highest carrier received [MHz] Wanted signal mean power [dbm] 5 PREFSENS + 6dB* PREFSENS + 6dB* (***) PREFSENS + 6dB* (***) PREFSENS + 6dB* (***) Interfering signal mean power [dbm] Interfering RB centre frequency offset from the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [khz] Type of interfering signal -52 ±360**** CW -52 ± MHz E-UTRA signal, 1 RB** -52 ±325**** CW -52 ± MHz E-UTRA signal, 1 RB** -52 ±380**** CW -52 ±1600 5MHz E-UTRA signal, 1 RB** -52 ±345**** CW -52 ±1780 5MHz E-UTRA signal, 1 RB** Note*: PREFSENS depends on the sub-carrier spacing as specified in Table Note**: Interfering signal consisting of one resource block positioned at the stated offset, the channel bandwidth of the interfering signal is located adjacently to the lower/upper Base Station RF Bandwidth edge. Note***: This requirement shall apply only for a FRC A1-3 mapped to the frequency range at the channel edge adjacent to the interfering signals. Note****: The frequency offset shall be adjusted to accommodate the IMD product to fall in the NB-IoT RB for NB-IoT guard band operation. Note*****: If a BS RF receiver fails the test of the requirement, the test shall be performed with the CW interfering signal frequency shifted away from the wanted signal by 180 khz and the E-UTRA interfering signal frequency shifted away from the wanted signal by 360 khz. If the BS RF receiver still fails the test after the frequency shift, then the BS RF receiver shall be deemed to fail the requirement. Table c: Narrowband intermodulation performance requirement for Wide Area BS for NB-IoT standalone Channel bandwidth of the lowest/highest carrier received [MHz] Wanted signal mean power [dbm] Interfering signal mean power [dbm] Interfering RB centre frequency offset from the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [khz] Type of interfering signal -52 ±340 CW 0.2 PREFSENS + 6dB* 5MHz E-UTRA signal, 1-52 ±880 RB** Note*: PREFSENS depends on the sub-carrier spacing as specified in Table Note**: Interfering signal consisting of one resource block positioned at the stated offset, the channel bandwidth of the interfering signal is located adjacently to the lower/upper Base Station RF Bandwidth edge. Note***: If a BS RF receiver fails the test of the requirement, the test shall be performed with the CW interfering signal frequency shifted away from the wanted signal by 180 khz and the E-UTRA interfering signal frequency shifted away from the wanted signal by 360 khz. If the BS RF receiver still fails the test after the frequency shift, then the BS RF receiver shall be deemed to fail the requirement.

153 152 TS V ( ) Table : Narrowband intermodulation performance requirement for Local Area BS for E-UTRA E-UTRA channel bandwidth of the lowest/highest carrier received [MHz] Wanted signal mean power [dbm] 1.4 PREFSENS + 6dB* 3 PREFSENS + 6dB* 5 PREFSENS + 6dB* PREFSENS + 6dB* (***) PREFSENS + 6dB* (***) PREFSENS + 6dB* (***) Interfering signal mean power [dbm] Interfering RB centre frequency offset from the lower/upper Base Station RF Bandwidth edge or sub-block edge inside a sub-block [khz] Type of interfering signal -44 ±270 CW -44 ± MHz E-UTRA signal, 1 RB** -44 ±270 CW -44 ± MHz E-UTRA signal, 1 RB** -44 ±360 CW -44 ± MHz E-UTRA signal, 1 RB** -44 ±325 CW -44 ± MHz E-UTRA signal, 1 RB** -44 ±380 CW -44 ±1600 5MHz E-UTRA signal, 1 RB** -44 ±345 CW -44 ±1780 5MHz E-UTRA signal, 1 RB** Note*: PREFSENS is related to the channel bandwidth as specified in Table Note**: Interfering signal consisting of one resource block positioned at the stated offset, the channel bandwidth of the interfering signal is located adjacently to the lower/upper Base Station RF Bandwidth edge. Note***: This requirement shall apply only for a FRC A1-3 mapped to the frequency range at the channel edge adjacent to the interfering signals.

154 153 TS V ( ) Table : Narrowband intermodulation performance requirement for Home BS for E-UTRA E-UTRA channel bandwidth [MHz] Wanted signal mean power [dbm] 1.4 PREFSENS + 14dB* 3 PREFSENS + 14dB* 5 PREFSENS + 14dB* PREFSENS + 14dB* (***) PREFSENS + 14dB* (***) PREFSENS + 14dB* (***) Interfering signal mean power [dbm] Interfering RB centre frequency offset from the channel edge of the wanted signal [khz] Type of interfering signal CW MHz E-UTRA signal, 1 RB** CW MHz E-UTRA signal, 1 RB** CW MHz E-UTRA signal, 1 RB** CW MHz E-UTRA signal, 1 RB** CW MHz E-UTRA signal, 1 RB** CW MHz E-UTRA signal, 1 RB** Note*: PREFSENS is related to the channel bandwidth as specified in Table Note**: Interfering signal consisting of one resource block positioned at the stated offset, the channel bandwidth of the interfering signal is located adjacently to the channel edge of the wanted signal. Note***: This requirement shall apply only for a FRC A1-3 mapped to the frequency range at the channel edge adjacent to the interfering signals.

155 154 TS V ( ) Table : Narrowband intermodulation performance requirement for Medium Range BS for E- UTRA E-UTRA channel bandwidth of the lowest/highest carrier received [MHz] Wanted signal mean power [dbm] 1.4 PREFSENS + 6dB* 3 PREFSENS + 6dB* 5 PREFSENS + 6dB* PREFSENS + 6dB* (***) PREFSENS + 6dB* (***) PREFSENS + 6dB* (***) Interfering signal mean power [dbm] Interfering RB centre frequency offset to the lower/higher Base Station RF Bandwidth edge or sub-block edge inside a sub-block gap [khz] Type of interfering signal 47 ±270 CW 47 ± MHz E-UTRA signal, 1 RB** 47 ±270 CW 47 ± MHz E-UTRA signal, 1 RB** 47 ±360 CW 47 ± MHz E-UTRA signal, 1 RB** 47 ±325 CW 47 ± MHz E-UTRA signal, 1 RB** 47 ±380 CW 47 ±1600 5MHz E-UTRA signal, 1 RB** 47 ±345 CW 47 ±1780 5MHz E-UTRA signal, 1 RB** Note*: PREFSENS is related to the channel bandwidth as specified in Table Note**: Interfering signal consisting of one resource block positioned at the stated offset, the channel bandwidth of the interfering signal is located adjacently to the lower/upper Base Station RF Bandwidth edge. Note***: This requirement shall apply only for a FRC A1-3 mapped to the frequency range at the channel edge adjacent to the interfering signals. 8 Performance requirement 8.1 General Performance requirements for the BS are specified for the fixed reference channels defined in Annex A and the propagation conditions in Annex B. The requirements only apply to those FRCs that are supported by the base station. Unless stated otherwise, performance requirements apply for a single carrier only. Performance requirements for a BS supporting carrier aggregation are defined in terms of single carrier requirements. For FDD operation the requirements in clause 8 shall be met with the transmitter(s) on. NOTE: In normal operating conditions the BS in FDD operation is configured to transmit and receive at the same time. The transmitter may be off for some of the tests as specifed in [4]. The SNR used in this clause is specified based on a single carrier and defined as: Where: SNR = S / N S N is the total signal energy in the subframe on a single antenna port. is the noise energy in a bandwidth corresponding to the transmission bandwidth over the duration of a subframe.

156 155 TS V ( ) For enhanced performance requirements type A, the SINR used in this clause is specified based on a single carrier and defined as: Where: SINR = S N S is the total signal energy in the subframe on a single antenna port. N is the summation of the received energy of the strongest interferers explicitly defined in a test procedure plus the white noise energy N, in a bandwidth corresponding to the transmission bandwidth over the duration of a subframe on a single antenna port. The respective energy of each interferer relative to N is defined by its associated DIP value. 8.2 Performance requirements for PUSCH Requirements in multipath fading propagation conditions The performance requirement of PUSCH is determined by a minimum required throughput for a given SNR. The required throughput is expressed as a fraction of maximum throughput for the FRCs listed in Annex A. The performance requirements assume HARQ retransmissions. For 2Tx test the HARQ retransmissions for two codewords are independent. The requirements defined based on FRC in Annex A.17 apply to the BS supporting PUSCH with 256QAM. The requirements defined based on FRC in Annex A.18 apply to the BS supporting PUSCH transmission in UpPTS. The requirements defined based on FRC in Annex A.19 apply to the BS supporting both PUSCH transmission in UpPTS and PUSCH with 256QAM. For PUSCH transmission in UpPTS, the special subframe configuration is 10 as specified in [10] Table 4.2-1, and during the test only special subframe is scheduled. Table Test parameters for testing PUSCH Parameter Value Maximum number of HARQ transmissions 4 RV sequence 0, 2, 3, 1, 0, 2, 3, 1 Uplink-downlink allocation for TDD Configuration 1 (2:2) Minimum requirements The throughput shall be equal to or larger than the fraction of maximum throughput stated in the tables to at the given SNR for 1Tx and in tables to for 2Tx two layer spatial multiplexing transmission.

157 156 TS V ( ) Table Minimum requirements for PUSCH, 1.4 MHz Channel Bandwidth, 1Tx

158 157 TS V ( ) Number of TX antennas Number of RX antennas Cyclic prefix Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput SNR [db] 1 2 Normal EPA 5Hz Low A3-2 30% % 0.1 A4-3 70% 10.6 A5-2 70% 17.7 A % 21.4 A % 7.4 A % 18.1 EVA 5Hz Low A3-1 30% % 1.8 A4-1 30% % 11.3 A5-1 70% 18.6 EVA 70Hz Low A3-2 30% % 0.7 A4-3 30% % 11.9 ETU 70Hz* A3-1 30% -2.4 Low 70% 2.4 ETU 300Hz* A3-1 30% -2.2 Low 70% 2.9 Extended ETU 70Hz* A4-2 30% 4.8 Low 70% Normal EPA 5Hz Low A3-2 30% % -3.1 A4-3 70% 7.1 A5-2 70% 14.4 A % 18.2 A % 4.1 A % 14.7 EVA 5Hz Low A3-1 30% % -1.3 A4-1 30% % 7.8 A5-1 70% 15.4 EVA 70Hz Low A3-2 30% % -2.7 A4-3 30% % 8.3 ETU 70Hz* A3-1 30% -4.8 Low 70% -1.0 ETU 300Hz* A3-1 30% -4.6 Low 70% -0.6 ETU 600Hz** A % -0.9 Low 70% 6.1 Extended ETU 70Hz* A4-2 30% 1.6 Low 70% Normal EPA 5Hz Low A3-2 30% % -6.4 A4-3 70% 4.0 A5-2 70% 10.9 A % 15.1 A % 1.1 A % 11.6 EVA 5Hz Low A3-1 30% % -3.8 A4-1 30% % 4.6 A5-1 70% 11.7 EVA 70Hz Low A3-2 30% % -5.8

159 158 TS V ( ) Note*: Note**: A4-3 30% % 4.8 ETU 70Hz* A3-1 30% -6.8 Low 70% -3.6 ETU 300Hz* A3-1 30% -6.7 Low 70% -3.3 Extended ETU 70Hz* A4-2 30% -1.1 Low 70% 6.4 Not applicable for Local Area BS and Home BS. Not applicable for Local Area BS and Home BS, and only applicable for BS supporting ETU600.

160 159 TS V ( ) Table Minimum requirements for PUSCH, 3 MHz Channel Bandwidth, 1Tx

161 160 TS V ( ) Number of TX antennas Number of RX antennas Cyclic prefix Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput SNR [db] 1 2 Normal EPA 5Hz Low A3-3 30% % 0.1 A4-4 70% 10.9 A5-3 70% 18.1 A % 22.0 A % 7.4 A % 17.9 EVA 5Hz Low A3-1 30% % 1.8 A4-1 30% % 11.5 A5-1 70% 18.8 EVA 70Hz Low A3-3 30% % 0.6 A4-4 30% % 12.5 ETU 70Hz* A3-1 30% -2.5 Low 70% 2.4 ETU 300Hz* A3-1 30% -2.2 Low 70% 2.9 Extended ETU 70Hz* A4-2 30% 4.7 Low 70% Normal EPA 5Hz Low A3-3 30% % -3.4 A4-4 70% 7.7 A5-3 70% 14.4 A % 18.7 A % 4.0 A % 14.0 EVA 5Hz Low A3-1 30% % -1.3 A4-1 30% % 7.8 A5-1 70% 15.4 EVA 70Hz Low A3-3 30% % -2.9 A4-4 30% % 8.7 ETU 70Hz* A3-1 30% -4.8 Low 70% -0.9 ETU 300Hz* A3-1 30% -4.6 Low 70% -0.6 ETU 600Hz** A % -1.1 Low 70% 5.8 Extended ETU 70Hz* A4-2 30% 1.5 Low 70% Normal EPA 5Hz Low A3-3 30% % -6.6 A4-4 70% 4.1 A5-3 70% 11.1 A % 15.6 A % 1.3 A % 11.0 EVA 5Hz Low A3-1 30% % -4.0 A4-1 30% % 4.4 A5-1 70% 11.7 EVA 70Hz Low A3-3 30% % -5.9

162 161 TS V ( ) Note*: Note**: A4-4 30% % 4.8 ETU 70Hz* A3-1 30% -7.0 Low 70% -3.7 ETU 300Hz* A3-1 30% -6.8 Low 70% -3.3 Extended ETU 70Hz* A4-2 30% -1.2 Low 70% 6.5 Not applicable for Local Area BS and Home BS. Not applicable for Local Area BS and Home BS, and only applicable for BS supporting ETU600.

163 162 TS V ( ) Table Minimum requirements for PUSCH, 5 MHz Channel Bandwidth, 1Tx

164 163 TS V ( ) Number of TX antennas Number of RX antennas Cyclic prefix Propagation conditions a and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput SNR [db] 1 2 Normal EPA 5Hz Low A3-4 30% % -0.7 A4-5 70% 10.4 A5-4 70% 18.0 A % 21.9 A % 8.3 A % 19.4 EVA 5Hz Low A3-1 30% % 1.8 A4-1 30% % 11.5 A5-1 70% 18.6 EVA 70Hz Low A3-4 30% % -0.1 A4-5 30% % 12.3 ETU 70Hz* A3-1 30% -2.5 Low 70% 2.4 ETU 300Hz* A3-1 30% -2.2 Low 70% 2.9 Extended ETU 70Hz* A4-2 30% 4.8 Low 70% Normal EPA 5Hz Low A3-4 30% % -3.8 A4-5 70% 7.6 A5-4 70% 14.4 A % 18.5 A % 5.1 A % 15.8 EVA 5Hz Low A3-1 30% % -1.4 A4-1 30% % 7.9 A5-1 70% 15.5 EVA 70Hz Low A3-4 30% % -3.3 A4-5 30% % 8.3 ETU 70Hz* A3-1 30% -4.8 Low 70% -0.9 ETU 300Hz* A3-1 30% -4.6 Low 70% -0.6 ETU 600Hz** A % -0.9 Low 70% 6.1 Extended ETU 70Hz* A4-2 30% 1.6 Low 70% Normal EPA 5Hz Low A3-4 30% % -7.2 A4-5 70% 4.0 A5-4 70% 11.3 A % 15.3 A % 2.0 A % 12.5 EVA 5Hz Low A3-1 30% % -3.9 A4-1 30% % 4.4 A5-1 70% 11.7 EVA 70Hz Low A3-4 30% % -6.7

165 164 TS V ( ) Note*: Note**: A4-5 30% % 4.6 ETU 70Hz* A3-1 30% -6.9 Low 70% -3.4 ETU 300Hz* A3-1 30% -6.9 Low 70% -3.3 Extended ETU 70Hz* A4-2 30% -1.2 Low 70% 6.4 Not applicable for Local Area BS and Home BS. Not applicable for Local Area BS and Home BS, and only applicable for BS supporting ETU600.

166 165 TS V ( ) Table Minimum requirements for PUSCH, 10 MHz Channel Bandwidth, 1Tx

167 166 TS V ( ) Number of TX antennas Number of RX antennas Cyclic prefix Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput SNR [db] 1 2 Normal EPA 5Hz Low A3-5 30% % -0.4 A4-6 70% 10.8 A5-5 70% 18.3 A % 22.6 A % 8.5 A % 19.5 EVA 5Hz Low A3-1 30% % 1.9 A4-1 30% % 11.4 A5-1 70% 18.8 EVA 70Hz Low A3-5 30% % 0.1 A4-6 30% % 12.6 ETU 70Hz* A3-1 30% -2.5 Low 70% 2.4 ETU 300Hz* A3-1 30% -2.2 Low 70% 2.9 Extended ETU 70Hz* A4-2 30% 4.8 Low 70% Normal EPA 5Hz Low A3-5 30% % -3.5 A4-6 70% 7.5 A5-5 70% 14.7 A % 19.2 A % 5.3 A % 15.8 EVA 5Hz Low A3-1 30% % -1.2 A4-1 30% % 7.9 A5-1 70% 15.5 EVA 70Hz Low A3-5 30% % -2.9 A4-6 30% % 8.0 ETU 70Hz* A3-1 30% -4.8 Low 70% -0.9 ETU 300Hz* A3-1 30% -4.6 Low 70% -0.6 ETU 600Hz** A % -1.0 Low 70% 6.2 Extended ETU 70Hz* A4-2 30% 1.7 Low 70% Normal EPA 5Hz Low A3-5 30% % -6.7 A4-6 70% 4.2 A5-5 70% 11.5 A % 15.9 A % 2.1 A % 12.5 EVA 5Hz Low A3-1 30% % -3.8 A4-1 30% % 4.5 A5-1 70% 11.9 EVA 70Hz Low A3-5 30% % -6.2

168 167 TS V ( ) Note*: Note**: A4-6 30% % 4.7 ETU 70Hz* A3-1 30% -6.8 Low 70% -3.6 ETU 300Hz* A3-1 30% -6.8 Low 70% -3.3 Extended ETU 70Hz* A4-2 30% -1.1 Low 70% 6.5 Not applicable for Local Area BS and Home BS. Not applicable for Local Area BS and Home BS, and only applicable for BS supporting ETU600.

169 168 TS V ( ) Table Minimum requirements for PUSCH, 15 MHz Channel Bandwidth, 1Tx

170 169 TS V ( ) Number of TX antennas Number of RX antennas Cyclic prefix Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput SNR [db] 1 2 Normal EPA 5Hz Low A3-6 30% % -0.8 A4-7 70% 11.3 A5-6 70% 18.8 A % 22.8 A % 9.4 A % 21.4 EVA 5Hz Low A3-1 30% % 1.8 A4-1 30% % 11.4 A5-1 70% 18.7 EVA 70Hz Low A3-6 30% % -0.3 A4-7 30% % 12.9 ETU 70Hz* A3-1 30% -2.5 Low 70% 2.4 ETU 300Hz* A3-1 30% -2.2 Low 70% 2.9 Extended ETU 70Hz* A4-2 30% 4.9 Low 70% Normal EPA 5Hz Low A3-6 30% % -3.8 A4-7 70% 7.6 A5-6 70% 15.0 A % 18.9 A % 5.9 A % 17.1 EVA 5Hz Low A3-1 30% % -1.2 A4-1 30% % 7.9 A5-1 70% 15.7 EVA 70Hz Low A3-6 30% % -3.3 A4-7 30% % 8.5 ETU 70Hz* A3-1 30% -4.8 Low 70% -1.0 ETU 300Hz* A3-1 30% -4.6 Low 70% -0.6 ETU 600Hz** A % -0.9 Low 70% 6.4 Extended ETU 70Hz* A4-2 30% 1.6 Low 70% Normal EPA 5Hz Low A3-6 30% % -7.3 A4-7 70% 4.4 A5-6 70% 11.8 A % 15.5 A % 2.8 A % 13.8 EVA 5Hz Low A3-1 30% % -4.0 A4-1 30% % 4.4 A5-1 70% 11.7 EVA 70Hz Low A3-6 30% % -6.8

171 170 TS V ( ) A4-7 30% % 5.0 ETU 70Hz* A3-1 30% -7.0 Low 70% -3.6 ETU 300Hz* A3-1 30% -6.9 Low 70% -3.3 Extended ETU 70Hz* A4-2 30% -1.1 Low 70% 6.7 Note*: Not applicable for Local Area BS and Home BS. Note**: Not applicable for Local Area BS and Home BS, and only applicable for BS supporting ETU600.

172 171 TS V ( ) Table Minimum requirements for PUSCH, 20 MHz Channel Bandwidth, 1Tx

173 172 TS V ( ) Number of TX antennas Number of RX antennas Cyclic prefix Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput SNR [db] 1 2 Normal EPA 5Hz Low A3-7 30% % -0.4 A4-8 70% 11.5 A5-7 70% 19.7 A % 23.7 A % 9.3 A % 21.0 EVA 5Hz Low A3-1 30% % 1.8 A4-1 30% % 11.5 A5-1 70% 18.7 EVA 70Hz Low A3-7 30% % 0.2 A4-8 30% % 13.0 ETU 70Hz* A3-1 30% -2.4 Low 70% 2.4 ETU 300Hz* A3-1 30% -2.1 Low 70% 2.9 Extended ETU 70Hz* A4-2 30% 4.7 Low 70% Normal EPA 5Hz Low A3-7 30% % -3.5 A4-8 70% 7.5 A5-7 70% 15.9 A % 19.8 A % 5.7 A % 16.6 EVA 5Hz Low A3-1 30% % -1.3 A4-1 30% % 7.9 A5-1 70% 15.6 EVA 70Hz Low A3-7 30% % -2.9 A4-8 30% % 8.6 ETU 70Hz* A3-1 30% -4.4 Low 70% -0.9 ETU 300Hz* A3-1 30% -4.6 Low 70% -0.7 ETU 600Hz** A % -0.9 Low 70% 6.4 Extended ETU 70Hz* A4-2 30% 1.6 Low 70% Normal EPA 5Hz Low A3-7 30% % -6.7 A4-8 70% 4.3 A5-7 70% 12.5 A % 16.3 A % 2.6 A % 13.2 EVA 5Hz Low A3-1 30% % -3.9 A4-1 30% % 4.6 A5-1 70% 12.0 EVA 70Hz Low A3-7 30% % -6.1

174 173 TS V ( ) Note*: Note**: A4-8 30% % 4.9 ETU 70Hz* A3-1 30% -6.9 Low 70% -3.5 ETU 300Hz* A3-1 30% -6.8 Low 70% -3.3 Extended ETU 70Hz* A4-2 30% -1.2 Low 70% 6.5 Not applicable for Local Area BS and Home BS. Not applicable for Local Area BS and Home BS, and only applicable for BS supporting ETU600. Table Minimum requirements for PUSCH, 1.4 MHz Channel Bandwidth, 2Tx Number of TX antennas Number of RX antennas Cyclic prefix Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput SNR [db] 2 2 Normal EPA 5Hz Low A3-2 70% 4.6 A4-3 70% Normal EPA 5Hz Low A3-2 70% -0.1 A4-3 70% Normal EPA 5Hz Low A3-2 70% -3.0 A4-3 70% 7.5 Table Minimum requirements for PUSCH, 3 MHz Channel Bandwidth, 2Tx Number of TX antennas Number of RX antennas Cyclic prefix Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput SNR [db] 2 2 Normal EPA 5Hz Low A3-3 70% 4.4 A4-4 70% Normal EPA 5Hz Low A3-3 70% 0.3 A4-4 70% Normal EPA 5Hz Low A3-3 70% -3.1 A4-4 70% 7.6 Table Minimum requirements for PUSCH, 5 MHz Channel Bandwidth, 2Tx Number of TX antennas Number of RX antennas Cyclic prefix Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput SNR [db] 2 2 Normal EPA 5Hz Low A3-4 70% 3.7 A4-5 70% Normal EPA 5Hz Low A3-4 70% -0.5 A4-5 70% Normal EPA 5Hz Low A3-4 70% -3.9 A4-5 70% 7.6

175 174 TS V ( ) Table Minimum requirements for PUSCH, 10 MHz Channel Bandwidth, 2Tx Number of TX antennas Number of RX antennas Cyclic prefix Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput SNR [db] 2 2 Normal EPA 5Hz Low A3-5 70% 4.2 A4-6 70% Normal EPA 5Hz Low A3-5 70% 0.2 A4-6 70% Normal EPA 5Hz Low A3-5 70% -3.3 A4-6 70% 7.9 Table Minimum requirements for PUSCH, 15 MHz Channel Bandwidth, 2Tx Number of TX antennas Number of RX antennas Cyclic prefix Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput SNR [db] 2 2 Normal EPA 5Hz Low A3-6 70% 3.7 A4-7 70% Normal EPA 5Hz Low A3-6 70% -0.2 A4-7 70% Normal EPA 5Hz Low A3-6 70% -3.8 A4-7 70% 8.3 Table Minimum requirements for PUSCH, 20 MHz Channel Bandwidth, 2Tx Number of TX antennas Number of RX antennas Cyclic prefix Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput SNR [db] 2 2 Normal EPA 5Hz Low A3-7 70% 4.4 A4-8 70% Normal EPA 5Hz Low A3-7 70% 0.5 A4-8 70% Normal EPA 5Hz Low A3-7 70% -3.4 A4-8 70% Requirements for UL timing adjustment The performance requirement of UL timing adjustment is determined by a minimum required throughput for the moving UE at given SNR. The performance requirements assume HARQ retransmissions. The performance requirements for UL timing adjustment scenario 2 defined in Annex B.4 are optional. In the tests for UL timing adjustment, two signals are configured, one being transmitted by a moving UE and the other being transmitted by a stationary UE. The transmission of SRS from UE is optional. FRC parameters in Table A.7-1 and Table A.8-1 are applied for both UEs. The received power for both UEs is the same. The resource blocks allocated for both UEs are consecutive. In Scenario 2, Doppler shift is not taken into account. This requirement shall not be applied to Local Area BS and Home BS.

176 175 TS V ( ) Table Test parameters for testing UL timing adjustment Parameter Value Maximum number of HARQ transmissions 4 RV sequence 0, 2, 3, 1, 0, 2, 3, 1 Uplink-downlink allocation for TDD Configuration 1 (2:2) Subframes in which PUSCH is transmitted For FDD: subframe #0, #2, #4, #6, and #8 in radio frames Subframes in which sounding RS is transmitted (Note 1) Note 1. The transmission of SRS is optional. For TDD: subframe #2, #3, #7 and #8 in radio frames For FDD: subframe #1 in radio frames For TDD: UpPTS in subframe #1 in radio frames Minimum requirements The throughput shall be 70% of the maximum throughput of the reference measurement channel as specified in Annex A for the moving UE at the SNR given in table Table Minimum requirements for UL timing adjustment Number of TX antennas Number of RX antennas Cyclic prefix 1 2 Normal Channel Bandwidth [MHz] Moving propagation conditions and correlation matrix (Annex B) FRC (Annex A) SNR [db] Scenario 1 Low A Scenario 2 Low A Scenario 1 Low A Scenario 2 Low A Scenario 1 Low A Scenario 2 Low A Scenario 1 Low A Scenario 2 Low A Scenario 1 Low A Scenario 2 Low A Scenario 1 Low A Scenario 2 Low A Requirements for high speed train The performance requirement of PUSCH for high speed train is determined by a minimum required throughput for a given SNR. The required throughput is expressed as a fraction of maximum throughput for the FRCs listed in Annex A. The performance requirements assume HARQ retransmissions. The performance requirements for high speed train are optional. This requirement shall not be applied to Local Area BS and Home BS.

177 176 TS V ( ) Table Test parameters for high speed train Parameter Value Maximum number of HARQ transmissions 4 RV sequence 0, 2, 3, 1, 0, 2, 3, 1 Uplink-downlink allocation for TDD Configuration 1 (2:2) Subframes in which PUSCH is For FDD: transmitted subframe #0 and #8 in radio frames for which SFN mod 4 = 0 subframe #6 in radio frames for which SFN mod 4 = 1 subframe #4 in radio frames for which SFN mod 4 = 2 subframe #2 in radio frames for which SFN mod 4 = 3 Subframes in which PUCCH is transmitted (Note 1, Note 2) For TDD: subframe #2 in each radio frame For FDD: subframe #5 in radio frames Note 1: Note 2: For TDD: subframe #3 in each radio frame The configuration of PUCCH (format 2) is optional. The SNR values per antenna shall be set to -4.5 db and -1.5 db for Scenario 1 and 3, respectively Minimum requirements The throughput shall be equal to or larger than the fraction of maximum throughput stated in table at the given SNR. Channel Bandwidth [MHz] Table Minimum requirements of PUSCH for high speed train Cyclic prefix FRC (Annex A) Number of TX antennas Number of RX antennas Propagation conditions and correlation matrix (Annex B) Fraction of maximum throughput 1.4 Normal A HST Scenario 3 30% % HST Scenario 1 Low 30% % Normal A3-3 1 HST Scenario 3 30% % HST Scenario 1 Low 30% % Normal A3-4 1 HST Scenario 3 30% % HST Scenario 1 Low 30% % Normal A3-5 1 HST Scenario 3 30% % HST Scenario 1 Low 30% % Normal A3-6 1 HST Scenario 3 30% % HST Scenario 1 Low 30% % Normal A3-7 1 HST Scenario 3 30% % HST Scenario 1 Low 30% % -1.4 SNR [db] Requirements for HARQ-ACK multiplexed on PUSCH Two performance requirements are defined for HARQ-ACK multiplexed on PUSCH: ACK false detection and ACK missed detection requirements.

178 177 TS V ( ) The ACK false detection probability for PUSCH is the probability that ACK is detected when data only is sent on symbols where HARQ-ACK information can be allocated (i.e. by puncturing data). The ACK missed detection probability for HARQ-ACK multiplexed on PUSCH is the conditional probability of not detecting an ACK when it was sent on PUSCH resources. In the tests for ACK missed detection on PUSCH, data is punctured by the control information (i.e. ACK/NACK) in both slots within subframe on symbols as specified in In both tests none of CQI, RI nor SRS is transmitted. Tests are to be performed for one bit HARQ-ACK information (O = 1) Minimum requirement The ACK false detection probability as well as the ACK missed detection probability for HARQ-ACK multiplexed on PUSCH shall not exceed 1% at PUSCH power settings presented in table Number of TX antennas Note*: Note**: Table Minimum requirements for HARQ-ACK multiplexed on PUSCH Number of RX antennas Cyclic Prefix Propagation conditions and correlation matrix (Annex B) Channel Bandwidth [MHz] FRC (Annex A) 1 2 Normal EVA 5* Low 1.4 A A A A A A A A A A A A ETU70** Low 1.4 A A A A A A A A A A A A Not applicable for Wide Area BS and Medium Range BS. Not applicable for Local Area BS and Home BS. HARQ ACK I offset SNR [db] Requirements for PUSCH with TTI bundling and enhanced HARQ pattern The performance requirement of PUSCH configured with TTI bundling and enhanced HARQ pattern, as specified in [11] clause 8 and 8.0, is determined by residual block error probability (BLER) after HARQ retransmission. The performance is measured by the required SNR at residual BLER of 2% for the FRCs listed in Annex A.11. The residual BLER is defined as follows: BLER residual A = B where:

179 178 TS V ( ) - A is the number of incorrectly decoded transport blocks after HARQ retransmission. - B is the number of transmitted transport blocks (retransmitted transport blocks are not counted repetitively). The requirement is applicable for FDD. TTI bundling and enhanced HARQ pattern are enabled in the tests. Table : Test parameters for PUSCH with TTI bundling and enhanced HARQ pattern Parameter Value Number of TTIs for a TTI bundle 4 RV sequence for 4 TTIs within a TTI bundle 0, 2, 3, 1 HARQ round trip time 12 ms Maximum number of HARQ transmissions for a TTI bundle Minimum requirements The residual BLER shall not exceed 2% at the given SNR in Table Table : Minimum requirements for PUSCH with TTI bundling and enhanced HARQ pattern Number of TX antennas Number of RX antennas Cyclic Prefix Propagation conditions and correlation matrix (Annex B) Channel Bandwidth / SNR [db] 1.4 MHz 3 MHz 5 MHz 10 MHz 15 MHz 20 MHz 1 2 Normal EVA 5 Low ETU 300* Low EVA 5 Low ETU 300* Low EVA 5 Low ETU 300* Low Note*: Not applicable for Local Area BS and Home BS Enhanced performance requirement type A in multipath fading propagation conditions with synchronous interference The enhanced performance requirement type A of PUSCH is determined by a minimum required throughput for a given SINR. The required throughput is expressed as a fraction of maximum throughput for the FRCs listed in Annex A. The performance requirements assume HARQ retransmissions. The purpose is to verify the demodulation performance when the wanted PUSCH signal in the serving cell is interfered by PUSCH of one or two dominant interferer(s) applying the interference model defined in clause B.6.2. The requirements apply to the BS supporting the enhanced performance requirements type A. The requirements apply to the BS receiving the synchronous interference i.e., the interference is time-synchronous with the tested signal.

180 179 TS V ( ) Table : Test parameters for enhanced performance requirement type A Parameter Unit Tested signal Interferer 1 Interferer 2 (Note 1) (Note 1) Maximum number of HARQ transmissions 4 N/A N/A RV sequence 0, 2, 3, 1, 0, 2, 3, 1 N/A N/A DIP (Note 2) Set 1 db N/A Set 2 db N/A Cell Id Interference model N/A As specified in As specified in clause B.6.2 clause B.6.2 Cyclic Prefix Normal Uplink-downlink allocation for TDD Configuration 1 (2:2) (1) (2) Demodulation reference signal for Δ ss =0, n DMRS =0, n DMRS,0 =0 PUSCH Group hopping and sequence hopping are disabled. Note 1: One explicit interferer, i.e., interferer 1, is modelled for tests with 2 RX antennas. Two explicit interferers are modelled for tests with 4 or 8 RX antennas. Note 2: The respective received energy of each interferer relative to N is defined by its associated DIP value as specified in clause B.6.1. DIP set 1 and set 2 are derived respectively in homogeneous and heterogeneous network scenarios. Note 3: All cells are time-synchronous Minimum requirements The throughput shall be equal to or larger than the fraction of maximum throughput stated in the tables to at the given SINR. Table : Enhanced performance requirement type A for PUSCH, 1.4 MHz Channel Bandwidth Number of TX antennas (Note 1) Number of RX Propagation conditions and correlation matrix (Annex B) (Note 2) DIP set FRC (Annex Fraction of maximum antennas (Note 1) Tested signal Interferer 1 Interferer 2 A) throughput 1 2 EPA 5 Low ETU 5 Low N/A Set 2 A % -4.8 EVA 70 Low ETU 70 Low N/A Set 1* A % EPA 5 Low ETU 5 Low ETU 5 Low Set 2 A % -4.1 EVA 70 Low ETU 70 Low ETU 70 Low Set 1* A % EPA 5 Low ETU 5 Low ETU 5 Low Set 2 A4-3 70% -4.7 EVA 70 Low ETU 70 Low ETU 70 Low Set 1* A4-3 70% 0.0 SINR [db] (Note 3) Note*: Not applicable for Local Area BS and Home BS. Note 1: Antenna configuration applies for each of the tested signal, interferer 1 and interferer 2. Note 2: The propagation conditions for the tested signal, interferer 1 and interferer 2 are statistically independent. Note 3: SINR corresponds to S N of the tested signal as defined in clause 8.1.

181 180 TS V ( ) Table : Enhanced performance requirement type A for PUSCH, 3 MHz Channel Bandwidth Number of TX antennas (Note 1) Number of RX Propagation conditions and correlation matrix (Annex B) (Note 2) DIP set FRC (Annex Fraction of maximum antennas (Note 1) Tested signal Interferer 1 Interferer 2 A) throughput 1 2 EPA 5 Low ETU 5 Low N/A Set 2 A % -5.0 EVA 70 Low ETU 70 Low N/A Set 1* A % EPA 5 Low ETU 5 Low ETU 5 Low Set 2 A % -4.4 EVA 70 Low ETU 70 Low ETU 70 Low Set 1* A % EPA 5 Low ETU 5 Low ETU 5 Low Set 2 A4-4 70% -4.6 EVA 70 Low ETU 70 Low ETU 70 Low Set 1* A4-4 70% -0.1 SINR [db] (Note 3) Note*: Not applicable for Local Area BS and Home BS. Note 1: Antenna configuration applies for each of the tested signal, interferer 1 and interferer 2. Note 2: The propagation conditions for the tested signal, interferer 1 and interferer 2 are statistically independent. Note 3: SINR corresponds to S N of the tested signal as defined in clause 8.1. Table : Enhanced performance requirement type A for PUSCH, 5 MHz Channel Bandwidth Number Propagation conditions and correlation FRC Fraction of of RX matrix (Annex B) (Note 2) DIP (Annex maximum antennas Tested set Interferer 1 Interferer 2 A) throughput (Note 1) signal 1 2 EPA 5 Low ETU 5 Low N/A Set 2 A % -5.1 EVA 70 Low ETU 70 Low N/A Set 1* A % EPA 5 Low ETU 5 Low ETU 5 Low Set 2 A % -4.1 EVA 70 Low ETU 70 Low ETU 70 Low Set 1* A % EPA 5 Low ETU 5 Low ETU 5 Low Set 2 A4-5 70% -4.7 EVA 70 Low ETU 70 Low ETU 70 Low Set 1* A4-5 70% -0.5 Number of TX antennas (Note 1) SINR [db] (Note 3) Note*: Not applicable for Local Area BS and Home BS. Note 1: Antenna configuration applies for each of the tested signal, interferer 1 and interferer 2. Note 2: The propagation conditions for the tested signal, interferer 1 and interferer 2 are statistically independent. Note 3: SINR corresponds to S N of the tested signal as defined in clause 8.1. Table : Enhanced performance requirement type A for PUSCH, 10 MHz Channel Bandwidth Number of TX antennas (Note 1) Number of RX Propagation conditions and correlation matrix (Annex B) (Note 2) DIP set FRC (Annex Fraction of maximum antennas (Note 1) Tested signal Interferer 1 Interferer 2 A) throughput 1 2 EPA 5 Low ETU 5 Low N/A Set 2 A % -5.4 EVA 70 Low ETU 70 Low N/A Set 1* A % EPA 5 Low ETU 5 Low ETU 5 Low Set 2 A % -4.2 EVA 70 Low ETU 70 Low ETU 70 Low Set 1* A % EPA 5 Low ETU 5 Low ETU 5 Low Set 2 A4-6 70% -4.5 EVA 70 Low ETU 70 Low ETU 70 Low Set 1* A4-6 70% -0.2 SINR [db] (Note 3) Note*: Not applicable for Local Area BS and Home BS. Note 1: Antenna configuration applies for each of the tested signal, interferer 1 and interferer 2. Note 2: The propagation conditions for the tested signal, interferer 1 and interferer 2 are statistically independent. Note 3: SINR corresponds to S N of the tested signal as defined in clause 8.1.

182 181 TS V ( ) Table : Enhanced performance requirement type A for PUSCH, 15 MHz Channel Bandwidth Number of TX antennas (Note 1) Number of RX Propagation conditions and correlation matrix (Annex B) (Note 2) DIP set FRC (Annex Fraction of maximum antennas (Note 1) Tested signal Interferer 1 Interferer 2 A) throughput 1 2 EPA 5 Low ETU 5 Low N/A Set 2 A % -5.5 EVA 70 Low ETU 70 Low N/A Set 1* A % EPA 5 Low ETU 5 Low ETU 5 Low Set 2 A % -4.0 EVA 70 Low ETU 70 Low ETU 70 Low Set 1* A % EPA 5 Low ETU 5 Low ETU 5 Low Set 2 A4-7 70% -4.5 EVA 70 Low ETU 70 Low ETU 70 Low Set 1* A4-7 70% -0.3 SINR [db] (Note 3) Note*: Not applicable for Local Area BS and Home BS. Note 1: Antenna configuration applies for each of the tested signal, interferer 1 and interferer 2. Note 2: The propagation conditions for the tested signal, interferer 1 and interferer 2 are statistically independent. Note 3: SINR corresponds to S N of the tested signal as defined in clause 8.1. Table : Enhanced performance requirement type A for PUSCH, 20 MHz Channel Bandwidth Number of TX antennas (Note 1) Number of RX Propagation conditions and correlation matrix (Annex B) (Note 2) DIP set FRC (Annex Fraction of maximum antennas (Note 1) Tested signal Interferer 1 Interferer 2 A) throughput 1 2 EPA 5 Low ETU 5 Low N/A Set 2 A % -5.7 EVA 70 Low ETU 70 Low N/A Set 1* A % EPA 5 Low ETU 5 Low ETU 5 Low Set 2 A % -4.5 EVA 70 Low ETU 70 Low ETU 70 Low Set 1* A % EPA 5 Low ETU 5 Low ETU 5 Low Set 2 A4-8 70% -4.6 EVA 70 Low ETU 70 Low ETU 70 Low Set 1* A4-8 70% -0.1 SINR [db] (Note 3) Note*: Not applicable for Local Area BS and Home BS. Note 1: Antenna configuration applies for each of the tested signal, interferer 1 and interferer 2. Note 2: The propagation conditions for the tested signal, interferer 1 and interferer 2 are statistically independent. Note 3: SINR corresponds to S N of the tested signal as defined in clause A Enhanced performance requirement type A in multipath fading propagation conditions with asynchronous interference The enhanced performance requirement type A of PUSCH is determined by a minimum required throughput for a given SINR. The required throughput is expressed as a fraction of maximum throughput for the FRCs listed in Annex A. The performance requirements assume HARQ retransmissions. The purpose is to verify the demodulation performance when the wanted PUSCH signal in the serving cell is interfered by PUSCH of two interferers from the same interfering cell, applying the interference model defined in clause B.6.3. The requirements apply to the BS supporting the enhanced performance requirements type A. The requirements apply to the BS receiving the asynchronous interference i.e., the interference is time-asynchronous with the tested signal.

183 182 TS V ( ) Table 8.2.6A-1: Test parameters for enhanced performance requirement type A Parameter Unit Tested signal Interferer 1-1 Interferer 1-2 (Note 1) (Note 1) Maximum number of HARQ transmissions 4 N/A N/A RV sequence 0, 2, 3, 1, 0, 2, 3, 1 N/A N/A DIP (Note 2) db N/A Cell Id Interference model Cyclic Prefix Demodulation reference signal for PUSCH N/A As specified in clause B.6.3 Normal As specified in clause B.6.3 (1) (2) Δ ss =0, n DMRS =0, n DMRS,0 =0 Group hopping and sequence hopping are disabled. Note 1: Interferer 1-1 and interferer 1-2 are connected to the same cell and configured to transmit respectively in the even subframes and odd subframes. Note 2: The respective received energy of each interferer relative to N is defined by its associated DIP value as specified in clause B.6.1. Note 3: The transmissions of both interferer 1-1 and interferer 1-2 are delayed with respect to the tested signal by 0.33 ms A.1 Minimum requirements The throughput shall be equal to or larger than the fraction of maximum throughput stated in the tables 8.2.6A.1-1 to 8.2.6A.1-6 at the given SINR. Table 8.2.6A.1-1 Enhanced performance requirement type A for PUSCH, 1.4 MHz Channel Bandwidth Number of TX antennas (Note 1) Number of RX antennas (Note 1) Propagation conditions and correlation matrix (Annex B) (Note 2) Tested signal Interferer 1-1 Interferer 1-2 FRC (Annex A) Fraction of maximum throughput SINR [db] (Note 3) 1 2 EPA 5 Low ETU 5 Low ETU 5 Low A % EPA 5 Low ETU 5 Low ETU 5 Low A % -1.4] 8 EPA 5 Low ETU 5 Low ETU 5 Low A4-3 70% -2.2 Note 1: Antenna configuration applies for each of the tested signal, interferer 1-1 and interferer 1-2. Note 2: The propagation conditions for the tested signal, interferer 1-1 and interferer 1-2 are statistically independent. Note 3: SINR corresponds to S N of the tested signal as defined in clause 8.1. Table 8.2.6A.1-2 Enhanced performance requirement type A for PUSCH, 3 MHz Channel Bandwidth Number of TX antennas (Note 1) Number of RX antennas (Note 1) Propagation conditions and correlation matrix (Annex B) (Note 2) Tested signal Interferer 1-1 Interferer 1-2 FRC (Annex A) Fraction of maximum throughput SINR [db] (Note 3) 1 2 EPA 5 Low ETU 5 Low ETU 5 Low A % EPA 5 Low ETU 5 Low ETU 5 Low A % EPA 5 Low ETU 5 Low ETU 5 Low A4-4 70% -2.2 Note 1: Antenna configuration applies for each of the tested signal, interferer 1-1 and interferer 1-2. Note 2: The propagation conditions for the tested signal, interferer 1-1 and interferer 1-2 are statistically independent. Note 3: SINR corresponds to S N of the tested signal as defined in clause 8.1.

184 183 TS V ( ) Table 8.2.6A.1-3 Enhanced performance requirement type A for PUSCH, 5 MHz Channel Bandwidth Number of TX antennas (Note 1) Number of RX antennas (Note 1) Propagation conditions and correlation matrix (Annex B) (Note 2) Tested signal Interferer 1-1 Interferer 1-2 FRC (Annex A) Fraction of maximum throughput SINR [db] (Note 3) 1 2 EPA 5 Low ETU 5 Low ETU 5 Low A % EPA 5 Low ETU 5 Low ETU 5 Low A % EPA 5 Low ETU 5 Low ETU 5 Low A4-5 70% -2.1 Note 1: Antenna configuration applies for each of the tested signal, interferer 1-1 and interferer 1-2. Note 2: The propagation conditions for the tested signal, interferer 1-1 and interferer 1-2 are statistically independent. Note 3: SINR corresponds to S N of the tested signal as defined in clause 8.1. Table 8.2.6A.1-4: Enhanced performance requirement type A for PUSCH, 10 MHz Channel Bandwidth Number of TX antennas (Note 1) Number of RX antennas (Note 1) Propagation conditions and correlation matrix (Annex B) (Note 2) Tested signal Interferer 1-1 Interferer 1-2 FRC (Annex A) Fraction of maximum throughput SINR [db] (Note 3) 1 2 EPA 5 Low ETU 5 Low ETU 5 Low A % EPA 5 Low ETU 5 Low ETU 5 Low A % EPA 5 Low ETU 5 Low ETU 5 Low A4-6 70% -1.9 Note 1: Antenna configuration applies for each of the tested signal, interferer 1-1 and interferer 1-2. Note 2: The propagation conditions for the tested signal, interferer 1-1 and interferer 1-2 are statistically independent. Note 3: SINR corresponds to S N of the tested signal as defined in clause 8.1. Table 8.2.6A.1-5: Enhanced performance requirement type A for PUSCH, 15 MHz Channel Bandwidth Number of TX antennas (Note 1) Number of RX antennas (Note 1) Propagation conditions and correlation matrix (Annex B) (Note 2) Tested signal Interferer 1-1 Interferer 1-2 FRC (Annex A) Fraction of maximum throughput SINR [db] (Note 3) 1 2 EPA 5 Low ETU 5 Low ETU 5 Low A % EPA 5 Low ETU 5 Low ETU 5 Low A % EPA 5 Low ETU 5 Low ETU 5 Low A4-7 70% -1.4 Note 1: Antenna configuration applies for each of the tested signal, interferer 1-1 and interferer 1-2. Note 2: The propagation conditions for the tested signal, interferer 1-1 and interferer 1-2 are statistically independent. Note 3: SINR corresponds to S N of the tested signal as defined in clause 8.1. Table 8.2.6A.1-6: Enhanced performance requirement type A for PUSCH, 20 MHz Channel Bandwidth Number of TX antennas (Note 1) Number of RX antennas (Note 1) Propagation conditions and correlation matrix (Annex B) (Note 2) Tested signal Interferer 1-1 Interferer 1-2 FRC (Annex A) Fraction of maximum throughput SINR [db] (Note 3) 1 2 EPA 5 Low ETU 5 Low ETU 5 Low A % EPA 5 Low ETU 5 Low ETU 5 Low A % EPA 5 Low ETU 5 Low ETU 5 Low A4-8 70% -1.3 Note 1: Antenna configuration applies for each of the tested signal, interferer 1-1 and interferer 1-2. Note 2: The propagation conditions for the tested signal, interferer 1-1 and interferer 1-2 are statistically independent. Note 3: SINR corresponds to S N of the tested signal as defined in clause 8.1.

185 184 TS V ( ) Requirements for PUSCH supporting coverage enhancement For the parameters specified in Table the throughput shall be equal to or larger than the fraction of maximum throughput stated in the tables to at the given SNR. Table Test Parameters for PUSCH Parameter unit Mode A Mode B Maximum number of HARQ transmissions 4 2 RV sequences 0, 2, 3, 1, 0, 2, 3, 1 FDD: 0, 0, 0, 0, 2, 2, 2, 2, 3, 3, 3, 3, 1, 1, 1, 1 TDD: 0, 0, 0, 0, 0, 2, 2, 2, 2, 2, 3, 3, 3, 3, 3, 1, 1, 1, 1,1 Number of PUSCH repetitions Frequency hopping ON ON Frequency hopping interval subframes 4: FDD 5: TDD 4: FDD 5: TDD Note 1: Guard period shall be created according to TS36.211, [12] Table Minimum requirements for PUSCH, 3 MHz Channel Bandwidth for Mode A, 1Tx Number of TX antennas Number of RX antennas CE Mode Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput 1 2 Mode A EPA 5Hz Low A3-2 70% -6.2 SNR [db] Table Minimum requirements for PUSCH, 5 MHz Channel Bandwidth for Mode A, 1Tx Number of TX antennas Number of RX antennas CE Mode Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput 1 2 Mode A EPA 5Hz Low A3-2 70% -6.6 SNR [db] Table Minimum requirements for PUSCH, 10 MHz Channel Bandwidth for Mode A, 1Tx Number of TX antennas Number of RX antennas CE Mode Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput 1 2 Mode A EPA 5Hz Low A3-2 70% -6.9 SNR [db] Table Minimum requirements for PUSCH, 15 MHz Channel Bandwidth for Mode A, 1Tx Number of TX antennas Number of RX antennas CE Mode Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput 1 2 Mode A EPA 5Hz Low A3-2 70% -6.9 SNR [db]

186 185 TS V ( ) Table Minimum requirements for PUSCH, 20 MHz Channel Bandwidth for Mode A, 1Tx Number of TX antennas Number of RX antennas CE Mode Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput 1 2 Mode A EPA 5Hz Low A3-2 70% -7.0 SNR [db] Table Minimum requirements for PUSCH, 3 MHz Channel Bandwidth for Mode B, 1Tx Number of TX antennas Number of RX antennas CE Mode Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput 1 2 Mode B ETU 1Hz Low A3-1 70% SNR [db] Table Minimum requirements for PUSCH, 5 MHz Channel Bandwidth for Mode B, 1Tx Number of TX antennas Number of RX antennas CE Mode Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput 1 2 Mode B ETU 1Hz Low A3-1 70% SNR [db] Table Minimum requirements for PUSCH, 10 MHz Channel Bandwidth for Mode B, 1Tx Number of TX antennas Number of RX antennas CE Mode Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput 1 2 Mode B ETU 1Hz Low A3-1 70% SNR [db] Table Minimum requirements for PUSCH, 15 MHz Channel Bandwidth for Mode B, 1Tx Number of TX antennas Number of RX antennas CE Mode Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput 1 2 Mode B ETU 1Hz Low A3-1 70% SNR [db] Table Minimum requirements for PUSCH, 20 MHz Channel Bandwidth for Mode B, 1Tx Number of TX antennas Number of RX antennas CE Mode Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of maximum throughput 1 2 Mode B ETU 1Hz Low A3-1 70% SNR [db] Requirements for PUSCH of Frame structure type 3 For the parameters specified in Table the throughput shall be equal to or larger than the fraction of maximum throughput stated in the tables at the given SNR when the PUSCH is transmitted with Frame structure type 3.

187 186 TS V ( ) Table : Test Parameters for PUSCH with frame structure type 3 Parameter Unit Value (NOTE 1) Maximum number of HARQ transmissions 4 RV sequences [0,2, 0, 2] PUSCH starting position 01 (NOTE 2) PUSCH ending symbol (NOTE 3) 0 NOTE 1: PUSCH scheduling pattern is defined as the bitmap { } with the periodicity of 10ms. Value 1 in the bitmap indicates there is PUSCH data transmission on the corresponding subrames; Value 0 indicates that there is no PUSCH data transmission on the corresponding subframes. NOTE 2: The PUSCH starting position is applicable to only the first PUSCH transmission subframe indicated in the bitmap. For other transmission subframes indicated in the bitmap, PUSCH starting position is at symbol 0. NOTE 3: The PUSCH ending symbol value indicates the configuration of the last symbol of the last PUSCH transmission subframe indicated in the bitmap. Number of TX antennas Table : Minimum requirements for PUSCH, 20 MHz Channel Bandwidth, 1Tx Number of RX antennas Cyclic prefix Propagation conditions and correlation matrix (Annex B) FRC (Annex A) Fraction of nominal maximum throughput (NOTE 1) 1 2 Normal EPA 5Hz Low A % -0.2 A % Normal EPA 5Hz Low A % -3.2 A % 8.3 NOTE1: Fraction of nominal maximum throughput is calculated based on the actual transmitted PUSCH SNR [db] 8.3 Performance requirements for PUCCH DTX to ACK performance The DTX to ACK requirement is valid for any number of receive antennas, for all frame structures and for any channel bandwidth. The DTX to ACK probability for multi user PUCCH case denotes the probability that ACK is detected when nothing is sent on the wanted signal and the interfering signals are present Minimum requirement The DTX to ACK probability, i.e. the probability that ACK is detected when nothing was sent, shall not exceed 1%, where the performance measure definition is as follows: where: Prob(PUCCH DTX ACK bits) = # #(false ACK bits) denotes the number of detected ACK bits. #(ACK/NACK bits) denotes the number of encoded bits per sub-frame #(PUCCH DTX) denotes the number of DTX occasions # ( false ACK bits) ( PUCCH DTX) 10 # (ACK/NAK bits) 2,

188 187 TS V ( ) ACK missed detection requirements for single user PUCCH format 1a The ACK missed detection probability is the probability of not detecting an ACK when an ACK was sent. ACK/NACK repetitions are disabled for PUCCH transmission. Test parameters for PUCCH transmission on two antenna ports are presented in Annex A Minimum requirements The ACK missed detection probability shall not exceed 1% at the SNR given in table for 1Tx and in table for 2Tx case. Number of TX antennas Note*: Table Minimum requirements for single user PUCCH format 1a, 1Tx Number of RX antennas Cyclic Prefix Propagation conditions and correlation matrix (Annex B) Channel Bandwidth / SNR [db] 1.4 MHz 3 MHz 5 MHz 10 MHz 15 MHz 20 MHz 1 2 Normal EPA 5 Low EVA 5 Low EVA 70 Low ETU 300* Low Extended ETU 70* Low Normal EPA 5 Low EVA 5 Low EVA 70 Low ETU 300* Low Extended ETU 70* Low Normal EPA 5 Low EVA 5 Low EVA 70 Low ETU 300* Low Extended ETU 70* Low Not applicable for Local Area BS and Home BS. Number of TX antennas Table Minimum requirements for single user PUCCH format 1a, 2Tx Number of RX antennas Cyclic Prefix Propagation conditions and correlation matrix (Annex B) 1.4 MHz Channel Bandwidth / SNR [db] 3 MHz 5 MHz 10 MHz 15 MHz 20 MHz 2 2 Normal EPA 5 Low EVA 70 Low Normal EPA 5 Low EVA 70 Low Normal EPA 5 Low EVA 70 Low CQI performance requirements for PUCCH format 2 The CQI block error probability (BLER) is defined as the conditional probability of incorrectly decoding the CQI information when the CQI information is sent. All CQI information shall be decoded (no exclusion due to DTX). The CQI information bit payload per sub-frame is equal to 4 bits. Test parameters for PUCCH transmission on two antenna ports are presented in Annex A.10.

189 188 TS V ( ) Minimum requirements The CQI block error probability shall not exceed 1% at the SNR given in table for 1Tx and in table for 2Tx case. Table Minimum requirements for PUCCH format 2, 1Tx Number of TX antennas Note*: Note**: Number of RX antennas Cyclic Prefix Propagation conditions and correlation matrix (Annex B) Channel Bandwidth / SNR [db] 1.4 MHz 3 MHz 5 MHz 10 MHz 15 MHz 20 MHz 1 2 Normal EVA 5* Low ETU 70** Low Not applicable for Wide Area BS and Medium Range BS. Not applicable for Local Area BS and Home BS. Number of TX antennas Number of RX antennas Table Minimum requirements for PUCCH format 2, 2Tx Cyclic Prefix Propagation conditions and correlation matrix (Annex B) Channel Bandwidth / SNR [db] 1.4 MHz 3 MHz 5 MHz 10 MHz 15 MHz 20 MHz 2 2 Normal EVA 5 Low ACK missed detection requirements for multi user PUCCH format 1a The ACK missed detection probability is the conditional probability of not detecting an ACK on the wanted signal in the presence of the wanted signal and the interfering signals. Test parameters for multi user PUCCH case are presented in Annex A.9. ACK/NACK repetitions are disabled for PUCCH transmission Minimum requirement The ACK missed detection probability for multi user PUCCH case shall not exceed 1% at the SNR given in table Number of TX antennas Number of RX antennas Table Minimum requirements for multi user PUCCH case Cyclic Prefix Propagation conditions and correlation matrix (Annex B) Channel Bandwidth / SNR [db] 1.4 MHz 3 MHz 5 MHz 10 MHz 15 MHz 20 MHz 1 2 Normal ETU 70* Low Note*: Not applicable for Local Area BS and Home BS ACK missed detection requirements for PUCCH format 1b with Channel Selection The ACK missed detection probability is the probability of not detecting an ACK bit when an ACK bit was sent on particular channel, with each missed ACK bit counted as one error.

190 189 TS V ( ) The number of encoded ACK bits per sub-frame is equal to 4 bits (AAAA), ACK/NACK repetitions are disabled for PUCCH transmission. This requirement is applicable for FDD and TDD Minimum requirements The ACK missed detection probability shall not exceed 1% at the SNR given in table Number of Tx antennas Table Minimum requirements for PUCCH format 1b with Channel Selection Number of RX antennas Cyclic Prefix Propagation Conditions and correlation matrix (Annex B) Channel Bandwidth / SNR [db] 1.4MHz 3MHz 5MHz 10 MHz 15MHz 20MHz 1 2 Normal EPA 5 Low EVA70 Low Normal EPA 5 Low EVA70 Low Normal EPA 5 Low EVA70 Low ACK missed detection requirements for PUCCH format 3 The ACK missed detection probability is the probability of not detecting an ACK bit when an ACK bit was sent on the particular bit position, with each missed ACK bit being accounted as one error. The number of encoded ACK/NACK bits per sub-frame is defined for two cases as presented below: 4AN bits: applicable for FDD and TDD 16AN bits : applicable for TDD ACK/NACK repetitions are disabled for PUCCH transmission. Random codeword selection is assumed Minimum requirements The ACK missed detection probability shall not exceed 1% at the SNR given in table and table , for 4 and 16 AN bits per sub-frame, respectively. Number of Tx antennas Number of RX antennas Table Minimum requirements for PUCCH format 3, 4AN bits Cyclic Prefix Propagation Conditions and correlation matrix (Annex B) Channel Bandwidth / SNR [db] 1.4MHz 3MHz 5MHz 10 MHz 15MHz 20MHz 1 2 Normal EPA 5 Low EVA70 Low Normal EPA 5 Low EVA70 Low Normal EPA 5 Low EVA70 Low

191 190 TS V ( ) Number of Tx antennas Number of RX antennas Table Minimum requirements for PUCCH format 3, 16AN bits Cyclic Prefix Propagation Conditions and correlation matrix (Annex B) Channel Bandwidth / SNR [db] 1.4MHz 3MHz 5MHz 10 MHz 15MHz 20MHz 1 2 Normal EPA 5 Low EVA70 Low Normal EPA 5 Low EVA70 Low Normal EPA 5 Low EVA70 Low NACK to ACK requirements for PUCCH format 3 The NACK to ACK detection probability is the probability that an ACK bit is falsely detected when an NACK bit was sent on the particular bit position, where the NACK to ACK detection probability is defined as follows: where: #(Total NACK bits) denotes the total number of NACK bits transmitted # NACK bits decoded as ACK bits denotes the number of NACK bits decoded as ACK bits at the receiver, i.e. the number of received ACK bits NACK bits in the definition do not contain the NACK bits which are mapped from DTX, i.e. NACK bits received when DTX is sent should not be considered. ACK/NACK repetitions are disabled for PUCCH transmission. Random codeword selection is assumed. Note: NACK to ACK requirement only applies to the PUCCH format3 16AN bits cases Minimum requirement The NACK to ACK probability shall not exceed 0,1% at the SNR given in table for 16 AN bits. Number of Tx antennas Number of RX antennas # Prob(PUCCH NACK ACK bits) = ( ) Table Minimum requirements for PUCCH format 3, 16AN bits Cyclic Prefix Propagation Conditions and correlation matrix (Annex B) ( NACK bits decoded as ACK bits) # (Total NACK bits) Channel Bandwidth / SNR [db] 1.4MHz 3MHz 5MHz 10 MHz 15MHz 20MHz 1 2 Normal EPA 5 Low EVA70 Low Normal EPA 5 Low EVA70 Low Normal EPA 5 Low EVA70 Low , CQI performance requirements for PUCCH format 2 with DTX detection The requirements in this subclause apply to a BS supporting PUCCH format 2 with DTX. It is optional for a BS to support PUCCH format 2 with DTX.

192 191 TS V ( ) A BS may meet the PUCCH format 2 requirements specified in Section instead of requirements specified in Section The CQI block error probability (BLER) is defined as the sum of the: - conditional probability of incorrectly decoding the CQI information when the CQI information is sent and - conditional probability of detecting UE transmission as DTX, when the CQI information is sent. The CQI false alarm probability is defined as the conditional probability of false detecting the CQI information transmitted from UE when no CQI information is sent. The CQI information bit payload per sub-frame is equal to 4 bits. Test parameters for PUCCH transmission on two antenna ports are presented in Annex A Minimum requirements The CQI false alarm probability and the CQI block error probability shall not exceed 10% and 1%, respectively, at the SNR given in table Number of TX antennas Table Minimum requirements for PUCCH format 2 with DTX detection Number of RX antennas Cyclic Prefix Propagation conditions and correlation matrix (Annex B) Channel Bandwidth / SNR [db] 1.4 MHz 3 MHz 5 MHz 10 MHz 15 MHz 20 MHz 1 2 Normal EVA 5* Low ETU 70** Low Normal EVA 5 Low Note*: Note**: Not applicable for Wide Area BS and Medium Range BS. Not applicable for Local Area BS and Home BS PUCCH performance requirements for coverage enhancement DTX to ACK performance The DTX to ACK requirement is valid for any number of receive antennas, for all frame structures and for any channel bandwidth Minimum requirement The DTX to ACK probability, i.e. the probability that ACK is detected when nothing is sent per PUCCH transmission, shall not exceed 1% per PUCCH transmission. A PUCCH transmission may take multiple subframes due to PUCCH transmission repetition. The performance measure is defined as follows: where: Prob(PUCCH DTX ACK bits) = # # ( false ACK bits) ( PUCCH DTX) 10 # (ACK/NAK bits) - #(false ACK bits) denotes the number of detected ACK bits per PUCCH transmission. - #(ACK/NACK bits) denotes the number of encoded bits per PUCCH transmission. - #(PUCCH DTX) denotes the number of DTX occasions per PUCCH transmission ACK missed detection requirements for single user PUCCH format 1a The ACK missed detection probability is the probability of not detecting an ACK when an ACK is sent. 2,

193 192 TS V ( ) Minimum requirements The ACK missed detection probability shall not exceed 1% at the SNR given in table for 1Tx. Number of TX antennas Table Minimum requirements for single user PUCCH format 1a, 1Tx Number of RX antennas Cyclic Prefix Propagation conditions and correlation matrix (Annex B) Repetitions Channel Bandwidth / SNR [db] 15 MHz 3 MHz 5 MHz 10 MHz 1 2 normal EPA5 Low Note 1: Frequency Hopping Intervals: 4 (FDD); 10 (TDD). Note 2: Guard period shall be created according to TS36.211, [12] 20 MHz CQI performance requirements for PUCCH format 2 The CQI block error probability (BLER) is defined as the conditional probability of incorrectly decoding the CQI information when the CQI information is sent per PUCCH transmission. A PUCCH transmission may take multiple subframes due to PUCCH transmission repetition. All CQI information shall be decoded (no exclusion due to DTX). The CQI information bit payload per PUCCH transmission is equal to 4 bits Minimum requirements The CQI block error probability shall not exceed 1% at the SNR given in table for 1Tx. Number of TX antennas Table Minimum requirements for PUCCH format 2, 1Tx Number of RX antennas Cyclic Prefix Propagation conditions and correlation matrix (Annex B) Repetitions 3 MHz Channel Bandwidth / SNR [db] MHz MHz MHz 20 MHz 1 2 normal EVA5 Low Note 1: Frequency Hopping Intervals: 4 (FDD); 10 (TDD) Note 2: Guard period shall be created according to TS36.211, [12] ACK missed detection requirements for PUCCH format 4 The ACK missed detection probability is the probability of not detecting an ACK bit when an ACK bit was sent on the particular bit position, with each missed ACK bit being accounted as one error. The number of encoded ACK/NACK bits per sub-frame is defined for two cases as presented below: 24AN bits with 1PRB allocated 64AN bits with 2PRB allocated The requirements are applicable for FDD only, TDD only and TDD-FDD CA. The requirements are applicable for both PUCCH on PCell and PUCCH on SCell. ACK/NACK repetitions are disabled for PUCCH transmission. DAI based codebook size determination is disabled. Random codeword selection is assumed.

194 193 TS V ( ) Minimum requirements The ACK missed detection probability shall not exceed 1% at the SNR given in table and table for 24 AN bits with 1 PRB allocated and 64 AN bits with 2 PRB allocated per sub-frame, respectively. Table Minimum requirements for PUCCH format 4, 24AN bits with 1 PRB allocated Number of TX antennas 1 Number of RX antennas Cyclic Prefix 2 Normal 4 Normal 8 Normal Propagation conditions and correlation matrix (Annex B) Channel Bandwidth / SNR [db] 1.4 MHz 3 MHz 5 MHz 10 MHz 15 MHz 20 MHz EPA 5 Low EVA 70 Low EPA 5 Low EVA 70 Low EPA 5 Low EVA 70 Low Table Minimum requirements for PUCCH format 4, 64AN bits with 2 PRB allocated Number of TX antennas 1 Number of RX antennas Cyclic Prefix 2 Normal 4 Normal 8 Normal Propagation conditions and correlation matrix (Annex B) Channel Bandwidth / SNR [db] 1.4 MHz 3 MHz 5 MHz 10 MHz 15 MHz 20 MHz EPA 5 Low EVA 70 Low EPA 5 Low EVA 70 Low EPA 5 Low EVA 70 Low ACK missed detection requirements for PUCCH format 5 The ACK missed detection probability is the probability of not detecting an ACK bit when an ACK bit was sent on the particular bit position, with each missed ACK bit being accounted as one error. The number of encoded ACK/NACK bits per sub-frame is equal to 24 bits. The requirement is applicable for FDD only, TDD only and TDD-FDD CA. The requirement is applicable for both PUCCH on PCell and PUCCH on SCell. ACK/NACK repetitions are disabled for PUCCH transmission. DAI based codebook size determination is disabled. Random codeword selection is assumed Minimum requirements The ACK missed detection probability shall not exceed 1% at the SNR given in table

195 194 TS V ( ) Number of Tx antennas Number of RX antennas Table Minimum requirements for PUCCH format 5 Cyclic Prefix Propagation Conditions and correlation matrix (Annex B) Channel Bandwidth / SNR [db] 1.4MHz 3MHz 5MHz 10 MHz 15MHz 20MHz 1 2 Normal EPA 5 Low EVA70 Low Normal EPA 5 Low EVA70 Low Normal EPA 5 Low EVA70 Low Performance requirements for PRACH PRACH False alarm probability The false alarm requirement is valid for any number of receive antennas, for all frame structures and for any channel bandwidth. The false alarm probability is the conditional total probability of erroneous detection of the preamble (i.e. erroneous detection from any detector) when input is only noise Minimum requirement The false alarm probability shall be less than or equal to 0.1% PRACH detection requirements The probability of detection is the conditional probability of correct detection of the preamble when the signal is present. There are several error cases detecting different preamble than the one that was sent, not detecting a preamble at all or correct preamble detection but with the wrong timing estimation. For AWGN, a timing estimation error occurs if the estimation error of the timing of the strongest path is larger than 1.04us. For ETU70 and EPA1, a timing estimation error occurs if the estimation error of the timing of the strongest path is larger than 2.08us. The strongest path for the timing estimation error refers to the strongest path (i.e. average of the delay of all paths having the same highest gain = 310ns for ETU) in the power delay profile. The test preambles for normal mode are listed in table A.6-1 and the test preambles for high speed mode restriced set type A are listed in A.6-2. The test preambles for coverage enhancement are listed in table A.6-3. The test preambles for high speed mode restriced set type B are listed in A Minimum requirements The probability of detection shall be equal to or exceed 99% for the SNR levels listed in Tables to The requirements for Burst format 4 are optional and only valid for base stations supporting TDD. The requirements for high speed mode restricted set type A (table ) and high speed mode restricted set type B (table ) are only valid for the base stations supporting high speed mode restricted set A and restricted set type B respectively. The requirements for coverage enhancement (Tables and ) are only valid for the base stations supporting coverage enhancement.

196 195 TS V ( ) Table PRACH missed detection requirements for Normal Mode Number of Number of Propagation Frequency SNR [db] TX antennas RX antennas conditions and correlation matrix (Annex B) offset Burst format 0 Burst format 1 Burst format 2 Burst format 3 Burst format AWGN ETU 70 Low* 270 Hz AWGN ETU 70 Low* 270 Hz AWGN ETU 70 Low* 270 Hz Note*: Not applicable for Local Area BS and Home BS. The requirements in Table shall not be applied to Local Area BS and Home BS. Table PRACH missed detection requirements for High speed Mode restricted set type A Number of TX antennas Number of RX antennas Propagation conditions and correlation matrix (Annex B) Frequency offset Burst format 0 Burst format 1 SNR [db] Burst format 2 Burst format AWGN ETU 70 Low 270 Hz AWGN 625 Hz AWGN 1340 Hz AWGN ETU 70 Low 270 Hz AWGN 625 Hz AWGN 1340 Hz AWGN ETU 70 Low 270 Hz AWGN 625 Hz AWGN 1340 Hz Table PRACH missed detection requirements for coverage enhancement (PRACH frequency hopping OFF) Number of TX antennas Note 1: Number of RX antennas Propagation conditions and correlation matrix (Annex B) Frequency offset Number of Repetitions Burst format 0 SNR [db] Burst format 1 Burst format 2 Burst format AWGN EPA1 Low 270 Hz Under fading channels, the PRACH detection performance may be significantly different with different PRACH Configuration Indexes. The requirements in this table are defined based on the simulation results with PRACH Configuration Indexes (3, 19, 35, 51) for Format 0, Format 1, Format 2, and Format 3 respectively.

197 196 TS V ( ) Table PRACH missed detection requirements for coverage enhancement (PRACH frequency hopping ON) Number of TX antennas Note 1: Note 2: Note 3: Note 4: Number of RX antennas Propagation conditions and correlation matrix (Annex B) Frequency offset Number of Repetitions Burst format 0 SNR [db] Burst format 1 Burst format 2 Burst format EPA1 Low 270 Hz Under fading channels, the PRACH detection performance may be significantly different with different PRACH Configuration Indexes. The requirements in this table are defined based on the simulation results with PRACH Configuration Indexes (3, 19, 35, 51) for Format 0, Format 1, Format 2, and Format 3 respectively. The requirements in this table are defined under the assumption that UE RF tuning during PRACH frequency hopping has no impact on the symbols in PRACH subframes and thus all symbols in PRACH subframes are available for the transmission of PRACH preambles. The requirements in this table are defined under the assumption that the PRACH frequency offset (prach- UL UL FreqOffset-r13) is 0 and frequency hopping offset is N RB -6, where N RB is defined in TS [12]. The requirements in this table apply for channel bandwidth of 5MHz, 10MHz, 15MHz or 20MHz. For channel bandwidth of 3MHz, the requirements in Table apply. Table PRACH missed detection requirements for High speed Mode restricted set type B Number of TX antennas Number of RX antennas Propagation conditions and correlation matrix (Annex B) Frequency offset Burst format 0 Burst format 1 SNR [db] Burst format 2 Burst format AWGN AWGN ETU 70 Low 270 Hz AWGN 1875 Hz AWGN AWGN ETU 70 Low 270 Hz AWGN 1875 Hz AWGN AWGN ETU 70 Low 270 Hz AWGN 1875 Hz Performance requirements for Narrowband IoT Requirements for NPUSCH format Requirements The performance requirement of NPUSCH format 1 is determined by a minimum required throughput for a given SNR. The required throughput is expressed as a fraction of maximum throughput for the FRCs listed in Annex A16. The performance requirements assume HARQ retransmissions. An NB-IoT Base Station supports 15 khz subcarrier spacing requirements, or 3.75 khz subcarrier spacing requirements, or both. For 15kHz subcarrier spacing single-subcarrier/multi-subcarrier, the demodulation requirements apply for the supported number of subcarriers.

198 197 TS V ( ) Table : Test parameters Parameter Value Maximum number of HARQ transmissions 4 RV sequence RV0, RV Minimum requirements The throughput shall be equal to or larger than the fraction of maximum throughput stated in table for the single-subcarrier of 3.75KHz subcarrier spacing, in table for 15KHz subcarrier spacing at the given SNR for 1Tx, and in table for multi-subcarrier of 15KHz subcarrier spacing at the given SNR for 1Tx. Table : Minimum requirements for NPUSCH format 1, 200KHz Channel Bandwidth, 3.75KHz subcarrier spacing, 1Tx Number of TX antennas Number of RX antennas Subcarrier spacing Number of allocated subcarriers KHz 1 Propagation conditions and correlation matrix (Annex B) ETU 1Hz Low FRC (Annex A) A16-1 Repetition number Fraction of maximum throughput SNR [db] 1 70% % % Table : Minimum requirements for NPUSCH format 1, 200KHz Channel Bandwidth, 15KHz subcarrier spacing, single subcarrier, 1Tx Number of TX antennas Number of RX antennas Subcarrier spacing Number of allocated subcarriers KHz 1 Propagation conditions and correlation matrix (Annex B) ETU 1Hz Low FRC (Annex A) A16-2 Repetition number Fraction of maximum throughput SNR [db] 1 70% % % Table : Minimum requirements for NPUSCH format 1, 200KHz Channel Bandwidth, 15KHz subcarrier spacing, multiple subcarriers, 1Tx Number of TX antennas Number of RX antennas Subcarrier spacing KHz Number of allocated subcarriers Propagation conditions and correlation matrix (Annex B) ETU 1Hz Low ETU 1Hz Low ETU 1Hz Low FRC (Annex A) A16-3 A16-4 A16-5 Repetition number Fraction of maximum throughput SNR [db] 2 70% % % % % % % % %

199 198 TS V ( ) Performance requirements for NPUSCH format DTX to ACK performance The DTX to ACK probability for NPUSCH format 2 case denotes the probability that ACK is detected when nothing is sent on the wanted signal and only the noise is present per NPUSCH format 2 transmission. An NB-IoT Base Station supports 15 KHz sub-carrier spacing requirements, or 3.75 KHz sub-carrier spacing requirements, or both Minimum requirement The DTX to ACK probability, i.e. the probability that ACK is detected when nothing was sent, shall not exceed 1% per NPUSCH format 2 transmission. Where the performance measure definition is as follows: where: #(false ACK bits) Prob(NPUSCH format 2 DTX ACK bits) = 10 # NPUSCH format 2 DTX #(ACK/NAK bits) ( ) - #(false ACK bits) denotes the number of detected ACK bits. - #(ACK/NACK bits) denotes the number of HARQ-ACK information bit per NPUSCH format 2 transmission. - #( NPUSCH format 2 DTX) denotes the number of DTX occasions ACK missed detection requirements The ACK missed detection probability is the probability of not detecting an ACK when an ACK was sent per NPUSCH format 2 transmission Minimum requirements The ACK missed detection probability shall not exceed 1% at the SNR given in table and table for 1Tx case. Table : Minimum requirements for NPUSCH format 2, 200KHz Channel Bandwidth, 3.75KHz subcarrier spacing, 1Tx 2 Number of TX antennas Number of RX antennas Propagation conditions and correlation matrix (Annex B) Number of allocated subcarriers Subcarrier spacing 1 2 EPA 5 Low KHz Repetition number SNR [db]

200 199 TS V ( ) Table : Minimum requirements for NPUSCH format 2, 200KHz Channel Bandwidth, 15KHz subcarrier spacing, 1Tx Number of TX antennas Number of RX antennas Propagation conditions and correlation matrix (Annex B) Number of allocated subcarriers Subcarrier spacing 1 2 EPA 5 Low 1 15KHz Repetition number SNR [db] Performance requirements for NPRACH NPRACH False alarm probability The false alarm requirement is valid for any number of receive antennas, for all repetition numbers and for any number of subcarriers. The false alarm probability is the conditional total probability of erroneous detection of the preamble (i.e. erroneous detection from any detector) when input is only noise Minimum requirement The false alarm probability shall be less than or equal to 0.1% NPRACH detection requirements The probability of detection is the conditional probability of correct detection of the preamble when the signal is present. There are several error cases detecting different preamble than the one that was sent, not detecting a preamble at all or correct preamble detection but with the wrong timing estimation. A timing estimation error occurs if the estimation error of the timing of the strongest path is larger than 3.646us. The strongest path for the timing estimation error refers to the strongest path in the power delay profile. Table Test preambles for NPRACH Parameter Value Narrowband physical 0 layer cell identity Initial subcarrier index Minimum requirements The probability of detection shall be equal to or exceed 99% for the SNR levels listed in table Number of TX antennas Table NPRACH missed detection requirements Number of RX antennas Repetition number Propagation conditions and correlation matrix (Annex B) Frequency offset Preamble format 0 SNR[dB] Preamble format AWGN EPA1 Low 200 Hz AWGN EPA1 Low 200 Hz

201 200 TS V ( ) 9 Channel access procedures 9.1 Downlink channel access procedure For downlink operation in Band 46, a channel access procedure for PDSCH transmission as described in TS , Clause is specified Channel access parameters Channel access related parameters for PDSCH are listed in Table Table : Channel access parameters for PDSCH Parameter Unit Value LBT measurement bandwidth MHz 10, 20 Energy detection threshold dbm/20mhz dbm/10mhz Maximum channel occupancy time ms Minimum requirement The Base Station shall be able to assess whether the medium is busy or idle with at least 90% probability, using a channel access procedure with the parameters in Table

202 201 TS V ( ) Annex A (normative): Reference measurement channels The parameters for the reference measurement channels are specified in clause A.1 for E-UTRA reference sensitivity and in-channel selectivity and in clause A.2 for dynamic range. A schematic overview of the encoding process for the E-UTRA reference measurement channels is provided in Figure A-1. E-UTRA receiver requirements in the present document are defined with a throughput stated relative to the Maximum throughput of the FRC. The Maximum throughput for an FRC equals the Payload size * the Number of uplink subframes per second. For FDD, 1000 uplink sub-frames per second are used. The parameters for the reference measurement channels are specified in clause A.12 for NB-IoT reference sensitivity and in clause A.13 for dynamic range. A schematic overview of the encoding process for the NB-IoT reference measurement channels is provided in Figure A- 2. NB-IoT receiver requirements in the present document are defined with a throughput stated relative to the Maximum throughput of the FRC. The Maximum throughput for an FRC equals the Payload size / (Number of Resource Unit * time to send one Resource Unit). Payload CRC Code blocks Code block CRC Code block CRC Code block CRC Rate R turbo code Coded block Subblock interleaving and Rate matching Rate matched block Trellis termination (12 bits) Other code blocks processed in the same way Transmitted bits in a single subframe Figure A-1. Schematic overview of the encoding process

203 202 TS V ( ) Payload CRC Code block CRC Rate R turbo code Coded block Trellis termination (12 bits) Subblock interleaving and Rate matching Rate matched block Resource Unit Resource Unit 1 sub-carrier Figure A-2. Schematic overview of the encoding process for NB-IoT A.1 Fixed Reference Channels for reference sensitivity and in-channel selectivity (QPSK, R=1/3) The parameters for the reference measurement channels are specified in Table A.1-1 for reference sensitivity and inchannel selectivity. Table A.1-1 FRC parameters for reference sensitivity and in-channel selectivity Reference channel A1-1 A1-2 A1-3 A1-4 A1-5 A1-6 A1-7 A1-8 A1-9 Allocated resource blocks DFT-OFDM Symbols per subframe Modulation QPSK QPSK QPSK QPSK QPSK QPSK QPSK QPSK QPSK Code rate 1/3 1/3 1/3 1/3 1/3 1/3 1/3 1/3 1/3 Payload size (bits) Transport block CRC (bits) Code block CRC size (bits) Number of code blocks - C Coded block size including 12bits trellis termination (bits) Total number of bits per sub-frame Total symbols per sub-frame NOTE 1: For reference channel A1-8, the allocated RB s are uniformly spaced over the channel bandwidth at RB index N, N+5, N+10,..., N+45 where N = {0, 1, 2, 3, 4}. NOTE 2: For reference channel A1-9, the allocated RB s are uniformly spaced over the channel bandwidth at RB index N, N+10, N+20,..., N+90 where N = {0, 1, 2, 9}.

204 203 TS V ( ) A.2 Fixed Reference Channels for dynamic range (16QAM, R=2/3) The parameters for the reference measurement channels are specified in Table A.2-1 for dynamic range. Table A.2-1 FRC parameters for dynamic range Reference channel A2-1 A2-2 A2-3 A2-4 A2-5 Allocated resource blocks DFT-OFDM Symbols per subframe Modulation 16QAM 16QAM 16QAM 16QAM 16QAM Code rate 2/3 2/3 2/3 2/3 2/3 Payload size (bits) Transport block CRC (bits) Code block CRC size (bits) Number of code blocks - C Coded block size including 12bits trellis termination (bits) Total number of bits per sub-frame Total symbols per sub-frame NOTE 1: For reference channel A2-4, the allocated RB s are uniformly spaced over the channel bandwidth at RB index N, N+5, N+10,..., N+45 where N = {0, 1, 2, 3, 4}. NOTE 2: For reference channel A2-5, the allocated RB s are uniformly spaced over the channel bandwidth at RB index N, N+10, N+20,..., N+90 where N = {0, 1, 2, 9}. A.3 Fixed Reference Channels for performance requirements (QPSK 1/3) Table A.3-1 FRC parameters for performance requirements (QPSK 1/3) Reference channel A3-1 A3-2 A3-3 A3-4 A3-5 A3-6 A3-7 Allocated resource blocks DFT-OFDM Symbols per subframe Modulation QPSK QPSK QPSK QPSK QPSK QPSK QPSK Code rate 1/3 1/3 1/3 1/3 1/3 1/3 1/3 Payload size (bits) Transport block CRC (bits) Code block CRC size (bits) Number of code blocks - C Coded block size including 12bits trellis termination (bits) Total number of bits per sub-frame Total symbols per sub-frame

205 204 TS V ( ) A.4 Fixed Reference Channels for performance requirements (16QAM 3/4) Table A.4-1 FRC parameters for performance requirements (16QAM 3/4) Reference channel A4-1 A4-2 A4-3 A4-4 A4-5 A4-6 A4-7 A4-8 Allocated resource blocks DFT-OFDM Symbols per subframe Modulation 16QAM 16QAM 16QAM 16QAM 16QAM 16QAM 16QAM 16QAM Code rate 3/4 3/4 3/4 3/4 3/4 3/4 3/4 3/4 Payload size (bits) Transport block CRC (bits) Code block CRC size (bits) Number of code blocks - C Coded block size including bits trellis termination (bits) Total number of bits per sub-frame Total symbols per subframe A.5 Fixed Reference Channels for performance requirements (64QAM 5/6) Table A.5-1 FRC parameters for performance requirements (64QAM 5/6) Reference channel A5-1 A5-2 A5-3 A5-4 A5-5 A5-6 A5-7 Allocated resource blocks DFT-OFDM Symbols per subframe Modulation 64QAM 64QAM 64QAM 64QAM 64QAM 64QAM 64QAM Code rate 5/6 5/6 5/6 5/6 5/6 5/6 5/6 Payload size (bits) Transport block CRC (bits) Code block CRC size (bits) Number of code blocks - C Coded block size including 12bits trellis termination (bits) Total number of bits per sub-frame Total symbols per sub-frame A.6 PRACH Test preambles Table A.6-1 Test preambles for Normal Mode Burst format Ncs Logical sequence index v

206 205 TS V ( ) Table A.6-2 Test preambles for High speed Mode restricted set type A Burst format Ncs Logical sequence index v Table A.6-3 Test preambles for coverage enhancement Burst format Ncs Logical sequence index v Table A.6-4 Test preambles for High speed Mode restricted set type B Burst format Ncs Logical sequence index v A.7 Fixed Reference Channels for UL timing adjustment (Scenario 1) Table A.7-1 FRC parameters for UL timing adjustment (Scenario 1) Reference channel A7-1 A7-2 A7-3 A7-4 A7-5 A7-6 Allocated resource blocks DFT-OFDM Symbols per subframe Modulation 16QAM 16QAM 16QAM 16QAM 16QAM 16QAM Code rate 3/4 3/4 3/4 3/4 3/4 3/4 Payload size (bits) Transport block CRC (bits) Code block CRC size (bits) Number of code blocks - C Coded block size including 12bits trellis termination (bits) Total number of bits per sub-frame Total symbols per sub-frame SRS bandwidth configuration (See TS , 5.5.3) (Note 1) SRS-Bandwidth b (See TS , 5.5.3) (Note 1, 2) NOTE 1. The transmission of SRS is optional NOTE 2. PUSCH resource blocks shall be included in SRS resource blocks

207 206 TS V ( ) A.8 Fixed Reference Channels for UL timing adjustment (Scenario 2) Table A.8-1 FRC parameters for UL timing adjustment (Scenario 2) Reference channel A8-1 A8-2 A8-3 A8-4 A8-5 A8-6 Allocated resource blocks DFT-OFDM Symbols per subframe Modulation QPSK QPSK QPSK QPSK QPSK QPSK Code rate 1/3 1/3 1/3 1/3 1/3 1/3 Payload size (bits) Transport block CRC (bits) Code block CRC size (bits) Number of code blocks - C Coded block size including 12bits trellis termination (bits) Total number of bits per sub-frame Total symbols per sub-frame SRS bandwidth configuration (See TS , 5.5.3) (Note 1) SRS-Bandwidth b (See TS , 5.5.3) (Note 1, 2) NOTE 1. The transmission of SRS is optional NOTE 2. PUSCH resource blocks shall be included in SRS resource blocks A.9 Multi user PUCCH test Table A.9-1 Test parameters for multi user PUCCH case Resource index for PUCCH formats 1/1a/1b (1) n PUCCH Relative power [db] Relative timing [ns] Tested signal Interferer Interferer Interferer NOTE1: cell (1) PUCCH The following parameters shall be used N ID = 150, N cs = 0 and Δ shift = 2. NOTE2: All above listed signals are transmitted on the same PUCCH resource block, with different PUCCH resource indices as presented above. A.10 PUCCH transmission on two antenna ports test Table A.10-1 Test parameters for PUCCH transmission on two antenna ports case PUCCH format Format 1a Format 2 Resource indices for two antenna ports (1, p= p0 ) (1, p= p1 ) n = n =, n PUCCH 1 (2, p= p0 ) PUCCH 1 PUCCH 2 (2, ) PUCCH = 2 p= p1 = n, PUCCH Δ shift = 2 NOTE1: cell (1) The following parameters shall be used N ID = 150, N cs = 0. For PUCCH format 1a, is assumed. NOTE2: The signals transmitted on two antenna ports are in the same PUCCH resource block with different resource indices as presented above.

208 207 TS V ( ) A.11 Fixed Reference Channel for PUSCH with TTI bundling and enhanced HARQ pattern Table A.11-1 FRC parameters for PUSCH with TTI bundling and enhanced HARQ pattern Reference channel A11-1 Allocated resource blocks 3 DFT-OFDM Symbols per subframe 12 Modulation QPSK Code rate 11/27* Payload size (bits) 328 Transport block CRC (bits) 24 Code block CRC size (bits) 0 Number of code blocks - C 1 Coded block size including 12bits trellis termination (bits) 1068 Total number of bits per sub-frame 864 Total symbols per sub-frame 432 Note *: code rate per TTI A.12 Fixed Reference Channels for performance requirements (QPSK 0.36) Table A.12-1 FRC parameters for performance requirements (QPSK 0.36) Reference channel A12-1 A12-2 A12-3 A12-4 A12-5 A12-6 Allocated resource blocks DFT-OFDM Symbols per subframe Modulation QPSK QPSK QPSK QPSK QPSK QPSK Code rate MCS index Payload size (bits) Transport block CRC (bits) Code block CRC size (bits) Number of code blocks - C Coded block size including 12bits trellis termination (bits) Total number of bits per sub-frame Total symbols per sub-frame NOTE 1: FRC A12-1, A12-2, A12-4, A12-6 are identical to A3-2, A3-3, A3-5, A3-7 respectively.

209 208 TS V ( ) A.13 Fixed Reference Channels for performance requirements (16QAM 1/2) Table A.13-1 FRC parameters for performance requirements (16QAM 1/2) Reference channel A13-1 A13-2 A13-3 A13-4 A13-5 A13-6 Allocated resource blocks DFT-OFDM Symbols per subframe Modulation 16QAM 16QAM 16QAM 16QAM 16QAM 16QAM Code rate MCS index Payload size (bits) Transport block CRC (bits) Code block CRC size (bits) Number of code blocks - C Coded block size including 12bits trellis termination (bits) Total number of bits per sub-frame Total symbols per sub-frame A.14 Fixed Reference Channels for NB-IOT reference sensitivity (π/2 BPSK, R=1/3) The parameters for the reference measurement channels are specified in Table A.14-1 for reference sensitivity Table A.14-1 FRC parameters for reference sensitivity and in-channel selectivity Reference channel A14-1 A14-2 Sub-carrier spacing (khz) Number of tone 1 1 Diversity No No Modulation π/2 BPSK π/2 BPSK Frequency offset 0 0 Channel estimation length (ms) Note Number of NPUSCH repetition 1 1 IMCS / TBS 0 / 0 0 / 0 Payload size (bits) Allocated resource unit 2 2 Code rate (target) 1/3 1/3 Code rate (effective) Transport block CRC (bits) Code block CRC size (bits) 0 0 Number of code blocks - C 1 1 Total number of bits per resource unit Total symbols per resource unit Tx time (ms) Note 1: Channel estimation lengths are included in the table for information only. A.15 Fixed Reference Channels for NB-IoT dynamic range (π/4 QPSK, R=2/3) The parameters for the reference measurement channels are specified in Table A.15-1 for NB-IoT dynamic range.

210 209 TS V ( ) Table A.15-1 FRC parameters for NB-IoT dynamic range Reference channel A15-1 A15-2 Sub carrier spacing (khz) Number of tone 1 1 Modulation π/4 QPSK π/4 QPSK Diversity No No Frequency offset 0 0 IMCS / ITBS 7 / 7 7 / 7 Payload size (bits) Allocated resource units 1 1 Transport block CRC (bits) Coding rate (target) 2/3 2/3 Coding Rate Code block CRC size (bits) 0 0 Number of code blocks C 1 1 Total symbols per resource unit Total number of bits per resource unit Tx time (ms) 8 32 Frequency offset 0 0 Channel estimation length (ms) Note Note 1: Channel estimation lengths are included in the table for information only. A.16 Fixed Reference Channels for NB-IoT NPUSCH format 1 A.16.1 One PRB Table A : FRC parameters for NB-IoT NPUSCH format 1 Reference channel A16-1 A16-2 A16-3 A16-4 A16-5 Subcarrier spacing (khz) Number of allocated subcarriers Diversity No No No No No Modulation BPSK BPSK QPSK QPSK QPSK ITBS / IRU 0 / 1 0 / 1 3 / 0 7 / 0 9 / 0 Payload size (bits) Allocated resource unit Code rate (target) 1/3 1/3 1/3 1/3 2/3 Code rate (effective) Transport block CRC (bits) Code block CRC size (bits) Number of code blocks - C Total number of bits per resource unit Total symbols per resource unit Channel estimation length (ms) Note Note 1: Channel estimation lengths are included in the table for information only. 2 (when repetition = 2) 4 (when repetition > 2)

211 210 TS V ( ) A.17 Fixed Reference Channels for performance requirements (256QAM 5/6) Table A.17-1 FRC parameters for performance requirements (256QAM 5/6) Reference channel A17-1 A17-2 A17-3 A17-4 A17-5 A17-6 Allocated resource blocks DFT-OFDM Symbols per subframe Modulation 256QAM 256QAM 256QAM 256QAM 256QAM 256QAM Code rate 5/6 5/6 5/6 5/6 5/6 5/6 Payload size (bits) Transport block CRC (bits) Code block CRC size (bits) Number of code blocks - C Coded block size including 12bits trellis termination (bits) Total number of bits per sub-frame Total symbols per sub-frame A.18 Fixed Reference Channels for PUSCH transmission in UpPTS (16QAM 0.65) Table A.18-1: FRC parameters for PUSCH transmission in UpPTS (16QAM 0.65) Reference channel A18-1 A18-2 A18-3 A18-4 A18-5 A18-6 Allocated resource blocks DFT-OFDM Symbols in UpPTS Modulation 16QAM 16QAM 16QAM 16QAM 16QAM 16QAM Code rate Payload size (bits) (Note 1) Transport block CRC (bits) Code block CRC size (bits) Number of code blocks - C Coded block size including 12bits trellis termination (bits) Total number of bits in UpPTS Total symbols in UpPTS Note 1: for special subframe configuration with more than 3 UpPTS SC-FDMA data symbols, the UE shall max N 0.375, 1. determine the TBS using { PRB }

212 211 TS V ( ) A.19 Fixed Reference Channels for PUSCH transmission in UpPTS (256QAM 0.69) Table A.19-1: FRC parameters for PUSCH transmission in UpPTS (256QAM 0.69) Reference channel A19-1 A19-2 A19-3 A19-4 A19-5 A19-6 Allocated resource blocks DFT-OFDM Symbols in UpPTS Modulation 256QAM 256QAM 256QAM 256QAM 256QAM 256QAM Code rate Payload size (bits) Transport block CRC (bits) Code block CRC size (bits) Number of code blocks - C Coded block size including 12bits trellis termination (bits) Total number of bits in UpPTS Total symbols in UpPTS Note 1: for special subframe configuration with more than 3 UpPTS SC-FDMA data symbols, the UE shall max N 0.375, 1. determine the TBS using { PRB } A.20 Fixed Reference Channels for PUSCH of Frame structure type 3 Table A.20-1: FRC parameters for performance requirements (QPSK 1/3) Reference channel A20-1 Uplink resource allocation type 3 Allocated resource blocks 50 DFT-OFDM Symbols per subframe 11 Modulation QPSK Code rate 1/3 Payload size (bits) 4392 Transport block CRC (bits) 24 Code block CRC size (bits) 0 Number of code blocks C 1 Coded block size including 12bits trellis termination (bits) Total number of bits per sub-frame with the PUSCH starting position at 25µs in symbol 0 Total number of bits per sub-frame with the PUSCH starting position at symbol 0 Total symbols per sub-frame with the 6600 PUSCH starting position at 25µs in symbol 0 Total symbols per sub-frame with the 7200 PUSCH starting position at symbol 0 NOTE1: The PUSCH ending symbol for all scheduled subframes is the last symbol.

213 212 TS V ( ) Table A.20-2 FRC parameters for performance requirements (16QAM 3/4) Reference channel A20-2 Uplink resource allocation type 3 Allocated resource blocks 50 DFT-OFDM Symbols per subframe 11 Modulation 16QAM Code rate ¾ Payload size (bits) Transport block CRC (bits) 24 Code block CRC size (bits) 24 Number of code blocks C 4 Coded block size including 12bits trellis termination (bits) Total number of bits per the sub-frame with the PUSCH starting position at 25µs in symbol 0 Total number of bits per the sub-frame with the PUSCH starting position at symbol 0 Total symbols per the sub-frame with 6600 the PUSCH starting positon at 25µs in symbol 0 Total symbols per the sub-frame with 7200 the PUSCH starting positon at symbol 0 NOTE1: The PUSCH ending symbol for all scheduled subframes is the last symbol.

214 213 TS V ( ) Annex B (normative): Propagation conditions B.1 Static propagation condition The propagation for the static performance measurement is an Additive White Gaussian Noise (AWGN) environment. No fading or multi-paths exist for this propagation model. B.2 Multi-path fading propagation conditions Tables B.2-1 B.2-3 show multi-path delay profiles that are used for the performance measurements in multi-path fading environment. All taps have classical Doppler spectrum, defined as: S ( f ) 1/(1 ( f / f D ) (CLASS) for f -f D, f D. Table B.2-1 Extended Pedestrian A model (EPA) Excess tap delay [ns] 2 ) 0.5 Relative power [db] Table B.2-2 Extended Vehicular A model (EVA) Excess tap delay Relative power [db] [ns] Table B.2-3 Extended Typical Urban model (ETU) Excess tap delay Relative power [db] [ns]

215 214 TS V ( ) A multipath fading propagation condition is defined by a combination of a multi-path delay profile and a maximum Doppler frequency f D which is either 5, 70 or 300 Hz. In addidion, 200 Hz Doppler frequency is specified for UL timing adjustment performance requirement. For carrier aggregation requirements, the fading of the signals for each carrier shall be independent. B.3 High speed train condition High speed train conditions are as follows: Scenario 1: Open space Scenario 3: Tunnel for multi-antennas The high speed train conditions for the test of the baseband performance are two non-fading propagation channels in both scenarios. For BS with Rx diversity defined in scenario 1, the Doppler shift variation is the same between antennas. Doppler shift for both scenarios is given by: f s () t f cosθ () t = d (B.3.1) where f s () t is the Doppler shift and f d is the maximum Doppler frequency. The cosine of angle θ () t cos () t = s 2 min + s 2 ( D vt) 2 is given by: D 2 vt cosθ () t =, 0 t Ds v (B.3.2) D 1.5D + vt s θ, Ds v < t 2Ds v (B.3.3) D 2 ( ) 2 min Ds + vt () t cosθ( t mod (2D v) ) cosθ =, t 2D v s > s (B.3.4) where D s 2 is the initial distance of the train from BS, and D min is BS-Railway track distance, both in meters; v is the velocity of the train in m/s, t is time in seconds. Doppler shift and cosine angle is given by equation B.3.1 and B.3.2-B.3.4 respectively, where the required input parameters listed in table B.3-1 and the resulting Doppler shift shown in Figure B.3-1 and B.3-2 are applied for all frequency bands. Table B.3-1: Parameters for high speed train conditions Parameter Value Scenario 1 Scenario 3 D s 1000 m 300 m D min 50 m 2 m v 350 km/h 300 km/h f d 1340 Hz 1150 Hz f d NOTE1: Parameters for HST conditions in table B.3-1 including and Doppler shift trajectories presented on figures B.3-1 and B.3-2 were derived from Band1 and are applied for performance verification in all frequency bands.

216 215 TS V ( ) Doppler Shift (Hz) Time (sec) Figure B.3-1: Doppler shift trajectory for scenario Doppler Shift (Hz) Time (sec) Figure B.3-2: Doppler shift trajectory for scenario 3 B.4 Moving propagation conditions Figure B.4-1 illustrates the moving propagation conditions for the test of the UL timing adjustment performance. The time difference between the reference timing and the first tap is according Equation (B.4-1). The timing difference between moving UE and stationary UE is equal to τ - (T A 31) 16T s. The relative timing among all taps is fixed. The parameters for the moving propagation conditions are shown in Table B.4-1.

217 216 TS V ( ) Ref P 1 Δτ t 0 t 1 Figure B.4-1: Moving propagation conditions Δ A = sin( Δω t) 2 τ (B.4-1) Table B.4-1: Parameters for UL timing adjustment Parameter Scenario 1 Scenario 2 Channel model Stationary UE: AWGN AWGN Moving UE: ETU200 UE speed 120 km/h 350 km/h CP length Normal Normal A 10 μs 10 μs Δω 0.04 s s -1 NOTE 1: Multipath fading propagation conditions for Scenario 1 were derived for Band 1 with additional rounding applied to the Doppler frequency calculated for the specified UE speed. NOTE 2: In Scenario 2, Doppler shift is not taken into account. B.5 Multi-Antenna channel models The MIMO channel correlation matrices defined in B.5 apply for the antenna configuration using uniform linear arrays at both UE and enodeb. B.5.1 Definition of MIMO Correlation Matrices Table B defines the correlation matrix for the enodeb: Table B enodeb correlation matrix One antenna Two antennas Four antennas α 9 α 9 α 1 α 1 * 1 4 enode B Correlation R enb = 1 R = α 9 1 α 9 α 9 R = enb enb * α 1 4 * α α 1 α 9 * * 4 1 * 9 9 α α α 1 Table B defines the correlation matrix for the UE:

218 217 TS V ( ) UE Correlation R UE = 1 Table B UE correlation matrix One antenna Two antennas Four antennas R UE 1 β = β 1 R UE 1 1 β = 4 β * β * 9 * 9 β β β * 9 4 * 9 β β β * 9 1 β 4 β 9 1 β 9 1 Table B defines the channel spatial correlation matrix R spat spatial correlation between the antennas at the enodeb and UE respectively.. The parameters α and β in Table B defines the Table B.5.1-3: R spat correlation matrices 1x2 case 1 2x2 case 2x4 case 4x4 case α Rspat = ReNB = α 1 1 α β βα * * 1 β 1 α α 1 βα β Rspat = RUE ReNB = = * * * * β 1 α 1 β β α 1 α * * * * βα β α α α α * β α 1 α α Rspat = RUE ReNB = * * * β α α 1 α * * 4 1 * 9 9 α α α β β β 1 α α α * * β 1 β β α 1 α α Rspat = RUE ReNB = * * * * β β 1 β α α 1 α 4 1 * * * 9* 9 * 4 1 β β β 1 * 9 9 α α α 1 For cases with more antennas at either enodeb or UE or both, the channel spatial correlation matrix can still be expressed as the Kronecker product of R and R according to Rspat = RUE ReNB. UE enb B.5.2 α β MIMO Correlation Matrices at High, Medium and Low Level The and for different correlation types are given in Table B Table B Correlation for High Medium and Low Level Low correlation Medium Correlation High Correlation α β α β α β

219 218 TS V ( ) The correlation matrices for high, medium and low correlation are defined in Table B.5.2-2, B and B as below. The values in Table B have been adjusted for the 2x4 and 4x4 high correlation cases to insure the correlation matrix is positive semi-definite after round-off to 4 digit precision. This is done using the equation: R = [ R spatial + ai n ]/(1 a) high + Where the value a is a scaling factor such that the smallest value is used to obtain a positive semi-definite result. For the 2x4 high correlation case, a= For the 4x4 high correlation case, a= The same method is used to adjust the 4x4 medium correlation matrix in Table B to insure the correlation matrix is positive semi-definite after round-off to 4 digit precision with a = Table B.5.2-2: MIMO correlation matrices for high correlation 1x2 case 2x2 case 2x4 case 4x4 case R high = R = high R high = R high =

220 219 TS V ( ) Table B.5.2-3: MIMO correlation matrices for medium correlation 1x2 case 2x2 case [ R medium [N/A] = ] 2x4 case [ R = medium ] x4 case [ R = medium ] Table B.5.2-4: MIMO correlation matrices for low correlation 1x2 case 1x4 case 2x2 case 2x4 case 4x4 case R low R R R R low low low low = I 2 = I 4 = I 4 = I 8 = I 16 In Table B.5.2-4, I d is a d d identity matrix. NOTE: For completeness, the 1x2 cases were defined for high, medium and low correlation but for Rel-8 onwards for 1Tx, performance requirements exist only for low correlation. B.5A Multi-Antenna channel models using cross polarized antennas The MIMO channel correlation matrices defined in B.5A apply to two cases as presented below: - One TX antenna and multiple RX antennas case, with cross polarized antennas used at enodeb - Multiple TX antennas and multiple RX antennas case, with cross polarized antennas used at both UE and enodeb

221 220 TS V ( ) The cross-polarized antenna elements with +/-45 degrees polarization slant angles are deployed at enb. For one TX antenna case, antenna element with +90 degree polarization slant angle is deployed at UE. For multiple TX antennas case, cross-polarized antenna elements with +90/0 degrees polarization slant angles are deployed at UE. For the cross-polarized antennas, the N antennas are labelled such that antennas for one polarization are listed from 1 to N/2 and antennas for the other polarization are listed from N/2+1 to N, where N is the number of TX or RX antennas. B.5A.1 Definition of MIMO Correlation Matrices using cross polarized antennas For the channel spatial correlation matrix, the following is used: Where R UE ( ) T R = P R Γ R P Spat UL UE UL enb UL - is the spatial correlation matrix at the UE with same polarization, R enb - is the spatial correlation matrix at the enb with same polarization, - Γ UL is a polarization correlation matrix - P UL is a permutation matrix, and T - ( ) denotes transpose. Table B.5A.1-1 defines the polarization correlation matrix. Table B.5A.1-1 Polarization correlation matrix Polarization correlation matrix One TX antenna 1 γ Γ UL = γ 1 Multiple TX antennas 1 γ 0 0 γ = γ 0 0 γ 1 Γ UL The matrix P UL is defined as P UL 1 for a= ( j 1) Nr + i and b= 2( j 1) Nr + i, i = 1,, Nr, j = 1,, Nt / 2 ( a, b) = 1 for a = ( j 1) Nr + i and b = 2( j Nt /2) Nr Nr + i, i = 1, L, Nr, j = Nt /2 + 1,..., Nt 0 otherwise where Nt and Nr is the number of TX and RX antennas respectively, and L L is the ceiling operator. The matrix P UL is used to map the spatial correlation coefficients in accordance with the antenna element labelling system described in B.5A. B.5A.2 Spatial Correlation Matrices at UE and enb sides B.5A.2.1 Spatial Correlation Matrices at UE side For 1-antenna transmitter, R UE = 1. For 2-antenna transmitter using one pair of cross-polarized antenna elements, R UE = 1.

222 221 TS V ( ) For 4-antenna transmitter using two pairs of cross-polarized antenna elements, R UE 1 β = *. β 1 B.5A.2.2 Spatial Correlation Matrices at enb side For 2-antenna receiver using one pair of cross-polarized antenna elements, R enb = 1. For 4-antenna receiver using two pairs of cross-polarized antenna elements, R enb 1 α = *. α 1 For 8-antenna receiver using four pairs of cross-polarized antenna elements, R enb 1/9 4/9 1 α α α 1/9* 1/9 4/9 α 1 α α = 4/9* 1/9* 1/9 α α 1 α * 4/9* 1/9* α α α 1. B.5A.3 MIMO Correlation Matrices using cross polarized antennas The values for parameters α, β and γ for low spatial correlation are given in Table B.5A.3-1. Table B.5A.3-1 Values for parameters α, β and γ Low spatial correlation α β γ Note 1: Note 2: Value of α applies when more than one pair of cross-polarized antenna elements at enb side. Value of β applies when more than one pair of cross-polarized antenna elements at UE side. The correlation matrices for low spatial correlation are defined in Table B.5A.3-2 as below. Table B.5A.3-2 MIMO correlation matrices for low spatial correlation 1x8 case R low = I 8 2x8 case R low = I 16 In Table B.5A.3-2, I is a d d identity matrix. d B.6 Interference model for enhanced performance requirements type A This clause provides a description for the modelling of interfering UE transmissions for enhanced performance requirements type A including: definition of dominant interferer proportion, interference model for synchronous scenario and interference model for asynchronous scenario. B.6.1 Dominant interferer proportion Each interferer involved in enhanced performance requirements type A is characterized by its associated dominant interferer proportion (DIP) value:

223 222 TS V ( ) DIP i Iˆ or() i = ( i = 1,, M ) N where I ˆor () i is the received energy from the i-th strongest interferer involved in the requirement scenario and M N = Iˆ or( j) + N where N is the the energy of the white noise source consistent with the definition provided in j= 1 subclause 8.1 and M is the total number of simultaneously transmitted interferers involved in a given requirement scenario. B.6.2 Interference model for synchronous scenario This subclause provides interference modelling for each explicitly modelled interferer in the requirement scenario where the interferer(s) are time-synchronous with the tested signal. In each subframe, each interferer shall transmit 16QAM randomly modulated data over the entire PUSCH region and the full transmission bandwidth. Demodulation reference signal, configured according to Table , is transmitted associated with the transmission of PUSCH. B.6.3 Interference model for asynchronous scenario This subclause provides interference modelling for each explicitly modelled interferer in the requirement scenario where the interferer(s) are time-asynchronous with the tested signal. Two interfering UEs from the same interfering cell, named interferer 1-1 and interferer 1-2, are modelled. Interferer 1-1 and interferer 1-2 shall transmit 16QAM randomly modulated data over the entire PUSCH region and the full transmission bandwidth, respectively in the even subframes and odd subframes, as illustrated in Figure B Demodulation reference signal, configured according to Table 8.2.6A-1, is transmitted associated with the transmission of PUSCH. The transmissions of both interferer 1-1 and interferer 1-2 are delayed with respect to the tested signal by 0.33 ms. Figure B.6.3-1: Configuration of asynchronous interferers

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