ETSI TS V ( )

Transcription

1 TS V ( ) TECHNICAL SPECIFICATION Universal Mobile Telecommunications System (UMTS); Base Station (BS) radio transmission and reception (FDD) (3GPP TS version Release 14)

2 1 TS V ( ) Reference RTS/TSGR ve10 Keywords UMTS 650 Route des Lucioles F Sophia Antipolis Cedex - FRANCE Tel.: Fax: Siret N NAF 742 C Association à but non lucratif enregistrée à la Sous-Préfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other documents is available at If you find errors in the present document, please send your comment to one of the following services: Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of. The content of the PDF version shall not be modified without the written authorization of. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute All rights reserved. DECT TM, PLUGTESTS TM, UMTS TM and the logo are Trade Marks of registered for the benefit of its Members. 3GPP TM and LTE are Trade Marks of registered for the benefit of its Members and of the 3GPP Organizational Partners. onem2m logo is protected for the benefit of its Members GSM and the GSM logo are Trade Marks registered and owned by the GSM Association.

3 2 TS V ( ) Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to. The information pertaining to these essential IPRs, if any, is publicly available for members and non-members, and can be found in SR : "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to in respect of standards", which is available from the Secretariat. Latest updates are available on the Web server ( Pursuant to the IPR Policy, no investigation, including IPR searches, has been carried out by. No guarantee can be given as to the existence of other IPRs not referenced in SR (or the updates on the Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding deliverables. The cross reference between GSM, UMTS, 3GPP and identities can be found under Modal verbs terminology In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and "cannot" are to be interpreted as described in clause 3.2 of the Drafting Rules (Verbal forms for the expression of provisions). "must" and "must not" are NOT allowed in deliverables except when used in direct citation.

4 3 TS V ( ) Contents Intellectual Property Rights... 2 Foreword... 2 Modal verbs terminology... 2 Foreword Scope References Definitions and abbreviations Definitions Abbreviations Symbols General Relationship between Minimum Requirements and Test Requirements Base station classes Regional requirements Environmental requirements for the BS equipment Applicability of requirements Requirements for contiguous and non-contiguous spectrum Requirements for BS capable of multi-band operation Frequency bands and channel arrangement General Frequency bands Tx-Rx frequency separation Channel arrangement Channel spacing Channel raster Channel number Transmitter characteristics General Base station output power Base station maximum output power Minimum requirement Frequency error Minimum requirement Output power dynamics Inner loop power control in the downlink Power control steps Minimum requirement Power control dynamic range Minimum requirements Total power dynamic range Minimum requirement Primary CPICH power Minimum requirement A Secondary CPICH power A.1 Minimum Requirement for MIMO mode A.2 Minimum Requirement for MIMO mode with four transmit antennas B Demodulation CPICH power for MIMO mode with four transmit antennas B.1 Minimum Requirement IPDL time mask Minimum Requirement Home base station output power for adjacent channel protection Minimum requirement... 28

5 4 TS V ( ) 6.5 (void) Output RF spectrum emissions Occupied bandwidth Minimum requirement Out of band emission Spectrum emission mask Adjacent Channel Leakage power Ratio (ACLR) Minimum requirement Cumulative ACLR requirement in non-contiguous spectrum Spurious emissions Mandatory Requirements Spurious emissions (Category A) Spurious emissions (Category B) Protection of the BS receiver of own or different BS Minimum Requirement Co-existence with other systems in the same geographical area Minimum Requirements Co-existence with co-located and co-sited base stations Minimum Requirements Co-existence with PHS Minimum Requirement Co-existence with services in adjacent frequency bands Minimum requirement Void Void Void Protection of Public Safety Operations Minimum Requirement Co-existence with Home BS operating in other bands Minimum Requirements Transmitter intermodulation Minimum requirement Transmit modulation Transmit pulse shape filter Error Vector Magnitude Minimum requirement Peak code Domain error Minimum requirement Time alignment error Minimum Requirements Relative Code Domain Error for 64QAM modulation Minimum requirement Receiver characteristics General Reference sensitivity level Minimum requirement Maximum Frequency Deviation for Receiver Performance Dynamic range Minimum requirement Adjacent Channel Selectivity (ACS) Minimum requirement Minimum requirement - Co-location with UTRA-TDD Blocking characteristics Minimum requirement Minimum Requirement - Co-location with GSM, DCS, PCS, CDMA, UTRA and/or E-UTRA, UTRA TDD and/or E-UTRA TDD Void Intermodulation characteristics Minimum requirement Spurious emissions Minimum requirement... 86

6 5 TS V ( ) 8 Performance requirement General Demodulation in static propagation conditions Demodulation of DCH Minimum requirement Demodulation of DCH in multipath fading conditions Multipath fading Case Minimum requirement Multipath fading Case Minimum requirement Multipath fading Case Minimum requirement Multipath fading Case Minimum requirement Demodulation of DCH in moving propagation conditions Minimum requirement Demodulation of DCH in birth/death propagation conditions Minimum requirement A Demodulation of DCH in high speed train conditions A.1 General A.2 Minimum requirement (void) Performance requirement for RACH Performance requirement for RACH preamble detection Demodulation of RACH message Minimum requirements for Static Propagation Condition Minimum requirements for Multipath Fading Case Minimum requirements for high speed train conditions (void) (void) Performance of ACK/NACK detection for HS-DPCCH ACK false alarm ACK mis-detection A Performance of ACK/NACK detection for 4C-HSDPA HS-DPCCH A.1 Performance requirements A.1.1 ACK false alarm A.1.2 ACK mis-detection A.2 Applicability of requirements B Performance of ACK/NACK detection for 8C-HSDPA HS-DPCCH Demodulation of E-DPDCH in multipath fading condition A Demodulation of E-DPDCH and S-E-DPDCH in multipath fading condition for UL MIMO Performance of signaling detection for E-DPCCH in multipath fading condition Annex A (normative): Measurement channels A.1 Summary of UL reference measurement channels A.2 UL reference measurement channel for 12.2 kbps A.3 UL reference measurement channel for 64 kbps A.4 UL reference measurement channel for 144 kbps A.5 UL reference measurement channel for 384 kbps A.6 (void) A.7 Reference measurement channels for UL RACH A.8 Reference measurement channel for HS-DPCCH A.8A Reference measurement channel for HS-DPCCH for 4C-HSDPA A.9 Summary of E-DPDCH Fixed reference channels A.10 E-DPDCH Fixed reference channel 1 (FRC1)

7 6 TS V ( ) A.11 E-DPDCH Fixed reference channel 2 (FRC2) A.12 E-DPDCH Fixed reference channel 3 (FRC3) A.13 E-DPDCH Fixed reference channel 4 (FRC4) A.14 E-DPDCH Fixed reference channel 5 (FRC5) A.15 E-DPDCH Fixed reference channel 6 (FRC6) A.16 E-DPDCH Fixed reference channel 7 (FRC7) A.17 E-DPDCH Fixed reference channel 8 (FRC8) A.18 E-DPDCH Fixed reference channel 9 (FRC9) A.19 E-DPDCH Fixed reference channel 10 (FRC10) Annex B (normative): Propagation conditions B.1 Static propagation condition B.2 Multi-path fading propagation conditions B.3 Moving propagation conditions B.4 Birth-Death propagation conditions B.4A High speed train conditions B.5 Multipath fading propagation conditions for E-DPDCH and E-DPCCH Annex C (normative): Annex D (normative): Annex E (informative): Characteristics of the W-CDMA interference signal Regional requirement for protection of DTT Change History History

8 7 TS V ( ) Foreword This Technical Specification has been produced by the 3GPP. The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of this TS, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version 3.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 Indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the specification.

9 8 TS V ( ) 1 Scope This document establishes the Base Station minimum RF characteristics of the FDD mode of UTRA. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. [1] ITU-R Recommendation SM.329, " Unwanted emissions in the spurious domain ". [2] (void) [3] ETR : "Electromagnetic compatibility and Radio spectrum Matters (ERM); Improvement of radiated methods of measurement (using test sites) and evaluation of the corresponding measurement uncertainties; Part 1: Uncertainties in the measurement of mobile radio equipment characteristics; Sub-part 2: Examples and annexes". [4] 3GPP TR "RF System Scenarios". [5] 3GPP TS : "Digital cellular telecommunications system (Phase 2+); Modulation". [6] 3GPP TS : "Spreading and modulation (FDD)". [7] ITU-R recommendation SM.328: "Spectra and bandwidth of emissions". [8] 3GPP TS : " Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS) radio transmission and reception". [9] ECC/DEC/(09)03 " Harmonised conditions for MFCN in the band MHz", 30 Oct [10] 3GPP TS : " E-UTRA, UTRA and GSM/EDGE; Multi-Standard Radio (MSR) Base Station (BS) radio transmission and reception". [11] 3GPP TS : " Radio Resource Control. Protocol Specification". [12] 3GPP TS : "Physical layer procedures (FDD) ". [13] CEPT ECC Decision (13)03, The harmonised use of the frequency band MHz for Mobile/Fixed Communications Networks Supplemental Downlink (MFCN SDL). 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the following definitions apply: Output power: mean power of one carrier of the base station, delivered to a load with resistance equal to the nominal load impedance of the transmitter.

10 9 TS V ( ) Rated output power: mean power level per carrier that the manufacturer has declared to be available at the antenna connector. Maximum output Power: mean power level per carrier of the base station measured at the antenna connector in a specified reference condition. Mean power: power (transmitted or received) in a bandwidth of at least (1+ α) times the chip rate of the radio access mode. NOTE 1: α = 0,22 is the roll-off factor of the WCDMA signal. The roll-off factor α is defined in section 6.8 NOTE 2: The period of measurement shall be at least one timeslot unless otherwise stated. MIMO mode: downlink MIMO configuration with two transmit antennas MIMO mode with four transmit antennas: downlink MIMO configuration with four transmit antennas. Power control dynamic range: difference between the maximum and the minimum transmit output power of a code channel for a specified reference condition. RRC filtered mean power: mean power as measured through a root raised cosine filter with roll-off factor α and a bandwidth equal to the chip rate of the radio access mode. NOTE 1: The RRC filtered mean power of a perfectly modulated W-CDMA signal is db lower than the mean power of the same signal. NOTE 2: The roll-off factor α is defined in section Code domain power: part of the mean power which correlates with a particular (OVSF) code channel. NOTE: The sum of all powers in the code domain equals the mean power in a bandwidth of (1+ α) times the chip rate of the radio access mode. Total power dynamic range: difference between the maximum and the minimum total transmit output power for a specified reference condition. Secondary serving HS-DSCH cell(s): set of cells where the UE is configured to simultaneously monitor an HS-SCCH set and receive the HS-DSCH if it is scheduled in that cell. NOTE: There can be up to 7 secondary serving HS-DSCH cells in addition to the serving HS-DSCH cell. Channel bandwidth: RF bandwidth supporting a single UTRA RF carrier. NOTE: the channel bandwidth is measured in MHz and is used as a reference for transmitter and receiver RF requirements. Channel edge: lowest or highest frequency of the UTRA carrier, separated by the channel bandwidth. Base Station RF Bandwidth: bandwidth in which a base station transmits and/or receives single or multiple carriers simultaneously within each supported operating band. NOTE: In single carrier operation the channel bandwidth is equal to Base Station RF Bandwidth Base Station RF Bandwidth edge: frequency of one of the edges of the Base Station RF Bandwidth. Contiguous spectrum: spectrum consisting of a contiguous block of spectrum with no sub-block gap(s). Highest carrier: carrier with the highest carrier centre frequency transmitted/received in the specified operating band(s). Non-contiguous spectrum: spectrum consisting of two or more sub-blocks separated by sub-block gap(s). Radio Bandwidth: frequency difference between the upper edge of the highest used carrier and the lower edge of the lowest used carrier. Sub-block: one contiguous allocated block of spectrum for use by the same base station. NOTE: There may be multiple instances of sub-blocks within an Base Station RF Bandwidth.

11 10 TS V ( ) Sub-block bandwidth: RF bandwidth of one sub-block. Sub-block gap: frequency gap between two consecutive sub-blocks within an Base Station RF Bandwidth, where the RF requirements in the gap are based on co-existence for un-coordinated operation. Lower sub-block edge: frequency at the lower edge of one sub-block. NOTE: It is used as a frequency reference point for both transmitter and receiver requirements. Lowest carrier: carrier with the lowest carrier centre frequency transmitted/received in the specified operating band(s). Upper sub-block edge: frequency at the higher edge of one sub-block. NOTE: It is used as a frequency reference point for both transmitter and receiver requirements. Inter-band gap: The frequency gap between two supported consecutive operating bands. Inter RF Bandwidth gap: frequency gap between two consecutive Base Station RF Bandwidths that respectively correspond to two supported operating bands. Multi-band base station: base station characterized by the ability of its transmitter and/or receiver to process two or more carriers in common active RF components simultaneously, where at least one carrier is configured at a different operating band (which is not a sub-band or superseding-band of another supported operating band) than the other carrier(s). Multi-band transmitter: transmitter characterized by the ability to process two or more carriers in common active RF components simultaneously, where at least one carrier is configured at a different operating band (which is not a subband or superseding-band of another supported operating band) than the other carrier(s). Multi-band receiver: receiver characterized by the ability to process two or more carriers in common active RF components simultaneously, where at least one carrier is configured at a different operating band (which is not a subband or superseding-band of another supported operating band) than the other carrier(s). Rated total output power: the total power level that the manufacturer has declared to be available at the antenna connector. Sub-band: A sub-band of an operating band contains a part of the uplink and downlink frequency range of the operating band. Superseding-band: A superseding-band of an operating band includes the whole of the uplink and downlink frequency range of the operating band.

12 11 TS V ( ) 3.2 Abbreviations For the purposes of the present document, the following abbreviations apply: 4C-HSDPA Four-Carrier HSDPA. HSDPA operation configured on 3 or 4 DL carriers 8C-HSDPA Eight-Carrier HSDPA. HSDPA operation configured for 5 to 8 DL carriers 16QAM 16 Quadrature Amplitude Modulation ACIR Adjacent Channel Interference Ratio ACLR Adjacent Channel Leakage power Ratio ACS Adjacent Channel Selectivity BS Base Station BER Bit Error Ratio BLER Block Error Ratio CACLR Cumulative ACLR CPICH Common Pilot Channel CW Continuous Wave (unmodulated signal) DB-DC-HSDPA Dual Band Dual Cell HSDPA DB-DC-HSUPA Dual Band Dual Cell HSUPA DC-HSDPA Dual Cell HSDPA DC-HSUPA Dual Cell HSUPA DL Down Link (forward link) DTT Digital Terrestrial Television EIRP Effective Isotropic Radiated Power FDD Frequency Division Duplexing GSM Global System for Mobile Communications HSDPA High Speed Downlink Packet Access HSUPA High Speed Uplink Packet Access IE Information Element LA Local Area MIMO Multiple Input Multiple Output MR Medium Range NC-4C-HSDPA Non-contiguous Four-Carrier HSDPA. HSDPA operation for two non-adjacent blocks within a single band configured on 2, 3 or 4 DL carriers. P-CPICH Primary CPICH PHS Personal Handyphone System PPM Parts Per Million RAT Radio Access Technology RF Radio Frequency QPSK Quadrature Phase Shift Keying RSSI Received Signal Strength Indicator S-CPICH Secondary CPICH SIR Signal to Interference ratio TAE Time Alignment Error TDD Time Division Duplexing TPC Transmit Power Control UARFCN UTRA Absolute Radio Frequency Channel Number UE User Equipment UL Up Link (reverse link) WCDMA Wideband Code Division Multiple Access WA Wide Area 3.3 Symbols For the purposes of the present document, the following symbols apply: α Roll-off factor E b Average energy per information bit E c Total energy per PN chip f Frequency Δf Frequency offset of the measurement filter -3dB point, as defined in section Δf max The largest value of Δf used for defining the requirement

13 12 TS V ( ) f_offset Frequency offset of the measurement filter centre frequency, as defined in section F DL_low The lowest frequency of the downlink operating band F DL_high The highest frequency of the downlink operating band F DL_Offset The offset parameter used to calculate the UARFCN for downlink F UL_low The lowest frequency of the uplink operating band F UL_high The highest frequency of the uplink operating band F UL_Offset The offset parameter used to calculate the UARFCN for uplink F uw Frequency offset of unwanted signal P EM,N Declared emission level for channel N P EM,B32,ind Declared emission level in Band 32, ind=a, b, c, d, e Pout Output power Prated,c Rated output power (per carrier) Pmax,c Maximum output power (per carrier) Rx Receiver Tx Transmitter Sub-block gap or Inter RF Bandwidth gap size W gap 4 General 4.1 Relationship between Minimum Requirements and Test Requirements The Minimum Requirements given in this specification make no allowance for measurement uncertainty. The test specification section 4 defines Test Tolerances. These Test Tolerances are individually calculated for each test. The Test Tolerances are used to relax the Minimum Requirements in this specification to create Test Requirements. The measurement results returned by the Test System are compared - without any modification - against the Test Requirements as defined by the shared risk principle. The Shared Risk principle is defined in ITU-R M Base station classes The requirements in this specification apply to Wide Area Base Stations, Medium Range Base Stations, Local Area Base Stations and Home Base Stations unless otherwise stated. Wide Area Base Stations are characterised by requirements derived from Macro Cell scenarios with a BS to UE minimum coupling loss equal to 70 db. The Wide Area Base Station class has the same requirements as the base station for General Purpose application in Release 99, 4 and 5. Medium Range Base Stations are characterised by requirements derived from Micro Cell scenarios with a BS to UE minimum coupling loss equal to 53 db. Local Area Base Stations are characterised by requirements derived from Pico Cell scenarios with a BS to UE minimum coupling loss equal to 45 db. Home Base Stations are characterised by requirements derived from Femto Cell scenarios.

14 13 TS V ( ) 4.3 Regional requirements Some requirements in TS may only apply in certain regions. Table 4.1 lists all requirements that may be applied differently in different regions. Table 4.1: List of regional requirements

15 14 TS V ( ) Clause Requirement Comments number 5.2 Frequency bands Some bands may be applied regionally. 5.3 Tx-Rx Frequency Separation The requirement is applied according to what frequency bands in Clause 5.2 that are supported by the BS. 5.4 Channel arrangement The requirement is applied according to what frequency bands in Clause 5.2 that are supported by the BS Base station maximum output power In certain regions, the minimum requirement for normal conditions may apply also for some conditions outside the range of conditions defined as normal Spectrum emission mask The mask specified may be mandatory in certain regions. In other regions this mask may not be applied. Additional spectrum protection requirements may apply regionally Adjacent Channel Leakage power Ratio In Japan, the requirement depicted in the note of Table 6.7 shall be applied Spurious emissions (Category A) These requirements shall be met in cases where Category A limits for spurious emissions, as defined in ITU-R Recommendation SM.329 [1], are applied Spurious emissions (Category B) These requirements shall be met in cases where Category B limits for spurious emissions, as defined in ITU-R Recommendation SM.329 [1], are applied Co-existence with other systems in the same geographical area Co-existence with co-located and co-sited base stations These requirements may apply in geographic areas in which both UTRA FDD and GSM, DCS, PCS, CDMA, E-UTRA and/or UTRA BS operating in another frequency band are deployed. These requirements may be applied for the protection of other BS receivers when GSM, DCS, PCS, CDMA, E-UTRA and/or UTRA BS operating in another frequency band are co-located with a UTRA FDD BS Co-existence with PHS This requirement may be applied for the protection of PHS in geographic areas in which both PHS and UTRA FDD are deployed Co-.existence with services in adjacent frequency bands Protection of public safety operations Adjacent Channel Selectivity Colocation with UTRA-TDD This requirement may be applied for the protection in bands adjacent to the downlink bands as defined in clause 5.2 in geographic areas in which both an adjacent band service and UTRA FDD are deployed. This requirement shall be applied to BS operating in Bands XIII and XIV to ensure that appropriate interference protection is provided to 700 MHz public safety operations. This requirement may be applied for the protection of UTRA-FDD BS receivers when UTRA-FDD BS and UTRA-TDD BS are co-located. 7.5 Blocking characteristic The requirement is applied according to what frequency bands in Clause 5.2 that are supported by the BS Blocking characteristics Colocation with GSM900, DCS 1800, PCS1900 and/or UTRA Blocking characteristics Colocation with UTRA TDD This requirement may be applied for the protection of UTRA FDD BS receivers when UTRA FDD BS and GSM 900, DCS1800, PCS1900, GSM850 and/or UTRA BS (operating in different frequency bands) are co-located. This requirement may be applied for the protection of UTRA FDD BS receivers when UTRA FDD BS and UTRA TDD BS are co-located. 7.6 Intermodulation characteristics The requirement is applied according to what frequency bands in Clause 5.2 that are supported by the BS. 7.7 Spurious emissions The requirement is applied according to what frequency bands in Clause 5.2 that are supported by the BS.

16 15 TS V ( ) Note *: Base station classes* Only requirements for Wide Area (General Purpose), Medium Range and Local Area Base Stations are applicable in Japan. Base station classes,: This regional requirement should be reviewed to check its necessity every TSG RAN meeting. 4.4 Environmental requirements for the BS equipment The BS equipment shall fulfil all the requirements in the full range of environmental conditions for the relevant environmental class from the relevant IEC specifications listed below "Stationary use at weather protected locations" "Stationary use at non weather protected locations" Normally it should be sufficient for all tests to be conducted using normal test conditions except where otherwise stated. For guidance on the use of test conditions to be used in order to show compliance refer to TS Applicability of requirements For BS that is UTRA (single-rat) capable only, the requirements in the present document are applicable and additional conformance to TS [10] is optional. For a BS additionally conforming to TS [10], conformance to some of the RF requirements in the present document can be demonstrated through the corresponding requirements in TS [10] as listed in Table 4.2. Table 4.2: Alternative RF minimum requirements for a BS additionally conforming to TS [10] RF requirement Clause in the present document Alternative clause in TS [10] Base station output power Unwanted emissions Spectrum emission mask (except for and ) Transmitter spurious emissions (except for ) (except for ) Transmitter intermodulation Narrowband blocking Blocking Out-of-band blocking Co-location with other base stations 7.5.2, Receiver spurious emissions Intermodulation Narrowband intermodulation Requirements for contiguous and non-contiguous spectrum A spectrum allocation where the BS operates can either be contiguous or non-contiguous. Unless otherwise stated, the requirements in the present specification apply for BS configured for both contiguous spectrum operation and noncontiguous spectrum operation. For BS operation in non-contiguous spectrum, some requirements apply also inside the sub-block gaps. For each such requirement, it is stated how the limits apply relative to the sub-block edges.

17 16 TS V ( ) 4.7 Requirements for BS capable of multi-band operation For BS capable of multi-band operation, the RF requirements in clause 6 and 7 apply for each supported operating band unless otherwise stated. For some requirements it is explicitly stated that specific additions or exclusions to the requirement apply for BS capable of multi-band operation. For BS capable of multi-band operation, various structures in terms of combinations of different transmitter and receiver implementations (multi-band or single band) with mapping of transceivers to one or more antenna port(s) in different ways are possible. In the case where multiple bands are mapped on separate antenna connectors, the following applies: - Single-band transmitter spurious emissions, spectrum emission mask, ACLR, transmitter intermodulation and receiver spurious emissions requirements apply to each antenna connector. - If the BS is configured for single-band operation, single-band requirements shall apply to the antenna connector configured for single-band operation and no exclusions or provisions for multi-band capable BS are applicable. Single-band requirements are tested separately at the antenna connector configured for single-band operation, with all other antenna connectors terminated. 5 Frequency bands and channel arrangement 5.1 General The information presented in this section is based on a chip rate of 3.84 Mcps. NOTE 1: Other chip rates may be considered in future releases.

18 17 TS V ( ) 5.2 Frequency bands a) UTRA/FDD is designed to operate in the following paired bands: Table 5.0: Frequency bands Operating Band UL Frequencies UE transmit, Node B receive DL frequencies UE receive, Node B transmit I MHz MHz II MHz MHz III MHz MHz IV MHz MHz V MHz MHz VI MHz MHz VII MHz MHz VIII MHz MHz IX MHz MHz X MHz MHz XI MHz MHz XII MHz MHz XIII MHz MHz XIV MHz MHz XV Reserved Reserved XVI Reserved Reserved XVII Reserved Reserved XVIII Reserved Reserved XIX MHz MHz XX MHz MHz XXI MHz MHz XXII MHz MHz XXV MHz MHz XXVI MHz MHz XXXII (NOTE 1) N/A MHz NOTE 1: Restricted to UTRA operation when dual band is configured (e.g., DB- DC-HSDPA or dual band 4C-HSDPA). The down link frequenc(ies) of this band are paired with the uplink frequenc(ies) of the other FDD band (external) of the dual band configuration. b) Deployment in other frequency bands is not precluded c) DB-DC-HSDPA is designed to operate in the following configurations: Table 5.0aA: DB-DC-HSDPA configurations DB-DC-HSDPA UL Band DL Bands Configuration 1 I or VIII I and VIII 2 II or IV II and IV 3 I or V I and V 4 I or XI I and XI 5 II or V II and V 6 I I and XXXII d) Single band 4C-HSDPA is designed to operate in the following configurations:

19 18 TS V ( ) Table 5.0aB Single band 4C-HSDPA configurations Single band 4C-HSDPA Operating Number of DL carriers Configuration Band I-3 I 3 II-3 II 3 II-4 II 4 NOTE: Single band 4C-HSDPA configuration is numbered as (X-M) where X denotes the operating band and M denotes the number of DL carriers. e) Dual band 4C-HSDPA is designed to operate in the following configurations: Dual band 4C-HSDPA Configuration NOTE: Table 5.0aC Dual band 4C-HSDPA configurations UL Band DL Band A Number of DL carriers in Band A DL Band B I-2-VIII-1 I or VIII I 2 VIII 1 I-3-VIII-1 I or VIII I 3 VIII 1 II-1-IV-2 II or IV II 1 IV 2 II-2-IV-1 II or IV II 2 IV 1 II-2-IV-2 II or IV II 2 IV 2 I-1-V-2 I or V I 1 V 2 I-2-V-1 I or V I 2 V 1 I-2-V-2 I or V I 2 V 2 I-2-VIII-2 I or VIII I 2 VIII 2 I-1-VIII-2 I or VIII I 1 VIII 2 II-1-V-2 II or V II 1 V 2 I-1-XXXII-2 I I 1 XXXII 2 I-2-XXXII-1 I I 2 XXXII 1 Number of DL carriers in Band B Dual band 4C-HSDPA configuration is numbered as (X-M-Y-N) where X denotes the DL Band A, M denotes the number DL carriers in the DL Band A, Y denotes the DL Band B, and N denotes the number of DL carriers in the DL Band B f) Single band NC-4C-HSDPA is designed to operate in the following configurations: Single band NC-4C- HSDPA Configuration NOTE: Table 5.0aD Single band NC-4C-HSDPA configurations Operating Band Number of DL carriers in one sub-block Sub-block gap [MHz] I I I I I I IV IV IV IV IV IV IV IV IV IV Number of DL carriers in the other sub-block Single band NC-4C-HSDPA configuration is numbered as (X-M-Y-N) where X denotes the operating band, M denotes the number of DL carriers in one sub-block, Y denotes the sub-block gap in MHz and N denotes the number of DL carriers in the other sub-block. M and N can be switched. g) Single Band 8C-HSDPA is designed to operate in the following configurations: Table 5.0aE Single Band 8C-HSDPA configurations Single Band 8C-HSDPA Operating Number of DL carriers Configuration Band I-8 I 8 NOTE: Single band 8C-HSDPA configuration is numbered as (X-M) where X denotes the operating band and M denotes the number of DL carriers.

20 19 TS V ( ) h) DB-DC-HSUPA is designed to operate in the following configurations: Dual band HSUPA Configuration together with DB-DC- HSDPA/DB-4C- HSDPA UL Band A/B Table 5.0aF DB-DC-HSUPA configurations Number of UL carriers in Band A/B DL Band A Number of DL carriers in Band A DL Band B Number of DL carriers in Band B I-1-VIII-1 I and VIII 1 I 1 VIII 1 I-2-VIII-1 I and VIII 1 I 2 VIII 1 I-2-VIII-2 I and VIII 1 I 2 VIII 2 I-1-VIII-2 I and VIII 1 I 1 VIII 2 I-3-VIII-1 I and VIII 1 I 3 VIII 1 I-1-V-1 I and V 1 I 1 V 1 I-1-V-2 I and V 1 I 1 V 2 I-2-V-1 I and V 1 I 2 V 1 I-2-V-2 I and V 1 I 2 V 2 II-1-V-1 II and V 1 II 1 V 1 II-1-V-2 II and V 1 II 1 V Tx-Rx frequency separation a) UTRA/FDD is designed to operate with the following TX-RX frequency separation: Table 5.0A: Tx-Rx frequency separation Operating Band I II III IV V VI VII VIII IX X XI XII XIII XIV XIX XX XXI XXII XXV XXVI TX-RX frequency separation 190 MHz 80 MHz 95 MHz 400 MHz 45 MHz 45 MHz 120 MHz 45 MHz 95 MHz 400 MHz 48 MHz 30 MHz 31 MHz 30 MHz 45 MHz 41 MHz 48 MHz 100 MHz 80 MHz 45MHz b) UTRA/FDD can support both fixed and variable transmit to receive frequency separation. c) The use of other transmit to receive frequency separations in existing or other frequency bands shall not be precluded. d) When configured to operate in DC-HSDPA with a single UL frequency, the TX-RX frequency separation in Table 5.0A shall be applied for the serving HS-DSCH cell. For bands XII, XIII and XIV, the TX-RX frequency separation in Table 5.0A shall be the minimum spacing between the UL and either of the DL carriers.

21 20 TS V ( ) e) When configured to operate on dual cells in both the DL and UL, the TX-RX frequency separation in Table 5.0A shall be applied to the primary UL frequency and DL frequency of the serving HS-DSCH cell, and to the secondary UL frequency and the frequency of the secondary serving HS-DSCH cell respectively. f) When configured to operate on single/dual band 4C-HSDPA or single band 8C-HSDPA or single band NC-4C- HSDPA with a single UL frequency, the TX-RX frequency separation in Table 5.0A shall be applied for the DL frequency of the serving HS-DSCH cell. When configured to operate on single/dual band 4C-HSDPA or single band 8C-HSDPA or single band NC-4C-HSDPA with dual UL frequencies, the TX-RX frequency separation in Table 5.0A shall be applied to the primary UL frequency and DL frequency of the serving HS-DSCH cell, and to the secondary UL frequency and the frequency of the 1st secondary serving HS-DSCH cell respectively. g) For bands XII, XIII and XIV, the requirements in TS are applicable only for a single uplink carrier frequency, however dual cell uplink operation may be considered in future releases. h) When configured to operate on dual band dual cell HSDPA or dual band 4C-HSDPA with dual band UL frequencies, the TX-RX frequency separation in Table 5.0A shall be applied to the primary UL frequency and DL frequency of the serving HS-DSCH cell, and to the secondary UL frequency and the frequency of the 1st secondary serving HS-DSCH cell respectively. 5.4 Channel arrangement Channel spacing The nominal channel spacing is 5 MHz, but this can be adjusted to optimise performance in a particular deployment scenario Channel raster The channel raster is 200 khz for all bands, which means that the centre frequency must be an integer multiple of 200 khz. In addition a number of additional centre frequencies are specified according to table 5.1A, which means that the centre frequencies for these channels are shifted 100 khz relative to the general raster Channel number The carrier frequency is designated by the UTRA Absolute Radio Frequency Channel Number (UARFCN). For each operating Band, the UARFCN values are defined as follows: Uplink: N U = 5 * (F UL - F UL_Offset), for the carrier frequency range F UL_low F UL F UL_high Downlink: N D = 5 * (F DL - F DL_Offset), for the carrier frequency range F DL_low F DL F DL_high For each operating Band, F UL_Offset, F UL_low, F UL_high, F DL_Offset,, F DL_low and F DL_high are defined in Table 5.1 for the general UARFCN. For the additional UARFCN, F UL_Offset, F DL_Offset and the specific F UL and F DL are defined in Table 5.1A.

22 21 TS V ( ) Band Table 5.1: UARFCN definition (general) UPLINK (UL) UE transmit, Node B receive UARFCN formula offset FUL_Offset [MHz] Carrier frequency (FUL) range [MHz] DOWNLINK (DL) UE receive, Node B transmit UARFCN formula offset Carrier frequency (FDL) range [MHz] FUL_low FUL_high FDL_Offset [MHz] FDL_low FDL_high I II III IV V VI VII VIII IX X XI XII XIII XIV XIX XX XXI XXII XXV XXVI XXXII (NOTE 1) - N/A N/A NOTE 1: Restricted to UTRA operation when dual band is configured (e.g., DB-DC-HSDPA or dual band 4C-HSDPA)

23 22 TS V ( ) Band Table 5.1A: UARFCN definition (additional channels) UPLINK (UL) UE transmit, Node B receive UARFCN formula offset FUL_Offset [MHz] Carrier frequency [MHz] (FUL) DOWNLINK (DL) UE receive, Node B transmit UARFCN formula offset FDL_Offset [MHz] Carrier frequency [MHz] (FDL) I , , , , , , II , , , , , , , , , , , , , , , , III IV , , , , , , , , , , , , , , , V , 827.5, 831.5, , 872.5, 876.5, 832.5, 837.5, , 882.5, VI , , VII , , , , , , , , , , , , , , , , , , , , , , , , , , VIII IX X , , , , , , , , , , , , , , , , , , , , , , XI XII 701.5, 706.5, 707.5, 731.5, 736.5, 737.5, 742.5, , XIII , , XIV , , XIX , 837.5, , 882.5, XX XXI XXII XXV , , , , , , , , , , , , XXVI , 821.5, 826.5, 827.5, 831.5, 832.5, 836.5, 837.5, 841.5, 842.5, XXXII (NOTE 1) , , , , , , , , , , , , , 866.5, 871.5, 872.5, 876.5, 877.5, 881.5, 882.5, 886.5, 887.5, , , , , , , , NOTE 1: Restricted to UTRA operation when dual band is configured (e.g., DB-DC-HSDPA or dual band 4C-HSDPA) 6 Transmitter characteristics 6.1 General Unless otherwise stated, the requirements in clause 6 are expressed for a single transmitter antenna connector. In case of transmit diversity, DB-DC-HSDPA or MIMO transmission, the requirements apply for each transmitter antenna connector.

24 23 TS V ( ) A BS supporting DC-HSDPA and DB-DC-HSDPA transmits two cells simultaneously. A BS supporting DC-HSDPA transmits two cells simultaneously on adjacent carrier frequencies. Unless otherwise stated, the transmitter characteristics are specified at the BS antenna connector (test port A) with a full complement of transceivers for the configuration in normal operating conditions. If any external apparatus such as a TX amplifier, a filter or the combination of such devices is used, requirements apply at the far end antenna connector (port B). BS cabinet External PA (if any) External device e.g. TX filter (if any) Towards antenna connector Test port A Test port B Figure 6.1: Transmitter test ports 6.2 Base station output power Output power, Pout, of the base station is the mean power of one carrier delivered to a load with resistance equal to the nominal load impedance of the transmitter. Rated output power, Prated,c, of the base station is the mean power level per carrier that the manufacturer has declared to be available at the antenna connector Base station maximum output power Maximum output power, Pmax,c, of the base station is the mean power level per carrier measured at the antenna connector in specified reference condition. The rated output power, Prated,c, of the BS shall be as specified in Table 6.0A. Table 6.0A: Base station rated output power NOTE: BS class Prated,c Wide Area BS - (note) Medium Range BS < +38 dbm Local Area BS < + 24 dbm Home BS < + 20 dbm (without transmit diversity or any MIMO mode) < + 17 dbm (with transmit diversity or MIMO mode) < + 14 dbm (with MIMO mode with four transmit antennas) There is no upper limit required for the rated output power of the Wide Area Base Station like for the base station for General Purpose application in Release 99, 4, and Minimum requirement In normal conditions, the base station maximum output power, Pmax,c shall remain within +2 db and -2dB of the manufacturer's rated output power. In extreme conditions, the base station maximum output power Pmax,c shall remain within +2.5 db and -2.5 db of the manufacturer's rated output power.

25 24 TS V ( ) In certain regions, the minimum requirement for normal conditions may apply also for some conditions outside the range of conditions defined as normal. 6.3 Frequency error Frequency error is the measure of the difference between the actual BS transmit frequency and the assigned frequency. The same source shall be used for RF frequency and data clock generation Minimum requirement The modulated carrier frequency of the BS shall be accurate to within the accuracy range given in Table 6.0 observed over a period of one timeslot. Table 6.0: Frequency error minimum requirement BS class Wide Area BS Medium Range BS Local Area BS Home BS Accuracy ±0.05 ppm ±0.1 ppm ±0.1 ppm ±0.25 ppm 6.4 Output power dynamics Power control is used to limit the interference level. The transmitter uses a quality-based power control on the downlink Inner loop power control in the downlink Inner loop power control in the downlink is the ability of the BS transmitter to adjust the transmitter output power of a code channel in accordance with the corresponding TPC symbols received in the uplink Power control steps The power control step is the required step change in the code domain power of a code channel in response to the corresponding power control command. The combined output power change is the required total change in the DL transmitted power of a code channel in response to multiple consecutive power control commands corresponding to that code channel Minimum requirement The BS transmitter shall have the capability of setting the inner loop code domain power with a step sizes of 1dB mandatory and 0.5, 1.5, 2.0 db optional a) The tolerance of the power control step due to inner loop power control shall be within the range shown in Table 6.1. b) The tolerance of the combined output power change due to inner loop power control shall be within the range shown in Table 6.2. Table 6.1: Transmitter power control step tolerance Power control commands in Transmitter power control step tolerance the down link 2 db step size 1.5 db step size 1 db step size 0.5 db step size Lower Upper Lower Upper Lower Upper Lower Upper Up (TPC command "1") +1.0 db +3.0 db db db +0.5 db +1.5 db db db Down (TPC command "0") -1.0 db -3.0 db db db -0.5 db -1.5 db db db

26 25 TS V ( ) Power control commands in the down link Table 6.2: Transmitter aggregated power control step range Transmitter aggregated power control step change after 10 consecutive equal commands (up or down) 2 db step size 1.5 db step size 1 db step size 0.5 db step size Lower Upper Lower Upper Lower Upper Lower Upper Up (TPC command "1") +16 db +24 db +12 db +18 db +8 db +12 db +4 db +6 db Down (TPC command "0") -16 db -24 db -12 db -18 db -8 db -12 db -4 db -6 db Power control dynamic range The power control dynamic range is the difference between the maximum and the minimum code domain power of a code channel for a specified reference condition. Transmit modulation quality shall be maintained within the whole dynamic range as specified in subclause Minimum requirements Down link (DL) power control dynamic range: Maximum code domain power: Minimum code domain power: BS maximum output power - 3 db or greater BS maximum output power - 28 db or less Total power dynamic range The total power dynamic range is the difference between the maximum and the minimum output power for a specified reference condition. NOTE: The upper limit of the dynamic range is the BS maximum output power. The lower limit of the dynamic range is the lowest minimum power from the BS when no traffic channels are activated Minimum requirement The downlink (DL) total power dynamic range shall be 18 db or greater Primary CPICH power Primary CPICH (P-CPICH) power is the code domain power of the Primary Common Pilot Channel. P-CPICH power is indicated on the BCH Minimum requirement The difference between the P-CPICH power transmitted at the antenna connector and the P-CPICH power indicated on the BCH shall be within ±2.1 db A Secondary CPICH power Secondary CPICH (S-CPICH) power is the code domain power of the Secondary Common Pilot Channel. S-CPICH power is equal to the sum of the P-CPICH power and the power offset, which are signalled to the UE. The power offset is signalled in the IE "Power Offset for S-CPICH for MIMO", for MIMO mode as defined in section b in TS [11]. When the UE supports MIMO mode with four transmit antennas, the power offset of S-CPICH on antenna 2 is signalled in the IE "Power Offset for S-CPICH for MIMO mode with four transmit antennas on Antenna2" as defined in section in TS [11]. The power offset of S-CPICH on antenna 3 and 4 is signalled in the IE "Common Power Offset for S-CPICH for MIMO mode with four transmit antennas on Antenna3 and 4", as defined in section in TS [11].