Federal Communications Commission Office of Engineering and Technology Laboratory Division
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1 Federal Communications Commission Office of Engineering and Technology Laboratory Division Guidance for IEEE ac and Pre-ac Device Emissions Testing This document provides guidance for emissions testing of IEEE ac TM and pre-ac devices for compliance with sections and 15 subpart E ( through ) of the FCC rules. SAR measurements for devices requiring RF exposure testing will also be affected by the provisions of IEEE ac TM, but those requirements are not addressed in this document. The guidance in this document supplements the following guidance for emissions testing: FCC KDB Publication for ; FCC KDB Publication for Unlicensed National Information Infrastructure (U-NII); FCC KDB Publication for MIMO under any rule part; FCC Appendix and FCC KDB Publication for Dynamic Frequency Selection (DFS) under The draft IEEE ac TM standard as of this writing (draft D5.0) expands on previous versions of IEEE TM in several ways that affect emissions testing between 5 and 6 GHz. The following features have been added: Transmission bandwidths of 80 MHz and, optionally, 160 MHz; Optional transmission in non-contiguous 80 MHz channels (80+80 MHz mode); New channels that straddle the boundary between the upper pair of U-NII bands; Up to eight MIMO outputs; 256-QAM modulation. Existing emissions testing guidance is adequate to cover the additional MIMO outputs and 256-QAM modulation mode. This new guidance document focuses on operations that involve simultaneous transmission in two or more bands that are subject to different FCC operational and/or emissions requirements as well as simultaneous transmission on non-contiguous channels in the same band. Figure 1 depicts the operating channels in 5 6 GHz bands for IEEE ac TM devices in the U.S. The channels that were newly introduced in the IEEE ac TM standard are enclosed by a blue outline. The standard permits operation in any of the channels shown, as well as simultaneous operation in any two nonadjacent 80-MHz channels. However, operation on channels that overlap the frequency range MHz (shaded in Figure 1) is prohibited under FCC KDB Publication pending development and approval of rules that improve protection of Terminal Doppler Weather Radars (TDWRs) from interference. The prohibited channels are marked with X in Figure 1. Other channels may also be prohibited if their 20-dB bandwidths extend into the prohibited frequency range. The following new features can lead to simultaneous transmission in two or more bands that are subject to different FCC operational and/or emissions requirements: Transmission on a 20, 40, or 80 MHz wide channel that extends across the GHz boundary, as shown in red in Figure 1. Transmission on the 160 MHz channel that extends across the 5.25 GHz boundary between the lower pair of U-NII bands. Transmission on two non-contiguous 80 MHz channels that may be in different U-NII bands or in a U-NII band and the 5.8 GHz band. 1
2 In addition, simultaneous transmission in multiple FCC bands can occur in a device that implements the functionality of two or more IEEE TM systems. Such a device could potentially transmit simultaneously in various combinations of bands and at various bandwidths. Where simultaneous transmissions in two or more bands (including combinations of the four U-NII bands) can occur, care must be taken to ensure that all requirements of the individual bands are satisfied. As usual, all operating modes and data rates of the equipment under test (EUT) must satisfy all requirements. Testers must be aware that the operating mode and data rate that are the worst case for one test may not be the worst case for another test. Channel Index 120 MHz gap New in ac TDWR U-NII 1 U-NII 2 U-NII 2ext U-NII GHz 5.25 GHz 5.35 GHz 5.47 GHz GHz GHz Figure 1. Operating Channels in 5-6 GHz Bands for IEEE ac TM Devices Operating in the U.S. GUIDANCE A) Permit but ask (PBA) Devices that are marketed as IEEE ac TM or pre-ac and include the ability to operate in an MHz mode are subject to Permit But Ask (PBA) 1 provisions. B) Applicable rules 1) GHz: ) GHz (public safety): Part 90, including subparts B, I, Y, and the appropriate emission mask (l) or (m) defined in section of the rules. Note that Part 90Y limits channel bandwidth to a maximum of 20 MHz. 3) 5-6 GHz operations: a) GHz, GHz, and GHz: (i) (ii) Operations in bands requiring DFS shall also comply with FCC Appendix, Compliance Measurement Procedures for Unlicensed National Information Infrastructure Devices operating in the MHz and MHz Bands Incorporating Dynamic Frequency Selection. Operation in GHz shall also comply with FCC KDB Publication , Interim Plans to Approve UNII Devices Operating in the MHz Band with Radar Detection and DFS Capabilities. Among other requirements, this publication prohibits transmissions on channels that overlap the band MHz. The shaded region in the Figure 1 identifies 1 PBA permits equipment authorization by a Telecommunications Certification Body (TCB), but only after consultation with the FCC. 2
3 the prohibited band. Prohibited channels, which overlap the prohibited band, are marked with X. Operation on any other channel having 20 db bandwidth that extends into the MHz band is also prohibited. b) Above GHz: or C) All operational requirements for each band of operation must be satisfied. 1) Bands of operation. A device is considered to operate in any U-NII bands that contain a portion of the 20-dB bandwidth of at least one operating channel of the device. 2 2) Examples of operational requirements: a) GHz Restricted to indoor operations per (e); b) GHz Dynamic Frequency Selection (DFS) and Transmit Power Control (TCP) are required per (h); c) GHz DFS and TCP are required per (h); in addition operations must comply with FCC KDB Publication , Interim Plans to Approve UNII Devices Operating in the MHz Band with Radar Detection and DFS Capabilities. d) GHz Requirements specified in Part 90, including subparts B, I, Y. D) Point-to-Point Use Both and require reductions in limits on conducted power and power spectral density (PSD) when total directional gain exceeds 6 dbi. Both rule sections reduce that penalty in certain bands for devices employed in fixed point-to-point operations. However, in most cases, devices do not qualify as fixed point-to-point devices. Fixed point-to-point operation requires that the device communicates with only one other device (not simply one at a time) and that both devices are installed in fixed locations. E) Limitations on simultaneous operation under and above GHz Operations above GHz can potentially occur under either section or section (U-NII) of the rules; however, the following restrictions apply. 1) Simultaneous operation in the GHz band under and the GHz band under are prohibited. A device may be granted under both rules for operations above GHz; however, at any given time all operations above GHz must be under a single rule section ( or ). 2) Any spectrally contiguous segment of a transmission must be authorized under only one rule section (i.e., or ). Two segments of a transmission shall be considered contiguous if their 26-dB emission bandwidths (EBWs) overlap. 3) The above pair of restrictions leads to the following requirements for devices: a) All transmissions above GHz must be under whenever operating on a channel where the EBW crosses GHz (e.g., the channels shown in red in Figure 2). 3 2 The selection of 20 db bandwidth for determining bands of operation is based on the language of section (c) of the FCC rules, which reads, in part: Intentional radiators operating under the alternative provisions to the general emission limits, as contained in through and in Subpart E of this part, must be designed to ensure that the 20 db bandwidth of the emission, or whatever bandwidth may otherwise be specified in the specific rule section under which the equipment operates, is contained within the frequency band designated in the rule section under which the equipment is operated. Because section (i) defines emission bandwidth for U-NII devices based on 26-dB bandwidths, section (c) could be interpreted as requiring that the bandwidth of a U-NII transmission be within the selected U-NII band. We will, instead, retain the use 20 db bandwidth to define the band of operation. However, because 26-dB bandwidths must be measured in testing U-NII devices, a separate measurement of 20 db bandwidth will not be required for any transmission whose 26-dB bandwidth falls entirely within the intended band. Note that in most cases emissions outside the band(s) of operation must comply with the out-of-band emission limits, which are generally more stringent than a 20 db attenuation in the case of U-NII emissions. 3
4 b) All transmissions above GHz must be under whenever operating on a channel where the EBW crosses GHz (e.g., channel 165 in Figure 2). c) Simultaneous operation on channels described in a) and b), above, are prohibited. d) Except when operating on channels described in a) or b), above, the manufacturer or test lab is free to choose which of the two rule sections will be used for the transmissions above GHz for any given transmit channel or combination of channels; however, the assignment of individual and multichannel transmissions to each rule section must be identified in the test report(s). A transmit channel combination that includes components and components in 5-6 GHz bands must be identified in both the and test reports. An alternative to these limitations on simultaneous operation under and above GHz is presented in a separate attachment to this KDB: KDB Publication DR02, Alternative Guidance for IEEE ac. Channel Index 120 MHz gap Require for all transmissions above GHz Require for all transmissions above GHz TDWR U-NII 1 U-NII 2 U-NII 2ext U-NII GHz 5.25 GHz 5.35 GHz 5.47 GHz GHz GHz Figure 2. Examples of Limitations on Simultaneous Operation under and in 5-6 GHz F) In-band emission limits The following interpretations apply to in-band measurements when transmitted signals consist of two or more non-contiguous spectrum segments (e.g., MHz mode) or when a single spectrum segment of a transmission crosses the boundary between two adjacent U-NII bands. 1) Emission bandwidth (EBW) in U-NII bands a) Transmissions with non-contiguous spectra. For intentional emissions that are not contiguous in frequency, total EBW is defined as follows: (i) the difference between the outer - points if the 26-dB bandwidths overlap (Figure 3); 3 The part of the transmission that is below GHz is in a band that is permitted only under the rules. The part of the transmission that is above GHz is in a band that could normally be permitted under either or , but because part of the signal is covered only by , the entire signal must comply with
5 (ii) the sum of the individual bandwidths if the bandwidths do not overlap (Figure 4). The EBW of each non-contiguous segment is measured at points that are below the maximum for that segment. b) Band-crossing emissions. For an emission that crosses the boundary between two adjacent U-NII bands, the boundary frequency between the bands serves as one edge for defining the portion of the EBW that falls within a particular U-NII band; however, the - points are measured relative to the highest point on the contiguous segment regardless of which band contains that highest point (Figure 5). Total EBW Figure 3. Total Emission Bandwidth (EBW) of Signals With Overlapping EBWs EBW 2 EBW 1 Total EBW = EBW 1 + EBW 2 Figure 4. Total Emission Bandwidth (EBW) of Signals With Non-Overlapping EBWs EBW 2ext EBW 3 U-NII 2ext U-NII 3 Figure 5. Emission Bandwidth (EBW) within a Band for Band-Crossing Signals 2) Power spectral density (PSD) Emissions in each band shall comply with the PSD limits applicable to that band under the appropriate rule section. 5
6 3) Maximum conducted output power a) The maximum conducted output power within each band of operation shall comply with the limits for that band. b) The limit on maximum conducted output power in each U-NII band is computed based on the portion of the emission bandwidth contained within that band (e.g., Figure 5). G) Unwanted emissions (out-of-band and spurious) 1) Bands of operation. A given transmission may include multiple spectral segments in different bands and/or individual spectral segments that overlap boundaries between bands. 2) For any given transmission, the out-of-band and spurious emissions limits apply outside of the frequency bands of operation for that transmission except as noted in section a), below. This means, for example, that the U-NII out-of-band emission limit applies within any U-NII band in which the device is not currently transmitting. a) U-NII 1 and U-NII 2 bands ( and GHz). Sections (b)(1) and (b)(2) of the rules include exceptions to the requirement that the out-of-band emission limit applies outside the current band of transmission. (i) For devices operating in the GHz band, the -27 dbm/mhz peak EIRP limit applies outside of the lower pair of U-NII bands, i.e., GHz. However, any transmission that does not intentionally extend into the GHz band must be down 20 db above 5.25 GHz per section (c) of the rules. If the emission does intentionally extend into the GHz band, DFS and TPC must be implemented per section (h) of the rules. (ii) For devices that operate in the GHz band and are restricted to indoor operation, the - 27 dbm/mhz peak EIRP limit applies outside of the lower pair of U-NII bands, i.e., GHz. (iii) For devices that operate in the GHz band and are not restricted to indoor operation, the -27 dbm/mhz peak EIRP limit applies outside of the GHz band (i.e., the out-ofband and spurious limit applies below 5.25 GHz). 3) Limits. For a device that operates under both sections and of the rules, all of the following requirements must be satisfied, in accordance with section 15.31(k) of the rules: a) transmissions must satisfy the out-of-band and spurious limits specified in (d); b) transmissions must satisfy the out-of-band and spurious emission limits specified in (b); c) Composite transmissions involving both rule parts must satisfy the higher of the out-of-band and spurious limits among the two rule sections. However, if the alternative procedures of KDB Publication DR02, Alternative Guidance for IEEE ac, are used, the out-of-band and spurious emissions for all operations in the 5-6 GHz bands must comply with the limits specified in (b). H) Measurement Procedures 1) The following measurement procedures apply: a) FCC KDB Publication for ; b) FCC KDB Publication for (U-NII); c) FCC KDB Publication for MIMO under any rule part; d) FCC Appendix and FCC KDB Publication for DFS. 2) The following adjustments to those procedures apply when measuring U-NII transmissions that are not contiguous in frequency or that extend across the boundary between adjacent U-NII bands. a) Emission bandwidth 6
7 (i) For transmissions that are not contiguous in frequency, see section F)1)a) above. (ii) For an emission that crosses the boundary between adjacent U-NII bands, see section F)1)b). b) Maximum conducted output power (See examples in Figure 6.) (i) Transmissions with non-contiguous spectra. For transmission segments that are not contiguous in frequency, the total power of the spectrum segments can be determined by either of the following methods: Measure the power of each spectrum segment by integrating across the EBW of that segment following the procedures of KDB Publication Sum the power measurements. Or, measure the total power of the segments simultaneously by integrating across a frequency range that encompasses the EBWs of all segments, following the procedures of KDB Publication (The power-meter based procedure, Method PM, may be used as an alternative.) (ii) When measuring the portion of the maximum conducted output power within a single U-NII band, the power shall be integrated across only the portion of the EBW that falls within that band. That is, if an EBW extends across the boundary between two adjacent bands, the boundary frequency between the bands serves as one edge of the frequency range to be integrated. Integration across an entire U-NII band without regard to 26-dB points is also acceptable for determining conducted output power within that band. Conducted output power within a U-NII band: Integrate over the band or integrate over a span including the 26-dB EBWs of transmission segments within the band or integrate over 26-dB EBW of each transmission segment in the band and sum. P U-NII 2ext OR P U-NII 2ext OR P U-NII 2ext = P A + P B OR P U-NII 3 P U-NII 3 P A P 3B U-NII 2ext U-NII 3 Figure 6. Conducted Output Power Measurement Examples CHANGE NOTICE 4/23/ D01 Guidance for IEEE ac v01 was posted as a draft in Guidance for IEEE ac DR01 06/07/2012: The final published version of D01 Guidance for IEEE ac v01 changed from the DRAFT version of 4/23/2012 as follows: (1) Changed U-NII band designations from U-NII 1, 2, 3, and 4 to U-NII 1, U-NII 2, U-NII 2ext, and U-NII 3 to be consistent with past designations. 7
8 (2) Eliminated aggregate power requirement across U-NII bands. (3) Clarified graphically and in text that operation on channels that overlap the frequency range MHz is prohibited under FCC KDB Publication pending development of rules that improve protection of Terminal Doppler Weather Radars (TDWRs) from interference. (4) Added a new alternative guidance document as an attachment to this publication as D02 Alternative Guidance for ac v01 for operation above GHz. (5) Provided guidance for PBA requests. (6) Included various clarifications. 04/05/2013: D01 Guidance for IEEE ac v01 changed to as follows. (1) In third paragraph of introduction, changed reference to IEEE ac to latest draft (draft D5.0). (2) Reduced PBA requirements in section A). (3) Corrected typo in footnote 4 (15.255(c) (c)). 8
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